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Microbial and Phenotypic Definition of Rats and Mice: Proceedings of the 1998 US/Japan Conference (1999)
Institute for Laboratory Animal Research (ILAR)

Page
I
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Microbial and Phenotypic Definition of Rats and Mice

Proceedings of the 1998 US/Japan Conference

International Committee of the Institute for Laboratory Animal Research

National Research Council

NATIONAL ACADEMY PRESS
Washington, D.C.

Page
I
Front Matter (R1-R10)
Opening Remarks (Ota) (1-2)
Opening Remarks (Vaitukaitis) (3-4)
The Need for Defined Rats and Mice in Biomedical Research: Problems, Issues, and the Current State of Affairs (Nomura) (5-6)
The Need for Defined Rats and Mice in Biomedical Research: Problems, Issues, and the Current State of Affairs (Tamaoki) (7-11)
The Biological Integrity of Laboratory Rodents (12-14)
Quality Testing System for SPF Animals in Japan and Problems in the Management of Such Systems (15-23)
Definition of Microbiological Status of Rats and Mice/ The Need for Methods of Defining Flora/ International Standards for Terminology (24-27)
Development of Rodent Pathogen Profiles and Adequacy of Detection Technology (28-38)
Current Status of Pathogen Status in Mice and Rats (39-43)
Genetic Background and Phenotypes in Animal Models of Human Diseases (44-47)
Genetic and Phenotypic Definition of Laboratory Mice and Rats/ What Constitutes an Acceptable Genetic-Phenotypic Definition (Katoh) (48-57)
Phenotype Assessment Requires More Than a Casual Observation (58-62)
Genetic and Phenotypic Definition of Laboratory Mice and Rats/ What Constitutes an Acceptable Genetic-Phenotypic Definition (Davisson) (63-70)
Genetic and Phenotypic Definition of Laboratory Mice and Rats/ What Constitutes an Acceptable Genetic-Phenotypic Definition (DeGeorge) (71-75)
CIEA/NCRR/NIH Genetic and Microbiological Monitoring of Mouse and Rat Resources: Directions for the Future (Nomura) (76-77)
CIEA/NCRR/NIH Genetic and Microbiological Monitoring of Mouse and Rat Resources: Directions for the Future (West) (78-82)
Closing Comments/ Summary of Presentations (83-89)
Summary of Presentations (Pakes) (90-91)
Summary of Presentations (Nomura) (92-94)
Appendix A: US/Japan Meeting Agenda (95-97)
Appendix B: Meeting Participants (98-100)
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Microbial and Phenotypic Definition of Rats and Mice Proceedings of the 1998 US/Japan Conference International Committee of the Institute for Laboratory Animal Research National Research Council NATIONAL ACADEMY PRESS Washington, D.C.

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NATIONAL ACADEMY PRESS 2101 Constitution Avenue, NW Washington, DC 20418 NOTICE: The project that is the subject of this report was approved by the Governing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance. This study was supported by Grant No. P40-RR-11611 between the National Academy of Sciences and the National Institutes of Health. Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the views of the organizations or agencies that provided support for the project. International Standard Book Number 0-309-06591-7 Copyright 1999 by the National Academy of Sciences. All rights reserved. Printed in the United States of America.

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INTERNATIONAL COMMITTEE OF THE INSTITUTE FOR LABORATORY ANIMAL RESEARCH COUNCIL Christian R. Abee (Chair), Department of Comparative Medicine, University of South Alabama, Mobile, AL Hilton J. Klein, Department of Laboratory Animal Resources, Merck Research Laboratories, West Point, PA William Morton, Regional Primate Research Center, University of Washington, Seattle, WA Robert J. Russell, Harlan Sprague Dawley, Inc., Indianapolis, IN William S. Stokes, Environmental Toxicology Program, National Institute of Environmental Health Sciences, Research Triangle Park, NC John L. VandeBerg, Southwest Foundation for Biomedical Research, San Antonio, TX Peter A. Ward, Department of Pathology, University of Michigan Medical School, Ann Arbor, MI Staff Ralph B. Dell, Director Kathleen A. Beil, Administrative Assistant Susan S. Vaupel, Managing Editor, ILAR Journal Marsha K. Williams, Project Assistant

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The National Academy of Sciences is a private, non-profit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Bruce M. Alberts is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. William A. Wulf is president of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Kenneth I. Shine is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academy's purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Bruce M. Alberts and Dr. William A. Wulf are chairman and vice chairman, respectively, of the National Research Council.

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Preface US-Japan meetings on laboratory animal science have been held virtually every year since 1980 under the US-Japan Cooperative Program on Science and Technology. Over the years these meetings have resulted in a number of important documents including the Manual of Microbiologic of Monitoring of Laboratory Animals published in 1994 and the article Establishment and Preservation of Reference Inbred Strains of Rats for General Purposes published in 1991. In addition to these publications, these meetings have been instrumental in increasing awareness of the need for microbiologic monitoring of laboratory rodents and the need for genetic definition and monitoring of mice and rats. In cooperation with the Comparative Medicine section of NCRR/NIH, ILAR Council and staff are pleased to become the host for this important annual meeting and look forward to participating in future meetings. The support and sponsorship of NCRR (P40 RR 11611) in the United States and the Central Institute for Experimental Animals in Japan are gratefully acknowledged. These meetings have increased understanding of American and Japanese approaches to laboratory animal science and should continue to strengthen efforts to harmonize approaches aimed at resolving common challenges in the use of animal models for biomedical research and testing. This effort to improve understanding and cooperation between Japan and the United States should also be useful in developing similar interaction with other regions of the world including Europe, Australia, and Southeast Asia. CHRISTIAN R. ABEE, CHAIR INTERNATIONAL COMMITTEE OF THE INSTITUTE FOR LABORATORY ANIMAL RESEARCH

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Contents     Opening Remarks Shin-ichi Ota   1     Historical Overview   1     Expectations   2     References   2     Opening Remarks Judith L Vaitukaitis   3     The Need for Defined Rats and Mice in Biomedical Research: Problems, Issues, and the Current State of Affairs Tatsuji Nomura   5     Introduction   5     Participants and Format   5     Standardization and Quality   6     Questions and Answers   6     The Need for Defined Rats and Mice in Biomedical Research: Problems, Issues, and the Current State of Affairs Norikazu Tamaoki   7     Global Health Issue and the Necessity of Laboratory Animals   7     Importance of Laboratory Animals for Human Health   7     Laboratory Animal Models in Major Disease Categories   8     Aspects of Future Laboratory Animal Use   10     Questions and Answers   10     References   11

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    The Biological Integrity of Laboratory Rodents Robert O. Jacoby   12     References   14     Quality Testing System for SPF Animals in Japan and Problems in the Management of Such Systems Toshio Itoh   15     Role of the ICLAS Monitoring Center in the Quality Control System of Laboratory Animals   15     Microbiological Monitoring System of the ICLAS Monitoring Center   16     Microbiological Contamination of Laboratory Animals in Japan   17     Conclusion   22     References   23     Definition of Microbiological Status of Rats and Mice / The Need for Methods of Defining Flora / International Standards for Terminology Kazuaki Mannen   24     Current Status of Microbiological Quality of Laboratory Animals in University Animal Centers in Japan   24     Importance of Identifying Contamination   25     Development of Rodent Pathogen Profiles and Adequacy of Detection Technology Steven H. Weisbroth   28     Problematic Issues   36     References   38     Current Status of Pathogen Status in Mice and Rats J. Russell Lindsey   39     Past Progress toward Reducing Pathogens   39     Pathogens Still Pose Pervasive Risks in the United States   40     Pathogen Status Gets Lost in the Terminology Morass   40     Principles of Pathogen Status Are Being Compromised   41     Scientists Have Little Appreciation of Pathogen Status   41     References   42     Genetic Background and Phenotypes in Animal Models of Human Diseases Kuzuo Moriwaki   44     Development of Experimental Mouse Strains   44     Transgenic and Knockout Mice   45     Recombinant Inbred Strains   45     Common Disease Models   46     Conclusion   46     Reference   47

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    Genetic and Phenotypic Definition of Laboratory Mice and Rats / What Constitutes an Acceptable Genetic-Phenotypic Definition Hideki Katoh   48     Genetic Studies on Closed Colonies of the Rat   48     Human Ancestry   48     Laboratory Animals   51     Demonstration of the Existence of Closed Colonies Using Genetic Monitoring   52     Summary and Discussion   54     References   57     Phenotype Assessment Requires More Than a Casual Observation Philip A. Wood   58     Primary Level Assessment: Find Abnormalities   59     Secondary Level Assessment: Evaluate and Quantify Abnormalities   59     Environmental Influences   61     Examples   61     References   62     Genetic and Phenotypic Definition of Laboratory Mice and Rats / What Constitutes an Acceptable Genetic-Phenotypic Definition Muriel T. Davisson   63     Genetically Defined Mice   63     Genetic Standardization   63     Genetic Nomenclature   64     Definition and Value of Different Kinds of Strains   65     Genetic Monitoring   67     Genetic Databases   68     Training Scientists to Use Genetically Defined Mice   70     References   70     Genetic and Phenotypic Definition of Laboratory Mice and Rats / What Constitutes an Acceptable Genetic-Phenotypic Definition Joseph DeGeorge   71     Necessity for Globally Standardized Outbred Rats for Carcinogenicity Bioassay   71     Change in Laboratory Animal Science   71     Globalization of Drug Development   72     Segmentation of Toxicology Testing   72     Need for Integrated Findings   74     Managing Changes Over Time   74

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    CIEA/NCRR/NIH Genetic and Microbiological Monitoring of Mouse and Rat Resources: Directions for the Future Tatsuji Nomura   76     Differences Between Countries   76     Questions and Answers   77     CIEA/NCRR/NIH Genetic and Microbiological Monitoring of Mouse and Rat Resources: Directions for the Future Neal West   78     NIH Structure   78     NCRR's Mission   78     Database Recommendation   80     Questions and Answers   80     Learning from Each Other   81     Policy Setting   81     Reference   82     Closing Comments / Summary of Presentations Thomas J. Gill III   83     Introduction   83     Need for Genetically Defined Animals   83     Development of Genetically Engineered Animals   84     Importance of Disease Models   86     Standardization and Monitoring   87     Rat Repository Workshop   87     National Rat Genetics Resources Center   88     Recommendations   89     Summary of Presentations Steven P. Pakes   90     Current Status of Laboratory Animal Science   90     Revitalization of Original Focus   90     Future Cooperation   91     Summary of Presentations Tatsuji Nomura   92     Laboratory Animal Science: 1950s to 1990s   92     Genetically Engineered Animals   93     Conclusion   94 Appendix A:   US/Japan Meeting Agenda   95 Appendix B:   Meeting Participants   98