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The Evaluation of Forensic DNA Evidence (1996)
Commission on Life Sciences (CLS)

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National Research Council. "4 Population Genetics." The Evaluation of Forensic DNA Evidence. Washington, DC: The National Academies Press, 1996. 1. Print.

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Page 102

Subpopulation Theory

We can deal with a structured population by using a theory that is very similar to that of inbreeding. We shall reserve the symbol F for inbreeding caused by a specified degree of relationship of the parents, such as cousins. The symbol image is sometimes used in forensic science, so we employ it to designate the effects of population subdivision. The following formulae, which are analogous to those for inbreeding, define a parameter imageij for each genotype AiAj. These formulae do not require that the subpopulations mate at random or even that they be distinct.

image(4.4a)
image(4.4b)

In general, the parameters image may be positive or negative. However, substituting the inequalities Pii £  pi and Pij £ 1 into equations 4.4a and 4.4b, respectively, demonstrates that image for every i and j.

Let f0 denote the actual homozygosity in the entire population, and let h0 = 1 - f0 denote the corresponding heterozygosity. If the population were divided into distinct subpopulations and mating were random within each subpopulation, we would designate fs and hs by fs and hs, respectively. If mating were random within the entire population, these quantities would become fT and hT, respectively.

The average of the parameters imageij over all genotypes is precisely Wright's (1951) fixation index FIT:

image(4.5)

For an elementary explanation of Equation 4.5 for equal subpopulation numbers, see Hartl and Clark (1989, p 293); Nei (1987, p 162) presents a more detailed treatment. We also provide an alternative and more general derivation (Appendix 4A).

It is clear that image is a composite quantity, averaged over all genotypes, whereas Equations 4.4 involve image and image for individual genotypes. In general, image may be positive or negative, but image. However, if the local populations are mating at random or if there is local inbreeding, then the true value of image is positive. In empirical data, if statistical uncertainties are taken into account, image is almost always positive or very small. For selectively neutral loci, population values of image for particular genotypes may be negative only temporarily, except in highly unusual situations. Of course, point estimates from samples, which are quite inaccurate, may be negative even when the true value is positive (Weir and Cockerham 1984; Nei 1987; Chakraborty and Danker-Hopfe 1991).

Most of the forensic literature posits distinct subpopulations in HW proportions. In that case, comparison of Equations 4.4 with Equations 4.3 shows that imageij and imageij are given by

image(4.6a)

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