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EVALUATING CHEMICAL AND OTHER AGENT EXPOSURES FOR REPRODUCTIVE AND DEVELOPMENTAL TOXICITY
Subcommittee on Reproductive and Developmental Toxicology
Committee on Toxicology
Board on Environmental Studies and Toxicology
Commission on Life Sciences
National Research Council
NATIONAL ACADEMY PRESS Washington, D.C.
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NATIONAL ACADEMY PRESS
2101 Constitution Ave., N.W.
Washington, D.C.
20418
NOTICE: The project that is the subject of this report was approved by the Governing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance.
This project was supported by Contract Nos. DAMD 17-89-C9086 and DAMD 17-99-C9049 between the National Academy of Sciences and the U.S. Department of Defense. Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the view of the organizations or agencies that provided support for this project.
International Standard Book Number
0-309-07316-2
Additional copies of this report are available from:
National Academy Press
2101 Constitution Ave., NW
Box 285
Washington, DC
20055
800-624-6242
202-334-3313
(in the Washington metropolitan area)
http://www.nap.edu
Copyright
2001
by the
National Academy of Sciences . All rights reserved.
Printed in the United States of America
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THE NATIONAL ACADEMIES
National Academy of Sciences
National Academy of Engineering
Institute of Medicine
National Research Council
The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Bruce M. Alberts is president of the National Academy of Sciences.
The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. William A. Wulf is president of the National Academy of Engineering.
The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Kenneth I. Shine is president of the Institute of Medicine.
The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academy's purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Bruce M. Alberts and Dr. William A. Wulf are chairman and vice chairman, respectively, of the National Research Council.
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SUBCOMMITTEE ON REPRODUCTIVE AND DEVELOPMENTAL TOXICOLOGY
CAROLE A. KIMMEL
(Chair),
U.S. Environmental Protection Agency, Washington, D.C.
GERMAINE M. BUCK,
University at Buffalo, State of New York
MAUREEN H. FEUSTON,
Sanofi Pharmaceuticals, Inc., Malvern, Pa.
PAUL M.D. FOSTER,
Chemical Industry Institute of Toxicology, Research Triangle Park, N.C.
J. M. FRIEDMAN,
University of British Columbia, Vancouver
JOSEPH F. HOLSON,
WIL Research Laboratories, Inc., Ashland, Ohio
CLAUDE L. HUGHES, JR.,
Cedars-Sinai Medical Center, Los Angeles, Calif.
JOHN A. MOORE,
Institute for Evaluating Health Risks, Washington, D.C., and Sciences International, Alexandria, Va.
BERNARD A. SCHWETZ,
National Center for Toxicological Research, Rockville, Md.
ANTHONY R. SCIALLI,
Georgetown University Medical Center, Washington, D.C.
WILLIAM J. SCOTT, JR.,
University of Cincinnati College of Medicine, Cincinnati, Ohio
CHARLES V. VORHEES,
University of Cincinnati College of Medicine, Cincinnati, Ohio
BARRY R. ZIRKIN,
The Johns Hopkins University School of Hygiene and Public Health, Baltimore, Md.
Staff
KULBIR S. BAKSHI,
Program Director
for the
Committee on Toxicology
ABIGAIL STACK,
Project Director
KATE KELLY,
Editor
MIRSADA KARALIC-LONCAREVIC,
Information Specialist
LEAH PROBST,
Senior Project Assistant
EMILY SMAIL,
Project Assistant
Sponsor
U.S. DEPARTMENT OF DEFENSE
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COMMITTEE ON TOXICOLOGY
BAILUS WALKER, JR.
(Chair),
Howard University Medical Center and American Public Health Association, Washington, D.C.
MELVIN E. ANDERSEN,
Colorado State University, Denver
GERMAINE M. BUCK,
National Institutes of Health, Washington, D.C.
ROBERT E. FORSTER II,
University of Pennsylvania, Philadelphia
WILLIAM E. HALPERIN,
National Institute for Occupational Safety and Health, Cincinnati, Ohio
CHARLES H. HOBBS,
Lovelace Respiratory Research Institute and Lovelace Biomedical and Environmental Research Institute, Albuquerque, N.M.
SAM KACEW,
Department of Pharmacology Faculty of Medicine and University of Ottawa, Ontario
NANCY KERKVLIET,
Oregon State University, Agricultural and Life Sciences, Corvallis
MICHAEL J. KOSNETT,
University of Colorado Health Sciences Center, Denver
MORTON LIPPMANN,
New York University School of Medicine, Tuxedo
ERNEST E. MC CONNELL,
ToxPath, Inc., Raleigh, N.C.
THOMAS E. MCKONE,
Lawrence Berkeley National Laboratory and University of California, Berkeley
HARIHARA MEHENDALE,
The University of Louisiana at Monroe, Monroe
DAVID H. MOORE,
Battelle Memorial Institute, Bel Air, Md.
LAUREN ZEISE,
California Environmental Protection Agency, Oakland
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Staff
KULBIR S. BAKSHI,
Program Director
SUSAN N.J. MARTEL,
Program Officer
ABIGAIL E. STACK,
Program Officer
RUTH E. CROSSGROVE,
Publications Manager
KATHRINE J. IVERSON,
Manager,
Toxicology Information Center
AIDA C. NELL,
Senior Project Assistant
EMILY L. SMAIL,
Project Assistant
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BOARD ON ENVIRONMENTAL STUDIES AND TOXICOLOGY
GORDON ORIANS
(Chair),
University of Washington, Seattle
JOHN DOULL,
University of Kansas Medical Center, Kansas City
DAVID ALLEN,
University of Texas, Austin
INGRID C. BURKE,
Colorado State University, Fort Collins
THOMAS BURKE,
The Johns Hopkins University, Baltimore, Md.
GLEN R. CASS,
Georgia Institute of Technology, Atlanta
WILLIAM L. CHAMEIDES,
Georgia Institute of Technology, Atlanta
CHRISTOPHER B. FIELD,
Carnegie Institute of Washington, Stanford, Calif.
JOHN GERHART,
University of California, Berkeley
J. PAUL GILMAN,
Celera Genomics, Rockville, Md.
DANIEL S. GREENBAUM,
Health Effects Institute, Cambridge, Mass.
BRUCE D. HAMMOCK,
University of California, Davis
ROGENE HENDERSON,
Lovelace Respiratory Research Institute, Albuquerque, N.M.
CAROL HENRY,
American Chemistry Council, Arlington, Va.
ROBERT HUGGETT,
Michigan State University, East Lansing
JAMES F. KITCHELL,
University of Wisconsin, Madison
DANIEL KREWSKI,
University of Ottawa, Ottawa, Ontario
JAMES A. MACMAHON,
Utah State University, Logan
CHARLES O'MELIA,
The Johns Hopkins University, Baltimore, Md.
WILLEM F. PASSCHIER,
Health Council of The Netherlands, The Hague
ANN POWERS,
Pace University School of Law, White Plains, N.Y.
KIRK SMITH,
University of California, Berkeley
TERRY F. YOSIE,
American Chemistry Council, Arlington, Va.
Senior Staff
JAMES J. REISA,
Director
DAVID J. POLICANSKY,
Associate Director
and
Senior Program Director
for
Applied Ecology
RAYMOND A. WASSEL,
Senior Program Director
for
Environmental Sciences and Engineering
KULBIR BAKSHI,
Program Director
for the
Committee on Toxicology
ROBERTA M. WEDGE,
Program Director
for
Risk Analysis
K. JOHN HOLMES,
Senior Staff Officer
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COMMISSION ON LIFE SCIENCES
MICHAEL T. CLEGG
(Chair),
University of California, Riverside
PAUL BERG
(Vice Chair),
Stanford University, Stanford, Calif.
FREDERICK R. ANDERSON,
Cadwalader, Wickersham & Taft, Washington, D.C.
JOANNA BURGER,
Rutgers University, Piscataway, N.J.
JAMES E. CLEAVER,
University of California, San Francisco
DAVID S. EISENBERG,
University of California, Los Angeles
NEAL L. FIRST,
University of Wisconsin, Madison
DAVID J. GALAS,
Keck Graduate Institute of Applied Life Science, Claremont, Calif.
DAVID V. GOEDDEL,
Tularik, Inc., South San Francisco, Calif.
ARTURO GOMEZ -POMPA,
University of California, Riverside
COREY S. GOODMAN,
University of California, Berkeley
JON W. GORDON,
Mount Sinai School of Medicine, New York, N.Y.
DAVID G. HOEL,
Medical University of South Carolina, Charleston
BARBARA S. HULKA,
University of North Carolina, Chapel Hill
CYNTHIA J. KENYON,
University of California, San Francisco
BRUCE R. LEVIN,
Emory University, Atlanta, Ga.
DAVID M. LIVINGSTON,
Dana-Farber Cancer Institute, Boston, Mass.
DONALD R. MATTISON,
March of Dimes, White Plains, N.Y.
ELLIOT M. MEYEROWITZ,
California Institute of Technology, Pasadena
ROBERT T. PAINE,
University of Washington, Seattle
RONALD R. SEDEROFF,
North Carolina State University, Raleigh
ROBERT R. SOKAL,
State University of New York, Stony Brook
CHARLES F. STEVENS,
The Salk Institute for Biological Studies, La Jolla, Calif.
SHIRLEY M. TILGHMAN,
Princeton University, Princeton, N.J.
RAYMOND L. WHITE,
DNA Sciences, Inc., Mountain View, Calif.
Staff
WARREN R. MUIR,
Executive Director
JACQUELINE K. PRINCE,
Financial Officer
BARBARA B. SMITH,
Administrative Associate
LAURA T. HOLLIDAY,
Senior Program Assistant
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OTHER REPORTS OF THE BOARD ON ENVIRONMENTAL STUDIES AND TOXICOLOGY
Toxicological Effects of Methylmercury (2000)
Strengthening Science at the U.S. Environmental Protection Agency: Research-Management and Peer-Review Practices (2000)
Scientific Frontiers in Developmental Toxicology and Risk Assessment (2000)
Modeling Mobile-Source Emissions (2000)
Toxicological Risks of Selected Flame-Retardant Chemicals (2000)
Copper in Drinking Water (2000)
Ecological Indicators for the Nation (2000)
Waste Incineration and Public Health (1999)
Hormonally Active Agents in the Environment (1999)
Research Priorities for Airborne Particulate Matter: I. Immediate Priorities and a Long-Range Research Portfolio (1998); II. Evaluating Research Progress and Updating the Portfolio (1999)
Ozone-Forming Potential of Reformulated Gasoline (1999)
Risk-Based Waste Classification in California (1999)
Arsenic in Drinking Water (1999)
Brucellosis in the Greater Yellowstone Area (1998)
The National Research Council's Committee on Toxicology: The First 50 Years (1997)
Toxicologic Assessment of the Army's Zinc Cadmium Sulfide Dispersion Tests (1997)
Carcinogens and Anticarcinogens in the Human Diet (1996)
Upstream: Salmon and Society in the Pacific Northwest (1996)
Science and the Endangered Species Act (1995)
Wetlands: Characteristics and Boundaries (1995)
Biologic Markers (5 reports, 1989-1995)
Review of EPA's Environmental Monitoring and Assessment Program (three reports, 1994-1995)
Science and Judgment in Risk Assessment (1994)
Ranking Hazardous Waste Sites for Remedial Action (1994)
Pesticides in the Diets of Infants and Children (1993)
Issues in Risk Assessment (1993)
Setting Priorities for Land Conservation (1993)
Protecting Visibility in National Parks and Wilderness Areas (1993)
Dolphins and the Tuna Industry (1992)
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for their interest and support of this project. We also gratefully acknowledge the following persons who provided valuable background information to the subcommittee: Stacy Arnesen (National Library of Medicine), George Daston (Procter and Gamble Company), James Donald (California Environmental Protection Agency), Elaine Faustman (University of Washington), Michael Shelby (National Institute of Environmental Health Sciences), and John Weiner (University at Buffalo, State of New York). The subcommittee thanks R. Woodrow Setzer, Jr. (U.S. Environmental Protection Agency) for providing guidance on statistical methods discussed in this report.
This report has been reviewed in draft form by individuals chosen for their diverse perspectives and technical expertise, in accordance with procedures approved by the NRC's Report Review Committee. The purpose of this independent review is to provide candid and critical comments that will assist the institution in making its published report as sound as possible and to ensure that the report meets institutional standards for objectivity, evidence, and responsiveness to the study charge. The review comments and draft manuscript remain confidential to protect the integrity of the deliberative process. We wish to thank the following individuals for their review of this report: James Chen (National Center for Toxicological Research), George Daston (Procter and Gamble Company), Jerry Heindel (National Institute of Environmental Health Sciences), Grace Lemasters (University of Cincinnati), and John Young (National Center for Toxicological Research).
Although the reviewers listed above have provided many constructive comments and suggestions, they were not asked to endorse the conclusions or recommendations, nor did they see the final draft of the report before its release. The review of this report was overseen by Donald Mattison (March of Dimes Birth Defects Foundation), appointed by the Commission on Life Sciences, who was responsible for making certain that an independent examination of this report was carried out in accordance with institutional procedures and that all review comments were carefully considered. Responsibility for the final content of this report rests entirely with the authoring committee and the institution.
We are also grateful for the assistance of NRC staff in the prepara-
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tion of this report. The subcommittee acknowledges Kulbir Bakshi, program director of the Committee on Toxicology and, in particular, Abigail Stack, project director for this report, without whose leadership and assistance this project could not have been completed. Other staff members contributing to this report were James Reisa, director of the Board on Environmental Studies and Toxicology (BEST); Carol Maczka, formerly BEST's senior program director for toxicology and risk assessment; Ruth Crossgrove, publications manager; Leah Probst, senior project assistant; and Emily Smail, project assistant.
Finally, we thank all the members of the subcommittee for their expertise and dedicated effort throughout the study.
Carole A. Kimmel, Ph.D.
Chair, Subcommittee on Reproductive and Developmental Toxicology
Bailus Walker Jr., Ph.D., M.P.H.
Chair, Committee on Toxicology
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Contents
ABBREVIATIONS
xxi
SSUMMARY
1
1
INTRODUCTION
11
Subcommittee Task,
20
Organization of the Report,
22
2
THE EVALUATIVE PROCESS: PART I. ASSESSING THE AVAILABLE DATA
24
Principles and Objectives,
24
General Description,
30
Details of the Evaluative Process,
31
3
THE EVALUATIVE PROCESS: PART II. INTEGRATION OF TOXICITY AND EXPOSURE INFORMATION
57
Interpretation of Toxicity Data,
57
Quantitative Evaluation,
64
Summary,
79
4
INCOMPLETE OR INSUFFICIENT DATA SETS
81
Principles to Minimize Risk,
81
Practical Application,
83
Reducing Uncertainty,
84
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5
RECOMMENDATIONS
86
General Recommendations,
86
Research Recommendations,
89
REFERENCES
92
APPENDIXES
A
APPLICATION OF THE RECOMMENDED EVALUATIVE PROCESS TO SPECIFIC CHEMICALS
117
B
ASCERTAINING INFORMATION ON THE REPRODUCTIVE AND DEVELOPMENTAL TOXICITY OF AGENT EXPOSURES
168
C
HUMAN STUDY DESIGNS
198
D
EXPERIMENTAL ANIMAL AND IN VITRO STUDY DESIGNS
206
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Abbreviations
ACGIH
American Conference of Governmental Industrial Hygienists
ADI
acceptable daily intake
AIHA
American Industrial Hygiene Association
ATSDR
Agency for Toxic Substances and Disease Registry
AUC
area under the curve
BMD
benchmark dose
CAS
Chemical Abstract Service
CDC
Centers for Disease Control and Prevention
CFC
chlorofluorocarbon
Cmax
peak threshold concentration
DART
developmental and reproductive toxicology
EC
European Commission
ECETOC
European Centre for Ecotoxicology and Toxicology of Chemicals
EPA
U.S. Environmental Protection Agency
ETICBACK
Environmental Teratology Information Center Backfile
F1
first filial generation
FDA
U.S. Food and Drug Administration
HEC
human equivalent concentration
HFC 134a
1,1,1,2-tetrafluoroethane
HFC
hydrofluorocarbon
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HSDB
Hazardous Substance Data Base
IARC
International Agency for Research on Cancer
ILO
International Labor Organization
IPCS
International Programme on Chemical Safety
IRIS
Integrated Risk Information System (Administered by the U.S. Environmental Protection Agency)
JP-8
jet propellant-8
LC50
lethal concentration for 50% of the test animals
LD50
lethal dose for 50% of the test animals
LHRH
luteinizing hormone releasing hormone
LOAEL
lowest-observed-adverse-effect level
MDI
metered dose inhaler
MeSH
medical subject headings
MOE
margin of exposure
MTD
maximum tolerated dose
NCEA
National Center for Environmental Assessment
NIEHS
National Institute of Environmental Health Sciences
NIH
National Institutes of Health
NIOSH
National Institute for Occupational Safety and Health
NOAEL
No-observed-adverse-effect level
NRC
National Research Council
NTIS
National Technical Information Service
NTP
National Toxicology Program
OECD
Organization for Economic Cooperation and Development
OR
odds ratio
ORD
Office of Research and Development
P generation
parental animals
PEL
permissible exposure limit
RACB
reproductive assessment of continuous breeding
RfD
reference dose
RR
relative risk
RTECS
Registry of Toxic Effects of Chemical Substances
SIDS
screening information data set
SOP
standard operating procedure
STEL
Short-Term Exposure Limit
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TLV
Threshold Limit Value
TOXNET
Toxicology Data Network
UEL
unlikely effect level
UF
uncertainty factor
UNEP
United Nations Environmental Program
WHO
World Health Organization
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EVALUATING CHEMICAL
AND OTHER AGENT
EXPOSURES
FOR
REPRODUCTIVE
AND
DEVELOPMENTAL TOXICITY
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