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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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VI

ANNEX

Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Annex A

Ames White Paper on the Research Park

NASA has a bold new vision for the 21st century to partner with local communities, government, academia, private industry, and non-profit organizations. The goal is to establish a world-class, shared-use education and R&D campus featuring partnerships in astrobiology, information technology, aerospace, education, and commercialization.

“Not from NASA alone, not from Silicon Valley industry alone, and not from world-class universities alone will tomorrow's required innovations emerge. This will come from all of us working together and making the most of the special attributes each of us brings to the table. That is what we will do at Ames.”

—Daniel S. Goldin, Administrator, NASA

This is NASA's vision for a bold new way of doing business at Ames. This vision includes goals for collaboration, business incubation, and education.

NASA Research Park is one component of the 2,000-acre Ames Research Center. The Research Park site was transferred to NASA in 1994 from the Navy as a result of the Base Realignment and Closure Act. With its prime Silicon Valley location, prominent architecture, and availability of land, NASA Research Park will be an ideal place where NASA, its collaborative partners, and the public can come together to expand human understanding of the origins of life on Earth, promote advances in aerospace and aviation technology, and understand advances in technology though public displays, interactive exhibits, lectures, and school programs.

NASA plans to create a unique community of research scientists, students,

Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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and educators with a shared mission to advance human knowledge of space, the Earth, and society. A lively and vibrant community will attract industry. To support this community, NASA, directly or through its collaborative partners, will offer support services and programs such as child care, housing, retail goods, business support services, meeting spaces, overnight accommodations, and recreational opportunities. In addition, NASA will provide critical public safety services and other services typically furnished by municipal government.

In partnership with academia and industry, NASA will promote entrepreneurship and innovation at NASA Ames Research Park. By taking advantage of its proximity to leading entrepreneurs and heads of innovative organizations, NASA and its partners can support the development of business incubators focused on the high-technology and bio-technology industries. Linkages can be formed with business education programs to provide forums, seminars, executive lecture series, and other venues to facilitate the exchange of information and experience to solve real-world business problems related to technology innovation, technology commercialization, and technology management.

NASA seeks partners who are compatible with NASA's mission at Ames Research Center, possess the financial capacity and experience to implement their proposed occupancy, and accept NASA's minimum business terms. Prospective collaborative partners will be evaluated based on established criteria. Primary factors of importance are the degree of collaboration in support of NASA's and Ames' mission, the degree of educational and learning programs supporting NASA's mission, and partnerships fostering business incubation and technology transfer.

The activities of Ames Research Center are governed by the National Aeronautics and Space Act of 1958 (42 U.S.C. § 2451 et set.) as well as other applicable laws. NASA has several available authorities under which partners can use and occupy buildings. Reuse of the buildings and new construction at NASA Research Park must be for purposes that are consistent with the National Aeronautics and Space Act. The Space Act has several provisions relating to agreements, including concession contracts, leases, cooperative agreements, and permits. NASA has authority to use a “Reimbursable Space Act Agreement” for certain building occupancy transactions involving non-federal entities. Reimbursable Space Act Agreements are based on cost recovery from on-site parties engaged in research relating to NASA's mission. NASA also utilizes the leasing authority granted to federal agencies under the National Historic Preservation Act of 1966 to enter into “historic leases” for specific buildings.

NASA's management and governance responsibilities include providing overall management of NASA facilities and NASA Research Park; ensuring compliance with the Space Act and all other applicable federal laws, regulations, and NASA policies; establishing programmatic guidelines and goals and communicating these to existing and prospective partners; monitoring adherence to the development plan and approving any modifications to or amendments of the

Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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plan; providing technical assistance, particularly in science education, research program development and program management to existing and prospective partners; identifying and managing improvements to facilities and infrastructure; adopting and applying design and construction guidelines for historic and non-historic properties; and monitoring rehabilitation and construction activities of on-site partners.

NASA's primary financial goal for the NASA Research Park is to leverage existing federal appropriations to support the maximum level of research and development, education programming, and learning opportunities possible. To accomplish this goal, NASA seeks to obtain cost reimbursement from NASA partners, charge appropriate rent for historic properties in NASA Research Park to ensure the integrity of the historic district, and generate new funds for collaborative scientific research from new construction within NASA Research Park.

A Master Plan for the physical lay-out and characteristics has been completed and a financial feasibility analysis has been performed on the concept. The concept includes retention and enhancement of the existing historic district, construction of a new Astrobiology Laboratory, development of the California Air and Space Center in Hangar 1, construction of a Computer History Museum, incorporation of the California Center for Business of the Future, establishment of one or more university campuses, protection and expansion of natural and specie habitat, utilization of a new light rail station, and total build-out of approximately three million square feet of office, laboratory, retail, and institutional space.

Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Annex B

Biographies of Contributors

David B. Audretsch

David B. Audretsch is the Ameritech Chair of Economic Development and Director of the Institute for Development Strategies at Indiana University. He is also a Research Fellow of the Centre for Economic Policy Research (London). He was at the Wissenschaftszentrum Berlin fuer Sozialforschung in Berlin, Germany, which is a government-funded, research think tank between 1984 and 1997. Between 1989 and 1991 he served as Acting Director of the Institute. In 1991 he became the Research Professor. Audretsch's research has focused on the links between entrepreneurship, government policy, innovation, economic development, and global competitiveness. He has consulted with the World Bank, National Academy of Sciences, U.S. State Department, United States Federal Trade Commission, General Accounting Office and International Trade Commission, as well as the United Nations, Commission of the European Union, the European Parliament, the OECD, as well as numerous private corporations, state governments, and a number of European Governments. He is a member of the Advisory Board to a number of international research and policy institutes, including the Zentrum fuer Europaeisch Wirtschaftsforschung (ZEW, Centre for Economic Research), Mannheim, Germany, the Hamburgisches Welt-Wirtschafts-Archiv (HWWA, Hamburg Institute of International Economics), and the American Institute for Contemporary German Studies (AICGS), Washington, D.C. His research has been published in over one hundred scholarly articles in the leading academic journals. He has published twenty-five books, including Innovation and Industry Evolution, with MIT Press. He is founder and editor of the

Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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premier journal on small business and economic development, Small Business Economics: An International Journal. He was awarded the 2001 International Award for Entrepreneurship and Small Business Research by the Swedish Foundation for Small Business Research.

Michael I. Luger

Michael Luger is a professor of public policy analysis, planning, and business at the University of North Carolina at Chapel Hill (UNC-CH). He is the founding director of the university's Office of Economic Development. He previously was the Carl H. Pegg professor of planning and chairman of the Curriculum in Public Policy Analysis at UNC-CH. He taught previously in the economics departments at Duke University and has been a visiting faculty member at the University of Maryland and Wirtschaftsuniversitat Wien.

Dr. Luger's research is on topics in economic development, science and technology policy, infrastructure finance, and urban and regional economics. His most recent book, published in December 2000 by Rutgers University Press, is Red Tape and the Cost of New Residential Development. He is the guest editor of a forthcoming issue of the Journal of Comparative Policy Analysis, on information technology and regional development. He has written widely about the role of science parks and universities in economic policy, including the book, Technology in the Garden: Research Parks and Regional Economic Development. He has served as a consultant and advisor on science parks and other S&T development strategies to the EU, UNIDO, OECD, the World Bank, USAID, the governments of Japan, Korea, Thailand, Palestine, China, and others.

Professor Luger received his Ph.D. in economics and an M.C.P. (planning) from the University of California, Berkeley, and an M.P.A. (public and international affairs) and A.B. (architecture and planning) from Princeton University.

Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Annex C

Participants List *

* Speakers are italicized

Duane Adams

Carnegie Mellon University

James Arnold

NASA Ames Research Center

David B. Audretsch

Indiana University

William Ballhaus

Lockheed Martin

Kathy Behrens

Robertson Stephens Investment Management

Jan Behrsin

University of California

Thomas Berndt

NASA Ames Research Center

William Berry

NASA Ames Research Center

Nancy Bingham

NASA Ames Research Center

Carolina Blake

NASA Ames Research Center

John Boyd

NASA Ames Research Center

Lewis Braxton

NASA Ames Research Center

Robert Caret

San Jose State University

McAlister Clabaugh

National Research Council

Jana Coleman

NASA Ames Research Center

Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Elizabeth Downing

3D Technology Laboratories

Maylene Duenas

NASA Ames Research Center

Leroy Fletcher

NASA Ames Research Center

William Foster

Invisible Studios

Lori Garver

NASA Headquarters

James Gill

University of California at Santa Cruz

M.R.C. Greenwood

University of California at Santa Cruz

Anthony Gross

NASA Ames Research Center

Susan Hackwood

California Council on Science and Technology

Warren Hall

NASA Ames Research Center

Robert Hansen

NASA Ames Research Center

Marla Harrison

NASA Ames Research Center

Diana Hoyt

NASA Headquarters

Cliff Imprescia

NASA Ames Research Center

Robin Kennedy

NASA Ames Research Center

George Kidwell

NASA Ames Research Center

Stephanie Langhoff

NASA Ames Research Center

Vic Lebacz

NASA Ames Research Center

Zoe Lofgren

U.S. House of Representatives

Gilman G. Louie

In-Q-Tel

Michael I. Luger

University of North Carolina

Patrick Mantey

University of California at Santa Cruz

Michael Marlaire

NASA Ames Research Center

Connie Martinez

University of California at Santa Cruz

Sally Maudlin

NASA Ames Research Center

Henry McDonald

NASA Ames Research Center

Burton McMurtry

Technology Venture Investors

Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Meredith Michaels

University of California at Santa Cruz

James Morris

Carnegie Mellon University

Thomas Moyles

NASA Ames Research Center

Mark Myers

Xerox Corporation

Robert Norwood

NASA Headquarters

Edward Penhoet

University of California at Berkeley and Chiron Corporation

Robert Rosen

NASA Ames Research Center

Allison Rosenberg

University of California

Ken Souza

NASA Ames Research Center

James Turner

House Science Committee

Thomas Vani

University of California at Santa Cruz

Samuel Venneri (via videoconference)

NASA Headquarters

Mark Weiss

Xerox Corporation

Charles Wessner

National Research Council

Robert Wilson

University of Texas at Austin

Patrick Windham

Stanford University and Windham Consulting

Steve Zornetzer

NASA Ames Research Center

Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Annex D

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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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Suggested Citation:"VI. Annex." National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center: Summary of a Workshop. Washington, DC: The National Academies Press. doi: 10.17226/10115.
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NASA Ames Research Center, in the heart of Silicon Valley, is embarking on a program to develop a science and technology park bringing together leading companies and universities to capitalize on Ames’ exceptional mission and location. Other initiatives under consideration include the integration of SBIR grants with a planned on-site incubator, virtual collaboration, and possibly a new public venture capital program. The STEP Board was asked by the NASA Administrator to hold a one-day symposium to review these initiatives. This report includes commissioned research papers and a summary of the proceedings of the symposium organized in response to the NASA request.

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