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Chapter 1
INTRODUCTION , CONCLUS IONS, AND RECOMMENDATIONS
I NTRODUCTION
The Air Force today operates a system of 267 medium-size computers,
collectively known as the Base Level Automation System, at 115 air
bases throughout the world. At most bases, these computers operate 20
or 21 shifts per week. The bulk of the processing is done in the batch
mode. This system evolved in the 1960s from earlier systems developed
within individual Air Force commands to support management at each
base. They processed data for such offices as Supply, Maintenance,
Personnel, Accounting, and Finance. Today, the Base Level Automation
System (as it will be referred to here) also provides data processing
services for many other offices and users at these bases.
The computers in the Base Level Automation System come from two
different manufacturers. They represent hardware designs nearly 20
years old.
The Air Force has embarked on a program to replace them
with machines of modern design. The replacement program, for
historical reasons, is known as Phase IV. Phase IV has the following
important features:
.
Replacement of the present computers from one vendor, yet to
be chosen.
-
Some 105 bases will have their own installations; the
ten others will be served remotely.
Different bases will have installations of different
sizes but with a standard architecture, depending on
the expected load. All installations will be
expandable with compatible equipment.
· Immediate transfer of major elements of the present
software to the new machines.
-
The transferred software, as seen by the user, will
emulate the operation of the present system.
Over the longer term, the services of the Base Level
Automation System will be expanded and modernized, and
new software will be written as required.
1
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.
Installation of the new equipment and rewritten software
from 1983 to 1985.
A competitive procurement (now in progress).
- Two vendors have been selected to propose specific
equipment configurations.
- Each vendor and subcontractor team will write software
for a representative sample, chosen by the Air Force,
of functions now carried out by the Base Level
Automation System.
The two vendors will run their software, on a standard
configuration of their proposed equipment, with a
series of tasks designed by the Air Force. Based on
specified performance criteria and cost, a winning
vendor will be selected.
A 20-year planning horizon based on delegation of
procurement authority from the U.S. General Services
Administration (GSA) for the resulting system, with
specific decision points, agreed to between the Air Force
and the GSA, at which hardware compatible with the system
then in being can be procured.
The committee has focused its attention on the following:
Phase IV as a basis for modernizing and expanding
services provided by the Base Level Automation System
over the long run.
Shorter term problems the Air Force may encounter in the
transition to Phase IV and in later modernization.
Basic technical and economic factors that bear on the
future evolution of computer-based systems.
Problems that the Air Force may encounter in taking
advantage of modern computers and automation.
GENERAL CONCLUSIONS
Four principal themes run through the committee's conclusions and
recommendations. These themes are so fundamental that they merit
independent statements as separate conclusions.
Change Is Inevitable
Computer and communications hardware and techniques are evolving
rapidly. Even since the present base level automation program was
adopted, dramatic changes have occurred in the economic factors that
affect the design and architecture of data processing and computer/
communications systems. They also affect the extent to which these
systems can economically replace labor and improve management. This
rapid evolution will continue in the future.
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Phase IV Is a Good Beginning
In Phase IV's capital replacement program and in the overall plan
(of which Phase IV is a part) for modernizing the Base Level Automation
System, the Air Force is establishing a sound basis for taking
advantage of the improved economies and services that technical
evolution will continue to make possible.
Progress Is Not Automatic
Even given Phase IV, full advantage of new techniques and new
technology will not accrue automatically to the Base Level Automation
System. New equipment will lower costs, operate faster, and improve
maintenance to extents that by themselves would justify the program.
However, other major gains are possible. To enjoy them, the Air Force
must be alert to new possibilities, plan for their evolutionary
attainment, and exert expert leadership and managerial control to bring
them about. Without a cogent plan and clear leadership, data
automation at the base level can fail to realize the capabilities and
economies potentially available, and could become a hodgepodge of
isolated functions.
It Is Later Than You Think
Minicomputers and microcomputers of impressive power are
commercially available. Potential users in the Air Force see, clearly
and correctly, that such equipment will improve the effectiveness and
economy of Air Force operations. If Phase IV takes too long to achieve
its potential effectiveness and economy, a now-latent potential for
service to base level offices will be met by minicomputer- and
microprocessor-based systems and therefore will be lost to the Base
Level Automation System. The cost to the Air Force will be in the
proliferation of isolated installations, individually useful but
collectively less efficient than a well-planned and integrated system.
SPECI FIC CONCLUS IONS
1. Modernizing the computers of the present Base Level Automation
System is essential.
Maintaining the current obsolete hardware is already
burdensome and will become more so.
More importantly, the current computers can neither
support the needed increase in capacity nor provide the
improved service and economy that is possible with more
modern equipment.
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4
2. The Air Force has made a sound decision in treating the Phase IV
procurement as a capital replacement program.
This approach will hasten a much-needed modernization.
Risks are reduced, since the complexities of procedural
changes and of modifications to software are minimized
during conversion to new hardware.
Conversion will be speeded up and the costs of operating
two systems during the transition will be reduced.
3. Phase IV allows the Air Force the flexibility to take advantage of
future opportunities for improved service and economy. Phase IV should
be regarded as a vehicle for maintaining the information system at the
leading edge of technology and for offering greatly improved and better
integrated services to Air Force management at each base.
After three decades, data processing hardware continues
to evolve rapidly in capability and economy.
The architecture of computer systems and the resulting
service to users are evolving to take advantage of
advances in hardware and software.
4. The hardware (computers and peripheral gear) that will be available
in Phase IV, from either potential vendor, can meet the Air Force's
forecasts of future demand. It can also provide a basis for new,
improved, and more efficient services to present and potential users.
It can even permit expansion, if needed, to meet much greater demand
than is now forecast by the Air Force {see below.)
5. The Phase IV capital replacement will, in itself, modernize only
equipment, not services.
The present base level system uses manpower inefficiently,
places unnecessary demands on users, and lacks the
capacity to meet latent demands from new users.
Adapting the present software to new hardware will provide
more reliable service and more capacity, but may not
improve the use of manpower or the system's simplicity
as seen by its users.
6. Modern hardware provides opportunities for expanded services to
users of the Base Level Automation System in ways that will improve the
efficiency of their own manpower. Improvements will not come
automatically, but will depend on the development of the necessary
software. Planning will be required both for that development and for
the necessary terminals and communications.
.
Savings in manpower and increased overall productivity
can result, for example, from eliminating punched cards
as a medium for input, output, and transfer of data.
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s
.
"Intelligent terminals n available today, when supported
by appropriate software, make it easy for an almost
untrained operator to enter data in the proper format or
to frame a query and understand a computer's response.
7. The Air Force has underestimated the future demand for services
from the Base Level Automation System by underestimating the degree to
which modern hardware, software, and systems architecture will make new
applications economically attractive. Fortunately, under the Phase IV
program, the Air Force has the flexibility to increase the capacity and
the range of functions of its computers, if needed, and to acquire new
equipment to meet rising demand (conclusions 3 and 4~.
Present users will find it economical to increase the
scope of the data processing operations they assign to
the Base Level Automation System.
New users will turn to the Base Level Automation System
for functions not previously automated because of greater
efficiency or improvements in their own operations that
will result.
8. The key to new, expanded, and improved services is software. The
planning, development, and acquisition of new software will probably
limit the rate at which the Base Level Automation System can be
modernized to accommodate new users.
This has been the experience in almost all automated data
processing systems.
The quality of system-design and programming personnel
will become critical, as will the productivity of
programmers.
Industry broadly has developed techniques, supporting
facilities, and software to improve programmer
productivity. The Air Force should take advantage of
these aids.
Under appropriate guidance and standards, and with good
tools and assistance, users of the Base Level Automation
System can share the burden of expanding and modernizing
its services.
9. The technical boundaries between data processing and communications
are becoming blurred' and thus comparative costs are changing.
Now, with microprocessor applications and other
developments, data processing costs are decreasing faster
than those of data transmission.
The amount of data processing at sources, nodes, and
terminals can be economically increased to reduce the
bandwidths of, or the loads on, communications links.
These considerations affect both the structure of the
automatic data processing system within an air base and
communications among bases.
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10. Communications requirements should be identified and planned for
now. Economy, service, and flexibility will require economically sound
communications, both within and among bases, when each new equipment,
service, or feature goes on line. The Air Force should pay considerably
more attention to communications within its Base Level Automation
System.
11. The Committee considers it possible that, when the final quotations
are available from the vendors competing for Phase IV, the Air Force may
find that even the limited extent to which the current Phase IV plan
centralizes computation and serves some bases remotely (nregionaliza-
tion~) is too great.
Economies can result from dispersed operations because
computers are now available in a range of sizes and can
be selected to serve the specific needs of a base
economically.
When costs of centralized and more distributed systems
are nearly equal, the ability of a distributed system to
operate at each base autonomously, if necessary, offers
significant flexibility against natural disaster,
sabotage, or military action.
Before a final decision is made to operate Phase IV
regional centers, the Air Force should examine its pros
and cons carefully, including costs. Thus, if
regionalization is not economically justified, the
implementation plan should be modified accordingly.
12. Large, central data processors or complexes of specialized
processors, linked to many and varied terminals at a base, will remain
important in providing economical data processing. However, not all
data processing needs are necessarily best served in this way. The Air
Force will likely find it economical to serve some users or functions
with remote or dedicated processors tied only loosely, if at all, to
the main network.
Automated data processing seeks to help users do their
jobs economically and effectively. The task of the data
automation community is to see that this in fact takes
place.
The overall economy and effectiveness of the Air Force is
the matter at issue, not the integrity or uniqueness of a
particular network of computers.
13. The Air Force may want to implement certain functional capabilities
at particular bases on small, stand-alone computer systems. For such
capabilities, information flow must be analyzed to identify all
interfaces to be accommodated.
Technology itself is not the paramount problem, even
though there are technical aspects of data exchange among
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.
computer subsystems. The paramount problem is
understanding how information is used at different
hierarchical levels in the system and the details of the
information flows among those levels.
Information flow for stand-alone applications common to
number of bases should be handled uniformly at all such
bases. The Air Force should maintain some level of
overall control to prevent proliferation of stand-alone
systems and different versions of common applications.
14. To control the proliferation of small systems, the Air Force Data
Systems Design Center (AFDSDC) could design prototypes, for widespread
use at all appropriate bases, from small-systems designs developed by
local users.
This technique will require leadership from the AFDSDC.
A particular base could be designated as a "prototype
environment n base to illustrate how such prototype
designs could be applied in normal base operations.
The "prototype environment" base could also illustrate
how evolutionary changes to Phase IV systems are applied
in normal base operations. -
15. The Air Force should regard the Base Level Automation System,
coupled with its supporting agencies, as a single entity that includes
the Air Force Data Systems Design Center, other software development
activities, and the data processing installations at air bases.
Together, they should supply broader services than are now typical.
These include services now being supplied (i.e., machines,
including their operation and maintenance, and the
writing of software for Air Force standard data systems).
The primary service, however, is to assist users in
acquiring the data processing support that best meets
their needs and those of the Air Force. Some, or even
most, of this data processing may be done most
efficiently on specialized or dedicated equipment. In
addition, the Base Level Automation System's users should
contribute to its planning.
The Air Force Data Systems Design Center and the data
processing installations can provide the following
services:
Help users define their needs, evaluate alternatives,
develop specific requirements for facilities and
software, and deal with vendors.
Promulgate standards for hardware, software, and
interfaces. Without such standards confusion will
reign and the Air Force's needs will not be served
economically.
Train users in the use of tools for application
software development.
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-
Make such tools available to users. Good, easily
available tools will improve efficiency and economy,
and promote compliance with standards.
Direct assistance in developing needed software. Such
assistance will attract users with only small
professional staffs.
16. The Air Force needs to continue its broad and basic technical
planning for the evolution of the Base Level Automation System and its
supporting communications.
.
.
.
.
The Air Force is already committed to defining the future
functions of the Base Level Automation System.
As data processing and communications merge, in both
technology and requirements, the Air Force will have to
consider the communications needs of the Base Level
Automation System jointly with its other aspects. Such
considerations cut across organizational lines at local
levels, but fortunately not at the level of the Air Force
Communications Command to which the Air Force Data
Systems Design Center reports.
Many users of the Base Level Automation System are linked
by interests in common sets of data. Techniques and
systems for handling large data bases are evolving. The
planning of data base requirements must begin from these
technical facts and from a functional analysis of user
needs.
Standards of software languages and interfaces will
significantly affect future decisions. Such standards
should derive from adequate planning for the system's
growth.
17. The Air Force should reexamine functions assigned to the
base-level systems in peacetime to determine how critical they will be
during wartime. From the hundreds of functions performed, it is
essential to identify those that are vital to the Air Force's wartime
mission.
.
.
The Phase IV system is primarily a peacetime system.
Most material presented to the Committee concerned
peacetime operations. It was clear to the Committee that
the Air Force has not yet devoted as much attention to
how the system would or should operate in the event of a
war as to the peacetime aspects of Phase IV.
Vital wartime functions must be strengthened or given
backup equipment to ensure that they can continue to
operate after an attack.
18. With forethought and continued good planning, the Air Force can
avoid the trauma of another major capital replacement program like
Phase IV. The Base Level Automation System can grow by evolution.
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.
Hardware is increasing in modularity and in the range of
sizes and capacities available in software-compatible
lines.
Specialized systems for basic functions (e.g., data base
handling) are becoming available. These can relieve
general equipment of certain specialized tasks, making it
possible to increase capacity and improve performance
without major changes in software, in procedures, or in
other parts of the system.
19~ The Air Force needs to become better prepared to compete for
trained data processing personnel.
There are no realistic, accepted, and uniformly applied
manpower standards* for Air Force data processing
personnel.
Compared to the current situation in private industry
(which is by no means ideal) the Air Force is
dramatically short of experienced people, especially in
software development.
The re-enlistment rate of military personnel trained in
data processing specialties is below that in most other
specialties.
Re-enlistment incentives are not adequate in the
Electronic Computer and Crypto Equipment Systems
Specialist career field. Incentives in other enlisted
data processing fields need a specific review relative to
competing requirements for selective re-enlistment
bonuses.
The experience level of officers in data processing is
critically low and dropping. In fiscal year 1980, 48
percent of the data processing officers were lieutenants,
compared to 28 percent of Air Force officers as a whole.
Junior officer retention in data processing is critical.
The loss rate of captains in data processing is 50 percent
higher than the Air Force average.
Key civilian positions experience a greater vacancy rate
than similar military positions. Lack of a centralized
recruiting, training, and assignment function may be a
contributor to this, along with the great need for
experienced civilian data processing personnel in other
federal agencies.
SUMMARY OF RECOMMENDATIONS
Most of the committee's recommendations are general in nature and
are already almost explicit in the conclusions as they have been
*manpower standard" is the Air Force term for fitting the size of an
organization to the job to be done.
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stated. They are repeated here for emphasis. Since they generally
depend on arguments scattered throughout the text, several are not
repeated in the text itself.
1. Expedite Phase IV--get the equipment on line and providing service
as soon as possible.
2
Plan and build for the future.
Plan for growth in load that may well exceed present
estimates.
Modernize present services and their software where
economically justified.
Encourage automation of processes presently carried out
manually.
Plan for new functional applications and for services not
now in the system, wherever economically justifiable.
Keep abreast of new developments in hardware and
software, in machines and techniques for data base
management, and in networking technology.
Address modernized and new services as part of an
integrated plan of growth.
Provide facilities and techniques for improving the
productivity of programmers.
Enlist the aid of users in developing the services they
need.
At all times, keep in mind the final objective: service
that improves the Air Force's effectiveness and economy.
Be alert to the proliferation of microprocessors that may
impose additional load on or interfaces with the
presently planned Phase IV equipment.
3. Grow and keep modern by evolutionary processes to avoid another
major capital replacement. In addition to maintaining technical and
managerial modernity, the Air Force should adjust its procurement and
decision making processes to accommodate the rapid evolution of data
processing and computer/communications technologies. GSA cooperation
is essential to the success of such adjustment.
4. Provide aggressive leadership from the Air Force Data Systems
Design Center, as the designated manager of the Base Level Automation
Program, for the coordination of all base level computing activities.
The Center, the data processing installations at each base, and the
Base Level Automation Program itself should provide users with a full
range of data processing services, including the following:
Data services and programming.
Guidance to users in determining the best way to meet
their needs.
Guidance to users who elect to meet their needs with
microprocessor systems that stand alone.
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Standards.
Facilities and tools for program development, and
training in their use.
Prototype designs for widespread use at all appropriate
bases.
5. Evolve toward a system in which users can operate terminals on
their own premises without being specially trained in their operation.
6. Eliminate manual transcription and entry of data wherever automated
data recording {e.g., of engine hours and temperatures) can be made
available.
7. Equip the Air Force Data Systems Design Center with modern tools
and facilities for software development.
The Center should prepare guidance and training materials
for users, so that they can avail themselves of similar
aids.
In the end, users should have access to the same kinds of
facilities as those used by the Center.
8. Initiate a comprehensive program to build quality and experience
into the Air Force data automation community.
Develop and implement quantitative manpower standards
(see footnote, p. 9~.
Establish standards of quality for data processing
personnel.
Establish as an objective some reasonable limit on the
number of enlisted personnel with less than four years of
data automation experience.
Place priority on retaining experienced junior officers
and enlisted personnel.
Centralize the direction of recruiting and training of
civilian data processing personnel.
9. Address more aggressively the problem of data processing needs
during wartime.
Determine the essential needs of units deployed in combat.
Examine the changes in load that will be placed on the
Phase IV system in wartime.
Determine the need for backup equipment and data bases to
maintain continuity of essential functions.
Representative terms from entire chapter:
base level