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OCR for page 22
2
Establishing and Meeting Ground Water
Protection Goals in the
Superfund Program
EDWIN F. BARTH III, WILLIAM HANSON, AND
ELIZABETH A. SHAW
Decisions on contaminated ground water at uncontrolled haz-
ardous waste sites are complicated because of complex fate and
transport patterns. The process being developed will guide reme-
dial project managers and other decisionmakers concerned with
ground water remedial actions at Superfund sites so that a consis-
tent ground water evaluation and decision approach is applied to
all such sites.
APPLICABLE OR RELEVANT Al
APP1tOPR~TE REQUIREMENTS
Under the National Contingency Plan (NCP) (Federal Regis-
ter, 1985), remedial actions at Superfund sites shall meet or exceed
all applicable or relevant and appropriate federal requirements and
consider other pertinent federal criteria, advisories, and guidances
and state standards. Federal requirements that may be applicably,
relevant, or appropriate to Superfund ground water actions are in-
cluded in the Resource Conservation and Recovery Act (RCRA)
Subpart F regulations. Determinations of ground water protection
This paper was first presented at the 7th National Conference on
Management of Uncontrolled Hazardous Waste Sites, Washington, D.C.,
December 1-3, 1986. It was prepared prior to the Superfund Amendments
and Reauthorization Act. The concept presented in this paper may be
modified following the promulgation of the revised National Contingency
Plan.
22
OCR for page 22
GROUND WATER PROTECTION GOALS
23
levels under both RCRA (as alternate concentration levels) and
~me,, ~,
Superfund may be based on a site-specific risk assessment.
The Safe Drinking Water Act and the Clean Water Act
resulted in the development of maximum concentration levels
(MCEs), maximum concentration level goals (MC[Gs), health
advisories, and water quality criteria for the protection of pub-
lic health, all of which are evaluated for ground water protection
levels in the Superfund program. EPA's ground water protection
strategy (U.S. EPA, Office of Ground-Water Protection, 1984) is
an important component of Superfund's ground water approach.
The strategy says that ground water should be protected differ-
entially based on characteristics of vulnerability, use, and value.
Special ground water (CIass I) is highly vulnerable to contami-
nation because of the hydrological characteristics of the areas in
which it occurs. It is characterized by either of the following: the
ground water is irreplaceable, in that no reasonable alternative
source of drinking water is available to substantial populations; or
the ground water is ecologically vital, providing the base flow for
a particularly sensitive ecological system that, if polluted, would
destroy a unique habitat.
Current-use ground water (Class ITA) and potential-use
ground water (Class IlB) that are sources of drinking water (or
have other beneficial uses) include all non-CIass ~ ground water
that is currently used or is potentially available for drinking water
or other beneficial use.
Ground water not considered to be a potential source of drink-
ing water and of limited beneficial use (Class IlI) is nonusable
ground water that is highly saline that is, with total dissolved
solids (TDS) levels over 10,000 milligrams per liter (high) or that
is otherwise contaminated beyond levels that allow cleanup using
methods reasonably employed in public water treatment systems.
This condition must not be the result of a single waste site but
rather the result of a wide range of sources. Class Ill is further
separated by the degree of interconnection with adjacent water.
Class IlIA is highly to moderately interconnected and is thus most
relevant to Superfund. Class ITIB ground water has a Tow de-
gree of interconnection and typically occurs at greater depths. As
will be explained in this paper, the Superfund program will use
these ground water characteristics in the evaluation of alternative
response actions.
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24
HAZARDOUS WASTE SITE MANAGEA1:13NT
DEVELOPMENT OF GROW WATER ALTERNATES
In general, source control measures should facilitate the
achievement of long-term remediation objectives and goals for
ground water. EPA's guidance document for feasibility studies
under the Comprehensive Environmental Response, Compensa-
tion, and Liability Act (CERCLA) (U.S. EPA, 1985a) calls for the
development, screening, and detailed evaluation of alternatives
proposed for remedial actions. For ground water contamination
problems, this process involves the development of a limited num-
ber of remediation alternatives to be presented to the decision-
maker.
The performance goal of each ground water alternative should
be expressed in terms of a cleanup concentration (in the ground
water) and a time period for the restoration for all locations in
the area of attainment. Performance goals in terms of ground wa-
ter concentrations may be available as MCEs, proposed MCEs, or
more stringent state standards. If these are not available, concen-
trations may be derived from health-based criteria such as excess
unit carcinogenic risk (UCR) or referenced dose values. Other
potentially approved standards include health advisories or water
quality criteria or both. Health-based criteria may also be de-
veloped if no standards, advisories, or criteria are available. (The
reader is referred to the Superfund Public Health Evaluation Man-
ual [U.S. EPA, 1985b] for information on developing health-based
criteria.) Restoration time periods may range from very rapid (1
to 5 years) to relatively extended (perhaps several decades).
If ground water with the characteristics of Class ~ or Class I] is
contaminated with known or suspected carcinogens, the program
suggests the development of a limited number of ground water
protection goals be developed that vary between 10-4 UCR and
10-7 UCR and vary between restoration time periods. A point-
of-departure alternative for initial decision evaluation should be
developed at a 10-6 UCR with a limited restoration time period.
For noncarcinogens, alternatives should be developed that meet
chronic or acute threshold levels in varying restoration periods.
In situations in which the plume is not in close proximity
to a receiving body of water, plume containment measures (e.g.,
gradient control) should also be evaluated, which will eventually
result in a 10-4 UCR and 10-7 UCR for carcinogen levels in
the ground water. Other alternatives (a limited number, possibly
OCR for page 22
GROUND WATER PROTECTION GOALS
10-3
Oh
In
O
~ 10-5
Z ~
O.
I_
,$ _
-
C]
LU
LL
C:
10-4
10-6
10-7
25
+
_
Point of
Departure
_ +
+
Minimum Alternatives Recommended for
Detailed Evaluation
\ Natural Attenuatlon/Containment
\
\
-
o
YEARS
Time to Achieve Cleanup Target (no scale)
Note: Noncarcinogens will have a threshold level that is not variable.
FIGURE 2-1 Suggested alternatives to be developed for ground water
contaminated with carcinogens.
two or three) should also be developed around the point of de-
parture. (Figure 2-1 presents a conceptual risk/restoration time
plot of these suggested alternatives for carcinogens contaminating
ground water with the characteristics of Class ~ or Class IT.) The
alternatives will then be evaluated to compare the trade-offs be-
tween the cleanup level, the time it takes to achieve the level, and
the cost of the action.
DECISION ANALYSIS
The decision as to which remedial action alternative to select
and implement depends on many factors. Those factors relating to
the concentration level for carcinogens in the ground water include
other health risks borne by the affected population and population
sensitivities.
For example, at the Reilly Tar Superfund site (U.S. EPA,
1984), the population had been exposed to contaminated ground
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26
HAZARDOUS WASTE SITE MANAGEMENT
water for an indeterminable period of time, which influenced the
decision to use a "more protective" lower concentration level. Simi-
larly, a more protective lower concentration level may be evaluated
if the exposed population is unusually sensitive to the contami-
nants. Acute and chronic levels for noncarcinogens are threshold
values and therefore are not influenced by these two factors.
Factors that influence the restoration time period for ground
water contaminated with carcinogens and noncarcinogens are as
follows:
feasibility of providing an alternative water supply;
current use of ground water;
potential need for ground water;
electiveness and reliability of institutional controls; and
ability to monitor and control the movement of contami-
nants in ground water.
The existence of other drinking water sources of sufficient
quality and yield, sources that are readily available and that may
be used as an alternative water supply, reduces the importance of
rapid restoration of the contaminated ground water. On the other
hand, where a demand for drinking water from ground water is
likely in the future and other potential sources are not sufficient,
those remedies that achieve more rapid restoration should be fa-
vored.
The effectiveness and reliability of institutional controls to
prevent the use of contaminated ground water for drinking water
purposes should also be evaluated. If these controls clearly are not
effective, rapid restoration may be necessary.
In some circumstances, complex flow patterns increase the
potential for unanticipated migration pathways and may reduce
the effectiveness of remedial action. In these situations, remedial
actions that will rapidly restore ground water, such as extensive
source control and high-rate pumping, should be emphasized.
Other factors that should be considered in determining the
appropriate ground water protection goals for carcinogens and
noncarcinogens include limiting the extent of the contamination,
its impact on environmental receptors, the technical practicability
of implementing the alternative, and the alternative's cost.
Limited increases in concentration may be evaluated if the
expanded area of ground water contamination is relatively small,
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GROUND WATER PROTECTION GOALS
27
the period of degradation is short, and the ultimate discharge of
the plume has no significant effect on surface waters.
The technical practicability of each alternative must also be
evaluated in light of the contaminant characteristics and applica-
ble hydrogeological conditions, which may not allow the effective
implementation of the alternative to clean up the ground wa-
ter. Environmental receptors should be taken into account when
~v~l~.t.in~r t.hP ~.nnronri~.t.~ ~.l~an,~n ~on~.entration levels and time
period.
o A- -or- -rid
Finally, under the NCP, response actions must be cost-e~ec-
tive. Therefore, a careful evaluation of capital outlays and the
operation and maintenance costs associated with each alternative
must be considered and compared to those of each of the other
alternatives. Ground water remediation time frames may be ex-
tended if the agency decides that the costs to meet performance
goals in 1 to 5 years are extraordinarily high and as long as insti-
tutional controls will be effective for the additional period.
Figure 2-2 presents general ground water goal areas associated
with the ground water characteristics on the risk/restoration plot
for carcinogens. The clecisionmaker should first evaluate the point-
of-departure remedy and then move to other general areas on
the plot as influenced by the ground water's characteristics. The
reader should be cautioned that the general areas delineated on
the plot are not rigid.
FIEXI ISLE DECISION PROCESS
Complex fate and transport mechanisms of contaminated
ground water often make it difficult to predict accurately the
performance of ground water remedial action. Therefore, the re-
medial process must be flexible, allowing changes in the remedy
based on the performance of several years of operation.
To illustrate this principle, Figure 2-3 presents three possible
situations that may occur after several years of a ground wa-
ter response action. In the first scenario (Case 3A), the target
concentration will be reached within the desired time period. In
the second scenario (Case 3B), the target concentration will be
reached somewhat later than the desired time period. In the final
scenario (Case 3C), the target concentration will not be reached
in a foreseeable time period.
A performance feedback concept has been incorporated into
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28
10-3
J
1 0~4
^
TIC
~ 0 5
Z ci
O
_ _
UJ
G 10~6
10-7 _
HAZARDOUS WASTE SITE MANAGEMENT
Mlnimum AKomaUvos Rocommen~bd for
Detailed Evaluation
1 \
General
Area for
Polnt of
Departure
CLASS 1
I Generals
I Arm l
for I
1 CLASS 1
| IIA water l
Ground | Ground I CharacterlsUcs
CharacterlsUCS | Characterl~UCs l
~I
~ \
\ ~
~ \
\
\ \
\ \
General
Area
for CLASS IIB \
Ground
\
\ i,
-
Natural Anonua~don/Contalnmont
o
YEARS
Time to Achieve Cleanup Target
(no scale)
Notes: Ground water with charactenst~s of Class I aquifers is expected to be restored most rapidly.
Ground water with Class IIB characteristics may be restored more slowly because of the reduced potential
for imrned~te exposure.
In general the remedial alternatives developed are "bounded" by the point of departure
alternative and the natural anenuat~n/cont~nment rernedm at the 10 and 10 risk levee.
FIGURE 2-2 Performance range for ground water remedial alternatives.
the decision process so that in situations in which the performance
goal will not be met (e.g., in Case 3B and Case 3C) the decisions
may be reevaluated based on actual experience. If the remedial
action is not meeting expectations, the decisionmaker should de-
cide the extent to which further or different action is necessary
and appropriate to protect human health and the environment.
Figure 2-4 illustrates this evaluation process. Should it be de-
termined that it is not practicable to restore the ground water
to the initial cleanup goal level, an exception to the NCP could
be demonstrated, based on extraordinary costs or the technical
impracticability of meeting applicable or relevant and appropriate
federal requirements.
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GROUND WATER PROTECTION GOALS
REMAINING
GROUND WATER
CONTAMI NANT
CONCENTRATION
REMAINING
G ROUND WATE R
CONTAMI NANT
CONCENTRATION
REMAINING
G ROUND WATE R
CONTAM I NANT
CONCENTRATION
LEGEND
Remedial Action Performance Goal
Time of Performance Evatua~,on
29
Actu al
Performance .
~ L
Pred icted
Performance
__
i ~
DURATION Of REMEDIAL ACTION
Case 3A Ground Water Goal will be achieved
_ ~
DURATION OF REMEDIAL ACTION
Case 3B Ground Water Goal will be achieved
in longer time frame
DURATION OF REMEDIAL ACTION
Case 3C Ground Water Goal will not be achieved
over long period of time
FIGURE 2-3 Possible restoration scenarios when evaluating performance
data.
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30
REMEDY A
COMPLETE / Have \
YES ~ Objectives
ma\ Been Met
HAZARD O US WASTE SITE MANAGEMENT
[ Select Remedy
. _ ~
Implement Remedy/
Monitor Performance
> ~YES _ ~ _
~ NO
~3
/ Revise
targets
\
YES
NO
By
| Continue Operation/Mon~toring ~I
~ NO _ I Unorade Remedv |
~ _ , I
FIGURE 2-4 Flexible decision process for ground water remedial actions.
REFERENCES
FederalRegs~ter. 1985. November 20.
U.S. Environmental Protection Agency (EPA). 1984. Record of Decision-
Reilly Tar Site. Washington, D.C.
U.S. EPA. 1985a. Guidance on Remedial Investigations Under CERCLA.
Prepared for Hazard Waste Engineering Research Laboratory, Office
of Emergency and Remedial Response, and Office of Waste Programs
Enforcement. Washington, D.C., and Cincinnati, Ohio. June.
U.S. EPA. 1985b. Superfund Public Health Evaluation Manual. Draft
Office of Emergency and Remedial Response. OERR. Washington
D.C. December.
U.S. EPA, Office of Ground-Water Protection. 1984. Ground-Water Protec-
tion Strategy. Washington, D.C. August.
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GRO UND WATER PRO TECTION GOALS
31
PROVOCATEUR'S COMMENTS
Joe} H~rerhborn
The preceding paper does not give me a lot of opportunity
to be critical in a sense because it is a general framework, with
which ~ find myself in agreement. It is a technically rational
framework. One point ~ find myself in particular agreement with,
which was not stressed in the presentation but is in the paper,
is the use of classification systems, particularly for aquifers. As
Superfund grows (we are talking about thousands of sites), it
becomes necessary to move away, in my opinion, from a logic that
says that every site is unique. Although every site may be unique,
just in the same way that every person is unique, that does not
mean that you cannot use classification systems to help manage a
very complex and large number of sites. So ~ applaud the use of a
classification system in this case, for aquifers.
There are a couple of issues that have not been fleshed out in
the presentation. First, it is going to be increasingly necessary to
deal with multiple exposures by the government or whatever au-
thority is dealing with cleanups and performing risk assessments.
People have to pay more attention to the exposures that citizens
are getting from various sources. In other words, if you do a risk
assessment and you say, here is the exposure from a particular
contaminated water supply, you cannot neglect the fact that the
same population is being exposed to the same, similar, or different
chemicals from other roots of exposure, including other cleanups.
We have seen situations in which half a dozen cleanups are going
on, stuff is going into a river that is becoming the drinking water
supply downstream, and none of this has been factored into the
risk assessment. ~ feel that this is a fundamental fallacy and limi-
tation of what we see going on in risk assessment. A lot of levels of
exposure that might be deemed acceptable on a case-by-case basis
are certainly not acceptable in a cumulative sense.
A very interesting point in this paper is the framework, which
is something, again, ~ agree with. We have talked about it for
years, and it does not get much attention in the "How clean is
clean?" issue. It is a completely different logic that is predicated
on the idea that the starting point should be the issue of the future
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32
HAZARDOUS WASTE SITE MANAGEMENT
use of a natural resource. What will be the future use of a piece of
land or a body of water? It is the future use in particular that will
determine exposures, and from there you can deal with risk. If
we talk about the future use of a natural resource as the primary
factor, then there are a lot of policy implications because in the
United States the use of water and land is fundamentally a local
and state decision, not a federal one. ~ think we have created
a monster with the Superfund program that is, a great deal of
federal authority (because the federal government provides a lot
of the money); yet if we apply this logic of dealing with the future
use of natural resources, you would have to shift decisionmaking
to a local level. Now, ~ personally think that is desirable; shift the
burden to the people who have to live with that resource to decide
how clean is clean and to deal with the institutional problems of
ensuring future use. We have a long history of dealing with deeds,
deed restrictions, and things like that. Historically, Love Canal
was an example not of a failure of industry or technology but a
failure of institutional control on the future use of land. If you look
at chemical codes, the authorities, the limitations on the use of
that land, you will find that it was government, local government
authorities, who in fact simply forgot about what was told to them
and went ahead and used the natural resource in an inappropriate
way-and that was the real cause, historically, of Love Canal. ~
think we have to deal more with this issue of the future use of
natural resource and to think of it as a departure point in the
assessments of cleanup goals. It happens to be what is done in the
United Kingdom, and ~ find that their cleanup program is much
more cost-effective and sensible than ours.
Superfund, in my view, is probably going to be an incredible
waste of money because we have a great deal of underreaction and
a great deal of overreaction. It is a system that is not optimized
in any engineering sense. One other fact that is buried in the
framework discussed in the paper is the real problem: it sounds
fine, in terms of generalities, to talk about cleanup goals driving
what will happen, but in fact, what really happens in the system is
that technology and money dictate how much cleanup is done. ~ do
not think we ought to ignore the fact that there are opportunities
in this framework presented by EPA to have people decide on the
level of cleanup simply on the basis of what available technology
can do or what bureaucrats have decided is an appropriate amount
of money for a site. My interpretation of how Superfund really
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GROUND WATER PROTECTION GOALS
33
works is that somebody decides this site is worth about $10 million;
now, go out and tell me how to spend $10 minion, and that is the
amount of cleanup you get. ~ am not so sure that this is going to
change in the more eloquent framework presented here.
Finally, my last point is that any framework in any technical
methodology ought to be sensitive to implementation issues. Just
as giving a loaded gun to a child does not make any sense, giv-
ing risk assessment to people without adequate information and
adequately trained people to use it is also folly. Creating a Su-
perfund program at an $8 billion spending level without adequate
information, adequate technology, and adequately trained people
is another folly, analogous to giving a loaded gun to a child. ~ wish
we would talk more about how we can implement these frame-
works, how we can implement the use of risk assessment; and if
we cannot implement it now or in 5 to 10 years, are you willing to
talk about making a commitment to delay action until we get the
information or the technology or the trained people? If you want
to wait, then what is the interim strategy and what are the interim
framework and methodologies to be used? For the most part, what
see are long-term methodologies and a lack of implementation
ability now.