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State, Ethnocultural Identities,
and Intergroup Relations
Anatoly M. Khazanov
University of Wisconsin, Department of Anthropology
conomic, technological, and cultural reorganization of the contempo-
rary world demands reconsideration of such widespread concepts as
~ the nation-state or civic and ethnic nationalism that are directly con-
nected with identity formation and maintenance, and not infrequently
with ethnic tension and conflict. Apparently, it is worthwhile to divorce
conceptually ethnocultural identities: citizenship, which regulates the re-
lations between the individual and the state without any connotation of
collective uniqueness; and civic nationhood, which implies more than
common interests and simple membership in a political community, but
is connected with the acceptance and interiorization of common historical
memories, values, norms, public rituals, and symbols that exceed the for-
mal pledge of allegiance (Miller, 1995; Brown, 2000~. State, society, and
culture are not only a synchronic slice of time; they are also historical
processes. It may be worth exploring the extent to which attempts at civic
nation building in Russia and other Commonwealth of Independent States
(CIS) countries (this is a project that, among others, is strongly advocated
by Tishkov, 1997) are feasible under current circumstances. As numerous
examples from the past and present have proven, a civic nation by itself
does not eliminate ethnic and other inequalities, including discrimina-
tion. Therefore, its appeal to minorities may be limited. One may wonder
whether, in Russia's context, it is more expedient at the moment to con-
centrate efforts on achieving not only legal but real equality, which may
open the way to a kind of constitutional patriotism advocated by Jurgen
Habermas (1995~.
63
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CONFLICT AND RECONSTRUCTION IN MULTIETHNIC SOCIETIES
This brings one to the concept of the nation-state, which because of its
prevalence in contemporary discourse is largely responsible for the con-
fusion of citizenship with civic nationalism (see, for example, Brubaker,
1992~. Actually, the dichotomy of ethnic versus civic nationalism is based
on the illusion of the nation-state's universality. Historically, national-
isms have envisioned a world consisting of states that are uniform within
but sharply distinct from what lay beyond their borders. Today, however,
the world as a whole in some respects is becoming less diverse, while
individual states are becoming more ethnically heterogeneous than has
been perceived or designed.
There is a certain terminological and even conceptual confusion in the
social sciences. Many alleged nation-states are simultaneously character-
ized as multiethnic states, states with plural or multicultural societies,
and so on. In fact, many contemporary states, including Russia, are mul-
tinational rather than multiethnic.
At present, nationalizing and assimilating projects often are less suc-
cessful than in the past, even in cases where linguistic assimilation or
accommodation has made progress. It is not enough to construct identi-
ties. To be successful, these identities must be accepted. However, where
ethnic groups, especially somewhat territorialized ones, develop into na-
tionalities or nations with literary languages, cultural institutions, mass
media, occupationally differentiated social structures, specific economic
interests, and political elites and counter-elites, there is less room for uni-
fying integration and more grounds for ethnic/national competition.
Multiethnic and especially multinational societies with pluralistic
identities and narratives increase the necessity for and simultaneously the
danger of an activist state. The striving of a state for homogenization is
rife with the potential for conflict (Connor, 1972), especially when a state
is identified with an ethnonational majority (Khazanov, 1995~. In this
respect, it is worth considering such areas as language policy, education,
religion policy, regional development policy, demographic and migration
policies, political representation, and some others.
In the study of ethnic tension it is important to pay attention to differ-
ences between self-estimation of ethnic groups and their perception by
others. Thus, many Russians in the Soviet Union considered their attitude
towards other peoples in the country as internationalist, friendly, and
assisting; while members of the non-Russian groups not infrequently per-
ceived it as patronizing, insensitive, and humiliating. A timely diagnosis
of the differences in perception may help to ameliorate ethnic relations if
corresponding measures are undertaken.
Likewise, it is worth exploring further the extent to which not only
the policies of republican authorities but those of the center as well actu-
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STATE, ETHNOCULTURAL IDENTITIES, AND INTERGROUP RELATIONS 65
ally are or are perceived as ethnically neutral policy. One can even go a
step further. Many contemporary liberal theorists seek to countervail
structural and other disadvantages of ethnic and national minorities by
institutionalized affirmative action and differentiated political rights (see,
for example, Kymlicka, 1989, 1995; Young, 1990; Kis, 1996~. One may
wonder to what extent their recommendations are applicable to Russia
and other CIS countries' conditions as a method for the alleviation of
ethnic inequality and reducing ethnic tension.
At present, the hypotheses that explain particularistic identities of
peripheral communities with distinct cultural characteristics as caused
mainly by their underdevelopment (Hechter, 1975; Nairn, 1977; Blaut,
1987) have lost a great deal of their credibility. The claims that successful
modernization should diminish the salience of ethnic identities and re-
duce ethnonational strife (Deutch, 1966; Haas, 1966; Lipset and Rokkan,
1967) remain unsubstantiated and even self-contradictory, since modern-
ization is always uneven and differential. The same can be said about
globalization as its new stage. So far, supranational and suprastate identi-
ties do not diminish the role of ethnocultural and national ones.
One may doubt that a certain cultural homogenization should result
in corresponding ethnic homogenization since there is no direct correla-
tion between the strength of ethnic identities and the degree of cultural
distinctiveness. Not real and significant cultural differences per se, but
symbolic boundaries and markers make ethnic collectivities different
(Barth, 1969~. Any cultural trait, however insignificant it may seem, can
serve as an ethnic marker.
Apparently, in the politics of identity, ethnicity remains the most
controversial aspect. Ethnic identities are alternatively characterized as
irrational, epiphenomical, and based on "false consciousness" (Hobs-
bawm, 1990; Ignatieff, 1994; Banks, 1996), as contextual and constructed
(Eriksen, 1993), or as paramount and a primary source of all other identi-
ties (van den Berghe, 1981; Schopflin, 2000~. Notwithstanding all of these
differences in understanding, in the former Soviet Union, ethnicity is of-
ten simply taken for granted as a constant and invariable factor in inter-
group relations. However, ethnic identities, just like any other, are not
static but dynamic phenomena; moreover, at any given moment they
consist of different varieties, including gender and generational ones. One
may dare to predict that in the foreseeable future, ethnocultural identities
in the post-Soviet political space will remain strong, but these by them-
selves do not generate conflict and violence. Therefore, it is worthwhile to
shift attention from theorizing ethnicity and identity formation to ethni-
cally motivated behavior and actions, which, among other things, should
facilitate the explanation of ethnic strife and forecasting imminent ethnic
conflicts.
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CONFLICT AND RECONSTRUCTION IN MULTIETHNIC SOCIETIES
In this case, ethnic situations may be considered the dynamic out-
come of at least four interconnected developments.
1. ethnic politics of the state
2. interactive relations between different ethnic groups within the
state
3. ethnic assertiveness and politicization
4. the impact of external forces, such as global economic transforma-
tions and the telecommunications revolution, which increases the capac-
ity for mass mobilization
So far, most attention has been paid to the first two of these develop-
ments. The continuing salience of ethnicity and nationalism in the former
Soviet Union is explained mainly by competition between the central and
ethnorepublican elites or as a manipulative ideology employed by politi-
cal elites to secure their power base or both. However, members of ethnic
groups and nations do not simply live in the here and now. They encoun-
ter the present in terms of the past and the future, and compare it with the
situations of other regions and countries.
While the term ethnocracies has become popular in Russian scholar-
ship, it remains underinvestigated to what extent and why the ethnic
elites are enjoying the support of their coethnics. The elite-manipulation
explanation of ethnic conflicts has many deficiencies. First, it is essentially
undemocratic, since it assumes that the masses are incapable of making
rational decisions about their own lives. Second, it fails to explain why
ethnonational forms of identity have become so successful, while others
fail to attract sufficient support (Moore, 2001: 12~. One may wonder
whether, in the post-Soviet context, ethnic solidarity is mainly based on
historical memory (real or constructed and manipulated) and common
experiences (or experiences that can be presented as common), which
flowed into overall legitimation myths, or if it is a more rational response
to the interplay of sociopolitical, cultural, and economic factors. It is also
worth exploring the extent to which ethnopolitics provide real or per-
ceived benefits, for example, social advancement, new economic opportu-
nities, or cultural reproduction, to the members of corresponding groups.
As for globally produced ideas, they contribute to contemporary con-
cerns with identity issues. An immediate transmittal of local and national
events throughout the world by mass media has become an important
factor in identity assertion and is calling for the attention of scholars. It is
important to study the effects of global flows of information upon na-
tional affairs at the local policy level. In the new conditions of the telecom-
munications revolution, the state is capable to a much lesser degree of
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STATE, ETHNOCULTURAL IDENTITIES, AND INTERGROUP RELATIONS 67
controlling the dissemination of undesirable historical narratives and eth-
nocentric concepts. The creation of the "single information field" that
some CIS politicians are striving for is not only undesirable but also hardly
feasible, if even a modicum of the freedom of information and speech is
maintained.
Therefore, future research on ethnonational identities and national-
ism should be based on the study of the interplay between three major
forces:
1. actors and events
2. ideologies, concepts, and ideas
3. structures, agencies, institutions, and social conditions.
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Representative terms from entire chapter:
intergroup relations