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Part 11
MATHEMATICS
Pages 27-214 are not printed in this volume.
They are on the C1) attached to the back cover
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217
5
Mathematical Understanding:
An Introduction
Karen C. Fuson, Mindy Kalchman, and John D. Bransford
For many people, free association widb dbe word "madbematics" would
produce strong, negative images. Gary Larson published a cartoon entitled
"Hell's Library" that consisted of nodling but book after book of madh word
problems. Many students and teachers resonate strongly with this cartoon's
message. It is not just funny to Them; it is true.
Why are associations with madhematics so negative for so many people?
If we look through The lens of How People Learn, we see a subject that is
rarely taught in a way dhat makes use of the dlree principles dhat are the
focus of dais volume. Instead of connecting with, building on, and refining
The madhematical understandings, intuitions, and resourcefulness dhat stu-
dents bring to The classroom (Principle 1), madhematics instruction often
overrides students' reasoning processes, replacing them with a set of rules
and procedures that disconnects problem solving from meaning making,
Instead of organizing The skills and competences required to do mathemat-
ics fluently around a set of core mathematical concepts (Pnnciple 2), those
skills and competencies are often themselves the center, and sometimes the
whole, of instruction. And precisely because The acquisition of procedural
knowledge is often divorced from meaning making, students do not use
metacognitive strategies (Principle 3) when They engage in solving madh-
ematics problems. Box 5-1 provides a vignette involving a student who gives
an ar swer to a problem dhat is quite obviously impossible. When quizzed,
he can see Blat his answer does not make sense, but he does not consider it
wrong because he believes he followed the rule, Not only did he neglect to
use metacognitive strategies to monitor whedher his answer made sense, but
he believes that sense making is irrelevant.
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218 HOW STUDENTS LEARN: MATHEMAT CS N THE CEASSFOOM
BOXS-] Computation Without Comprehension: An Observation by
John Holt
One boy, quite a good student, was working on the problem, "If you have 6 jugs,
and you want to put 2/3 of a pint of lemonade into each jug, how much lemonade
will you need7 " His answer was 18 pints. I said, " How much in each jug7" "Two-
thirds of a pint." I said, "Is that more or less that a pint7" "Less." I said, "How
many jugs are there7" "SIX." I said, "But that [the answer of 18 pints] doesn't
make any sense." He shrugged his shoulders and said, "Well, that's the way the
system worked out." Holt argues: "He has long since quit expecting school to
make sense. They tell you these facts and rules, and your job is to put them down
on paper the way they tell you. Never mind whether they mean anything or not. "'
A recent report of The National Research Council p Adding It Up reviews
a broad research base on The teaching and teaming of elementary school
madhematics. The report argues for an instructional goal of "madhematical
proficiency," a much broader outcome than mastery of procedures. The
report argues that five intertwining strands constitute madhematical profi-
ciency
1. Conceptual understanding comprehension of mathematical con-
cepts, operations, and relations
2. Procedura/.fluenc~skill in carrying out procedures flexibly, accu-
rately, efficiently. and appropriately
3. Strategic competence ability to fommulate, represent, and solve math-
ematical problems
4. Adaptive reasoning capacity for logical thought, resection, expla-
nation, and justification
5. Productive disposition habitual inclination to see Illathell sties as
sensible, useful, and worthwhile, coupled with a belief in diligence and
one's own efficacy
These strands map dilectly to the principles of How People Learn Pnn-
ciple 2 argues for a foundation of factual knowledge (procedural fluency),
tied to a conceptual framework (conceptual understanding), and organized
in a way to facilitate retrieval and problem solving (strategic competence).
Metacognition and adaptive reasoning bodh describe The phenomenon of
ongoing sense making, reflection, and explanation to oneself and odhers.
And, as we argue below, the preconceptions students bring to The study of
madhematics affect more Than their understanding and problem solving; Those
preconceptions also play a major role in whedher students have a productive
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MATHEMAT CAE UNDERSTAND FIG: AN INTFDDUCT ON 219
disposition toward mathematics, as do, of course, their experiences in learn-
ing mathematics.
The chapters that follow on whole number, rational number, and func-
tions look at The principles of How People Learn as they apply to Those
specific domains. In tills introduction, we explore how those principles ap-
ply to the subject of madhematics more generally. We draw on examples
from the Children's Madh World project, a decade-long research project in
urban and suburban English-speaking and Spanish-speaking classrooms.3
PRINCIPLE #1: TEACHERS MUST ENGAGE
STUDENTS' PRECONCEPTIONS
At a very early age, children begin to demonstrate an awareness of
number.4 As widh language, that awareness appears to be universal in nor-
mally developing children, Though the rate of development vanes at least in
part because of environmental influences s
But it is not only the awareness of quantity dhat develops without formal
training. Bodh children and adults engage in madhematical problem solving,
developing untrained strategies to do so successfully when formal experi-
ences are not provided. For example, it was found that Brazilian street chil-
dren could perform madhematics when making sales in The street, but were
unable to answer similar problems presented in a school context 6 Likewise,
a study of housewives in California uncovered an ability to solve madhemati-
cal problems when comparison shopping, even though the women could
not solve problems presented abstractly in a classroom dhat required the
same madhematics.7 A similar result was found in a study of a group of
Weight Watchers, who used strategies for solving madhematical measure-
ment problems related to dieting that They could not solve when The prob
terns were presented more abstracdy.9 And men who successfully handi-
capped horse races could not apply The same skill to securities in The stock
market.9
These examples suggest that people possess resources in The form of
informal strategy development and mathematical reasoning that can serve as
a foundation for learning more abstract madhematics. But They also suggest
that The link is not automatic. If There is no blidge between informal and
formal madhematics, The two often remain disconnected.
The fret principle of How People Learn emphasizes bodh the need to
build on existing knowledge and The need to engage students preconcep-
tions particularly when they interfere with learning. In mathematics, cer-
tain preconceptions dhat are often fostered early on in school settings are in
fact counterproductive. Students who believe them can easily conclude that
The study of madhematics is "not for them ~ and should be avoided if at all
possible. We discuss These preconceptions below.
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220 HOW STUDENTS LEARN: MATHEMAT CS N THE CEASSFOOM
Some Common Preconceptions About Mathematics
Preconception #1: Mathematics is about learning to compute.
Many of us who attended school in The United States had madhematics
instruction dhat focused primarily on computation, with little attention to
learning with understanding. To illustrate, try to answer The following ques-
tion:
What, approximately, is the sum of 8/9 plus 12/13?
Many people immediately try to find The lowest common denominator
for the two sets of fractions and Then add Them because dhat is The procedure
they learned in school. Finding The lowest common denominator is not easy
in tills instance, and The problem seems difficult. A few people take a con-
ceptual radher than a procedural (computational) approach and realize dhat
8/9 is almost 1, and so is 12/13, so The approximate answer is a little less
than 2,
The point of this example is not that computation should not be taught
or is unimportant; indeed, it is very often critical to efficient problem solv-
ing. But if one believes dhat madhematics is about problem solving and dhat
computation is a tool for use to that end when it is helpful, Then the above
problem is viewed not as a "request for a computation," but as a problem to
be solved that may or may not require computationand in this case, it
does not.
If one needs to find The exact answer to The above problem, computa-
tion is The way to go. But even in This case, conceptual understanding of The
nature of the problem remains central, providing a way to estimate The cor-
rectness of a computation. If an answer is computed that is more than 2 or
less Than 1, it is obvious dhat some aspect of problem solving has gone awry.
If one believes that madhematics is about computation, however, Then sense
making may never take place.
Preconception #2: Mathematics is about "foDowing rules~to
guarantee correct answers.
Related to The conception of madhematics as computation is dhat of madh-
ematics as a cut-and-dried discipline dhat specifies rules for finding The light
answers Rule following is more general Than performing specific computa-
tions. When students learn procedures for keeping track of and canceling
units, for example, or learn algebraic procedures for solving equations, many
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MATHEMAT CAE UNDERSTAND FIG: AN INTFDDUCT ON 221
view use of These procedures only as following the rules. But The "rules"
should not be cor fused widh The game itself
The authors of The chapters in dais part of the book provide important
suggestions about the much broader nature of madhematical proficiency and
about ways to make The involving nature of mathematical inquiry visible to
students. Groups such as The National Council of Teachers of Madhematics'°
and The National Research Council" have provided important guidelines for
The kinds of mathematics instruction That accord widh what is currendy known
about The principles of How People Learn. The authors of The following
chapters have paid careful attention to dais work and illustrate some of its
important aspects.
In reality, madhematics is a constantly evolving field that is far from cut
and dried. It involves systematic pattern finding and continuing invention,
As a simple example, consider the selection of units that are relevant to
quantify an idea such as The fuel efficiency of a vehicle. If we choose miles
per gallon, a two-seater sports car will be more efficient Than a large bus. If
we choose passenger miles per gallon, the bus will be more fuel efficient
(assuming it carries large numbers of passengers). Many disciplines make
progress by inventing new units and metrics that provide insights into previ-
ously invisible relationships,
Attention to The history of madhematics illustrates That what is taught at
one point in time as a set of procedures really was a set of clever inventions
designed to solve pervasive problems of everyday life. In Europe in the
Middle Ages, for example, people used calculating cloths marked with ver-
tical columns and carried out procedures with counters to perform calcula-
tions. Other cultures fastened Their counters on a rod to make an abacus.
Both of these physical means were at least partially replaced by written
medhods of calculating with numerals and more recently by medhods That
involve pushing buttons on a calculator if madhematics procedures are un-
derstood as inventions designed to make common problems more easily
solvable, and to facilitate communications involving quantity, those proce-
dures take on a new meaning. Different procedures can be compared for
Their advantages and disadvantages. Such discussions in the classroom can
deepen students understanding and skill,
Preeoreeptior #3. Some people have tlbe ability to "do math"
and some don't.
This is a serious preconception That is widespread in The United States,
but not necessarily in o he- countries. It can easily become a self-fulfilling
prophesy. In many countries, The ability to "do madh" is assumed to be
attributable to The amount of effort people put into learning it.'3 Of course,
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222 HOW STUDENTS LEARN: MATHEMAT CS N THE CEASSFOOM
some people in These countries do progress further Than odhers, and some
appear to have an easier time learning madhematics Than odhers. But effort is
still considered to be The key variable in success. In contrast, in The United
States we are more likely to assume dhat ability is much more important Than
effort, and it is socially acceptable, and often even desirable, not to put forth
effort in learning madhematics. This difference is also related to cultural
differences in the value attributed to struggle. Teachers in some countries
believe it is desirable for students to struggle for a while with problems,
whereas teachers in the United States simplify Things so That students need
not struggle at all.'3
This preconception likely shares a common root widh The odhers. If
madhematics learning is not grounded in an understanding of The nature of
The problem to be solved and does not build on a student's own reasoning
and strategy development, Then solving problems successfully will depend
on The ability to recall memorized rules. If a student has not reviewed Those
rules recently (as is The case when a summer has passed), dhey can easily be
forgotten. Widhout a conceptual understanding of The nature of problems
and strategies for solving Them, failure to retr eve learned procedures can
leave a student completely at a loss.
Yet students can feel lost not only when dhey have forgotten, but also
when dhey fail to "get it" from The start. Many of The conventions of madh-
ematics have been adopted for The convenience of communicating efficiently
in a shared language. If students learn to memorize procedures but do not
understand that The procedures are full of such conventions adopted for
off ciencv, dhey can be baffled by Things dhat are left unexplained. If students
never understand that x and y have no intrinsic meaning, but are conven-
tional notations for labeling unknowns, dhey will be baffled when a z ap-
pears. When an m precedes an x in The equation of a line, students may
wonder, Why me Why not s for slope? If There is no m, Then is There no slope?
To someone widh a secure madhematics understanding, The missing m is
simply an unstated m = 1. But to a student who does not understand dhat The
point is to write The equation efficiently. The missing m can be baffling.
Unlike language learning, in which new expressions can often be figured
out because dhey are couched in meaningful contexts, There are few clues to
help a student who is lost in madhematics Providing a secure conceptual
understanding of The madhenlarics enterprise dhat is linked to students' sense-
making capacities is critical so dhat students can puzzle productively over
new material, identify The source of Their confusion, and ask 4uesoons when
dhey do not understand.
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MATHEMAT CAE UNDERSTAND NO: AN INTFDDUCT ON 223
Engaging Students' Preconceptions and Building on
Existing Knowledge
Engaging and building on student preconceptions, then, poses two in-
structional challenges. First, how can we teach madhematics so students come
to appreciate dhat it is not about computation and following rules, but about
solving important and relevant quantitative problems? This perspective in-
cludes an understanding dhat The rules for computation and solution are a
set of clever human inventions dhat in many cases allow us to solve complex
problems more easily, and to communicate about those problems widh each
odher effectively and efficiently. Second, how can we link formal madhemat-
ics training with students' informal knowledge and problem-solving capaci-
ties?
Many recent research and curriculum development efforts, including
those of the audhors of The chapters that follow, have addressed These ques-
tions. While There is surely no single best instructional approach, it is pos-
sible to identify certain features of instruction that support the above goals:
. Allowing students to use their own infommal problem-solving strate-
gies, at least initially, and Then guiding Their mathematical thinking toward
more effective strategies and advanced understandings.
. Encouraging madh talk so that students can clalify Their strategies to
themselves and odhers, and compare The benefits and limitations of alternate
approaches.
· t)esigning instructional activities dhat can effectively blidge commonly
held conceptions and targeted mathematical understandings.
Allowing Multiple Strategies
To illustrate how instruction can be connected to students' existing know]-
edge, consider three subtraction methods encountered frequently in urban
second-grade classrooms involved in the Children's Madh Worlds Project (see
Box 5-2). Maria, Peter, and Manuel's teacher has invited Them to share Their
methods for solving a problem, and each of Them has displayed a different
medhod. Two of The methods are correct, and one is mosey correct but has
one error What the teacher does depends on her conception of what math-
ematics is.
One approach is to show The students The "right" way to subtract and
have Them and everyone else practice dhat procedure. A very different ap-
proach is to help students explore Their methods and see what is easy and
difficult about each. If students are taught that for each kind of madh situa-
tion or problem, There is one correct method that needs to be taught and
learned, the seeds of the disconnection between Their reasoning and strat-
egy development and "doing madh" are sown. An answer is either wrong or
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224 HOW STUDENTS LEARN: MATHEMAT CS N THE CEASSFOOM
BOXS-2 Three Subtraction Methods
Maria's add-equal-
quantities method
1 2'4
-'5 6
6 8
Peter's ungrouping
method
Manuel's mixed
method
~ ~ ~ 4
-'5 6
5 8
nght, and one does not need to look at wrong answers more deeplyone
needs to look at how to get The right answer The problem is not that stu-
dents will fail to solve The problem accurately widh This instructional ap-
proach; indeed, they may solve it more accurately. But when The nature of
the problem changes slightly, or students have not used the taught approach
for a while, they may feel completely lost when confronting a novel prob-
lem because The approach of developing strategies to grapple with a prob-
lem situation has been short-circuited.
If, on the odher hand, students believe That for each kind of madh situa-
tion or problem There can be several correct medhods, their engagement in
strategy development is kept alive. This does not mean that all strategies are
equally good. But students can learn to evaluate different strategies for Their
advantages and disadvantages. What is more, a wrong answer is usually
partially correct and redects some understanding; finding The part That is
wrong and understanding why it is wrong can be a powerful aid to under-
standing and promotes metacognitive competencies. A vignette of students
engaged in the kind of mathematical reasoning That supports active strategy
development and evaluation appears in Box 5-3.
It can be initially unsettling for a teacher to open up the classroom to
calculation medhods That are new to The teacher But a teacher does not have
to understand a new method immediately or alone, as indicated in The de-
scnption in the vignette of how the class togedher figured out over time how
Maria's medhod worked (this method is commonly taught in Latin America
and Europe). Understanding a new medhod can be a worthwhile madhemati-
cal project for the class, and odhers can be involved in trying to figure out
why a medhod works. This illustrates one way in which a classroom commu-
nity can function. If one relates a calculation medhod to the quantities in-
volved, one can usually puzzle out what The medhod is and why it works.
This also demonstrates That not all mathematical issues are solved or under-
stood immediately; sometimes sustained work is necessary,
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MATHEMAT CAE UNDERSTAND FIG: AN INTFDDUCT ON 225
BOX 5-3 Engaging Students' Problem-Solving Strategies
The following example of a classroom discussion shows how second-
grade students can explain their methods rather than simply performing
steps in a memorized procedure. It also shows how to make student
thinking visible. After several months of teaching and learning, the stu-
dents reached the point illustrated below. The students' methods are
shown in Box 5-2.
Ma ria
Jo rge
Ma ria
Andy
Maria
Michelle
Ma ria
Teacher Maria, can you please explain to your friends
in the class how you solved the problems
Six is bigger than 4, so l can't subtract here
[pointingl in the ones.
So I have to get more ones. But I have to be
fairwhen I get more ones, so l add ten to both
my numbers. I add a ten here in the top of the
ones place IPointingl to change the 4 to a 14,
and I add a ten here in the bottom in the tens
place, so l write another ten by
my5.
So now I count up from 6 to 14, and I get 8
ones I demonstrating by counting "6, 7, 8, 9,
10,11,12,13,14" while raising a finger for
each word from 7 to 141. And I know my
doubles, so 6 plus 6 is 12, so I have 6 tens left.
[She thought, "1 + 5 = 6 tens and 6 + 7 = 12
tens. Oh, I know 6 + 6 = 12, so my answer is 6
tens. ~ |
I don't see the other 6 in your tens. I only see
one 6 in your answer
The other 6 is from adding my 1 ten to the 5
tens to get 6 tens. I didn't write it down.
But you're changing the problem. How do you
get the right answers
If I make both numbers bigger by the same
amount, the difference will stay the same.
Remember we looked at that on drawings last
week and on the meter stick.
Why did you count up7
Counting down is too hard, and my mother
taught me to count up to subtract in first
g fade.
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246 HOW STUDENTS LEARN: MATHEMAT CS N THE CEASSFOOM
this work indicates that we have begun the crucial journey into mathemati-
cal proficiency for all and that the principles of How Pt ople Learn can guide
us on this journey.
NOTES
Holt, 1964, pp. 143-144.
National Hesearch Counci, 2001.
,. See Fuson, 1986a, 1986b, 1990; Fuson and Bnats, 1990; Fuson and Burghardt,
1993, 1997; Fuson et al., 1994, 2000; Fuson and Smith, 1997; Fuson, Smith, and
Lott, 1977; Fuson, Wearne et al., 1997; Fuson, Lo Cicero et al., 1997; Lo Cicero
et al., 1999; Fuson et al., 2000; Hon. 1998.
=. Carey, 2001; Ge man, 1990; Starkey et al., 1990; Wynn, 1996; Can told and
Smith, 1996.
Case et a ., 1999; Ginsburg, 1984; Saxe, 1982.
Cam her, 1986; Cartaher et a ., 1985.
Lave, 1988; Sternberg, 1999.
De la Rocha, 1986.
Ceci and Liker, 1986; Ceci, 1996.
National Council of Teachers of Mathematics, 2000.
National Hesearch Counci, 2001.
See, e.g., Hatano and Inagaki, 1996; Resnick, 1987; stig er and Heibert, 1997.
stig er and Heibert, 1999.
National Hesearch Counci, 2004.
See, e.g., Tobias, 1978.
Hufferd-Ackles et al . 200 i
Shelin, 2000a, 2002.
See, e.g., Bransford et al., 1989.
See, e.g., Schwartz and Moore, 1998.
Sherin, 2000b, 2001.
Lewis, 2002, p. 1.
Fernandez, 2002; Lewis, 2002; Stiger md Heibert, 1999.
Remillard, 1999, 2000.
Remillard and Geist, 2002.
Remillard, 2000.
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