Biological markers, or biomarkers, are quantitative measurements that provide information about biological processes, a disease state, or about response to treatment, providing much-needed insight into preclinical and clinical data.2 Biomarkers hold the potential of a better understanding of the etiology and pathogenesis of a given disorder, providing researchers and clinicians with valuable insight into diagnosis, treatment, and prognosis for many debilitating disorders and diseases. The burden of the maladies described in the workshop affect every population; thus, the commitment to finding additional biomarkers is a major aim in neuroscience medical research.
While many advances have been made in the development of biomarkers for disorders other than those of the nervous system, e.g., cancer biology, advances in establishing biomarkers for disorders of the nervous system have been disappointing, given escalating research investment. This is a result of a combination of many factors, including, but not limited to, complexity of the nervous system, access to tissue and the blood brain barrier, and incentives for industry and academia, causing development to fall between the cracks of academic, government, and industry research programs. The public health burden of nervous system disorders is great—well over 1,000 different disorders, according to the
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Summary1
Biological markers, or biomarkers, are quantitative measurements
that provide information about biological processes, a disease state, or
about response to treatment, providing much-needed insight into
preclinical and clinical data.2 Biomarkers hold the potential of a better
understanding of the etiology and pathogenesis of a given disorder,
providing researchers and clinicians with valuable insight into diagnosis,
treatment, and prognosis for many debilitating disorders and diseases.
The burden of the maladies described in the workshop affect every
population; thus, the commitment to finding additional biomarkers is a
major aim in neuroscience medical research.
While many advances have been made in the development of
biomarkers for disorders other than those of the nervous system, e.g.,
cancer biology, advances in establishing biomarkers for disorders of the
nervous system have been disappointing, given escalating research
investment. This is a result of a combination of many factors, including,
but not limited to, complexity of the nervous system, access to tissue and
the blood brain barrier, and incentives for industry and academia, causing
development to fall between the cracks of academic, government, and
industry research programs. The public health burden of nervous system
disorders is great—well over 1,000 different disorders, according to the
1
The planning committee’s role was limited to planning the workshop, and the
workshop summary has been prepared by the workshop rapporteurs as a factual summary
of what occurred at the workshop.
2
This definition of a biomarker was used throughout the workshop and is based on a
definition developed by the FDA’s Biomarkers Definitions Working Group; however,
there are other definitions of biomarkers and biosignatures that capture other roles and
applications that were not included in the scope of this workshop.
1
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2 NEUROSCIENCE BIOMARKERS AND BIOSIGNATURES
Society for Neuroscience—and yet only a handful of biomarkers are
available. Focused attention is needed in neuroscience biomarker
research and development, yet it is often difficult to categorize which
areas are the most ripe for investment and should be further pursued.
Given the promising potential and high need for neuroscience
biomarkers, the Institute of Medicine Forum on Neuroscience and
Nervous System Disorders convened a workshop in Washington, DC, on
February 26 and 27, 2007. The workshop brought together experts in
various areas to discuss the most promising and practical arenas in
neuroscience in which novel biomarkers will have the greatest near-term
impact on the rate at which new treatments are brought forward for
psychiatric and neurological disorders.
Several themes, including the following needs and opportunities,
were highlighted by workshop participants:3
• a better understanding of the Food and Drug Administration
(FDA) evaluation and qualification process to help promote and increase
neuroscience biomarker submission;
• opportunities for public-private partnerships in a precompetitive
space (i.e., the ability of organizations, including companies, sponsors,
and developers, to work together on research and development without
jeopardizing their intellectual property);
• combined tools and technologies in arenas such as proteomics,
genomics, and imaging to refine specificity within findings;
• deconstruction of certain aspects of current characterizations and
diagnostic criteria (e.g., Diagnostic and Statistical Manual [DSM]
categorizations);
• standardization and pooling of resources and data, especially
from current and completed clinical trials, including reporting of
negative results; and
• development that draws upon successful models and lessons
learned from outside fields.
3
Opinions and statements included in this workshop summary are solely those of the
individual persons or participants at the workshop and are not necessarily adopted,
endorsed, or verified as accurate by the National Academies.
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3
SUMMARY
Workshop Goals and Objectives
A major objective of the workshop was to identify and discuss
biomarker targets that are not currently being aggressively pursued but
could be developed to practicality within the next 5 years by public-
private partnerships. The biomarker could be useful in either diagnostic
or therapeutic settings but, regardless, should have the potential for
substantial clinical impact. Essentially, the key words used to define the
parameters are “near term” and “high impact.” One potential mechanism
discussed by participants was the new collaborative effort, the
Foundation for the National Institutes of Health (FNIH) Biomarkers
Consortium. The Consortium promotes public-private partnerships by
facilitating collaborative research among the National Institutes of Health
(NIH), academia, industry, and other foundations and patient advocacy
groups to accelerate discovery, development, and qualification of
biomarkers.
The planning committee for this workshop chose to discuss certain
areas of biomarker research for nervous system disorders that may be
ripe for development. The workshop and this summary are not meant to
be a comprehensive review of all possible neuroscience biomarkers that
may be ripe for development in the near term or in the future. Further,
workshop participants were charged to highlight the opportunities and
needs for biomarker research and discovery, not necessarily the
application of a given biomarker.
Regulatory Considerations
The evolution of biomarker application and the regulatory system is
rapidly changing, incorporating new science and opportunities. The role
of the FDA is to encourage qualification and use of new biomarkers
while providing regulatory guidance on the design of qualification trials.
Due, in part, to scientific, economic, and regulatory factors, biomarker
development has lagged significantly behind therapeutic development.
Some feel the biomarker qualification process by the FDA may present a
hurdle for the submission of a biomarker. The FDA recently changed its
definitions and requirements to include broader categories and to
encourage submission of proposals. For instance, biomarkers may now
fall under three categories: “possible,” “probable,” and “known.”
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4 NEUROSCIENCE BIOMARKERS AND BIOSIGNATURES
Another concern is the lack of clear understanding about how the
FDA defines and qualifies different types of biomarkers, including
surrogate endpoints. Thus, there are now clearer definitions of
biomarkers, surrogate endpoints, and the “qualification process.” With
increased transparency of the application process, the FDA hopes to
encourage proposal submissions, qualifications, partnerships, and
consortia geared toward increasing biomarker innovation and discovery.
Public-Private Partnership
One successful partnership that was already under way before the
creation of the FNIH but that is now funded through FNIH is the
Alzheimer’s Disease Neuroimaging Initiative (ADNI). This public-
private partnership has been extremely useful due to mechanisms set in
place that allow for full data sharing in real time. Furthermore, ongoing
results are published freely via the Internet. One of the greatest benefits
of this partnership comes from the contributions of the special advisory
committee members who have created both imaging and cerebrospinal
fluid (CSF) protocols to help standardize collection. A major, if not the
largest, accomplishment of the advisory committee came about through
the push for higher rates of CSF sample collection from the public
partners. The result was an increase in collection from 20 percent to 60
percent. However, this creates a new challenge and opportunity to
expand ADNI to begin analyzing and categorizing collected biological
samples. The success of the ADNI project is that it lies within the
precompetitive space, allowing for broad applicability in future clinical
trials and, in addition, fostering communication within otherwise
proprietary realms in this area of research. Although ADNI is one
example of a successful public-private partnership, there are many others
that have been established that are also demonstrating similar successes;
however, these were not discussed in detail at the workshop.
POTENTIAL TOOLS
Genomics and Proteomics
Partly as an outgrowth of the Human Genome Project and the
International HapMap Project, there has been an increased interest in
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5
SUMMARY
genomics over the past several years. Genome-wide scanning in the
search for a single nucleotide polymorphism that is associated with a
disease is a relatively new tool that researchers have been using and
developing in the hopes of identifying potential target loci for disease
biomarkers. This technology has already been successfully utilized in
Alzheimer’s disease and shows promise for use in individuals with
schizophrenia.
Although the technology is not yet available for whole-proteome
scanning, proteomics is still a useful tool in helping to identify different
patterns of expression of multiple protein biomarkers from CSF using,
for example, liquid chromatography and mass spectrometry. Some
researchers have found success in using samples obtained from CSF due
to the greater concentration of potentially useful biomarkers it contains;
for example, biomarkers found in the spinal cord have potential not only
as a diagnostic test, but also as a measure of response to treatment. The
capacity to report on the physiological state of the organism, which may
not be reflected in genetic strategies, also make proteomics a valuable
source of biomarkers, for example post-translational modifications and
levels of protein activity that may not correlate to levels of gene
transcription.
A need expressed during the workshop was for a larger number of
samples to be collected and analyzed. Traditionally, analysis of CSF has
been limited due to a perceived negative opinion among the public
toward lumbar puncture. The ADNI project addressed this challenge by
pointing out that attitude toward lumbar puncture was suggested to be
improved as a result of subjects viewing an educational video that
profiled the low risks associated with lumbar punctures.
Imaging Technologies
Imaging tools are being used to discover surrogate biomarkers, guide
therapeutic development, and detect and track disease progression; there
is further hope in new, increasingly sophisticated technologies. Although
the imaging field has many tools at hand, there is still no widely accepted
surrogate biomarker for nervous system disorders using imaging tools. In
addition, there are challenges to expansion that include validation of
images, standardization of imaging protocols, and sophisticated
informatics that would allow integration of various data. Another major
challenge identified by workshop participants is the lack of radiotracers
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6 NEUROSCIENCE BIOMARKERS AND BIOSIGNATURES
for molecular defects. One effort under way is the establishment of a
clearinghouse for radiotracers that would allow interested parties to share
tracers. This concept is still under development; however, it is showing
progress. Combining structural and functional imaging biomarkers (e.g.,
computed tomography and magnetic resonance imaging [MRI] with
positron emission tomography [PET]) offers exciting opportunities for
advancement in the future as well.
FUTURE DIRECTIONS
Several future directions and next steps for biomarker development
were identified by various workshop participants:
• Biomarker development should follow a process similar to drug
development, with the same scientific rigor applied to analyzing and
qualifying biomarkers. This suggests creating standardization in
reporting and analysis, patient selection, and specimen and assay
characterization.
• Clinical trials, ongoing and completed, offer a wealth of
information and opportunities that can be utilized for biomarker
development. First, clinical trials usually provide large amounts of stored
tissues and other specimen that other researchers could potentially use.
Second, data gleaned from clinical trials can be reanalyzed in light of
new hypotheses. Third, incorporating potentially new biomarkers into
clinical trials may shed light on future analysis, including identification
of surrogate markers. Finally, reanalysis of data in light of a failed
clinical trial is often encouraged by NIH and industry.
• Reporting negative results ascertained from various studies and
experiments can save invaluable time and resources. The field should
create a register of successful and failed scientific study findings for
other researchers to reference (note: legislation being considered by
Congress may serve to address this gap).
• More attention is needed in research that delves into the
underlying pathophysiology and mechanisms of various neurological,
psychiatric, and addiction disorders to help inform future opportunities in
diagnostics and therapeutics. Animal models can be an important tool for
elucidating these underlying mechanisms; however, better use and
characterization is needed to advance this area of research. Thus,
biomarkers that provide information on functional states and patterns of
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7
SUMMARY
neurocircuitry—using several approaches that combine brain imaging,
animal models, and genotyping in conjunction with genetics, familial
histories, and DSM categories—would help to refine diagnosis and
treatment. Specific attention was focused on the current challenges and
future opportunities for nervous system disorders in the areas of
psychiatric and drug addiction disorders and neurological and eye
diseases. Based on workshop presentations and discussions, participants
identified a number of promising areas where a novel biomarker is
nearterm (Box S-1).
BOX S-1
Challenges and Opportunities for Nervous System Disorders
Psychiatric and Drug Addiction Disorders
Depression: Three genes have recently been identified as biomarkers for
treatment of depression, signaling major advances in biomarker research. The
serotonin 2A receptor may serve as an important biomarker for yielding
information about antidepressant treatment outcome. In addition, two other
genes are currently being researched and developed as a biomarker that may
signal full remission. More research is needed, but the genotypic findings
suggest a possible new direction that may take hold for treatment of
depression. One interesting proposal includes using whole-genome scanning
technologies for possible predictors of response and side effects for treatment
of depression.
Schizophrenia: A few promising biomarkers utilize electrophysiology
technologies to help detect cognitive dysfunction and working memory in the
brain and have led to a few small clinical trials. The value of electrophysiology
as a pathway to biomarker development for schizophrenia encompasses many
opportunities that include a greater understanding of the neurocircuitry,
including imaging, of psychiatric disorders and increased specificity for
cognitive and behavioral tests.
Addiction: A biosignature, rather than a single biomarker, is used to track
addiction. Brain imaging with PET is helping to identify biomarkers of
vulnerability by allowing injected agents to be tracked in vivo. The search for
additional biomarkers of addiction should involve genetic and animal model
studies, given the success the field has seen in utilizing these paths. For
example, studies outside the addiction field on genetic risks for impulsivity are
shedding light on the likelihood of drug experimentation.
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8 NEUROSCIENCE BIOMARKERS AND BIOSIGNATURES
Neurological and Eye Diseases
Multiple Sclerosis (MS): The current rating instruments for assessing the
clinical course of MS are a major challenge to the field. Although there are
other useful biomarkers to monitor the disease, there is no biomarker for the
secondary, progressive stage of MS. Like those working in addiction, workers
in the MS field have turned outside their field to cancer studies to glean
valuable models that have proved successful. Most important, the cancer field
was especially successful in setting up networks in the United States and
Europe to foster growth in the design and conduct of, and report development
for, cancer biomarker studies. The incorporation of potentially new biomarkers
into clinical trials has the potential to be used in future analysis, including the
possibility of identifying a surrogate marker.
Stroke: A promising biomarker for acute ischemic stroke, using MRI
technology, may hold the key to applications for stroke clinical trials. The field
of stroke research needs a formal way to share clinical trial and observational
studies data, specifically during Phase II trials, which would help to
standardize and optimize MRI data and patient selection and outcomes.
Currently, a promising proposal for a multistage approach to standardize,
optimize, and establish the use of MRI biomarkers in stroke drug development
is being examined.
Spinal Muscular Atrophy (SMA): SMA is ripe for biomarker development, given
the identification of a single defective gene over 10 years ago. It has been
hypothesized that therapeutics that could increase the expression of this
deleted gene may improve motor performance and muscular strength.
However, this requires further delineation given that the detection of the SMA
biomarker is only correlated with a certain subset of patients.
Retinal Degeneration: Major advances have been made, and are under way,
for identifying biomarkers for retinal degeneration and even several neuro-
degenerative diseases such as MS. Advanced technologies such as optical
coherence tomography and adaptive optics, in addition to metabolic biomarker
candidates, are lending to further advancement in this area. However, despite
the plethora of therapeutic targets, there is a need for increased understanding
of the pathophysiology of the disorders.