TABLE App-C-1 Agency Breakdown for NRC Phase I Survey

Phase I Project Surveys by Agency

Phase I Awards, 1992–2001

Answered Survey (Number)

Answered Survey (%)

DoD

13,103

1,198

9

DoE

2,005

281

14

NASA

3,363

303

9

NIH

7,049

716

10

NSF

2,458

248

10

TOTAL

27,978

2,746

10

SURVEY PREFACE

This survey is an important part of a major study commissioned by the U.S. Congress to review the SBIR program as it is operated at various federal agencies. The assessment, by the National Research Council (NRC), seeks to determine both the extent to which the SBIR programs meet their mandated objectives, and to investigate ways in which the programs could be improved. Over 1,200 firms have participated earlier this year in extensive survey efforts related to firm dynamics and Phase II awards. This survey attempts to determine the impact of Phase I awards that do not go on to Phase II. We need your help in this assessment. We believe that you were the PI on the listed Phase I.

We anticipate that the survey will take about 5-10 minutes of your time. If this Phase I resulted in a Phase II, this survey has only 3 questions; if there was not a Phase II, there are 14 questions. Where dollar figures are requested (sales or funding), please give your best estimate. Responses will be aggregated for statistical analysis and not attributed to the responding firm/PI, without the subsequent explicit permission of the firm.

Since you have been the PI on more than one Phase I from 1992 to 2001, you will receive additional surveys. These are not duplicates. Please complete as many surveys for those Phase Is that did not result in a Phase II as you deem to be reasonable.

Further information on the study can be found at <http://www7.nationalacademies.org/sbir>. BRTRC, Inc., is administering this survey for the NRC. If you need assistance in completing the survey, call 877-270-5392. If you have questions about the assessment more broadly, please contact Dr. Charles Wessner, Study Director, NRC.


Project Information

Proposal Title:

Agency:

Firm Name:

Phase I Contract / Grant Number:



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