Uranium is a heavy metal, so one needs to consider chemical effects when evaluating its toxicity (see Chapter 6 for a discussion of radiologic effects). Inhalation constitutes a major route of human exposure. Therefore, the respiratory system is evaluated here as a potential target organ for toxicity.
After aerosolization of DU munitions, uranium oxide aerosols may be inhaled and deposited in the respiratory tract. Particle deposition is determined by physical and chemical properties of the particles and anatomic and physiologic factors, such as ventilation rate and inhalation pathway (nose vs mouth). Specifically, it depends largely on particle size: in general, larger particles are deposited in the upper respiratory tract or extrathoracic region, which includes nasopharyngeal airways, and smaller particles are carried to the lower respiratory tract and deposited mainly in bronchioles and alveoli. Larger particles are trapped mostly in the nasopharyngeal region in nose-breathers, but mouth breathing can enhance their entry into and deposition in tracheobronchial and alveolar regions.
The clearance of uranium oxide from the lungs occurs by different mechanisms and depends on the deposition site. Uranium trioxide acts like a soluble uranyl salt rather than an insoluble oxide; an inhalation study of dogs (Morrow et al. 1972) determined that it is rapidly cleared from the lungs with a biologic half-life of 4.7 d. Uranium dioxide and triuranium octaoxide are less soluble. Because of their high density, particles of these compounds are deposited mostly in the tracheobronchial region, and their clearance occurs primarily by mucociliary transport, which leads to ingestion and transport through the gastrointestinal tract; only 1-5% of the particles reach the deeper region of the lungs (Harris 1961). Although the more soluble particles may be absorbed into blood, the less soluble particles deposited in alveoli and those transported to tracheobronchial lymph nodes may remain there for years (ATSDR 1999). The biologic half-life of uranium dioxide in the lungs after occupational exposure was estimated by Schieferdecker et al. (1985) to be 109 d.
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OCR for page 43
4
Toxic Effects of Uranium on the Lungs
Uranium is a heavy metal, so one needs to consider chemical effects when
evaluating its toxicity (see Chapter 6 for a discussion of radiologic effects). In-
halation constitutes a major route of human exposure. Therefore, the respiratory
system is evaluated here as a potential target organ for toxicity.
After aerosolization of DU munitions, uranium oxide aerosols may be in-
haled and deposited in the respiratory tract. Particle deposition is determined by
physical and chemical properties of the particles and anatomic and physiologic
factors, such as ventilation rate and inhalation pathway (nose vs mouth). Spe-
cifically, it depends largely on particle size: in general, larger particles are de-
posited in the upper respiratory tract or extrathoracic region, which includes
nasopharyngeal airways, and smaller particles are carried to the lower respira-
tory tract and deposited mainly in bronchioles and alveoli. Larger particles are
trapped mostly in the nasopharyngeal region in nose-breathers, but mouth
breathing can enhance their entry into and deposition in tracheobronchial and
alveolar regions.
The clearance of uranium oxide from the lungs occurs by different mecha-
nisms and depends on the deposition site. Uranium trioxide acts like a soluble
uranyl salt rather than an insoluble oxide; an inhalation study of dogs (Morrow
et al. 1972) determined that it is rapidly cleared from the lungs with a biologic
half-life of 4.7 d. Uranium dioxide and triuranium octaoxide are less soluble.
Because of their high density, particles of these compounds are deposited mostly
in the tracheobronchial region, and their clearance occurs primarily by muco-
ciliary transport, which leads to ingestion and transport through the gastrointes-
tinal tract; only 1-5% of the particles reach the deeper region of the lungs (Harris
1961). Although the more soluble particles may be absorbed into blood, the less
soluble particles deposited in alveoli and those transported to tracheobronchial
lymph nodes may remain there for years (ATSDR 1999). The biologic half-life
of uranium dioxide in the lungs after occupational exposure was estimated by
Schieferdecker et al. (1985) to be 109 d.
43
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44 Risks to Military Personnel from Exposure to Depleted Uranium
HUMAN STUDIES
Epidemiologic studies of the respiratory effects of uranium have involved
miners and workers in uranium-processing plants (see Table 4-1). Their results
are difficult to interpret because of workers’ coexposure to other respiratory
toxicants, the grouping of multiple diseases, and inaccuracies in the coding of
death certificates for nonmalignant respiratory diseases. Some of the human
studies are described briefly below.
A study of workers at the Naval Products Division of the United Nuclear
Corporation, a nuclear-fuels fabricating company, determined standardized mor-
tality ratios (SMRs) and incidence ratios for employees (Hadjimichael et al.
1983). The SMR for all causes in industrial male workers was significantly
lower than expected, but there was an excess of deaths due to obstructive pul-
monary disease. Of the six people who died from obstructive pulmonary disease,
five had emphysema, but smoking information on four of the five was not avail-
able. Because emphysema can be caused by smoking, the incomplete informa-
tion on smoking prevented adequate interpretation of excess deaths.
In another study, 1,484 men employed in uranium mills in the Colorado
Plateau were evaluated (Pinkerton et al. 2004). The study determined a signifi-
cant increase in mortality from nonmalignant respiratory disease but identified
several limitations, including low cohort size, little power to detect a moderately
increased risk of some outcomes, inability to estimate individual exposures, and
lack of smoking data. Furthermore, positive trends with employment duration
were not observed.
Other studies of workers at uranium facilities did not find an association
between nonmalignant pulmonary diseases and mortality. For example, Dupree-
Ellis et al. (2000) compared mortality in 2,514 workers employed during 1942-
1966 at a uranium-processing plant with overall U.S. mortality. They reported
an SMR of 0.90 for all causes of death and 1.05 for all cancers. The SMR for
respiratory diseases was 0.80. A retrospective cohort mortality study of workers
at a facility for production of nuclear fuel (Cragle et al. 1988) found signifi-
cantly fewer deaths in many categories of disease, including all respiratory dis-
eases. Polednak and Frome (1981) described mortality in a cohort of 18,869 men
employed at a uranium conversion and enrichment plant and reported that the
causes of particular interest, including respiratory diseases, did not exhibit high
SMRs.
Lung-cancer mortality has been estimated in a number of cohort studies
that included nearly 110,000 uranium-processing workers (see Chapter 6 for
discussion); nearly all the studies had null results. A nested case-control study
based on the four largest U.S. cohorts did not find an exposure-response rela-
tionship. The few positive results, when combined with uncertainties due to lack
of smoking data in the studies, mean, however, that the possibility of associa-
tions cannot be dismissed.
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45
Toxic Effects of Uranium on the Lungs
TABLE 4-1 Standardized Mortality Ratios (95% Confidence Intervals) [and Observed
Number of Deaths] from Nonmalignant Respiratory Diseases in Uranium Workers
Nonmalignant
Study Respiratory Disease Reference
Colorado Plateau uranium-mill workers 1.43 (1.16-1.73) [100] Waxweiler et al. 1983;
(with no history of uranium mining) Pinkerton et al. 2004
TEC/Y12 (1943-1947): Oak Ridge 1.10 (0.98-1.22) [340] Polednak and Frome 1981
uranium conversion and enrichment,
all workers
TEC/Y12 (1943-1947): Oak Ridge 1.05 (0.87-1.26) [118] Polednak and Frome 1981
uranium conversion and enrichment,
alpha and beta chemistry departments
Y12 (1947-1974): Oak Ridge uranium- 0.88 (0.72-1.07) [106] Checkoway et al. 1988;
metal production and recycling Loomis and Wolf 1996
Mallinckrodt uranium-processing 0.80 (0.62-1.01) [64] Dupree-Ellis et al. 2000
workers
Fernald fabrication of uranium products 0.66 (0.50-0.87) [53] Ritz 1999
a
Portsmouth gaseous diffusion 0.46 (0.24-0.79) [13] Brown and Bloom 1987
Savannah River nuclear-fuel production 0.40 (0.27-0.57) [27] Cragle et al. 1988
Linde uranium-processing facility 1.02 (0.80-1.29) [71] Dupree et al. 1987; Teta
(1943-1949) and Ott 1988
United Nuclear Corp. nuclear-fuel 3.03 (1.11-6.59) [6] Hadjimichael et al. 1983
fabricationb
Florida phosphate workersb 0.96 (0.82-1.11) [181] Checkoway et al. 1996
Atomic Weapons Establishment, UK 0.74 (0.40-1.24) [14] Beral et al. 1988
Springfields, UK, mortalityc 0.79 (0.71-0.87) [379] McGeoghegan and Binks
2000a
Capenhurst, UK 235U enrichment plant 0.70 (0.53-0.92) [53] McGeoghegan and Binks
mortalityc 2000b
Total Observed/Expected Casesd 1,407/1,590
a
Includes only “Subcohort I,” which consists of those who at some time worked in one of
the departments considered to have uranium exposure.
b
SMRs were similar for white and nonwhite men, so results for combined groups are
presented.
c
Data given only for those classified as radiation workers.
d
Sums do not include row labled “TEC/Y12 (1943-47): Oak Ridge uranium conversion
and enrichment, alpha and beta chemistry departments,” because those workers were
already included in TEC/Y12 row for all workers.
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46 Risks to Military Personnel from Exposure to Depleted Uranium
ANIMAL STUDIES
The respiratory effects in rats and mice of exposure to various uranium
compounds include nasal irritation (Spiegl 1949) and nasal hemorrhage (Leach
et al. 1984). No symptoms appeared after 30 d of exposure to uranium
hexafluoride in any species at inhalation concentrations below 3 mg/m3 (Spiegl
1949). In a 30-d inhalation study, Spiegl (1949) exposed dogs, rats, and rabbits
to uranium hexafluoride at 20 mg/m3 and found pathologic signs in the lungs
typical of hydrogen fluoride poisoning in dying animals. The pulmonary effects
included edema, hemorrhage, inflammation, and irritation. Spiegl noted that
uranium hexafluoride hydrolysis liberates uranyl fluoride and hydrofluoric acid,
which appear to be responsible for toxic effects in the lungs. Uranium
hexafluoride toxicity presents a special situation in that the edema induced by
hydrofluoric acid could increase the uptake of uranium by facilitating transport
across the airway mucosa.
Dygert et al. (1949) exposed animals to uranium tetrafluoride at concen-
trations of 0.5-25 mg/m3 for 30 d and reported rhinitis in cats and dogs only at
the highest exposure. Uranium dioxide and triuranium octaoxide were not asso-
ciated with pulmonary toxicity. Lung injury was not observed in rats, rabbits,
guinea pigs, or dogs exposed to various uranium compounds at 0.05-10 mg/m3
for 7-13 mo (Cross et al. 1981a,b). In another study, rats, dogs, and monkeys
were exposed to uranium dioxide dust at 5 mg/m3 for 5.4 h/d 5 d/wk for 1-5 y
(Leach et al. 1970). A total of 446 animals (120 dogs, 31 monkeys, and 295 rats)
were used for control and uranium dioxide exposures. No pathologic findings in
the lungs were observed in rats and dogs, but monkeys developed patchy, hya-
line pulmonary fibrosis, which was minimal after exposure for 3.6 y and pro-
gressed with longer exposure (up to 4.7 y). Mitchel et al. (1999) exposed Spra-
gue-Dawley rats to uranium dust at 19 and 50 mg/m3 for 4.2 h/d 5 d/wk for 65
wk and calculated the absorbed dose (in grays) to the lungs. Lung-tumor fre-
quency was not directly proportional to dose, but a linear relationship was ob-
served when lung-tumor frequency was calculated as a function of dose rate,
measured as the retained lung burden at the end of inhalation exposure. The fre-
quency of nonmalignant lung tumors did not show a linear correlation when
examined as a function of lung burden but was biased toward low lung burden.
In addition to direct pulmonary toxicity, there is a potential for activation
of an inflammatory response, release of inflammatory mediators, and lung in-
jury. Secondary injury is discussed in Chapter 7.
SUMMARY
In animal studies, pulmonary toxicity was reported after exposure to ura-
nium tetrafluoride and uranium hexafluoride, but uranium dioxide and triura-
nium octaoxide were not associated with acute lung injury. Pulmonary fibrosis
was reported in monkeys exposed to uranium dioxide dust at 5 mg/m3 for 5 y.
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47
Toxic Effects of Uranium on the Lungs
On the basis of the data reviewed here, the committee concludes that acute
exposure to low concentrations of insoluble uranium compounds does not pro-
duce acute lung injury although chronic exposure to naturally occurring uranium
dioxide dust is capable of producing pulmonary fibrosis.