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21st Century Innovation Systems for Japan and the United States: Lessons from a Decade of Change: Report of a Symposium (2009)
Board on Science, Technology, and Economic Policy (STEP)

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21st Century Innovation Systems for Japan and the United States: Lessons from a Decade of Change - Report of a Symposium

THE NATIONAL ACADEMIES PRESS

500 Fifth Street, N.W. Washington, DC 20001

NOTICE: The project that is the subject of this report was approved by the Governing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance.

This study was supported by: Contract/Grant No. SB1341-03-C-0032 between the National Academy of Sciences and the U.S. Department of Commerce; Contract/Grant No. OFED-381989 between the National Academy of Sciences and Sandia National Laboratories; OFED-858931 between the National Academy of Sciences and Sandia National Laboratories; and Contract/Grant No. NAVY-N00014-05-G-0288, DO #2, between the National Academy of Sciences and the Office of Naval Research. This material is based upon work also supported by the Defense Advanced Research Projects Agency Defense Sciences Office, DARPA Order No. K885/00, Program Title: Materials Research and Development Studies, Issued by DARPA/CMD under Contract #MDA972-01-D-0001. Additional funding was provided by Intel Corporation, International Business Machines, the Palo Alto Research Center, and Google. The project was also supported by NISTEP (National Institute of Science and Technology Policy) and IIR (Institute of Innovation Research) of Hitotsubashi University of Japan. Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the views of the organizations or agencies that provided support for the project.

International Standard Book Number-13: 978-0-309-13662-4

International Standard Book Number-10: 0-309-13662-8

Limited copies are available from Board on Science, Technology, and Economic Policy, National Research Council, 500 Fifth Street, N.W., W547, Washington, DC 20001; 202-334-2200.

Additional copies of this report are available from the

National Academies Press,

500 Fifth Street, N.W., Lockbox 285, Washington, DC 20055; (800) 624-6242 or (202) 334-3313 (in the Washington metropolitan area); Internet, http://www.nap.edu.

Copyright 2009 by the National Academy of Sciences. All rights reserved.

Printed in the United States of America

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Front Matter (R1-R18)
I INTRODUCTION (1-2)
Introduction: The Chrysanthemum Meets the Eagle: The Co-evolution of Innovation Policies in Japan and the United States--Sadao Nagaoka and Kenneth Flamm (3-18)
II OVERVIEW (19-20)
Overview--Sadao Nagaoka, Kenneth Flamm, and Masayuki Kondo (21-26)
III SYMPOSIUM PAPERS (27-28)
Technology Policies in Japan: 1990 to the Present--Akira Goto and Kazuyuki Motohashi (29-39)
Reform of University Research System in Japan: Where Do They Stand?--Ryuji Shimoda (40-56)
Government's Evolving Role in Supporting Corporate R&D in the United States: Theory, Practice, and Results in the Advanced Technology Program--Stephanie Shipp and Marc Stanley (57-76)
Government Programs to Encourage Innovation by Startups & SMEs: The Role of Innovation Awards--Charles W. Wessner (77-94)
Programs to Stimulate Startups and Entrepreneurship in Japan: Experiences and Lessons--Takehiko Yasuda (95-107)
Economic Impacts of International R&D Coordination: SEMATECH and the International Technology Roadmap--Kenneth Flamm (108-125)
Semiconductor Consortia in Japan: Experiences and Lessons for the Future--Shuzo Fujimura (126-137)
Issues in and Possible Reforms of the U.S. Patent System--Bronwyn H. Hall (138-152)
Reform of Patent System in Japan and Challenges--Sadao Nagaoka (153-168)
Industry-University R&D Partnerships in the United States--Irwin Feller (169-185)
University-Industry Partnerships in Japan--Masayuki Kondo (186-205)
The Connected Science Model for Innovation - The DARPA Role--William B. Bonvillian (206-237)
Public-Private Linkage in Biomedical Research in Japan: Lessons of the 1990s--Yosuke Okada, Kenta Nakamura, and Akira Tohei (238-250)
IV APPENDIXES (251-252)
Appendix A: Symposium Agenda (253-259)
Appendix B: Bibliography (260-284)