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8
System Strategies to Improve Patient
Safety and Error Prevention
System changes are needed in addition to enhanced supervision, workload
adjustment, and fatigue prevention methods to enhance conditions for
resident performance and patient safety. The committee recommends ways
to make more effective handovers and error reporting an integral part of
resident learning experiences to help achieve these goals. Teamwork co-
ordination and clinical information technology can also foster increased
learning, productivity, and patient safety. A transformation in the medical
environment is needed so that a system-wide culture of safety develops and
a system of blame is replaced with one of shared responsibility.
The committee’s examination of graduate medical education has re-
vealed that duty hours represent only one among many factors in residents’
experiences that may affect patient safety and resident learning. Although
the committee’s deliberations about recommendations to help mitigate
and prevent resident fatigue were central to its charge, it became apparent
that additional changes at the system level could also help improve patient
safety, resident education, and the quality of care. The committee further
recognized that redesigning hospital practices or system processes may be
necessary to facilitate redesign of graduate medical education or implemen-
tation of the proposed recommendations. The strategies discussed in this
chapter and the recommendations of the committee are aimed at systems
that not only improve resident work and learning, but also improve the
delivery of care in teaching institutions by all staff. The need for these steps
is apparent now, under the current duty hour limits, and will continue to be
important after implementation of the committee’s recommended changes
to duty hours.
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4 RESIDENT DUTY HOURS
In order to implement such changes, an organization-wide approach
is necessary to create an environment that involves all hospital workers
in achieving the desired results of maximum safety and the provision of
quality care. Adjustments that would assist in transforming the resident
work environment, and the environment for all health workers, include
improving communications skills among hospital staff, implementing team
strategies to complete work more efficiently, and developing a safety cul-
ture that extends across hospital settings. Therefore, this chapter discusses
organizational and systems strategies that can help to (1) establish a culture
of safety, (2) improve handover processes, (3) use adverse event and error-
reporting systems for resident learning, and (4) develop a team culture to
improve communication and task performance among residents. These ele-
ments can both enhance a physician’s education and contribute to patient
safety.
LEARNING IN A CULTURE OF SAFETY
Creating a culture of safety and developing teamwork have been
broadly addressed in previous Institute of Medicine (IOM) reports, namely
the Quality Chasm series (IOM, 2000, 2003, 2004). The committee builds
on those earlier reports, focusing attention on adopting strategies for team-
work development and error reporting to better serve the educational needs
of residents while fostering safe patient care.
Culture of Safety and High Reliability
Definitions of the concept of a culture of safety vary, but organizations
that establish a safety culture generally demonstrate the following charac-
teristics (Singer et al., 2003):
• Safety is considered the highest priority of the organization.
• There are strongly shared values and behavioral norms throughout
the organization that are centered around safety.
• Resources and incentives are available for the organization to pur-
sue and implement a safety commitment.
• There is non-hierarchical and open communication among workers—
particularly in safety-related scenarios.
• There are rare occurrences of errors, but open recognition and
reporting of them is accomplished without blame for individuals.
• Organizational learning is highly valued.
High-reliability organizations (HROs) build on culture of safety ele-
ments to go beyond the norm and approach their goals of zero errors
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SYSTEM STRATEGIES
and avoidance of potential disasters, such as multiple deaths (Weick and
Sutcliffe, 2001). Businesses in particularly risky industries that could have
a catastrophic impact on the public, such as military operations, commer-
cial airlines, and nuclear power generation, were among the first to adopt
the continual processes needed to achieve high-reliability operations while
producing minimal errors.
Although recognition of a safety culture and high-reliability compo-
nents and practices (e.g., teamwork, blame-free error reporting) are becom-
ing more common in health care, there has yet to be widespread adoption
of these practices across the medical field (Patterson et al., 2004). Reasons
for slow adoption by some institutions include resistance to organizational
change (Carroll and Quijada, 2004) and insufficient resources to support
safety culture practices (Patterson, 2007), although some experts note that
a major investment of resources is not necessary (Hines et al., 2008). Ten-
sion can exist between the goals of a safety culture and individual residents,
program directors, or departments, which is why leadership—at both the
clinician and the executive levels—is a critical component in overcoming
any resistance and establishing the importance of high reliability through-
out an organization (Roberts et al., 2005). Leaders in healthcare settings
accomplish this by aligning incentives and encouraging the ideas that drive
a culture of safety, promoting the continued progression of system redesign
and eventually sustaining the developments made (Roberts and Perryman,
2007). Suggesting that they be more active in establishing patient safety
standards for clinical performance and that such practices become part of
medical training is in line with recommendations from the IOM report To
Err Is Human (IOM, 2000).
In an effort to take a lead in promoting a culture of safety for health-
care settings, the Agency for Healthcare Research and Quality (AHRQ)
now encourages hospitals to adapt the concepts of high reliability to their
organizations, along with the previously mentioned elements of safety cul-
ture (Hines et al., 2008). The introduction of high-reliability practices is
still relatively new in the medical field, and the exact impact of the culture
of safety on specific improvements in healthcare organizations has yet to
be documented on a broad scale (Shojania, 2005).
However, it is known that error rates in hospital care tend to be far
greater than those associated with HROs in other industries (e.g., airlines).
The 44,000-98,000 estimated deaths in the United States related to medical
errors are just one component of risks to patients. Many more nonfatal pre-
ventable events also harm patients, with impacts such as extended hospital
stays, pain and suffering due to hospital acquired infections, or an adverse
drug event. The frequency of such errors certainly indicates a need for
improvement and is discussed in Chapter 6. In this chapter the focus is on
organizational attitudes and culture: ensuring that safety is given the promi-
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nence it requires for the provision of high-quality care, that residents and
all other workers in the hospital are comfortable discussing errors, and that
efforts are made to correct or prevent situations in which errors occur.
To prevent such occurrences, hospital environments that promote com-
munications by all levels and professions of workers should be supported.
Encouraging questions about safety and blame-free reporting of errors
would likely enhance the educational value of residents’ training and their
ability to learn from all of their colleagues and continuously improve qual-
ity of care through cooperative teamwork (IOM, 2001). This does not ap-
ply only to medical residents, but focusing attention on them may be a good
place to introduce the culture change required for this shift to team mental-
ity or shared responsibility and accountability in healthcare settings.
REDUCING ERRORS BY IMPROVING HANDOVERS
Handovers, or transitions in patient care are an area of medical practice
that is considered a substantial source of errors and risks to patients, but one
that can benefit from immediate attention through processes improvement.
More commonly referred to as “handoffs,” “transfers,” or “sign-out” in
the United States, the committee chose the term “handover” for this report
because it better encompasses the goal of these pivotal moments, suggesting
that they are intended as a handing over of responsibility for a patient from
one healthcare provider to another and not simply a quick transcription
of patient information at the end of one’s time on duty. Continuity of care
as described in Chapter 4 refers primarily to relationship building between
physician and patient, and gaining thorough knowledge of a patient’s con-
dition in order to provide the best treatment. A resident’s familiarity with
a patient and his/her care is important, and discontinuity of care due to
handing cases over to other residents has been shown to result in increased
levels of preventable adverse events (Laine, 1993; Petersen, 1994).
However, to achieve stronger patient-physician relationships and serve
its educational purpose, continuity of care relies heavily on the continuity
of information itself. Information transferred during handovers may include
a patient’s name, bed location, blood pressure, diagnosis, and other critical
data on patient status or treatment plan. A service that must be available
24 hours daily, such as health care, requires transferring this information
and responsibility of tasks from one team member to another at some point
or points during the day. In a hospital setting, for example, where teams
of physicians, nurses, and residents are all responsible for a single patient,
continuity of care involves a comprehensive handover of patient information
from one provider or team to another so that clinical care can be maintained
successfully among a healthcare team. Handovers take place among teams of
nurses, teams of physicians, and teams of residents, as well as between those
teams and between integrated care teams consisting of various types of clini-
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SYSTEM STRATEGIES
cians. Handovers occur between emergency departments, different inpatient
settings from surgical to postoperative care, and different hospitals, not to
mention transitions out of hospitals to nursing homes or home care settings
(Patterson et al., 2004). The act of transferring responsibility for patient
care is not inherently a negative practice. However with each additional
handover per patient, there is more opportunity for dilution or omission
of information, which can lead to inaccuracies that affect patient care and
outcomes (Arora et al., 2005, 2007; Horwitz et al., 2008; Petersen, 1994).
Such communication breakdowns result in information gaps that intensify
discontinuity of patient care and the potential for errors. These factors make
them pivotal moments in the care continuum and an important aspect of
preventing medical errors and ensuring patient safety (Saultz, 2003). For
residents, these exchanges are also opportunities for professional interaction,
learning how to assess patient care situations, and problem solving.
The next several sections discuss the role handovers play in the continuity
of patient care, the impact they have on patient safety and resident education,
how they are affected by the regulation of duty hours, and suggestions for rede-
signing handover processes to optimize patient safety and resident education.
Consequences of Transfers and Communication Failure for Patient Safety
Several studies, not specific to residents, highlight observed patient
cases that point out the errors—at times fatal—caused by poor commu-
nication during handovers (Beach et al., 2003; Gandhi, 2005; Vidyarthi,
2004; Wachter, 2008; Wachter et al., 2006). An evaluation by the Joint
Commission in 2005 of more than 3,000 root-cause analyses of reported
error data revealed that nearly 70 percent of sentinel events in accredited
healthcare entities result from communication failures (Joint Commission
International Center for Patient Safety, 2006). The Joint Commission fur-
ther stated that there is evidence that at least half of such communication
failures occur during handovers. In a study by Gandhi and colleagues,
poorly executed handovers contributed to 20 percent (36 of 181) of mal-
practice claims that resulted in serious harm or death to patients (Gandhi
et al., 2006). Additionally, poor handover and follow-up practices at dis-
charge are particularly likely to increase safety risks for patients (Forster et
al., 2003; Moore et al., 2003). Poor discharge practices have been associ-
ated with higher readmittance rates or avoidable readmission of discharged
patients (Halasyamani et al., 2006). Because this evidence is not specific to
residents, it demonstrates the extent to which poor communication perme-
ates the health system, posing safety risks to patients.
Among residents, however, communication failures are among the most
common factors contributing to adverse patient events (Sutcliffe et al.,
2004), and handovers are just one form of communication between resi-
dents and their medical team. In a study by Singh (2007), 19 percent (46)
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RESIDENT DUTY HOURS
of cases with errors made by residents (including interns and fellows) that
resulted in malpractice claims and led to medical injury of patients were
attributed to poor handoffs. Another study by Arora et al. (2007) in which
27 percent (1,876) of medication entries in sign-out forms from handover
procedures by interns contained either omissions of or commissions from
notations in the original patient chart, 54 percent of them had the potential
to cause moderate or severe harm to patients. Reducing possible mistakes
during these moments can be crucial, and residents can achieve this largely
by improving their handover processes, especially with guidance from their
attending physician on the critical clinical information that best prepares
the next shift of residents to anticipate and respond to changes in patients’
conditions.
Variability of Handovers
A likely contribution to errors during handovers is the variability of the
handover process across settings without specification of the information
that needs to be provided. Handover procedures and type of information
transferred can vary from hospital to hospital and program to program
within hospitals, and often are not structured or uniform between or among
provider teams. Some use fax systems, others written tools, and others
electronic tools, allowing handovers to take place either face-to-face, in
written form only, in verbal form only, or in multiple forms—amplifying
the variability of the process and information that gets transmitted across
teams and care units.
Solet and colleagues (2005) illustrate such variations in a single in-
ternal medicine residency program that provides medical training across
four different hospitals that each used different methods to transfer patient
information. Three different computerized systems were utilized among the
four institutions, and only two of the four used a computerized system for
handovers. The other two hospitals conducted written handovers, one of
which had a free-style form, using no templates or standard format, with
residents’ writing up or communicating their notes as they wished. Other
studies describe additional variations in handover processes and their differ-
ing degrees of effectiveness in communicating necessary patient information
(Borowitz et al., 2008; Horwitz et al., 2006).
Impact of Duty Hour Regulations on Handovers and Continuity of Care
Although fewer duty hours or appropriately placed rest periods may
help to reduce fatigue in residents, they raise serious concerns for continu-
ity of care. Practice has shown that the number of hours worked and the
number of handovers among patients are inversely related, meaning that the
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SYSTEM STRATEGIES
fewer hours residents spend in the hospital, the more often patient care has
to be handed over to other residents (Horwitz et al., 2007b; Vidyarthi, 2004;
Vidyarthi et al., 2006). Therefore, shorter shifts to comply with the 2003
duty hour regulations and periods of sleep within extended duty periods, as
this committee recommends, can result in an increase of handovers.
In light of the error rates associated with handovers (Arora and Farnan,
2008; Fletcher et al., 2005), increasing their frequency requires that hospi-
tals improve the process in order to maintain or improve the quality of care.
In the United Kingdom, this same trend of increased handovers (because
of adherence to the European Working Time Directive) has led its Depart-
ment of Health to emphasize the effectiveness of handovers as an area of
improvement for patient safety (Sabir et al., 2006). Here in the United
States, the Joint Commission has recently established a National Patient
Safety Goal specific to improving handover practices (which apply to all
healthcare professionals, not only to residents) as part of its accreditation
process (Joint Commission, 2007). Experts in the field suggest that many
errors stemming from poor handovers are preventable or can be made less
severe if hospitals take steps to improve communication and coordination
of care (Kripalani, 2008), create better opportunities for interaction, and
provide better guidance for the process. Examinations of hospital systems
and resident programs have shown that structured and supervised handover
procedures can dramatically decrease the rates of errors associated with
them (Catchpole et al., 2007; Horwitz et al., 2006). It has also been ob-
served that implementing such processes is possible within current spending
levels and without having to pass new legislation (Coleman and Berenson,
2004), thus building a case for improving quality of care through improved
handovers.
Instead of merely viewing more frequent handovers as an increased op-
portunity for error, they can be viewed as another opportunity for resident
learning. They represent a chance to develop macro cognitive skills such as
recognizing and analyzing early warning signs or anticipating any problems
that might arise for patients on the next shift, understanding warning signs
in patients’ response to treatment, better planning for the care of patients,
and improving communication and teamwork skills. Handovers are par-
ticularly crucial for all clinical staff to learn to navigate, and it is important
that residents be familiar with effective strategies in order to apply them
successfully in any setting. Suggestions for possible interventions and train-
ing follow in the next section.
HANDOVER INTERVENTIONS
The attention that handovers have received as a target area to improve
patient safety is exemplified by the Joint Commission’s decision to issue
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0 RESIDENT DUTY HOURS
a “Patient Safety Goal” (effective January 1, 2006) requiring hospitals to
standardize their handover approaches and communications as components
of improving continuity of care (see Box 8-1) (Joint Commission, 2007). It
is generally believed that providing some structure for handover procedures
is the appropriate solution for improving outcomes. Other industries in
high-risk or high-reliability environments have already identified aspects of
BOX 8-1
National Patient Safety Goal 2: Improve the Effectiveness of
Communication Among Caregivers
Requirement 2E
Implement a standardized approach to “hand off” communications, including an
opportunity to ask and respond to questions.
Rationale for Requirement 2E
The primary objective of a handoff is to provide accurate information about
a patient’s care, treatment, and services; current condition; and any recent or
anticipated changes. The information communicated during a handoff must be
accurate in order to meet patient safety goals.
In health care there are numerous types of patient handoffs, including but not
limited to nursing shift changes; physicians’ transferring complete responsibility for
a patient; physicians’ transferring on-call responsibility; temporary responsibility
for staff leaving the unit for a short time; anesthesiologist’s report to post-anes-
thesia recovery room nurse; nursing and physician handoffs from the emergency
department to inpatient units, different hospitals, nursing homes, and home health
care; and critical laboratory and radiology results sent to physicians’ offices.
Implementation Expectations for Requirement 2E
The organization’s process for effective handoff communication includes the
following:
• Interactive communications allowing for the opportunity for questioning
between the giver and receiver of patient information.
• Up-to-date information regarding the patient’s care, treatment and services,
condition, and any recent or anticipated changes.
• A process for verification of the received information, including repeat-back
or read-back, as appropriate.
• An opportunity for the receiver of the handoff information to review relevant
patient historical data, which may include previous care, treatment, and
services.
• Interruptions during handoffs are limited to minimize the possibility that
information would fail to be conveyed or would be forgotten.
SOURCE: Joint Commission, 2007. © The Joint Commission, 2008. Reprinted with
permission.
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SYSTEM STRATEGIES
handover processes, and several of their lessons or techniques are applicable
to hospital settings (Patterson et al., 2004). Examples from such industries
were indeed drawn upon to help formulate the Joint Commission require-
ments for these procedures.
Improving handovers provides an opportunity to restructure the way
residents learn, possibly leading them to greater collaboration with peers
and supervisors and helping them to build new skills that promote qual-
ity care. One-size-fits-all interventions or complete standardization of the
process across all settings, however, is not feasible in a highly variable and
complex system such as health care; therefore flexibility in adopting any
suggested handover method would be crucial to its success (Patterson,
2008). Application of core components should be evaluated for each set-
ting and care scenario to ensure that they are not used superfluously and do
not hinder existing effective transfer methods (Patterson, 2008; Perry et al.,
2008). It is expected that handover practices would be tailored somewhat to
accommodate the differing needs of intensive care units compared to emer-
gency rooms, surgical and internal medicine disciplines (Arora and Johnson,
2006), or outpatient and inpatient settings, but that core components
would be instituted within a basic framework with consistent principles.
Therefore, the basic elements that may help improve current medical han-
dover processes presented in the following section are general suggestions.
Limited data are available on the implementation of handover guidelines or
their effectiveness, but the existing evidence suggests that following a some-
what structured protocol does improve resident communication (Chung
and Ahmed, 2007) and patient outcomes (Catchpole et al., 2007).
General Guidance for Improving Handovers
One of the factors most consistently found in the research to help en-
sure successful handovers for residents is face-to-face interaction (Horwitz
et al., 2007a; Parke and Mishkin, 2005; Solet et al., 2005). Solet et al.
(2005) suggest that the combination of oral and written handoff is the most
effective for transmitting patient information. Most residency programs do
solely written sign-outs, and there are times when physicians can be avail-
able only via phone or e-mail to exchange crucial information. However,
direct face-to-face communication enhances the comprehension of written
orders and allows for greater expression of what points need emphasizing
and those that are less urgent (Solet et al., 2005). This approach also al-
lows residents to ask questions and clarify instructions, interactions that are
helpful for learning and avoiding errors. Face-to-face communication also
creates clearer transitions of responsibility and authority on a case, which
some believe is equally important to recognize during the handover process
(Behara et al., 2005). Because of the benefits of face-to-face interactions,
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RESIDENT DUTY HOURS
finding locations in which they can occur with limited distractions or inter-
ruptions may be helpful (Perry et al., 2008; Singer and Dean, 2006). For
example, some advocate going to a patient’s bedside to perform transfers,
which may have additional benefits associated with patient centeredness.
Building in overlap time between shift schedules also helps set aside the time
for this type of interaction, improving handover processes and increasing
their educational value by providing the opportunity to ask questions and
clarify treatment plans or other pertinent information (Afessa et al., 2005;
Goldstein et al., 2004; Landrigan et al., 2004; Volpp and Landrigan, 2008).
Each of these actions is very team oriented and often requires training be-
cause they are not easily instituted by written standards alone.
The literature further suggests that structuring the content of what is
exchanged during handovers and using uniform language or terminology
to communicate information assist in preventing omission of necessary
information and help reduce confusion about what tasks are to be com-
pleted (Arora et al., 2005). To aid in this process several studies recommend
framing content by using written checklists such as “I pass the baton” or
“Signout,” created by TeamSTEPPS™ (2007) and Horwitz et al. (2007a),
respectively. These checklists outline specific information to exchange dur-
ing handovers such as patient name, diagnosis, pending tests, allergies to
medications, and so forth. Ideally, they would be as concise as possible
without omitting relevant information.
More advanced tools that achieve this same goal are electronic sign-out
systems. Electronic systems can improve handover content by providing
structured, easy-to-access databases of patient information and creating for-
matted checklists of tasks that need to be considered for patient treatment.
When residents record information electronically, they reduce paperwork
and duplication. Electronic systems can also enhance the uniformity of ter-
minology and procedures if multiple departments or an entire hospital uses
the same electronic program, much like the Department of Veterans Affairs
(VA) does with the system it recently adopted (Carpenter, 2008). The VA
system combines sign-out strategies by importing patient data electronically
but also includes a free-text entry segment that allows users to personally
add treatment plans or anticipated tasks (Solet et al., 2005). Together, these
factors can increase handover efficiency, reduce instances of content omis-
sion, and help resident and integrated teams have consistent and up-to-date
information about their patients and care schedules. Although electronic
systems have demonstrated improved resident performance and patient
outcomes by reducing rates of adverse events and allowing residents more
time to spend on direct patient care (Petersen et al., 1998; Van Eaton et al.,
2005), very few residency programs or hospitals actually employ electronic
sign-out systems. There are reports that roughly 18 percent of large resi-
dency programs have some form of electronic sign-out, as do 3 percent of
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SYSTEM STRATEGIES
smaller residency programs (Horwitz et al., 2006), and that less than 5 per-
cent of U.S. hospitals have adopted such procedures (Okie, 2007). At least
one study has shown that if electronic sign-out systems are cumbersome,
residents may find ways to work around them or discard them altogether
(Landrigan et al., 2004). Furthermore, if implemented or used improperly,
electronic systems can have unintended consequences that undermine cli-
nician communication or patient care (Ash et al., 2007; Campbell et al.,
2006; IOM, 2006), making the need for training in these systems an im-
portant one. Further discussion of electronic system use among healthcare
staff is addressed in more detail later in this chapter.
In addition to the identified key components of tested handover meth-
ods mentioned thus far, results from an observational study of residents dur-
ing sign-out by Horwitz et al. (2007a) also illuminated the importance of
residents’ having supervision available during the process and having time
to formulate clear plans to carry out their assigned tasks. Opportunities
for learning could be increased by the presence of appropriate supervisors
during the handover process. Learning how to hand over responsibility and
information is important, as is learning what patient signs to look for and
what types of information are critical to forward to another caregiver. A
supervisor can help new residents anticipate a patient’s future care needs.
All together, the above results fall in line with a 2005 study that in-
terviewed 26 interns from a university teaching hospital. These interns
suggested improvements in handover practices to help them make more
informed and accurate decisions about patient care and reduce duplicative
or unnecessary work. The recommendations included a request for face-to-
face interactions; reviewing anticipated areas for care or troubleshooting;
and having an accurate, updated, legible, written worksheet that includes
standard patient content and medical information (Arora et al., 2005).
Since these were the suggestions of first-year residents, it may be that having
the structured format is more beneficial to residents as they first learn these
processes (rather than after several years of experience), which underlines
the educational benefits of using these methods for handovers.
Other components that can add structure to handover processes in-
clude agreeing on an end-of-shift time that allows for an overlap of shifts,
establishing pre-handover routines, determining a set location for transfers
to take place, requiring that outgoing residents inform incoming residents
of all patients in the department, and conducting joint bedside visits (Singer
and Dean, 2006).
Innovative Handover Strategies
A number of handover strategies currently being developed and prac-
ticed incorporate several of the components addressed above. A particular
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4 RESIDENT DUTY HOURS
(Leonard et al., 2004). Targeting residents is a good way to introduce team-
work and shared accountability across these interdependent teams, which
can help develop structured communication among all healthcare workers
and ultimately reduce gaps or errors in patient care.
Teamwork and Task Performance
The focus of teamwork for residents is individual performance in a
team environment; helping each resident perform to his or her fullest
capacity, most effectively and efficiently, while creating more learning op-
portunities. Teamwork is defined as a set of interrelated behaviors, cogni-
tions (thoughts), and attitudes (feelings) held by each team member that
combine to facilitate adaptive, coordinated performance (Morgan et al.,
1986; Salas et al., 2004). Learning and using the five core components of
teamwork—specifically, leadership, mutual performance modeling, backup
behavior, adaptability, and team orientation (Box 8-2)—can lead to more
effective work processes.
BOX 8-2
The Five Core Components of Teamwork
1. Team leadership: The ability to direct and coordinate the activities of other
team members; assess team performance; assign tasks; develop team knowl-
edge, skills, and abilities; motivate team members; plan and organize; and
establish a positive atmosphere.
2. Mutual performance monitoring: The ability to develop common under-
standings of the team environment and apply appropriate task strategies to
accurately monitor teammate performance.
3. Backup behavior: The ability to anticipate other team members’ needs
through accurate knowledge of their responsibilities. This includes the ability
to shift workload among members to achieve balance during periods of high
workload or pressure.
4. Adaptability: The ability to adjust strategies based on information gathered
from the environment through the use of backup behavior and reallocation of
intrateam resources. Altering a course of action or team repertoire in response
to changes in conditions (internal or external).
5. Team Orientation: The propensity to take others’ behavior into account dur-
ing group interaction and the belief in the importance of the team’s goals over
individual members’ goals.
SOURCE: Salas et al., 2005.
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SYSTEM STRATEGIES
Research by Jung and colleagues has demonstrated that as teams work
together applying these components, they can increase their productivity
and build shared ideas of how to accomplish a task (Jung et al., 2002).
Teamwork depends on each team member’s ability and willingness to coop-
erate toward achieving shared goals. For residents, these goals are providing
effective patient care, maximizing learning, and minimizing errors.
An example of using team efforts to achieve these goals is a general
medicine residency program that recently developed a team-based teaching
program to determine the effects of reducing workload and providing more
supervision and teaching upon the quality of resident education and patient
care. This was accomplished by creating integrated teams of two attendings
(one a primary care physician and the other a hospitalist or subspecialist),
two residents, three interns, and two medical students. The team remained
together for 2 weeks or more at a time completing daily work and teaching
schedules with a cap of 15 patients at any time, who were divided equitably
among the interns. Compared to the traditional general medicine resident
team, patients treated by the integrated team had a lower mortality rate
(1.4 percent vs. 2.4 percent, p = .053) and significantly shorter length of
stays (LOSs) (4.2 vs. 4.7 days, p < .01) (McMahon, 2008). The quality of
discharge communications was also higher for the integrated team, and
members managed to double their amount of time spent in educational
sessions (McMahon, 2008), demonstrating that improved patient care and
resident learning can both be facilitated by team structures. Other efforts
incorporating interdisciplinary or multidisciplinary team rounds had very
similar results of reduced LOS and improved core knowledge and team
skills (Curley et al., 1998; O’Mahoney et al., 2007).
Training Residents in Effective Teamwork Strategies
Teamwork skills often need to be learned and numerous reports and
publications highlight the importance of team training in realizing goals
to enhance patient safety and clinical communication (Barach and Small,
2000; Barach and Weingart, 2004; Jeffcott and Mackenzie, 2008; Leonard
et al., 2004). The skills acquired through resident team training can be
taught using various techniques (Klein et al., 2009; Rosen et al., 2008; Salas
and Cannon-Bowers, 2000a, 2001; Salas et al., 2008; Smith-Jentsch et al.,
1998), including simulation strategies that can measure team competency
(Zheng et al., 2008), and are valuable because they are applicable to many
facets of resident work.
Since there are multiple forms of team structures and methods in which
teams can be trained, a straightforward way of introducing team-centered
activity and skills into healthcare settings is by training residents as a team
around completing specific tasks. Also referred to as “task-tailored train-
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RESIDENT DUTY HOURS
ing,” this type of training can be effective for several processes that take
place in hospitals (e.g., surgical procedures, handovers, clinical rounds).
For example, a study by Chung et al. (2007) applied a task-tailored team
approach to the rounding process (a substantial part of some handover pro-
cesses) performed by general surgical residents, specifically morning rounds.
The strategy focused residents’ work during their rounds on three distinct
tasks: detecting postoperative complications early or conducting orderly
preoperative workup; informing patients of the agenda for the day; and
answering patient questions and complaints. In addition to having them
focus exclusively on these tasks, the members of the rounding team (nine
members: one PGY-5 and eight PGY-1 to PGY-4s) were assigned specific
roles. With this direction, residents’ work became more purposeful and
efficient, and they completed rounds and associated work in 1 hour (Chung
and Ahmed, 2007). After a year of implementation, attendings on duty ob-
served substantial increases in resident professionalism and communication,
demonstrating the positive effects of team structure and culture, not only
on workload but on general attitude as well. Such structure also automated
team continuity of care, increasing patient awareness of the resident team
and satisfaction with care received (Chung and Ahmed, 2007).
Whichever methods of handover intervention or error reporting are
used, residents will have to be trained in the team components of coordi-
nation, communication, and cooperation to conduct them most effectively
and efficiently. In some facilities, faculty or supervisors may also have to
be trained in these matters in order to ensure their organizational adoption
and most effective implementation.
CONCLUSION
Redesigning any part of the resident learning process is a challenge.
To eliminate preventable adverse events and intercept other errors before
they harm the patient, it is important to have in place an environment that
is both mindful of errors and nonpunitive, as well as leaders willing to
consider redesign of the institutions’ systems and processes as necessary
to reduce risks. The emphasis on handovers, blame-free error reporting,
and teamwork does not mean that individual residents are not expected to
develop a sense of loyalty or personal responsibility for individual patient
care, but it helps ensure that the best information is available at all times
for patient care given that a resident or any caregiver cannot be at the
bedside 24 hours a day, 7 days week. It may not be possible to eliminate
discontinuity altogether in healthcare settings, but the training system can
strive to minimize its effects by enhancing the quality of handovers and
error reporting, promoting patient-centered approaches, and improving
physician relationships by facilitating communication through team struc-
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SYSTEM STRATEGIES
tures. Suggestions for these areas of the system are ones that the commit-
tee believes deserve immediate attention and can bear positive results if
effectively applied.
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