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OCR for page 135
Beyond "Fortress America": National Security Controls on Science and Technology in a Globalized World
Appendix K
Commerce Control List Overlap with Multilateral Agreements
OCR for page 136
Beyond "Fortress America": National Security Controls on Science and Technology in a Globalized World
Heading
Technology
Total ECCN
Various Export Control Regimes
WML
WDUL
MTCR
IAEA
AG
EU-DUL
CCL Only
#
%
#
%
#
%
#
%
#
%
#
%
#
%
0
Nuclear Materials, Facilities & Equipment (and Miscellaneous Items)
36
3
8%
0
0%
0
0%
15
42%
0
0%
13
36%
19
53%
1
Materials, Chemicals, Microorganisms, and Toxins
124
22
18%
25
20%
42
34%
54
44%
13
10%
86
69%
26
21%
2
Materials Processing
76
5
7%
15
20%
21
28%
32
42%
12
16%
47
62%
23
30%
3
Electronics
46
0
0%
17
37%
6
13%
13
28%
0
0%
32
70%
14
30%
4
Computers
19
0
0%
7
37%
3
16%
0
0%
0
0%
9
47%
11
58%
5a
Telecommunications
15
0
0%
4
27%
3
20%
0
0%
0
0%
7
47%
8
53%
5b
Information Security
7
0
0%
4
57%
0
0%
0
0%
0
0%
4
57%
3
43%
6
Sensors and Lasers
52
0
0%
20
38%
16
31%
10
19%
0
0%
33
63%
18
35%
7
Navigation and Avionics
40
4
10%
17
43%
33
83%
2
5%
0
0%
34
85%
4
10%
8
Marine
13
3
23%
8
62%
0
0%
0
0%
0
0%
8
62%
4
31%
9
Propulsion Systems, Space Vehicles and Related Equipment
71
16
23%
29
41%
48
68%
1
1%
0
0%
57
80%
11
15%
TOTAL
499
53
11%
146
29%
172
34%
127
25%
25
5%
330
66%
141
28%
OCR for page 137
Beyond "Fortress America": National Security Controls on Science and Technology in a Globalized World
NOTE: Export Control Classification Numbers (ECCNs) are listed in accordance with the numerical index of the Commerce Control List (CCL). Entries with overlap on the Wassenaar Munitions List (WML), Wassenaar Dual-Use List (WDUL), Missile Technology Control Regime (MTCR), International Atomic Energy Agency Trigger List and Nuclear Suppliers Group (IAEA), Australia Group (AG), and EU Common Dual-Use List (EU-DUL) were then denoted and counted. The percent of overlap was determined (a) within each of the 10 ECCN headings within the CCL; and (b) for the entire CCL as a whole. ECCNs with no overlap and that are represented only on the CCL were then identified and similarly enumerated. ECCNs were taken from the EAR Commerce Control List Supplement No. 1 to Part 774—Index 49 (“Numerical Index to the Commerce Control List”) dated November 5, 2007. Data for WML, MTCR, IAEA, and AG overlap were taken from Appendix 4-2 (“Cross-References Between Multilateral and U.S. Item Numbers”) in Root, Liebman, and Thomsen, United States Export Controls, 5th edition with 2007 Supplement. Items not appearing in this reference were investigated independently for overlap using the most recent list of controlled technologies for each multilateral agreement. Cross-referencing for WDUL and EU-DUL was done manually and was based upon the conformity in the numbering systems of these lists with reference to the CCL.
OCR for page 138
Beyond "Fortress America": National Security Controls on Science and Technology in a Globalized World
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