Appendix K
Commerce Control List Overlap with Multilateral Agreements



The National Academies | 500 Fifth St. N.W. | Washington, D.C. 20001
Copyright © National Academy of Sciences. All rights reserved.
Terms of Use and Privacy Statement



Below are the first 10 and last 10 pages of uncorrected machine-read text (when available) of this chapter, followed by the top 30 algorithmically extracted key phrases from the chapter as a whole.
Intended to provide our own search engines and external engines with highly rich, chapter-representative searchable text on the opening pages of each chapter. Because it is UNCORRECTED material, please consider the following text as a useful but insufficient proxy for the authoritative book pages.

Do not use for reproduction, copying, pasting, or reading; exclusively for search engines.

OCR for page 135
Appendix K Commerce Control List Overlap with Multilateral Agreements 1

OCR for page 135
1 Various Export Control Regimes Total Heading Technology WML WDUL MTCR IAEA AG EU-DUL CCL Only ECCN # % # % # % # % # % # % # % Nuclear Materials, Facilities & 0 Equipment (and Miscellaneous 36 Items) 3 8% 0 0% 0 0% 15 42% 0 0% 13 36% 19 53% Materials, Chemicals, 1 124 Microorganisms, and Toxins 22 18% 25 20% 42 34% 54 44% 13 10% 86 69% 26 21% 2 Materials Processing 76 5 7% 15 20% 21 28% 32 42% 12 16% 47 62% 23 30% 3 Electronics 46 0 0% 17 37% 6 13% 13 28% 0 0% 32 70% 14 30% 4 Computers 19 0 0% 7 37% 3 16% 0 0% 0 0% 9 47% 11 58% 5a Telecommunications 15 0 0% 4 27% 3 20% 0 0% 0 0% 7 47% 8 53% 5b Information Security 7 0 0% 4 57% 0 0% 0 0% 0 0% 4 57% 3 43% 6 Sensors and Lasers 52 0 0% 20 38% 16 31% 10 19% 0 0% 33 63% 18 35% 7 Navigation and Avionics 40 4 10% 17 43% 33 83% 2 5% 0 0% 34 85% 4 10% 8 Marine 13 3 23% 8 62% 0 0% 0 0% 0 0% 8 62% 4 31% Propulsion Systems, Space 9 71 Vehicles and Related Equipment 16 23% 29 41% 48 68% 1 1% 0 0% 57 80% 11 15% TOTAL 499 53 11% 146 29% 172 34% 127 25% 25 5% 330 66% 141 28%

OCR for page 135
NOTE: Export Control Classification Numbers (ECCNs) are listed in accordance with the numerical index of the Commerce Control List (CCL). Entries with overlap on the Wassenaar Munitions List (WML), Wassenaar Dual-Use List (WDUL), Missile Technology Control Regime (MTCR), International Atomic Energy Agency Trigger List and Nuclear Suppliers Group (IAEA), Australia Group (AG), and EU Common Dual-Use List (EU-DUL) were then denoted and counted. The percent of overlap was determined (a) within each of the 10 ECCN headings within the CCL; and (b) for the entire CCL as a whole. ECCNs with no overlap and that are represented only on the CCL were then identified and similarly enumerated. ECCNs were taken from the EAR Commerce Control List Supplement No. 1 to Part 774—Index 49 (“Numerical Index to the Commerce Control List”) dated November 5, 2007. Data for WML, MTCR, IAEA, and AG overlap were taken from Appendix 4-2 (“Cross-References Between Multilateral and U.S. Item Numbers”) in Root, Liebman, and Thomsen, United States Export Controls, 5th edition with 2007 Supplement. Items not appearing in this reference were investigated independently for overlap using the most recent list of controlled technologies for each multilateral agreement. Cross-referencing for WDUL and EU-DUL was done manually and was based upon the conformity in the numbering systems of these lists with reference to the CCL. 1

OCR for page 135