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Appendix E Bibliography Acs, Z., and D. Audretsch. 1988. âInnovation in Large and Small Firms: An Empirical Analysis.â The American Economic Review 78(4):678-690. Acs, Z., and D. Audretsch. 1990. Innovation and Small Firms. Cambridge, MA: MIT Press. Advanced Technology Program. 2001. Performance of 50 Completed ATP Pro- jects, Status Report 2. National Institute of Standards and Technology Spe- cial Publication 950-2. Washington, DC: Advanced Technology Pro- gram/National Institute of Standards and Technology/U.S. Department of Commerce. Alic, John A., Lewis Branscomb, Harvey Brooks, Ashton B. Carter, and Gerald L. Epstein. 1992. Beyond Spinoff: Military and Commercial Technologies in a Changing World. Boston, MA: Harvard Business School Press. American Association for the Advancement of Science. âR&D Funding Update on NSF in the FY2007.â Available online at <http://www.aaas.org/spp/rd/nsf07hf1.pdf>. American Psychological Association. 2002. âCriteria for Evaluating Treatment Guidelines.â American Psychologist 57(12):1052-1059. Archibald, R., and D. Finifter. 2000. âEvaluation of the Department of Defense Small Business Innovation Research Program and the Fast Track Initiative: A Balanced Approach.â In National Research Council. The Small Business Innovation Research Program: An Assessment of the Department of De- fense Fast Track Initiative. Charles W. Wessner, ed. Washington, DC: Na- tional Academy Press. Archibald, Robert, and David Finifter. 2003. âEvaluating the NASA Small Busi- ness Innovation Research Program: Preliminary Evidence of a Tradeoff Be- tween Commercialization and Basic Research.â Research Policy 32:605- 619. 177
178 APPENDIX E Arrow, Kenneth. 1962. âEconomic welfare and the allocation of resources for invention.â Pp. 609-625 in The Rate and Direction of Inventive Activity: Economic and Social Factors. Princeton, NJ: Princeton University Press. Arrow, Kenneth. 1973. âThe theory of discrimination.â Pp. 3-31 in Discrimina- tion in Labor Market. Orley Ashenfelter and Albert Rees, eds. Princeton, NJ: Princeton University Press. Audretsch, David B. 1995. Innovation and Industry Evolution. Cambridge, MA: MIT Press. Audretsch, David B., and Maryann P. Feldman. 1996. âR&D spillovers and the geography of innovation and production.â American Economic Review 86(3):630-640. Audretsch, David B., and Paula E. Stephan. 1996. âCompany-scientist locational links: The case of biotechnology.â American Economic Review 86(3):641- 642. Audretsch, D., J. Weigand, and C. Weigand. 2000. âDoes the Small Business Innovation Research Program Foster Entrepreneurial Behavior.â In National Research Council. The Small Business Innovation Research Program: An Assessment of the Department of Defense Fast Track Initiative. Charles W. Wessner, ed. Washington, DC: The National Academies Press. Audretsch, D., and R. Thurik. 1999. Innovation, Industry Evolution, and Em- ployment. Cambridge, MA: MIT Press. Baker, Alan. No date. âCommercialization Support at NSF.â Draft. Barfield, C., and W. Schambra, eds. 1986. The Politics of Industrial Policy. Washington, DC: American Enterprise Institute for Public Policy Research. Baron, Jonathan. 1998. âDoD SBIR/STTR Program Manager.â Comments at the Methodology Workshop on the Assessment of Current SBIR Program Ini- tiatives, Washington, DC, October. Barry, C. B. 1994. âNew directions in research on venture capital finance.â Fi- nancial Management 23 (Autumn):3-15. Bator, Francis. 1958. âThe anatomy of market failure.â Quarterly Journal of Economics 72: 351-379. Biemer, P. P., and L. E. Lyberg. 2003. Introduction to Survey Quality. New York: John Wiley & Sons. Bingham, R. 1998. Industrial Policy American Style: From Hamilton to HDTV. New York: M.E. Sharpe. Birch, D. 1981. âWho Creates Jobs.â The Public Interest 65 (Fall):3-14. Branscomb, Lewis M., Kennth P. Morse, Michael J. Roberts, and Darin Boville. 2000. Managing Technical Risk: Understanding Private Sector Decision - Making on Early Stage Technology Based Projects. Washington, DC: De- partment of Commerce/National Institute of Standards and Technology. Branscomb, Lewis M., and Philip E. Auerswald. 2001. Taking Technical Risks: How Innovators, -Managers, and Investors Manage Risk in High-Tech In- novations, Cambridge, MA: MIT Press.
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180 APPENDIX E Congressional Commission on the Advancement of Women and Minorities in Science, Engineering, and Technology Development. 2000. Land of Plenty: Diversity as Americaâs Competitive Edge in Science, Engineering and Technology. Washington, DC: National Science Foundation/U.S. Govern- ment Printing Office. Cooper, R. G. 2001. Winning at New Products: Accelerating the process from idea to launch. In Dawnbreaker, Inc. 2005. âThe Phase III Challenge: Commercialization Assistance Programs 1990-2005.â White paper. July 15. Council of Economic Advisers. 1995. Supporting Research and Development to Promote Economic Growth: The Federal Governmentâs Role. Washington, DC. Council on Competitiveness. 2005. Innovate America: Thriving in a World of Challenge and Change. Washington, DC: Council on Competitiveness. Cramer, Reid. 2000. âPatterns of Firm Participation in the Small Business Inno- vation Research Program in Southwestern and Mountain States.â In Na- tional Research Council. 2000. The Small Business Innovation Research Program: An Assessment of the Department of Defense Fast Track Initia- tive. Charles W. Wessner, ed. Washington, DC: National Academy Press. Crane, G., and J. Sohl. 2004. âImperatives for Venture Success: Entrepreneurs Speak.â The International Journal of Entrepreneurship and Innovation May. Pp. 99-106. Cutler, D. 2005. Your Money or Your Life. New York: Oxford University Press. Cycyota, Cynthia S., and David A. Harrison. 2006. âWhat (Not) to Expect When Surveying Executives: A Meta-Analysis of Top Manager Response.â Or- ganizational Research Methods 9:133-160. David, P. A., B. H. Hall, and A. A. Tool. 1999. âIs Public R&D a Complement or Substitute for Private R&D? A Review of the Econometric Evidence.â NBER Working Paper 7373. October. Davidsson, P. 1996. âMethodological Concerns in the Estimation of Job Crea- tion in Different Firm Size Classes.â Working Paper. Jönköping Interna- tional Business School. Davis, S. J., J. Haltiwanger, and S. Schuh. 1994. âSmall Business and Job Crea- tion: Dissecting the Myth and Reassessing the Facts,â Business Economics 29(3):113-122. Dawnbreaker, Inc. 2005. âThe Phase III Challenge: Commercialization Assis- tance Programs 1990-2005.â White paper. July 15. Dertouzos, M. L. 1989. Made in America: The MIT Commission on Industrial Productivity. Cambridge, MA: MIT Press. Dess, G. G., and D. W. Beard. 1984. âDimensions of Organizational Task Envi- ronments.â Administrative Science Quarterly 29:52-73. Devenow, A., and I. Welch. 1996. âRational Herding in Financial Economics. European Economic Review 40(April):603-615. Dillman, D. 2000. Mail and Internet Surveys: The Tailored Design Method. 2nd Edition. Toronto, Ontario: John Wiley and Sons, Inc.
APPENDIX E 181 DoE Opportunity Forum. 2005. âPartnering and Investment Opportunities for the Future.â Tysons Corner, VA. October 24-25. Ernst and Young. 2007. âU.S. Venture Capital Investment Increases to 8 percent to $6.96 Billion in First Quarter of 2007.â April 23. Eckstein, Otto. 1984. DRI Report on U.S. Manufacturing Industries. New York: McGraw Hill. Eisinger, P. K. 1988. The Rise of the Entrepreneurial State: State and Local Economic Development Policy in the United State. Madison, WI: University of Wisconsin Press. Evenson, R., P. Waggoner, and P. Ruttan. 1979. âEconomic Benefits from Re- search: An Example from Agriculture,â Science, 205(14 September):1101- 1107. Feldman, Maryann P. 1994. The Geography of Knowledge. Boston, MA: Klu- wer Academic. Feldman, Maryann P. 1994. âKnowledge complementarity and innovation.â Small Business Economics 6(5):363-372. Feldman, M. P. 2000. âRole of the Department of Defense in Building Biotech Expertise.â In National Research Council. The Small Business Innovation Research Program: An Assessment of the Department of Defense Fast Track Initiative. Charles W. Wessner, ed. Washington, DC: The National Academies Press. Feldman, M. P. 2001. âAssessing the ATP: Halo Effects and Added Value.â In National Research Council, The Advanced Technology Program: Assessing Outcomes. Washington, DC: National Academy Press. Feldman, M. P., and M. R. Kelley. 2001. âLeveraging Research and Develop- ment: The Impact of the Advanced Technology Program.â In National Re- search Council. The Advanced Technology Program. Charles W. Wessner, ed. Washington, DC: National Academy Press. Feldman, M. P., and M. R. Kelley. 2001. Winning an Award from the Advanced Technology Program: Pursuing R&D Strategies in the Public Interest and Benefiting from a Halo Effect. NISTIR 6577. Washington, DC: Advanced Technology Program/National Institute of Standards and Technology/U.S. Department of Commerce. Fenn, G. W., N. Liang, and S. Prowse. 1995. The Economics of the Private Eq- uity Market. Washington, DC: Board of Governors of the Federal Reserve System. Financial Times. 2004. âQinetiq set to make its first US acquisition,â September 8. Flamm, K. 1988. Creating the Computer. Washington, DC: The Brookings In- stitution. Flender, J. O., and R. S. Morse. 1975. The Role of New Technical Enterprise in the U.S. Economy. Cambridge, MA: MIT Development Foundation. Freear, J., and W. E. Wetzel Jr. 1990. âWho bankrolls high-tech entrepreneurs?â Journal of Business Venturing 5:77-89.
182 APPENDIX E Freeman, Chris, and Luc Soete. 1997. The Economics of Industrial Innovation. Cambridge, MA: MIT Press. Galbraith, J. K. 1957. The New Industrial State. Boston: Houghton Mifflin. Geroski, Paul A. 1995. âWhat do we know about entry?â International Journal of Industrial Organization 13(4):421-440. Geshwiler, J., J. May, and M. Hudson. 2006. âState of Angel Groups.â Kansas City, MO: Kauffman Foundation. Gompers, P. A., and J. Lerner. 1977. âRisk and Reward in Private Equity In- vestments: The Challenge of Performance Assessment.â Journal of Private Equity 1:5-12. Gompers, P. A. 1995. âOptimal investment, monitoring, and the staging of ven- ture capital.â Journal of Finance 50:1461-1489. Gompers, P. A., and J. Lerner. 1996. âThe use of covenants: An empirical analysis of venture partnership agreements.â Journal of Law and Economics 39:463-498. Gompers, P. A., and J. Lerner. 1998. âCapital formation and investment in ven- ture markets: A report to the NBER and the Advanced Technology Pro- gram.â Unpublished working paper. Harvard University. Gompers, P. A., and J. Lerner. 1998. âWhat drives venture capital fund- raising?â Unpublished working paper. Harvard University. Gompers, P. A., and J. Lerner. 1999. âAn analysis of compensation in the U.S. venture capital partnership.â Journal of Financial Economics 51(1):3-7. Gompers, P. A., and J. Lerner. 1999. The Venture Cycle. Cambridge, MA: MIT Press. Good, M. L. 1995. Prepared testimony before the Senate Commerce, Science, and Transportation Committee, Subcommittee on Science, Technology, and Space (photocopy, U.S. Department of Commerce). Goodnight, J. 2003. Presentation at National Research Council Symposium. âThe Small Business Innovation Research Program: Identifying Best Prac- tice.â Washington, DC May 28. Graham, O. L. 1992. Losing Time: The Industrial Policy Debate. Cambridge, MA: Harvard University Press. Greenwald, B. C., J. E. Stiglitz, and A. Weiss. 1984. âInformation imperfections in the capital market and macroeconomic fluctuations.â American Economic Review Papers and Proceedings 74:194-199. Griliches, Z. 1990. The Search for R&D Spillovers. Cambridge, MA: Harvard University Press. Groves, R. M., D. A. Dillman, J. L. Eltinge, and R. J. A. Little, eds. 2002. Sur- vey Nonresponse. New York: Wiley. 2002. Groves, R. M., F. J. Fowler, Jr., M. P. Couper, J. M. Lepkowski, E. Singer, and R. Tourangeau. 2004. Survey Methodology. Hoboken, NJ: John Wiley & Sons, Inc. Hall, Bronwyn H. 1992. âInvestment and research and development: Does the source of financing matter?â Working Paper No. 92-194, Department of Economics/University of California at Berkeley.
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186 APPENDIX E Mansfield, E., J. Rapoport, A. Romeo, S. Wagner, and G. Beardsley. 1977. âSo- cial and private rates of return from industrial innovations.â Quarterly Journal of Economics 91:221-240. Martin, Justin. 2002. âDavid Birch.â Fortune Small Business (December 1). McCraw, T. 1986. âMercantilism and the Market: Antecedents of American Industrial Policy.â In C. Barfield and W. Schambra, eds. The Politics of In- dustrial Policy. Washington, DC: American Enterprise Institute for Public Policy Research. Mervis, Jeffrey D. 1996. âA $1 Billion âTaxâ on R&D Funds.â Science 272:942â944. Moore, D. 2004. âTurning Failure into Success.â In National Research Council. The Small Business Innovation Research Program: Program Diversity and Assessment Challenges. Charles W. Wessner, ed. Washington, DC: The Na- tional Academies Press. Morgenthaler, D. 2000. âAssessing Technical Risk,â in L. M. Branscomb, K. P. Morse, and M. J. Roberts, eds. Managing Technical Risk: Understanding Private Sector Decision Making on Early Stage Technology-Based Project. Gaithersburg, MD: National Institute of Standards and Technology. Mowery, D. 1998. âCollaborative R&D: how effective is it?â Issues in Science and Technology (Fall):37-44. Mowery, D., ed. 1999. U.S. Industry in 2000: Studies in Competitive Perform- ance. Washington, DC: National Academy Press. Mowery, D., and N. Rosenberg. 1989. Technology and the Pursuit of Economic Growth. New York: Cambridge University Press. Mowery, D., and N. Rosenberg. 1998. Paths of Innovation: Technological Change in 20th Century America. New York: Cambridge University Press. Murphy, L. M., and P. L. Edwards. 2003. Bridging the Valley of Deathâ Transitioning from Public to Private Sector Financing. Golden, CO: Na- tional Renewable Energy Laboratory. May. Myers, S., R. L. Stern, and M. L. Rorke. 1983. A Study of the Small Business Innovation Research Program. Lake Forest, IL: Mohawk Research Corpo- ration. Myers, S. C., and N. Majluf. 1984. âCorporate financing and investment deci- sions when firms have information that investors do not have.â Journal of Financial Economics 13:187-221. National Aeronautics and Space Administration. 2002. âSmall Business/SBIR: NICMOS CryocoolerâReactivating a Hubble Instrument.â Aerospace Technology Innovation 10(4):19-21. National Aeronautics and Space Administration. 2005. âThe NASA SBIR and STTR Programs Participation Guide.â Available online at <http://sbir.gsfc.nasa.gov/SBIR/zips/guide.pdf> National Institutes of Health. 2003. Road Map for Medical Research. Available online at <http://nihroadmap.nih.gov/>. National Institutes of Health. 2005. Report on the Second of the 2005 Measures Updates: NIH SBIR Performance Outcomes Data System (PODS).
APPENDIX E 187 National Research Council. 1986. The Positive Sum Strategy: Harnessing Tech- nology for Economic Growth. Washington, DC: National Academy Press. National Research Council. 1987. Semiconductor Industry and the National Laboratories: Part of a National Strategy. Washington, DC: National Academy Press. National Research Council. 1991. Mathematical Sciences, Technology, and Economic Competitiveness. James G. Glimm, ed. Washington, DC: Na- tional Academy Press. National Research Council. 1992. The Government Role in Civilian Technology: Building a New Alliance. Washington, DC: National Academy Press. National Research Council. 1995. Allocating Federal Funds for R&D. Washing- ton, DC: National Academy Press. National Research Council. 1996. Conflict and Cooperation in National Compe- tition for High-Technology Industry. Washington, DC: National Academy Press. National Research Council. 1997. Review of the Research Program of the Part- nership for a New Generation of Vehicles: Third Report. Washington, DC: National Academy Press. National Research Council. 1999. The Advanced Technology Program: Chal- lenges and Opportunities. Charles W. Wessner, ed. Washington, DC: Na- tional Academy Press. National Research Council. 1999. Funding a Revolution: Government Support for Computing Research. Washington, DC: National Academy Press. National Research Council. 1999. Industry-Laboratory Partnerships: A Review of the Sandia Science and Technology Park Initiative. Charles W. Wessner, ed. Washington, DC: National Academy Press. National Research Council. 1999. New Vistas in Transatlantic Science and Technology Cooperation. Charles W. Wessner, ed. Washington, DC: Na- tional Academy Press. National Research Council. 1999. The Small Business Innovation Research Pro- gram: Challenges and Opportunities. Charles W. Wessner, ed. Washington, DC: National Academy Press. National Research Council. 2000. The Small Business Innovation Research Pro- gram: An Assessment of the Department of Defense Fast Track Initiative. Charles W. Wessner, ed. Washington, DC: National Academy Press. National Research Council. 2000. U.S. Industry in 2000: Studies in Competitive Performance. Washington, DC: National Academy Press. National Research Council. 2001. The Advanced Technology Program: Assess- ing Outcomes. Charles W. Wessner, ed. Washington, DC: National Acad- emy Press. National Research Council. 2001. Attracting Science and Mathematics Ph.Ds to Secondary School Education. Washington, DC: National Academy Press. National Research Council. 2001. Building a Workforce for the Information Economy. Washington, DC: National Academy Press.
188 APPENDIX E National Research Council. 2001. Capitalizing on New Needs and New Oppor- tunities: Government-Industry Partnerships in Biotechnology and Informa- tion Technologies. Charles W. Wessner, ed. Washington, DC: National Academy Press. National Research Council. 2001. A Review of the New Initiatives at the NASA Ames Research Center. Charles W. Wessner, ed. Washington, DC: National Academy Press. National Research Council. 2001. Trends in Federal Support of Research and Graduate Education. Washington, DC: National Academy Press. National Research Council. 2002. Government-Industry Partnerships for the Development of New Technologies: Summary Report. Charles W. Wessner, ed. Washington, DC: The National Academies Press. National Research Council. 2002. Making the Nation Safer: The Role of Science and Technology in Countering Terrorism. Washington, DC: The National Academies Press. National Research Council. 2002. Measuring and Sustaining the New Economy. Dale W. Jorgenson and Charles W. Wessner, eds. Washington, DC: Na- tional Academy Press. National Research Council. 2002. Partnerships for Solid-State Lighting. Charles W. Wessner, ed. Washington, DC: The National Academies Press. National Research Council. 2004. An Assessment of the Small Business Innova- tion Research Program: Project Methodology. Washington, DC: The Na- tional Academies Press. National Research Council. 2004. Capitalizing on Science, Technology, and Innovation: An Assessment of the Small Business Innovation Research Program/Program Manager Survey. Completed by Dr. Joseph Hennessey. National Research Council. 2004. Productivity and Cyclicality in Semiconduc- tors: Trends, Implications, and Questions. Dale W. Jorgenson and Charles W. Wessner, eds. Washington, DC: The National Academies Press. National Research Council. 2004. The Small Business Innovation Research Pro- gram: Program Diversity and Assessment Challenges. Charles W. Wessner, ed. Washington, DC: The National Academies Press. National Research Council. 2006. Beyond Bias and Barriers: Fulfilling the Po- tential of Women in Academic Science and Engineering. Washington, DC: The National Academies Press. National Research Council. 2006. Deconstructing the Computer. Dale W. Jorgenson and Charles W. Wessner, eds. Washington, DC: The National Academies Press. National Research Council. 2006. Software, Growth, and the Future of the U.S. Economy. Dale W. Jorgenson and Charles W. Wessner, eds. Washington, DC: The National Academies Press. National Research Council. 2006. The Telecommunications Challenge: Chang- ing Technologies and Evolving Policies. Dale W. Jorgenson and Charles W. Wessner, eds. Washington, DC: The National Academies Press.
APPENDIX E 189 National Research Council. 2007. Enhancing Productivity Growth in the Infor- mation Age: Measuring and Sustaining the New Economy. Dale W. Jorgenson and Charles W. Wessner, eds. Washington, DC: The National Academies Press. National Research Council. 2007. Indiaâs Changing Innovation System: Achievements, Challenges, and Opportunities for Cooperation. Charles W. Wessner and Sujai J. Shivakumar, eds. Washington, DC: The National Academies Press. National Research Council. 2007. Innovation Policies for the 21st Century. Charles W. Wessner, ed. Washington, DC: The National Academies Press. National Research Council. 2007. SBIR and the Phase III Challenge of Com- mercialization. Charles W. Wessner, ed. Washington, DC: The National Academies Press. National Research Council. 2008. An Assessment of the SBIR Program at the Department of Defense. Charles W. Wessner, ed. Washington, DC: The Na- tional Academies Press. National Research Council. 2008. An Assessment of the SBIR Program at the Department of Energy. Charles W. Wessner, ed. Washington, DC: The Na- tional Academies Press. National Research Council. 2008. An Assessment of the SBIR Program at the National Science Foundation. Charles W. Wessner, ed. Washington, DC: The National Academies Press. National Research Council. 2009. An Assessment of the SBIR Program at the Department of Defense. Charles W. Wessner, ed. Washington, DC: The Na- tional Academies Press. National Research Council. 2009. An Assessment of the SBIR Program at the National Aeronautics and Space Administration. Charles W. Wessner, ed. Washington, DC: The National Academies Press. National Research Council. 2009. An Assessment of the SBIR Program at the National Institutes of Health. Charles W. Wessner, ed. Washington, DC: The National Academies Press. National Research Council. 2009. Venture Capital and the NIH SBIR Program. Charles W. Wessner, ed. Washington, DC: The National Academies Press. National Science Board. 2005. Science and Engineering Indicators 2005. Ar- lington, VA: National Science Foundation. National Science Board. 2006. Science and Engineering Indicators 2006. Ar- lington, VA: National Science Foundation. National Science Foundation. 2004. Federal R&D Funding by Budget Function: Fiscal Years 2003-2005 (historical tables). NSF 05-303. Arlington, VA: National Science Foundation. National Science Foundation. 2006. âSBIR/STTR Phase II Grantee Conference, Book of Abstracts.â Office of Industrial Innovation. May 18-20, 2006, Lou- isville, Kentucky. National Science Foundation. Committee of Visitors Reports and Annual Up- dates. Available online at <http://www.nsf.gov/eng/general/cov/>.
190 APPENDIX E National Science Foundation. Emerging Technologies. Available online at <http://www.nsf.gov/ eng/sbir/eo.jsp>. National Science Foundation. Guidance for Reviewers. Available online at <http://www.eng.nsf.gov/sbir/peer_review.htm>. National Science Foundation. National Science Foundation at a Glance. Avail- able online at <http://www.nsf.gov/about>. National Science Foundation. National Science Foundation Manual 14, NSF Conflicts of Interest and Standards of Ethical Conduct. Available online at <http://www.eng.nsf.gov/sbir/COI_Form.doc>. National Science Foundation. The Phase IIB Option. Available online at <http://www.nsf.gov/eng/sbir/phase_IIB.jsp#ELIGIBILITY>. National Science Foundation. Proposal and Grant Manual. Available online at <http://www.inside.nsf.gov/pubs/2002/pam/pamdec02.6html>. National Science Foundation. 2005. Synopsis of SBIR/STTR Program. Avail- able online at <http://www.nsf.gov/funding/pgm_summ.jsp?Phase Ims_id=13371&org=DMII>. National Science Foundation. 2006. âSBIR/STTR Phase II Grantee Conference, Book of Abstracts.â Office of Industrial Innovation. May 18-20, 2006, Lou- isville, Kentucky. National Science Foundation. 2006. âNews items from the past year.â Press Re- lease. April 10. National Science Foundation, Office of Industrial Innovation. Draft Strategic Plan, June 2, 2005. National Science Foundation, Office of Legislative and Public Affairs. 2003. SBIR Success Story from News Tip. Webâs âBest Meta-Search Engine,â March 20. Nelson, R. R. 1982. Government and Technological Progress. New York: Per- gamon. Nelson, R. R. 1986. âInstitutions supporting technical advances in industry.â American Economic Review, Papers and Proceedings 76(2):188. Nelson, R. R., ed. 1993. National Innovation System: A Comparative Study. New York: Oxford University Press. Office of Management and Budget. 1996. âEconomic analysis of federal regula- tions under Executive Order 12866.â Office of Management and Budget. 2004. âWhat Constitutes Strong Evidence of Program Effectiveness.â Available online at <http://www.whitehouse.gov/omb/part/2004_program_eval.pdf>. Office of the President. 1990. U.S. Technology Policy. Washington, DC: Execu- tive Office of the President. Organization for Economic Cooperation and Development. 1982. Innovation in Small and Medium Firms. Paris: Organization for Economic Cooperation and Development.
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192 APPENDIX E Rosa, Peter, and Allison Dawson. 2006. âGender and the commercialization of university science: Academic founders of spinout companies.â Entrepre- neurship & Regional Development 18(4):341-366. July. Rosenberg, N. 1969. âThe Direction of Technological Change: Inducement Mechanisms and Focusing Devices.â Economic Development and Cultural Change, 18:1-24. Rosenbloom, R., and Spencer, W. 1996. Engines of Innovation: U.S. Industrial Research at the End of an Era. Boston, MA: Harvard Business School Press. Rubenstein, A. H. 1958. Problems Financing New Research-Based Enterprises in New England. Boston, MA: Federal Reserve Bank. Ruegg, Rosalie, and Irwin Feller. 2003. A Toolkit for Evaluating Public R&D Investment Models, Methods, and Findings from ATPâs First Decade. NIST GCR 03-857. Ruegg, Rosalie, and Patrick Thomas. 2007. Linkages from DoEâs Vehicle Tech- nologies R&D in -Advanced Energy Storage to Hybrid Electric Vehicles, Plug-in Hybrid Electric Vehicles, and Electric Vehicles. Washington, DC: U.S. Department of Energy/Office of Energy Efficiency and Renewable Energy. Sahlman, W. A. 1990. âThe structure and governance of venture capital organi- zations.â Journal of Financial Economics 27:473-521. Saxenian, Annalee. 1994. Regional Advantage: Culture and Competition in Sili- con Valley and Route 128. Cambridge, MA: Harvard University Press. SBIR World. SBIR World: A World of Opportunities. Available online at <http://www.sbirworld.com>. Scherer, F. M. 1970. Industrial Market Structure and Economic Performance. New York: Rand McNally College Publishing. Schumpeter, J. 1950. Capitalism, Socialism, and Democracy. New York: Harper and Row. Scotchmer, S. 2004. Innovation and Incentives. Cambridge MA: MIT Press. Scott, J. T. 1998. âFinancing and leveraging public/private partnerships: The hurdle-lowering auction.â STI Review 23:67-84. Scott, J. T. 2000. âAn Assessment of the Small Business Innovation Research Program in New England: Fast Track Compared with Non-Fast Track.â In National Research Council. The Small Business Innovation Research Pro- gram: An Assessment of the Department of Defense Fast Track Initiative. Charles W. Wessner, ed. Washington, DC: National Academy Press. Sheehan, Kim. 2001. âE-mail Survey Response Rates: A Review.â Journal of Computer Mediated Communication 6(2). Siegel, D., D. Waldman, and A. Link. 2004. âToward a Model of the Effective Transfer of Scientific Knowledge from Academicians to Practitioners: Qualitative Evidence from the Commercialization of University Technolo- gies.â Journal of Engineering and Technology Management 21(1-2).
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