Access to oral health services is a problem for all segments of the U.S. population, often related to geography, insurance status, sociodemographic characteristics, and income levels. For example, the 2000 surgeon general’s report Oral Health in America called tooth decay the single most common and chronic childhood disease (HHS, 2000). The Medicare Expenditure Panel Survey found more than one-third of the U.S. population lacks dental coverage (Manski and Brown, 2007). Finally, older adults often reside or receive health care services in alternative settings such as private homes, nursing homes, and assisted living facilities, many of which do not offer onsite oral health services.
Access to oral health services is especially problematic for vulnerable populations, such as rural and underserved populations. As a result, many new models of care have been proposed, including the development of new types of oral health practitioners and the expansion of roles for dental hygienists and dental assistants. Alternate types of practitioners, such as the dental therapist, have been used internationally for decades. However, these and other strategies have been controversial with proponents arguing for their ability to increase access, especially for vulnerable populations, and opponents voicing concerns for the quality of care provided by these practitioners. Other challenges to improving access to oral health services include the lack of coordination and integration among the oral health, public health, and medical health care systems; misaligned payment and education systems that focus on the treatment of dental disease rather than prevention; the lack of a robust evidence base for many dental procedures and workforce models; and regulatory barriers that prevent the exploration of alternative models of care.
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1
Introduction
Access to oral health services is a problem for all segments of the U.S.
population, often related to geography, insurance status, sociodemographic
characteristics, and income levels. For example, the 2000 surgeon general’s
report Oral Health in America called tooth decay the single most common
and chronic childhood disease (HHS, 2000). The Medicare Expenditure
Panel Survey found more than one-third of the U.S. population lacks dental
coverage (Manski and Brown, 2007). Finally, older adults often reside or
receive health care services in alternative settings such as private homes,
nursing homes, and assisted living facilities, many of which do not offer
onsite oral health services.
Access to oral health services is especially problematic for vulnerable
populations, such as rural and underserved populations. As a result, many
new models of care have been proposed, including the development of new
types of oral health practitioners and the expansion of roles for dental hygien-
ists and dental assistants. Alternate types of practitioners, such as the dental
therapist, have been used internationally for decades. However, these and
other strategies have been controversial with proponents arguing for their
ability to increase access, especially for vulnerable populations, and oppo-
nents voicing concerns for the quality of care provided by these practitioners.
Other challenges to improving access to oral health services include the lack of
coordination and integration among the oral health, public health, and medi-
cal health care systems; misaligned payment and education systems that focus
on the treatment of dental disease rather than prevention; the lack of a robust
evidence base for many dental procedures and workforce models; and regula-
tory barriers that prevent the exploration of alternative models of care.
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THE U.S. ORAL HEALTH WORKFORCE
ROLE OF THE INSTITUTE OF MEDICINE
The Institute of Medicine (IOM) has previously addressed issues related
to oral health. Most notably, a 1995 study, Dental Education at the Cross-
roads: Challenges and Change (IOM, 1995), provided recommendations to
improve the availability of dental care to underserved populations, integrate
dental school education with medical school education, increase student
exposure to alternative sites of care, increase diversity of the dental work-
force, and eliminate barriers to improving working relationships among all
oral health professionals.
In July 2007 the IOM convened a 1-day planning meeting to consider
challenges in access to oral health services. As a result, the Health Resources
and Services Administration and the California HealthCare Foundation
cosponsored a project on the sufficiency of the U.S. oral health workforce
to consider three key questions:
• What is the current status of access to oral health services for the
U.S. population?
• What workforce strategies hold promise to improve access to oral
health services?
• How can policy makers, state and federal governments, and oral
health care providers and practitioners improve the regulations and
structure of the oral health care system to improve access to oral
health services?
A planning committee1 organized the 3-day workshop, the U.S. Oral
Health Workforce in the Coming Decade, which was held February 9–11,
2009.
WORKSHOP CHARGE AND APPROACH
Daid N. Sundwall, M.D.
Chair, IOM Planning Committee
Utah Department of Health
At the end of the day, a high-quality oral health system includes access
to adequate, affordable, and appropriate oral health services for all. How-
ever, defining that is quite challenging. Discussions in the first day of the
workshop focused on the current status of oral health care and the delivery
of oral health services. For many people, oral health services are unavailable
1 The planning committee’s role was limited to planning the workshop, and the workshop
summary has been prepared by the workshop rapporteur as a factual summary of what
occurred at the workshop.
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INTRODUCTION
or unaffordable, and care tends to focus on treatment rather than preven-
tion. Panelists discussed the intimate relationship between oral health and
overall health and well-being (Chapter 2). They also presented on the cur-
rent needs along the life cycle as well as special needs due to geography and
racial and ethnic disparities (Chapter 3). Then, later presentations focused
on the demographics and trends of the workforce itself, including the use
of nonoral health professionals (Chapter 4). Finally, panelists discussed
the current delivery system, which is primarily a private practice model,
but increased efforts by public health professionals have arisen to meet the
needs of underserved populations (Chapter 5).
The panels for the second day of the workshop focused on the major
challenges of the current overall system of oral health care (Chapter 7),
the ethical principles and obligations to increasing access (Chapter 8), and
innovative workforce solutions being used around the world (Chapter 9).
Panelists then described a wide variety of strategies for increasing access to
oral health services in the United States through new types of professionals,
changing the roles of current oral health professionals, or developing new
systems of care (Chapter 10). Finally, the third day of the workshop engaged
stakeholders to discuss who will provide the leadership to make the necessary
changes happen. Representatives from states, federal government, payors,
academics, legislators, advocates, and others discussed each of their roles in
moving the oral health care system forward (Chapters 12–14).
The following is a summary of the presentations and discussion of the
workshop and, as such, is limited to the views presented and discussed dur-
ing the workshop. The broader scope of issues pertaining to this subject
area is recognized but could not be addressed in this summary. In addition,
as a summary, this document is not a transcript of each panelist’s presenta-
tion but rather, a distillation of the themes of the discussions. The workshop
was designed to address the planning committee’s charge (see earlier in this
chapter) and is presented here chronologically. Chapters 2–6 cover the first
day of the workshop, focusing on the status of access to oral health services.
Chapters 7–11 cover the second day of the workshop, focusing on strategies
to improve access to oral health services. Chapters 12–14 cover the third
day of the workshop, focusing on the roles and responsibilities of various
stakeholders to improve access to oral health services. Appendix A is the
workshop agenda, and Appendix B presents the biosketches of the members
of the planning committee. Appendix C lists the workshop speakers and
moderators, and Appendix D lists the workshop participants. For many of
the workshop sessions, participants were invited to submit comments and
questions on cards; however, not all the comments and questions were able
to be addressed during the discussion periods. Appendix E provides a rep-
resentation of the breadth of comments and questions submitted (although
not necessarily answered) by workshop participants.
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