The Future Directions committee’s updated framework for health care quality builds on previous IOM recommendations for measuring the state of health care in the NHQR and NHDR. The revised framework encompasses both well-established and emerging components of high-quality health care. The framework is a tool for examining AHRQ’s portfolio of measures for comprehensiveness and for categorizing measures presented in the NHQR and NHDR. The framework’s quality of care components are effectiveness, safety, timeliness, patient-centeredness, access, efficiency, care coordination, and health systems infrastructure capabilities. The committee includes in the framework the crosscutting dimensions of value and equity, which are to be reported for each of the quality of care components and to be considered when ranking measures for inclusion in the NHQR and NHDR.
Before beginning to publish the annual NHQR and NHDR in 2003, AHRQ sought the IOM’s guidance regarding the overall content and organization for the reports (Appendix A). The IOM reports Envisioning the National Healthcare Quality Report (IOM, 2001b) and Guidance for the National Healthcare Disparities Report (IOM, 2002) provided the original conceptual framework for quality measurement in the NHQR and NHDR (Appendix C), upon which the Future Directions committee has built. This chapter provides the rationale for an expanded framework and, in a complementary Appendix D, explores measurement possibilities for the new framework components.
The framework is intended to define “dimensions and categories of measurement that will outlast any specific measures used at particular times. In essence, it lays down an enduring way of specifying what should be measured while allowing for variation in how it is measured over time” (IOM, 2001b, p. 42). In this sense, the framework presents a performance measure classification matrix that is of use not only for the NHQR and NHDR but also for all national healthcare report-related products. Because the framework components accommodate a broad spectrum of measures, and the universe of potential measures is voluminous and ever expanding, the priority areas discussed in the previous chapter are one element in helping define a narrower set of measures within the framework components. (Chapter 4 includes the Future Directions committee’s recommendations on further defining the set of measures according to their potential health care quality impact.)
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3
Updating the Framework for the NHQR and NHDR
The Future Directions committee’s updated framework for health care quality builds on preious IOM
recommendations for measuring the state of health care in the NHQR and NHDR. The reised framework
encompasses both well-established and emerging components of high-quality health care. The framework
is a tool for examining AHRQ’s portfolio of measures for comprehensieness and for categorizing mea-
sures presented in the NHQR and NHDR. The framework’s quality of care components are effectieness,
safety, timeliness, patient-centeredness, access, efficiency, care coordination, and health systems infra -
structure capabilities. The committee includes in the framework the crosscutting dimensions of alue and
equity, which are to be reported for each of the quality of care components and to be considered when
ranking measures for inclusion in the NHQR and NHDR.
Before beginning to publish the annual NHQR and NHDR in 2003, AHRQ sought the IOM’s guidance
regarding the overall content and organization for the reports (Appendix A). The IOM reports Enisioning the
National Healthcare Quality Report (IOM, 2001b) and Guidance for the National Healthcare Disparities Report
(IOM, 2002) provided the original conceptual framework for quality measurement in the NHQR and NHDR
(Appendix C), upon which the Future Directions committee has built. This chapter provides the rationale for
an expanded framework and, in a complementary Appendix D, explores measurement possibilities for the new
framework components.
The framework is intended to define “dimensions and categories of measurement that will outlast any spe -
cific measures used at particular times. In essence, it lays down an enduring way of specifying what should be
measured while allowing for variation in how it is measured over time” (IOM, 2001b, p. 42). In this sense, the
framework presents a performance measure classification matrix that is of use not only for the NHQR and NHDR
but also for all national healthcare report-related products. Because the framework components accommodate a
broad spectrum of measures, and the universe of potential measures is voluminous and ever expanding, the prior-
ity areas discussed in the previous chapter are one element in helping define a narrower set of measures within
the framework components. (Chapter 4 includes the Future Directions committee’s recommendations on further
defining the set of measures according to their potential health care quality impact.)
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0 NATIONAL HEALTHCARE QUALITY AND DISPARITIES REPORTS
THE ORIGINAL FRAMEWORK FOR THE NHQR AND NHDR
The original conceptual framework put forth in the 2001 Enisioning the National Healthcare Quality Report
highlighted four components of health care quality: (1) safety, (2) effectiveness, (3) patient-centeredness, and
(4) timeliness. These components corresponded to four of the six aims of quality health care set forth in the 2001
IOM report Crossing the Quality Chasm: A New Health System for the st Century (see Box 3-1). At the time,
measurement of efficiency was considered underdeveloped and thus omitted from the framework. The component
of equitable care was deemed a crosscutting dimension (see Appendix C for the framework originally adopted by
AHRQ for the NHQR and NHDR).
Enisioning the National Healthcare Quality Report recommended that the performance measures presented
in the NHQR be framed in consumer categories (i.e., in terms of “staying healthy, getting better, living with illness
or disability, and coping with end-of-life care”) (IOM, 2001b, p. 6). Subsequently, AHRQ found it more useful to
frame the presentation of data by clinical stages of care (i.e., prevention, acute treatment, management) because
that is the context in which most measures are currently developed. Although AHRQ’s clinical stages of care are
less patient-focused than the consumer categories, the committee agrees that the clinical stages of care are easily
understood by patients as well as the policy makers, health care professionals, and researchers to whom the infor-
mation in the NHQR and NHDR is primarily directed. Moreover, although data in the reports are not presented
by the consumer categories, AHRQ indicated that these categories are implicitly considered when identifying
potential measures for inclusion in its full measure set. 1
Enisioning the National Healthcare Quality Report acknowledges that the conceptual framework should be
dynamic in nature in order to adjust to “changes in conceptualization of quality or significant changes in the nature
of the U.S. health care system” (IOM, 2001b, p. 42). Indeed, since the development of the original conceptual
framework, new areas for health care performance measurement have emerged, as have attributes of what consti -
tutes high-quality care, thus leading the Future Directions committee to update the framework.
AN UPDATED FRAMEWORK FOR THE NHQR AND NHDR
The six quality aims expressed in the 2001 IOM Crossing the Quality Chasm report (see Box 3-1) have become
the basic vernacular for discussing health care quality improvement and disparities elimination. Many other orga -
nizations, ranging from providers to health plans to quality improvement organizations, have used the six aims
to organize their own measurement or reporting efforts. For example, Aetna’s High Performance Provider Initia -
tives and Hudson River Health Care (a safety net clinical setting) track performance measurement based on these
aims (Aetna, 2008; Hudson River Healthcare, 2009). Because continuity is important to preserve and because the
original conceptual framework for the national healthcare reports stems from the IOM’s six aims, the committee
decided to build on the pre-existing framework rather than propose an entirely new one. The framework remains
applicable to both the NHQR and NHDR.
The Future Directions committee looked to prominent organizations and collaboratives engaged in health
care quality improvement and disparities elimination for their informed perspectives on the latest advancements
in and concerns about the current state of health care. Sources included the Healthy People 2020 Consortium, the
National Quality Forum (NQF), the Institute for Healthcare Improvement, the Centers for Medicare and Medicaid
Services (CMS), the HHS Office of Minority Health, the Kaiser Family Foundation, the World Health Organization
(WHO), the Robert Wood Johnson Foundation, the Health Care Quality Indicators Project of the Organisation for
Economic Co-operation and Development (OECD), The Commonwealth Fund’s Commission on a High Perfor-
mance Health System, the Quality Alliance Steering Committee, the National Committee for Quality Assurance,
the Out of Many One Health Data Task Force, and the AQA alliance.
1 Personal communication, Future Directions committee chair’s site visit to AHRQ, April 30, 2009.
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UPDATING THE FRAMEWORK FOR THE NHQR AND NHDR
BOX 3-1
The Six Aims of Quality Care from the IOM’s Crossing the Quality Chasm Report
The IOM’s 2001 report Crossing the Quality Chasm: A New Health System for the 21st Century found that the U.S.
health care delivery system does not provide consistent, high-quality care to all people. The report says that between
the health care that Americans have now and the care that they could have “lies not just a gap, but a chasm” (p. 1).
The Quality Chasm report strongly recommends that all health care constituencies—health professionals, federal and
state policy makers, public and private purchasers of care, regulators, organization managers and governing boards,
and consumers—commit to adopting a shared vision for improvement based on six specific aims for health care:
• afe—avoiding injuries to patients from the care that is intended to help them
S
• ffective—providing services based on scientific knowledge to all who could benefit and refraining from provid-
E
ing services to those not likely to benefit (avoiding underuse and overuse, respectively)
• atient-centered—providing care that is respectful of and responsive to individual patient preferences, needs,
P
and values and ensuring that patient values guide all clinical decisions
• imely—reducing waits and sometimes harmful delays for both those who receive and those who give care
T
• fficient—avoiding waste, including waste of equipment, supplies, ideas, and energy
E
• quitable—providing care that does not vary in quality because of personal characteristics such as gender,
E
ethnicity, geographic location, and socioeconomic status
SOURCE: IOM, 2001a, pp. 5-6.
Framework Additions
Figure 3-1 shows the expanded conceptual framework for health care quality and disparities reporting. First,
the committee explicitly includes access and efficiency as quality care components. These components are currently
presented in one report or the other (access measures are reported in the NHDR but not the NHQR, and efficiency
measures are beginning to be reported in the NHQR but not the NHDR). The inclusion of these two components
in the framework reflects their relevance for reporting in both the NHQR and NHDR.
The Future Directions committee identified care coordination and capabilities of health systems infrastruc -
ture as necessary health care components to include in the national healthcare reports. These components are
not necessarily health care aims/attributes in themselves, but are a means to those aims since they are elements
of the health care system that better enable the provision of quality care. Care coordination and health systems
infrastructure are of interest to the extent that they improve effectiveness, safety, timeliness, patient-centeredness,
access, or efficiency. For this reason, these components are depicted as foundational, supporting the performance
measurement of the other quality components and spanning across the different types of care. Measures and data
sources for care coordination and systems infrastructure tend to be at a developmental stage, 2 and evidence of the
impact on quality improvement for many measures in these areas has yet to be strongly established. Therefore, for
these foundational components, the committee suggests that only measures that have demonstrated improvement
in at least one of the other six components of care be reported in the national healthcare reports. For example,
the Care Transitions Measure (often referred to as the CTM-3 measure) is a validated care coordination measure
that quantifies hospital performance based on patient or caregiver experience with hospital transitions (Coleman,
2006; Parry et al., 2008). The care process captured by this measure has demonstrated positive health outcomes
including reduced readmissions of patients discharged from hospitals and improved self-management and recov -
ery of symptoms (Care Transitions Program, 2009). Reporting of this measure is not yet national in scope, but
it holds promise as a care coordination measure that could be reported in the national healthcare reports at some
point in the future.
2 In the context of this report, the term deelopmental refers to measures that are currently partially developed but not yet well tested or vali-
dated, or measures that have been validated but still lack sufficient national data on which to report. Aspirational refers to performance areas for
which no measures yet exist—at best, there is a proposed way to measure performance.
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NATIONAL HEALTHCARE QUALITY AND DISPARITIES REPORTS
Types of Care
Components of
g Quality Care
ttin Preventive Acute Chronic Condition
scu ns
ros nsio Care Treatment Management
Ce
Dim
Effectiveness
Safety
Timeliness
V
E A Patient/family-centeredness
Q L
Access
U U
I E
Efficiency
T
Y
Care Coordination
Health Systems Infrastructure Capabilities
FIGURE 3-1 An updated conceptual framework for categorizing health care quality and disparities measurement.
Figure 3-1
duplicate of Figure S-1
R01677
Another enhancement to the conceptual framework is the presence of equity and value, which are displayed
editable vectors
in a manner that conveys their applicability to each quality component, including the foundational elements of
care coordination and health systems infrastructure. The committee views the dimensions of equity and value as
ideals that can and should be achieved by improvement in each of the other framework components.
Although the committee has added components to the framework on which AHRQ should report, AHRQ
should have flexibility to provide a more in-depth focus on some, but not necessarily all, of the identified priorities
and their component parts from one year to the next, as long as there is comparability between the NHQR and
NHDR for the measures selected for that year’s report.
Application of the Care Components
As noted in Enisioning the National Healthcare Quality Report, “The framework is a tool for organizing the
way one thinks about health care quality. It provides a foundation for quality measurement, data collection, and
subsequent reporting” (IOM, 2001b, p. 42). The Future Directions committee’s expanded matrix of care compo -
nents and types of care provides a way for AHRQ to continue categorizing potential and existing measures, ensure
a balance in measure selection across the framework components, and identify gaps in its portfolio of measures
selected for tracking—including those featured in the NHQR, NHDR, and the online resources, such as the State
Snapshots and NHQRDRnet. For example, if the NPP priority area to “eliminate overuse while ensuring the
delivery of appropriate care” were adopted for the national healthcare reports, then overuse measures would fall
within the efficiency component of the framework. Likewise, measures for the priority of palliative care would
help fill the current gap in the reports related to patient-centered performance measures for the management of
chronic conditions.
The committee’s recommended framework is not intended to specify the priority areas for quality measure -
ment discussed in Chapter 2. There is currently some overlap between priority areas and framework components.
Priorities might, at times, place more emphasis on one area of the framework than another, and measures applicable
to one priority might apply to a single or multiple framework component(s) (see Chapter 4, Figure 4-3).
AHRQ has strived for breadth by covering much of the framework’s matrix in the annual healthcare reports
and maintaining a more comprehensive measure set in derivative products. AHRQ acknowledges that maintaining
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UPDATING THE FRAMEWORK FOR THE NHQR AND NHDR
and reporting on such a vast collection of measures has limited its ability to provide more in-depth treatment of the
topics covered (Moy, 2009). Therefore, the committee presents priorities that can be used as a first step in whittling
the measurement possibilities, and then followed by more quantitative steps described in Chapter 4.
Application of Equity and Value
Equity and value apply to each of the care components, including the foundational elements, and the results
of equity and value assessments should be reported for each measure in the NHQR and NHDR. Findings can be
included in graphics or text describing whether equity has been achieved and the value (based on the costs and
benefits) that would accrue if quality gaps between current and desired levels of performance were closed (for
example, if all persons, rather than 55 percent,3 received preventive services) and if equity gaps were closed.
AHRQ currently applies the concept of equity by presenting quantitative differences in performance levels by
geographic areas (NHQR) and different populations (NHDR). The Future Directions committee observes this has
been useful for dividing the content between the two reports, but that at times the separation can lead to misleading
conclusions about the progress of the country in achieving quality. As noted in Chapter 2, the committee believes
that the NHQR should include population equity findings and the NHDR should include additional information
on the potential impact of closing the quality gap.
Presenting value for each component is a complex endeavor because value can mean various things to dif -
ferent people. (For the broad definition of value used in this report, see Box 3-2.) AHRQ has begun to incorpo -
rate total and indirect costs for medical conditions, and estimates of the cost effectiveness of interventions (e.g.,
quality adjusted life years [QALYs]). The Future Directions committee lauds this movement, but also encourages
AHRQ to report for each measure the potential quantifiable value of closing the gap between current and desired
performance levels. Depending on the data available to describe the impact of closing the gap, findings might be
presented in terms such as net health benefit, the size of the population affected, or estimated expenditure and
possible cost savings.
The committee believes that using its updated framework provides AHRQ with a matrix to classify its current
and future portfolio of measures to examine where measurement gaps might exist, while accommodating shift -
ing priorities for the nation’s health care system. Additionally, since equity and value are criteria in the proposed
measure selection process (see Chapter 4), quantification of these concepts should be included in the data presented
in the national healthcare reports. As a result, the committee recommends:
Recommendation 2: AHRQ should adopt the committee’s updated framework for quality reporting
to reflect key measurement areas for health care performance and use it to ensure balance among
the eight components of quality care in AHRQ’s overall measure portfolio. AHRQ should further
use its crosscutting dimensions of equity and value to rank measures for inclusion in the reports.
Additional justification for including equity and value, as well as each of the added quality of care compo -
nents, is discussed in the following sections. To complement the justifications, Appendix D explores measurement
possibilities for access, efficiency, care coordination, and health systems infrastructure.
RATIONALE FOR THE DIMENSIONS OF EQUITY AND VALUE
Equity and value represent dimensions of quality integral to all aspects of health care; each represents a larger
goal of quality improvement that should be reflected in assessing individual quality measurement data.
3 In an examination of the quality of care delivered to a random sample of patients nationwide, McGlynn and colleagues estimated that only
55 percent of the population was receiving the recommended level of care (McGlynn et al., 2003).
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NATIONAL HEALTHCARE QUALITY AND DISPARITIES REPORTS
BOX 3-2
Definitions of Equity and Value as Used in This Report
Because the committee proposes a new approach for assessing equity and value in future iterations of the NHQR
and NHDR, and because there are many interpretations of the term value, the committee thought it important to define
the terms equity and value as they are used in this report.
The Future Directions committee bases its definition of equity on the previous IOM definition of what is equitable:
providing health care to all individuals in a manner “that does not vary in quality because of personal charac-
teristics such as gender, ethnicity, geographic location, and socioeconomic status.” (IOM, 2001a, p. 6)
The committee defines value as:
a measure of stakeholder utility (subjective preference by a group or individual) for a particular combination of
quality and cost of care or performance output.
Equity
Enisioning the National Healthcare Quality Report and Guidance for the National Healthcare Disparities
Report recommended the inclusion of equity in the framework (IOM, 2001b, p. 62, 2002, p. 11), and the Future
Directions committee’s framework retains it as a crosscutting element. Although the illustrated framework in the
IOM’s Enisioning the National Healthcare Quality Report did not explicitly include equity, the report specifically
recommended that “equity be examined as an essential crosscutting issue” and that variations in the quality of
care by race, ethnicity, gender, age, income, geographic location, insurance status, or socioeconomic status “have
to be considered within each cell of the classification matrix in order to examine equity” (IOM, 2001b, p. 62).
Guidance for the National Healthcare Disparities Report reiterated that AHRQ should use the framework recom-
mended in Enisioning the National Healthcare Quality Report as the basis for the NHDR and that the NHDR
was to “highlight health care issues related to equity and the extent to which health care disparities undermine its
achievement” (IOM, 2002).
AHRQ focuses the NHQR on geographic differences by state and the NHDR on differences by gender, ethnic -
ity, and socioeconomic status, as well as rural and metropolitan differences. Usually, the terms equity and disparities
are more closely aligned in the literature with the quality of care, or lack thereof, being delivered to the populations
featured in the NHDR. AHRQ has indicated that it defines disparities for the NHDR as “simple differences” and
that its use of the term “disparities” does not have any more detailed implications. Others researchers and quality
stakeholders distinguish the meaning of differences and disparities (see Figure 3-2 for one such example). The
IOM report Unequal Treatment: Confronting Racial and Ethnic Disparities in Health Care (2003b) describes a
disparity as a difference in health or clinical outcomes that is not attributable to clinical appropriateness or patient
preferences.
A body of literature identifies inequities in health care for different populations, primarily for low-income or
certain racial and ethnic groups (Asch et al., 2006; Baicker et al., 2004; Blendon et al., 2007; Doescher et al., 2001;
Fiscella et al., 2000). The Census Bureau projects that by 2045, half of the people living in the United States will
be members of racial minority population groups (U.S. Census Bureau, 2008). Given these demographic changes,
disparities may affect an even greater number of individuals in the future. Studies have assessed the implications
of such demographic trends, coupled with known disparities, on costs to the health care system (LaVeist et al.,
2009; Waidmann, 2009).
Equity has often been viewed separately from quality when in fact, the two concepts are interconnected.
Equity for minority, low-income, and other populations should be on the nation’s quality improvement agenda
to ensure “equal access to available care for equal need, equal utilization for equal need, equal quality of care
for all” (Whitehead, 1990, p. 8). Achieving equity should not be the sole purview of those working to address
the core needs of low-income populations or communities of color. The interconnectedness of equity and qual -
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UPDATING THE FRAMEWORK FOR THE NHQR AND NHDR
Clinical Need and
Appropriateness,
Patient Preferences
Quality of Care
Difference
Non- Minority
Healthcare Systems and
Non-Minority
Legal/Regulatory
Systems
Minority
Disparity
Minority
Minority
Non-
Discrimination:
Bias, Stereotyping,
and Uncertainty
FIGURE 3-2 Differences, disparities, and discrimination: Populations with equal access to health care.
SOURCE: IOM, 2003b. Reprinted with permission from Mark G. McGuire 2010.
ity has been recognized by numerous entities and Figure 3-2
individuals within the quality enterprise (Chin and Chien,
2006; Disparities Solution Center, 2009; Frist, 2005;R01677
RWJF, 2010), indicating that equity is an “integral part of
quality improvement scholarship” (Chin and Chien, 2006, vectors connection should be made more visible
editable p. 79). This
by quality improvement programs (Chin et al., 2007; Watson, 2005), and the NHQR can play a role in doing
so. As Chin and Chien stated: “We know a considerable amount about the mechanisms causing these [racial]
disparities. There is therefore a crying need for solutions to reduce disparities, and QI [quality improvement]
interventions must play a key role,” (Chin and Chien, 2006, p. 79). Integrating equity information into the NHQR
and spotlighting promising interventions can assist in linking disparities elimination to quality improvement.
The causes of both quality problems and disparities are often context-specific. Bias might be a significant
problem in one area whereas access or costs might predominate in another. Arguably, access-related issues (e.g.,
insurance, costs, geography, health literacy, language) are among the most important drivers of health care dispari -
ties. The Future Directions committee agrees that AHRQ can primarily report differences among population groups
without determining the cause, but that AHRQ should examine, whenever data allow, the effect of possible drivers
so that analyses will better inform policy. Fully understanding the degree of disparities is often made difficult by
data limitations, a topic further addressed in Chapter 5.
Value
The term alue is used in varied ways in contemporary health care parlance. Some definitions are deceptively
simple (e.g., “quality for cost”). Correspondingly, some observers take the term high alue to be synonymous with
a good cost-effectiveness ratio—the best achievable health outcomes per dollar spent (Porter, 2009). The committee
recognizes that in the quality improvement literature, value-based care often refers to developing quality health
care that is cost effective (CMS, 2008a; HHS, 2009; Patrick, 2009; Wong et al., 2009), or optimizing the “the
ratio of benefits to cost” (IOM, 2010, p. 29). Other definitions of value are more complex and encompassing, and
attempt to incorporate subjective attributes of value in the health care system, such as positive patient experiences
with desired health outcomes (Wharam and Sulmasy, 2009).
The Future Directions committee presents value as a crosscutting dimension of health care quality such that
a high-value health care system is one that maximizes all the components of quality care outlined in the proposed
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NATIONAL HEALTHCARE QUALITY AND DISPARITIES REPORTS
conceptual framework (Figure 3-1). For the purposes of this report, the committee defines value as “a measure of
stakeholder utility (subjective preference by a group or individual) for a particular combination of quality and cost
of care or performance output” (see Box 3-2). This is a broad concept, not limited to enhancing economic value
but also enhancing health impact and patient experience. Assessing value is not to be confused with measuring the
efficiency of health care services, which refers to maximizing objective performance (health care outcomes) by
producing the best possible outputs from a given set of resources or inputs (McGlynn, 2008). While more difficult
to measure and more subjective, the broad concept of value is ultimately the key overarching utility placed on
health care, and thus the committee believes that it is important to include in its framework this concept explicitly
and distinctly from efficiency.
A high-value health care system involves providing care whose benefits “are worth” or exceed their costs by
being appropriate and affordable to society, and where treatment has large aggregate health benefits, measured, for
example, using the concept of clinically preventable burden. (Cost-effectiveness and clinically preventable burden
are discussed further in Chapter 4.) For some health care services and some dimensions of care, it will be difficult to
quantify cost-effectiveness or clinically preventable burden. Examples include making care more patient-centered
and improing care coordination, which can be fundamental to a patient’s perception of experiences with care
(Wharam and Sulmasy, 2009). The fact that quantifying cost-effectiveness and clinically preventable burden may
be difficult for these dimensions of health care does not mean that improving these dimensions does not enhance
value. So while the committee wants increased consideration in the NHQR and NHDR of the quantitative benefits
that would accrue from closing the gap based on available value metrics (e.g., cost-effectiveness analysis), the
committee acknowledges that such quantitative data are just one facet of assessing value.
RATIONALE FOR THE FOUR NEW QUALITY OF CARE COMPONENTS
The committee concludes that high-quality, equitable health care is facilitated by enhanced access to care,
efficiency, care coordination, and a supportive health systems infrastructure. For that reason, the committee has
included all four of these quality components in the updated framework. This chapter does not present the rationale
for including the pre-existing framework components of effectiveness, safety, timeliness, and patient centeredness
as the rationale for each was presented in Enisioning the National Healthcare Quality Report, and AHRQ has
responded by reporting on these topics.
Access
The IOM defines access as “the timely use of personal health services to achieve the best possible health
outcomes” (IOM, 1993, p. 4). Access to care remains a central challenge for the U.S. health care system (Ginsburg
et al., 2008; IOM, 1993, 1998, 2009), and this topic has been highlighted in the NHDR as a component of health
care quality that exhibits disparities. The committee finds that improving access is a fundamental aspect of quality
for the entire population. Therefore, access should be addressed in both reports.
With more than 46 million uninsured Americans as of 2008 (U.S. Census Bureau, 2009a) and large numbers of
Americans reporting they have gone without needed care (Cunningham and Felland, 2008; IOM, 2009), access is
a critical issue for the nation. Uninsurance affects all population groups, not only low-income or minority groups.
For example, as of 2008, people with household incomes greater than $50,000 per year (middle and higher income
families) constituted 22.2 percent of the uninsured population (U.S. Census Bureau, 2009b), and non-Hispanic
Whites made up nearly half of the uninsured individuals in the United States (U.S. Census Bureau, 2009c). Although
the availability of health insurance is significant when measuring access and utilization—insurance is an entryway
into the health care system and is often linked with health status (DeVoe et al., 2003; Hadley, 2002; Ross et al.,
2006)—other aspects are also barriers to receiving appropriate medical care. For example, even if more people
obtain insurance coverage, problems will likely persist in access to care, including affordability (Cummingham
et al., 2008; IOM, 2009), access to a usual or ongoing primary care provider (Goldman and McGlynn, 2005; Sack,
2008), and the ability to see those physicians (Ahmed et al., 2001; Hall et al., 2008).
Affordability of health care is a major concern for Americans (Blendon et al., 2004; Gallup Consulting,
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UPDATING THE FRAMEWORK FOR THE NHQR AND NHDR
2009)—medical causes and related costs (in the form of medical bills, or lost wages due to days unable to work)
were behind 62 percent of all personal bankruptcies in the United States in 2007 (Himmelstein et al., 2009). Addi -
tionally, 35 percent of adults with health insurance still experience access problems due to cost (Collins et al.,
2008; Cummingham et al., 2008; Gabel et al., 2009; Wang et al., 2009). Deemed the underinsured, the number of
individuals who fall into this category rose from 16 to 25 million from 2003 to 2007 (Schoen et al., 2008). High
deductibles and copayments, exclusion by condition or by service, the Medicare Part D donut hole, and caps on
coverage all contribute to lack of affordability (Briesacher et al., 2009; IOM, 2009).
Primary care represents the entry point and foundation for successful health care systems (Grumbach and
Mold, 2009; Starfield and Shi, 2002, 2007). Individuals who report having usual and continuous sources of care
(particularly primary care) are associated with overall better health regardless of other factors (including general
health status, insurance status, greater utilization of health care services, fewer delays in getting care, and better
preventive care) (Doescher et al., 2001; RWJF, 2002; Starfield and Shi, 2007; Starfield et al., 2003). Ensuring
access to care for other specialties, such as mental and oral health care, is also important for overall health and
availability to needed care (Chapin, 2009; Edelstein and Chinn, 2009; Pomerantz et al., 2008). Regular access
to health care services has been shown to correlate with reduced hospital use while preserving quality because
ongoing clinical preventive services allow for the prevention of disease or detection of asymptomatic disease or
risk factors at early, treatable stages (Bodenheimer, 2005). If someone is not seeking ongoing care for his or her
conditions, it is possible that the illness will not be managed effectively (Collins et al., 2008), increasing one’s
risk of a worsened condition that ultimately may be costlier to treat.
The combination of insurance coverage, affordability, and access to ongoing sources of care illustrates that
access is a broad topic with multiple dimensions, and that it can be assessed by a variety of measures (AHRQ,
2009b; Cantor et al., 2007; The Commonwealth Fund Commission on a High Performance Health System, 2008;
NCQA, 2009). The printed version of the 2008 NHDR reported on 10 access measures (AHRQ, 2009b). AHRQ
breaks down the access section in the NHDR into two categories: “facilitators and barriers to care” and “health
care utilization” (which includes measures of dental, emergency, and mental health care). By organizing the access
section in this way, AHRQ attempts to capture the discrete variables that affect access. The committee suggests that
AHRQ begin, at a minimum, to include those same or related measures in the NHQR as indicators of how well
the structure of the nation’s health care system responds to the various needs of patients. 4 Exploratory methods
for measuring some other aspects of access to care are presented in Appendix D.
Efficiency
Efficient care is defined in the IOM’s Quality Chasm report as “avoiding waste, including waste of equipment,
supplies, ideas, and energy” (IOM, 2001a, p. 6). While this definition captures the concept of efficiency, to better
convey the technical aspects involved with measuring efficiency, the committee also uses a definition put forth
by Safavi (2006) and McGlynn (2008): maximizing performance (health care outcomes) by producing the best
possible outputs from a given set of resources or inputs. Efficiency measurement includes optimal management
of resources (such as administrative, operational, and clinical policies and practices) in order to maximize health
care value (Bentley et al., 2008).
Efficiency is only one aspect of value-based care. Assessing efficiency is a distinct process that focuses solely
on the objective use of resources (e.g., human labor, supplies, devices, money) relative to producing health care
outcomes (e.g., hospital discharge, clinical examinations). For instance, measuring efficient performance could
mean assessing the number of health care professionals required to properly execute a surgical procedure. Unlike
value, it does not include aspects of patient-centeredness or valued patient experiences (for which there are limited
metrics) nor is it always equated with comparative-effective analysis, which is another way to assess value.
Efficiency was previously omitted from the original framework recommended in Enisioning the National
Healthcare Quality Report on the grounds that it was “outside the scope of the Quality Report and will be better
addressed by specific efforts designed to face the considerable methodological and measurement challenges
4 This committee has been informed by AHRQ staff that the 2009 NHQR will include data on insurance and underinsurance status.
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involved” (IOM, 2001b, p. 66). Nine years later, growing costs and purchaser concern with value have created an
increased level of interest in measures of efficiency for the health system. As of 2008, the United States spent 16.2
percent of its gross domestic product (GDP) ($2.3 trillion) on health care (CMS, 2010), a total that is projected
to reach nearly 20 percent of the GDP (an estimated $4.3 trillion) by 2017 (Keehan et al., 2008). The committee,
therefore, agrees that the contribution of efficiency to health care value and quality cannot be ignored and that this
component must be more comprehensively addressed in the NHQR and NHDR. AHRQ first attempted to address
the component of efficiency in the 2007 NHQR, yet efficiency remains an underdeveloped aspect of the report for
which AHRQ has specifically requested guidance.
In assessing efficiency, it is important to note that much of the research on health care efficiency suggests
that cost and quality are not necessarily correlated (Fisher et al., 2003; Roski et al., 2008; Scholle et al., 2005;
Solberg et al., 2002): the amount of money or resources spent on health care is not always indicative (or predic -
tive) of the quality of services received or outcomes achieved (Weinstein and Skinner, 2010). Examples show that
some of the most cost-efficient delivery of health care services is occurring in settings with the highest quality
care, providing models for others of how to attain efficient and high-quality care that offers high value (Cantor
et al., 2007; The Commonwealth Fund Commission on a High Performance Health System, 2008). Yet there are
examples that demonstrate the contrary, where higher total per capita state spending on health care is correlated
with better quality care (Cooper, 2009a). The complexity implied in these results illustrates the challenges in
providing national measures of efficiency.
To better understand how efficiency can be measured, it is useful to refer to Bentley and colleagues’ description
of the different types of waste in the U.S. health care system. Equating waste with inefficiency, they break down the
different aspects of efficiency in the system into three main components: administrative, operational, and clinical:
Administratie waste is the excess administrative overhead that stems primarily from the complexity of the U.S.
insurance and provider payment systems (e.g., billing/claims processing, sales/marketing practices, compliance pro-
cedures, benefits design), operational waste refers to other aspects of inefficient production process (e.g., unnecessary
or duplicative procedures, use of defective devices that cause errors, or wasted time transporting people or materials),
and clinical waste is created by the production of low-value outputs (e.g., overuse of certain procedures). (Bentley
et al., 2008, p. 632)
Because outputs are always considered when evaluating efficiency measures, there is a distinction to be made
between efficiency measures and measures of cost. Cost measures consider resource consumption (the inputs used)
relative to costs without consideration, or in isolation, of the results produced (i.e., resources used by unit price)
(AQA, 2009; Krumholz et al., 2008).
Efforts to incorporate quality outcomes (whether a patient’s health outcomes or a provider’s performance
outcomes) in the construction of efficiency measures are underdeveloped, and significant questions have been
raised regarding the use of these measures for public reporting, tiered network design, or pay-for-performance
(McGlynn, 2008). Nonetheless, some cost and efficiency measures being used may help suggest opportunities for
development of this area in the NHQR and NHDR (see Appendix D).
This committee encourages the development of efficiency measures that determine health outcomes as an
output. McGlynn’s systematic review identifies two different types of outputs, or products, of the health care
system: health services (e.g., visits, drugs, admissions) and health outcomes (e.g., preventable deaths, functional
status, blood pressure control) (McGlynn, 2008). The review notes that the vast majority of efficiency measures
from the examined literature focused on health serices as the output, and that only 4 (out of 250) used health
outcomes as the desired end. The committee agrees that ideal assessments of efficiency would use health outcomes
as the outputs of interest, as the goal of high-value care is not merely to provide inexpensive care. The dearth of
such efficiency measures deserves attention, and their development in the future could be an area that AHRQ plays
a role in supporting. Involvement in this task will be important because a number of unresolved methodological
issues persist regarding the creation of credible and reliable efficiency measures (e.g., how to incorporate quality
outcomes, ensuring reliability of measurement, attribution of providers, and validating risk-adjustment methods)
(Hussey and McGlynn, 2009).
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Considerations for Reporting Efficiency Measures
The committee acknowledges the inevitable trade-off in reporting measures that capture information at a
national level rather than at a more local or organizational level; the more national level a measure is, the more
useful it might be to policy makers and the less useful it might be to health care providers or community-level
decision-makers. Likewise, the more local or organizationally specific measures are, the more the reverse is true.
However, the committee agrees that as national reports, the NHQR and NHDR should continue to primarily focus
on reporting system-level (state and national) efficiency measures that reflect a broader perspective. Additional
data relevant to other stakeholders (e.g., providers, payers), or reported at a more local level, could be presented
via online mechanisms, derivative publications (e.g., fact sheets), or links to other source data (e.g., CMS).
AHRQ should begin presenting cost and efficiency measures in both the NHDR and the NHQR and stratify
these measures in ways that illustrate the variation in care for different populations. Such stratification will be
useful because significant differences have been found regarding the use of health care services among different
populations. For example, non-Hispanic Whites have high rates of overuse for many procedures including coronary
revascularization (Epstein et al., 2003), typanostomy tubes (Kogan et al., 2000), and use of antibiotics (Gonzalez
et al., 1997). In comparison, African Americans, and in some cases Latinos, have higher rates for theoretically
avoidable procedures (e.g., treatment of late stage cancer, limb amputations) and inappropriate use of emergency
department visits and hospitalizations for avoidable conditions (potentially due to neglected prevention screen -
ings and disease management) (Fiscella, 2007; Shavers et al., 2009). Reporting such findings is informative for
promoting more targeted quality and disparities interventions.
Care Coordination
The IOM has previously identified care coordination as 1 of its 20 national priorities for improving quality and
as a primary area for performance measurement (IOM, 2003a, 2006). Other organizations, including CMS, WHO,
The Commonwealth Fund, NQF, and the NPP, have also identified care coordination as a valuable component for
enhancing health care delivery and patient experiences (CMS, 2008b; The Commonwealth Fund Commission on
a High Performance Health System, 2006; NPP, 2008; NQF, 2009; WHO, 2008). Increasing evidence shows that
fragmented or uncoordinated care often hinders optimal patient care. Suboptimal care coordination can refer to
poor transitions at hospital discharge (Coleman et al., 2007), inadequate reconciliation of medications (NPP, 2008),
and inadequate communication between primary care physicians, specialists, and other health care providers that
can lead to contradictory messages or instructions for patient care. These gaps contribute to errors, adverse events,
and avoidable costs including avoidable hospitalizations and unnecessary duplication of tests and procedures
(Bodenheimer, 2008; Epstein, 2009; Wolff et al., 2002). Consequently, the committee feels that care coordination
is sufficiently important for providing quality care, and highlights it as a separate framework component.
In a well-coordinated system, information for decision-making and care provision is shared across providers
and settings so that integrated and well-communicated care occurs seamlessly throughout a patient’s care experi -
ence (AHRQ, 2007). Efforts to coordinate care occur within a variety of health care environments (including across
public and private sectors) and aim to improve patient outcomes and reduce health care spending (AHRQ, 2007).
Care coordination programs have been found to reduce readmissions in hospitals, increase length of time between
discharge and readmission, improve patient and caregiver communication (AHRQ, 2007; Naylor et al., 2004),
improve patient satisfaction with care received (Neumeyer-Gromen et al., 2004), and improve health outcomes (Foy
et al., 2010; Peikes et al., 2009; Wadhwa and Lavizzo-Mourey, 1999). Most of these programs address complex
chronic diseases and aim to reduce the costs associated with these conditions (CMS, 2009a). That said, there is
reason to believe that care coordination can benefit all populations and individuals (Starfield and Shi, 2004).
Involving the patient in information exchanges and decision-making is another aspect:
Care coordination is a function that helps ensure that the patient’s needs and preferences for health services and
information sharing across people, functions, and sites are met over time. Coordination maximizes the value of ser-
vices delivered to patients by facilitating beneficial, efficient, safe, and high-quality patient experiences and improved
healthcare outcomes. (NQF, 2006)
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Care coordination’s importance as an emerging area for measurement is further supported by its potential to
reduce costs to the health care system. While evidence of cost reduction is mixed, in some instances, increasing the
integration of services or coordination of care among multiple settings has been demonstrated to be cost-effective
(AHRQ, 2007; Choudhry et al., 2007; Neumeyer-Gromen et al., 2004; Peikes et al., 2009; Smith et al., 2007).
Such findings are particularly significant given that 10 percent of individuals in the U.S. account for 70 percent of
total health care expenditures (Monheit, 2003). In other instances, however, care coordination programs have not
been shown to provide any cost savings (Peikes et al., 2009; Wadhwa and Lavizzo-Mourey, 1999).
In spite of the mixed empirical findings, the committee believes that care coordination, because of the poten -
tial to improve health outcomes and patient experiences and lower costs, is an important foundational element of
quality across the spectrum of care and contributes to each of the other care components (e.g., effectiveness, safety,
patient-centeredness). Thus, care coordination should be monitored through reporting in the NHQR and NHDR.
Although AHRQ is expected to report on a number of care coordination measures in the 2009 NHQR and
NHDR, some measures are intended to appear only once due to limitations in AHRQ’s data sources. Among those
measures being planned for reporting include: integration of information (receipt of test results, doctor with infor -
mation about care from specialists, and other providers in practice with enough information about an individual
to provide care), transitions of care (complete written discharge instructions, inadequate discharge information),
and perception of care coordination.5 Reporting of these measures is an improvement, and the committee believes
that AHRQ should continue to report care coordination measures in future reports, giving the topic appropriate
attention in a separate chapter. Additional suggestions for reporting care coordination measures can be found in
Appendix D.
Capabilities of Health Systems Infrastructure
Ensuring well-coordinated, high-quality health care requires supportive systems infrastructure. Such an infra -
structure means having information systems in place for data collection, quality improvement analysis, and clinical
communication support. Additionally, systems infrastructure includes having an adequate and well-distributed
workforce in place, and the organizational capacity to support emerging models of care, cultural competence
services, and ongoing improvement efforts. Adequate systems infrastructure for various care models helps pro -
mote and sustain performance improvement and has the potential to increase system efficiency by streamlining
administrative, operational, and clinical processes, and reducing duplication of work (Bodenheimer and Grumbach,
2003; Bodenheimer et al., 2002, 2009; Grumbach, 2003; Grumbach and Bodenheimer, 2004). Conversely, a lack of
system capabilities can disadvantage specific populations (e.g., rural populations with fewer available health care
professionals, minority populations served by providers without health information technology [HIT] support).
Because many of the performance measures for infrastructure capabilities are still developing, the committee
encourages further investigation and evaluation of measures in this area. Among the infrastructure capabilities that
could be further evaluated for reporting in the national health care reports are care management processes, the
adoption and use of HIT, workforce distribution, and the relevance of these capabilities to disparity populations.
Integrated Deliery Systems
Growing evidence highlights the benefits of integrated delivery systems on system efficiency and patient
outcomes (Bradley et al, 2005; Coleman et al., 2009; Enthoven, 2009), including integrated systems that promote
cultures of safety and team-based practices (Shortell et al., 2004; Singer et al., 2009). Examples of effective
integrative models of care include the patient centered medical home (PCMH) and Wagner’s chronic care model
(CCM). Each promotes the collaboration of various health care professionals, within and across settings, to provide
continuous, patient-centered care. A PCMH is defined as “a team-based model of care led by a personal [primary
care] physician who provides continuous and coordinated care throughout a patient’s lifetime to maximize health
outcomes” (American College of Physicians, 2010). Medical homes enhance access to care through “open schedul -
5 Personal communication, Ernest Moy, Agency for Healthcare Research and Quality, October 13, 2009.
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ing, expanded hours, and new options for communication between patients, their personal physician, and practice
staff” (The Patient-Centered Primary Care Collaborative, 2007). One study has shown that disparities in health
care quality can be diminished or eliminated through clinical practices (e.g., ready telephone access, availability of
medical care or advice on weekends/evenings, organized and timely office visits, provider continuity) (Beal et al.,
2007). Similarly, the CCM promotes health systems whose structure enables community-based services, support
for self-management of care, information support systems, and delivery system design (Improving Chronic Care
Illness, 2010). The element of information support systems is particularly important for these models of care, as
it provides continuity in patient records and clinician communication.
HIT Infrastructure
As the future of health care becomes more electronically driven, adequate HIT systems will increasingly pro -
vide a foundation for tracking quality improvement in care delivery and patient outcomes. Although the adoption
of an HIT system is no guarantee of better health care quality outcomes, and more work is needed to determine
its impact on quality improvement, the increased and more efficient use of HIT can make available additional
sources of valuable data on clinical outcomes (Arrow et al., 2009). Appropriate HIT represents a supportive foun -
dation for new health care models (e.g., the CCM and PCMH) and payment reforms (e.g., pay-for-performance
and value-based purchasing) (Bodenheimer et al., 2002; The Patient-Centered Primary Care Collaborative, 2007).
The adoption and use of HIT as a tool to manage costs and improve the quality of care delivered (Balfour et al.,
2009) has been shown to help reduce medical errors and adverse events, enable better documentation and file
organization, provide patients with information that assists their adherence to medication regimens and scheduled
appointments, and assist doctors in tracking their treatment protocol (Balfour et al., 2009; Herzer and Seshamani,
2009; Keenan et al., 2006; Keyhani et al., 2008; O’Connell et al., 2004). The committee recognizes, though, that
not all aspects of HIT adoption have resulted in positive effects. Systems that integrate poorly with other informa -
tion systems may be more time-consuming to use or may unnecessarily duplicate efforts (Campbell et al., 2006).
Many electronic health record (EHR) systems that providers currently use have little, if any, interoperability with
one another, creating an inability to share information between providers (Improving Chronic Care Illness, 2010).
Furthermore, heavy reliance on these systems may affect general provider communication skills and the occurrence
of face-to-face interactions among clinicians or with their patients (Ash et al., 2007).
The proposed requirements for receiving incentive payments under the HITECH Act include the collection and
reporting of race, ethnicity, and language data for at least 80 percent of Medicare or Medicaid patients seen by that
hospital or provider (CMS, 2009b, pp. 50, 55, 69, 77-78). Each hospital or provider seeking a HITECH incentive
payment will have to provide patient quality data stratified by race, ethnicity, and language (CMS, 2009b, pp. 52,
56, 83). As these hospitals and providers implement HIT systems, and as states build health information exchanges
to share these data, the nation’s overall capacity for quality data collection and reporting by race, ethnicity and
language will dramatically increase. These additional data will provide a stronger basis for identifying cultural
competence needs and other disparity gaps. Such endeavors highlight the advantage of having solid infrastructure
capabilities from which the national healthcare reports will likely benefit.
The adoption of HIT in the United States is relatively low. Evidence suggests that only 17 percent of physicians
in ambulatory care environments have EHR access (RWJF et al., 2008), and a study of acute care hospitals shows
that only 1.5 percent of those surveyed have a comprehensive EHR system (i.e., present in all clinical units) (Jha
et al., 2009). Nevertheless, the need to establish such systems has gathered momentum from the HITECH portion
of the American Recoery and Reinestment Act of 00 (ARRA).6 In 2009, the federal government invested $49
billion for HIT, most specifically for EHRs, but also for e-prescribing, quality reporting, and health information
exchange (Chang, 2009). HITECH, which focuses on quality, promotes HIT as a means to improve health outcomes
and efficiency of health care systems (Blumenthal, 2009).
6 American Recoery and Reinestment Act of 00, Public Law 111-5 § 4101, 111th Cong., 1st sess. (February 17, 2009).
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Health Care Workforce
The health care workforce is another aspect of systems infrastructure on which the NHQR and NHDR should
report. Considered the backbone of the health care system, the workforce is comprised of all health care providers,
from physicians, dentists, and nurses, to laboratory and pharmacy technicians, to nursing home staff. Ensuring
a sufficient number of providers is important for the health care delivery system and can be an indicator of the
quality of care delivered. For example, Cooper examined the supply of physicians in various states relative to
reported state rankings of quality care and found that the total supply of physicians (both specialists and primary
care) was associated with the quality of care delivered (Cooper, 2009b). Other studies demonstrate that the ratio
between nurses and patients in a given organization can also impact the quality of care delivered (Gordon et al.,
2008; Kane et al., 2007; Needleman et al., 2002). Currently, staffing shortages are a concern for several physician
specialties (AMA, 2009; IOM, 2008), nurses (Gerson et al., 2005), and other health care professionals (HRSA,
2009). Ensuring a large enough and appropriately distributed workforce to respond to expected increases in patient
demand (IOM, 2008) will be an important task.
The implications of shortages are illustrated by recent data that indicate access to primary care has been declin-
ing, in part due to an emerging primary care workforce shortage (Bodenheimer et al., 2007). A significant number
of primary care physicians cannot and will not accept new patients (CDC, 2007). Combined with the aging of the
baby boomer population, shortages of primary care and other health care professionals are expected to remain in
many areas of the country (IOM, 2008).
The ratio of providers per 100,000 has been widely used to estimate provider shortages in geographic areas
(HRSA, 2009). For example, there are numerous parts of the United States that are designated as medically under-
served areas or populations (MUA/Ps) as well as areas designated as health professional shortage areas (HPSAs)
(HRSA, 2009), where the distribution of health care professionals or sites available to serve populations are lower
than what is recommended. Southern and mid-western states tend to have the highest number of HPSAs compared
to other regions of the country (HRSA, 2010). Reporting some data on these designated underserved areas, per -
haps at the state level, may help inform where additional action could be taken to improve delivery of or access
to care. Furthermore, analyzing these data in conjunction with information on receipt of health care services and
patient outcomes would be the type of informative analyses that the Future Directions committee would like to
see provided in the NHQR and NHDR. AHRQ could provide other assessments of availability for various types
of health care professionals to better inform this issue, including but not limited to information on primary care
and specialist physicians, nurses, mental health, and dental care professionals.
Infrastructure to Support Access and Utilization
The significance of health infrastructure capabilities can be of particular importance for underserved areas and
priority populations. Appropriate information systems and a well-trained workforce are key elements for providing
access to needed care in the form of enabling services, such as patient outreach, patient navigation services, and
training in cultural competence (Fiscella, 2007; HRSA, 2007; Ro et al., 2003).
Knowledge of a patient or group’s language and cultural needs better equips providers to deliver high-quality
care and communicate effectively with patients. Currently, there are limited national data regarding linguistic
competency (among providers or patients) or the use of various interpreter services (e.g., in-person translation,
telephonic and video health care interpretation, translation of documents). Yet, the presence of these services in
health care settings will be increasingly important as the population of the United States increases in diversity
and potentially includes more individuals with limited English proficiency (Betancourt et al., 2005; Moreno et al.,
2009). For example, with the U.S. Hispanic population projected to comprise 30 percent of the population by
2050 (U.S. Census Bureau, 2008), reporting on measures that capture the persistence of linguistic barriers will
be important.
AHRQ currently reports data on a measure of workforce diversity that reflects the racial and ethnic make-up
of reported registered nurses, licensed practical nurses, and licensed vocational nurses in the United States, and
another measure on the availability of language assistance at the usual source of care for limited English-proficient
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UPDATING THE FRAMEWORK FOR THE NHQR AND NHDR
adults (AHRQ, 2009a). Striving to report these data at the state level would be even more informative. AHRQ might
also further analyze the data reported for the workforce diversity and language assistance measures to determine
whether the individuals who receive culturally or linguistically competent care have better outcomes. Since the
purpose of performance reporting is to inform how to improve quality care and patient outcomes, analysis that
can illuminate these findings will be beneficial.
SUMMARY
The framework proposed by this committee can be viewed as a building block for AHRQ’s national healthcare
reports, as it provides a foundation on which to base the reporting of national health care performance. The addi -
tional quality components of access, efficiency, care coordination, and health systems infrastructure capabilities
should be viewed as areas in which evidence has shown potential for improving quality care, and progress should
be made in how to measure the impact of these components on the delivery system. The committee recognizes
that some measures for these additional framework components are still in the developmental stage, but encour-
ages AHRQ to foster measure development by highlighting gaps and promoting the research necessary to advance
measurement and reporting endeavors. By choosing to identify new framework components for which there are
often only developmental measure choices, the Future Directions committee has set a course for looking beyond
data availability and encouraging the development of measures and data that may demonstrate greater effective -
ness for improving the standard of care.
While the committee recognizes that the national healthcare reports are an inappropriate testbed for the cre -
ation of actual measures, it believes that AHRQ can play a role in identifying possible areas for future measure
development. The committee encourages AHRQ and other entities to identify or develop impactful measures for
each of the eight framework components. Areas of research could include establishing more targeted measures
for efficiency, or evaluating the evidence of the quality impact of workforce trained in emerging models of care,
such as the integrated systems promoted by the PCMH model. Such exploration could help the national healthcare
reports be as responsive as possible to desired or developing areas of performance measurement and reporting.
The expanded portfolio of measures that may result from applying this proposed framework to the national
healthcare reports should reflect the needs of a variety of stakeholders but should not be so large as to unduly tax
AHRQ’s resources. To streamline measure selection for the increased number of framework components, reporting
on a measure should occur only after it has been subject to the measure selection process proposed by the com -
mittee in Chapter 4. The work required to transition the NHQR and NHDR to report on a potentially different set
of measures, as dictated by a national set of priorities and the proposed strategies for measure selection, could be
significant. To alleviate some of this burden, the committee recommends additional resources (see Chapter 7).
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