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Suggested Citation:"Schedule 1-A." National Academy of Sciences. 2010. Report of the Treasurer for the Year Ended December 31, 2009. Washington, DC: The National Academies Press. doi: 10.17226/12936.
×

Endowment, Trust, and Other Long-term Investments Pool Financial Detail of Funds for the Year Ended December 31, 2009

 

(Dollars in thousands)

 

Capital Contributions as of Dec. 31, 2009

Market Value at Dec. 31, 2008

2009 Contributions

2009 Investment Gain

2009 Expenditures & Transfers

Market Value at Dec. 31, 2009

I. Funds that Support the NAS

 

 

 

 

 

 

A. General Fund

 

 

 

 

 

 

Agassiz Fund

$ 50

$ 411

$ -

$ 99

$ (30)

$ 480

Carnegie Fund

3,275

28,451

-

6,787

(2,057)

33,181

Commonwealth Fund

500

1,847

-

441

(134)

2,154

Carl Eckart Fund

1,246

1,880

-

449

(136)

2,193

Ford Foundation Fund

5,000

18,156

-

4,332

(1,311)

21,177

Henrietta and Alexander Hollaender Fund

500

811

-

193

(58)

946

Grayce B. Kerr Fund

250

403

-

96

(29)

470

Nealley Fund

19

163

-

39

(12)

190

Simon Ramo Fund

14

28

-

6

(2)

32

Rockefeller Foundation Fund

1,000

3,682

-

878

(266)

4,294

Dorothea and Herbert Simon Fund

645

843

-

201

(61)

983

Sloan Foundation Fund

1,000

3,669

-

876

(265)

4,280

Amy Prudden Turner Fund

30

94

-

22

(7)

109

Anonymous Endowment Fund

7,147

11,797

-

2,814

(851)

13,760

General Endowment Fund

3,606

6,665

-

1,565

(501)

7,729

Members Endowment Fund

2,723

4,359

6

1,067

(284)

5,148

 

$ 27,005

$ 83,259

$ 6

$ 19,865

$ (6,004)

$ 97,126

B. Woods Hole

 

 

 

 

 

 

Peter C. Cornell Trust Fund

$ 100

$ 197

$ -

$ 47

$ (14)

$ 230

J. Erik Jonsson Woods Hole Fund

2,003

3,415

-

811

(248)

3,978

Richard King Mellon Foundation Fund

50

144

-

35

(11)

168

Penzance Foundation Fund

502

858

-

204

(62)

1,000

Woods Hole Endowment Fund

971

987

-

234

(71)

1,150

Woods Hole Fund

13

31

-

7

(2)

36

 

$ 3,639

$ 5,632

$ -

$ 1,338

$ (408)

$ 6,562

C. Presidents' Committee Funds

 

 

 

 

 

 

Basic Science Fund - Earth Sciences

$ 503

$ 1,013

$ -

$ 254

$ (1)

$ 1,266

Biology and Biotechnology Fund

420

661

-

164

(13)

812

Thomas Lincoln Casey Fund

258

4,836

-

1,158

(368)

5,626

Coca-Cola Foundation Fund

50

108

-

27

-

135

Arthur L. Day Fund

5,048

13,179

-

3,231

(591)

15,819

Cecil and Ida Green Fund

467

1,183

-

290

(21)

1,452

W. K. Kellogg Foundation Fund

20,000

33,617

-

8,048

(1,927)

39,738

Kobelt Fund

297

1,527

-

370

(82)

1,815

Andrew W. Mellon Foundation Fund

1,000

1,248

-

308

(25)

1,531

George and Cynthia Mitchell Endowment for Sustainability Sciences

16,000

12,932

2,000

3,458

(466)

17,924

George and Cynthia Mitchell Matching Endowment

40

48

-

12

-

60

Frank Press Fund for Dissemination and Outreach

1,167

1,738

-

424

(71)

2,091

Scientists and Engineers for the Future Fund

1,000

1,317

-

324

(51)

1,590

 

$ 46,250

$ 73,407

$ 2,000

$ 18,068

$ (3,616)

$ 89,859

Suggested Citation:"Schedule 1-A." National Academy of Sciences. 2010. Report of the Treasurer for the Year Ended December 31, 2009. Washington, DC: The National Academies Press. doi: 10.17226/12936.
×

 

(Dollars in thousands)

 

Capital Contributions as of Dec. 31, 2009

Market Value at Dec. 31, 2008

2009 Contributions

2009 Investment Gain

2009 Expenditures & Transfers

Market Value at Dec. 31, 2009

D. Program Specific Funds

 

 

 

 

 

 

Arnold and Mabel Beckman Fund of the NAS and NAE

$ 11,975

$ 6,355

$ 23

$ 1,365

$ (2,237)

$ 5,506

Billings Fund

50

687

-

172

(1)

858

Blakeslee Fund

887

1,878

-

427

(140)

2,165

Henry G. Booker Fellowship Fund

21

43

-

11

-

54

Communications Initiative Fund

-

2,608

-

618

(204)

3,022

Cultural Programs of the NAS Fund

21

23

2

7

-

32

Henry and Bryna David Endowment

850

1,029

-

257

(11)

1,275

Global Commons Project Fund

39

122

-

31

-

153

Marian Koshland Science Museum Fund

22,786

17,791

-

4,192

(1,544)

20,439

Bruce Alberts Fund for the Marian Koshland Science Museum

5,195

4,852

-

1,191

(80)

5,963

National Science Resources Center Fund

4,987

4,388

-

1,100

(6)

5,482

New Canaan Library Fund

4

8

-

2

-

10

Kumar and Shela Patel Endowment for US-India Dialogs

600

640

-

160

(1)

799

Arthur M. Sackler Colloquia Fund

4,375

4,729

-

1,187

(229)

5,687

Raymond & Beverly Sackler USA-UK Scientific Forum Endowment

2,025

1,459

-

365

(2)

1,822

USNC/IAU

100

132

-

33

(6)

159

NAS Members Endowment(s)

59

211

-

53

(1)

263

 

$ 53,974

$ 46,955

$ 25

$ 11,171

$ (4,462)

$ 53,689

E. Prizes and Awards

 

 

 

 

 

 

American Psychological Association Science Directorate Fund

$ 30

$ 52

$ -

$ 13

$ (3)

$ 62

Henryk Arctowski Fund

96

2,530

-

631

(18)

3,143

Bache Fund

60

307

-

70

(21)

356

Blaauw Fund

71

665

-

152

(46)

771

John J. Carty Fund

25

585

-

131

(63)

653

Comstock Fund

11

622

-

147

(39)

730

Draper Fund

6

264

-

59

(28)

295

Elliot Fund

8

133

-

32

(6)

159

Estes Award in Social and Behavioral Sciences

80

213

-

43

(40)

216

Gibbs Brothers Fund

24

233

-

44

(67)

210

Gibbs Fund

5

96

-

26

21

143

Ralph E. Gomory Award for the Application of Science

179

385

-

95

(6)

474

Gould Fund

50

551

-

126

(38)

639

Joseph Henry Fund

40

359

-

82

(25)

416

Alexander Hollaender Award in Biophysics

100

249

-

61

(9)

301

Hunsaker Fund

25

328

-

82

(6)

404

Franklin Livingston Hunt Fund

11

176

-

44

-

220

Kovalenko Fund

64

1,062

-

264

(14)

1,312

Marsh Fund

10

157

-

36

(11)

182

Suggested Citation:"Schedule 1-A." National Academy of Sciences. 2010. Report of the Treasurer for the Year Ended December 31, 2009. Washington, DC: The National Academies Press. doi: 10.17226/12936.
×

 

(Dollars in thousands)

 

Capital Contributions as of Dec. 31, 2009

Market Value at Dec. 31, 2008

2009 Contributions

2009 Investment Gain

2009 Expenditures & Transfers

Market Value at Dec. 31, 2009

George P. Merrill Fund

$ 10

$ 498

$ -

$ 114

$ (34)

$ 578

Stanley Miller Award

155

110

-

27

-

137

Monsanto Award in Molecular Biology

421

853

-

199

(59)

993

Murray Fund

6

137

-

33

(7)

163

NAS Award for Chemistry in Service to Society

182

304

-

70

(40)

334

NAS Award in Mathematics

54

48

-

10

(6)

52

NAS Award in Chemical Sciences

478

426

-

93

(50)

469

NAS Award in Neuroscience

140

379

-

93

(8)

464

NAS Fund for Sciences and Technology in International Affairs

49

190

-

47

-

237

Pradel Fund

16

1,271

-

318

(2)

1,587

H. P. Robertson Lectureship Fund

20

219

-

55

-

274

Helen P. Smith Fund

67

497

-

115

(40)

572

Mrs. J. Lawrence Smith Fund

8

544

-

125

(45)

624

Thompson Fund

10

201

-

41

(37)

205

Troland Fund

505

3,370

-

800

(166)

4,004

Walcott Fund

5

63

-

14

(6)

71

G. K. Warren Fund

15

150

-

36

(6)

180

Watson Fund

25

1,059

-

263

(13)

1,309

 

$ 3,061

$ 19,286

$ -

$ 4,591

$ (938)

$ 22,939

F. Reserve Funds

 

 

 

 

 

 

National Academy of Sciences Reserve Fund

$ 5,521

$ 2,824

$ 1,431

$ 959

$ (839)

$ 4,375

Proceedings of the National Academy of Sciences Fund

1,000

827

-

207

(1)

1,033

Transportation Research Board Reserve Fund

1,500

1,682

-

421

(2)

2,101

Due to (from) National Academy of Sciences

-

(410)

 

-

399

(11)

 

$ 8,021

$ 4,923

$ 1,431

$ 1,587

$ (443)

$ 7,498

Subtotal — Funds that Support the NAS

$ 141,950

$ 233,462

$ 3,462

$ 56,620

$ (15,871)

$ 277,673

II. Funds that Support the IOM

 

 

 

 

 

 

A. General Funds

 

 

 

 

 

 

General Endowment Fund

$ 1,119

$ 1,429

$ 6

$ 347

$ (95)

$ 1,687

Robert Wood Johnson Foundation Fund

5,000

8,424

-

2,044

(560)

9,908

IOM Kellogg Fund

283

385

-

96

(1)

480

IOM Members Dues

198

269

-

67

-

336

Henry J. Kaiser Family Foundation Fund

488

657

-

160

(44)

773

John D. and Catherine T. MacArthur Foundation Fund

5,000

8,372

-

2,032

(560)

9,844

Pharmaceutical Discretionary Fund

480

687

-

172

(1)

858

Pharmaceutical Endowment Fund

259

399

-

97

(26)

470

Miscellaneous Private Sector Fund

26

47

-

11

(3)

55

 

$ 12,853

$ 20,669

$ 6

$ 5,026

$ (1,290)

$ 24,411

Suggested Citation:"Schedule 1-A." National Academy of Sciences. 2010. Report of the Treasurer for the Year Ended December 31, 2009. Washington, DC: The National Academies Press. doi: 10.17226/12936.
×

 

(Dollars in thousands)

 

Capital Contributions as of Dec. 31, 2009

Market Value at Dec. 31, 2008

2009 Contributions

2009 Investment Gain

2009 Expenditures & Transfers

Market Value at Dec. 31, 2009

B. Program Specific Funds

 

 

 

 

 

 

Distinguished Scholar Fund

$ 17

$ 52

$ -

$ 13

$ -

$ 65

Food & Nutrition Board (FNB) Fund

525

1,129

-

283

(1)

1,411

FNB Corporations Fund

125

326

82

-

408

 

FNB Members Fund

5

18

-

5

-

23

Norman Gant & ABOG Fellowship

650

633

1

157

(36)

755

Hamburg Endowment Fund

1,000

928

12

235

(1)

1,174

Howard Hughes Medical Institute Fund

5,000

11,268

-

2,819

(35)

14,052

Kellogg Health of the Public Fund

4,702

4,234

241

1,046

(183)

5,338

Kellogg Health of the Public Fund Matching Contributions

2,541

1,946

262

505

39

2,752

Richard and Hinda Rosenthal Lecture Series

1,000

1,127

-

274

(33)

1,368

Women’s Health Issues Fund

20

60

-

15

-

75

 

$ 15,585

$ 21,721

$ 516

$ 5,434

$ (250)

$ 27,421

C. Prizes and Awards

 

 

 

 

 

 

Gustav O. Lienhard Award

$ 1,200

$ 3,208

$ -

$ 786

$ (90)

$ 3,904

Rhonda and Bernard G. Sarnat International Prize in Mental Health

1,009

1,112

-

276

(38)

1,350

 

$ 2,209

$ 4,320

$ -

$ 1,062

$ (128)

$ 5,254

D. Reserve Funds

 

 

 

 

 

 

IOM Reserve Fund

$ 500

$ 663

$ -

$ 166

$ (2)

$ 827

Subtotal — Funds that Support the IOM

$ 31,147

$ 47,373

$ 522

$ 11,688

$ (1,670)

$ 57,913

Subtotal — NAS and IOM Funds

$ 173,097

$ 280,835

$ 3,984

$ 68,308

$ (17,541)

$ 335,586

III. Funds Held on Behalf of Others

 

 

 

 

 

 

A. The National Academies’ Corporation

 

 

 

 

 

 

Operations Endowment

$ 8,000

$ 5,365

$ -

$ 1,343

$ (7)

$ 6,701

Program Endowment

1,940

1,288

-

337

(2)

1,623

Building Maintenance Reserve

-

534

-

86

(150)

470

 

$ 9,940

$ 7,187

$ -

$ 1,766

$ (159)

$ 8,794

TOTAL

$ 183,037

$ 288,022

$ 3,984

$ 70,074

$ (17,700)

$ 344,380

Suggested Citation:"Schedule 1-A." National Academy of Sciences. 2010. Report of the Treasurer for the Year Ended December 31, 2009. Washington, DC: The National Academies Press. doi: 10.17226/12936.
×
Page 16
Suggested Citation:"Schedule 1-A." National Academy of Sciences. 2010. Report of the Treasurer for the Year Ended December 31, 2009. Washington, DC: The National Academies Press. doi: 10.17226/12936.
×
Page 17
Suggested Citation:"Schedule 1-A." National Academy of Sciences. 2010. Report of the Treasurer for the Year Ended December 31, 2009. Washington, DC: The National Academies Press. doi: 10.17226/12936.
×
Page 18
Suggested Citation:"Schedule 1-A." National Academy of Sciences. 2010. Report of the Treasurer for the Year Ended December 31, 2009. Washington, DC: The National Academies Press. doi: 10.17226/12936.
×
Page 19
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This Report of the Treasurer of the National Academy of Sciences presents the financial position and results of operations, as well as a review of the endowment, trust, and other long-term investments pool activities of the Academy for the year ended December 31, 2009.

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