Broadly speaking, adolescence is understood to mean the period between childhood and adulthood. Although the precise age range it encompasses is debatable, it is agreed that during this period young people experience rapid physical and cognitive growth, reach puberty, and move from the relative security of childhood to confront an array of social and other life challenges. Adolescents are defined here as 10- to 19-year-olds and are currently 13.9 percent of the U.S. population. They are generally healthy, yet an overview of the health status of this demographic group illustrates the breadth of the public health challenge they present.
This chapter begins with a portrait of the health and circumstances of U.S. adolescents and then takes a close look at a few of the most prevalent risks they take—sexual risk-taking, substance use, illegal behavior, and risky driving. The chapter closes with a look at the most common emotional disorders that affect them.
Demographically, adolescents are a changing group, as workshop presenter Robert Wm. Blum explained. In 1980, 80 percent of young people ages 15 to 24 in the United States were white. In 2010, that figure is closer to 60 percent, and by 2040 it is projected to be under 50 percent (Mulye et al., 2009). As in the population at large, the fastest growing group is of Hispanic and Latino origin.
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2
Adolescents and the
Risks That Affect Them
B
roadly speaking, adolescence is understood to mean the period
between childhood and adulthood. Although the precise age range
it encompasses is debatable, it is agreed that during this period
young people experience rapid physical and cognitive growth, reach
puberty, and move from the relative security of childhood to confront an
array of social and other life challenges. Adolescents are defined here as
10- to 19-year-olds and are currently 13.9 percent of the U.S. population.
They are generally healthy, yet an overview of the health status of this
demographic group illustrates the breadth of the public health challenge
they present.
This chapter begins with a portrait of the health and circumstances of
U.S. adolescents and then takes a close look at a few of the most prevalent
risks they take—sexual risk-taking, substance use, illegal behavior, and
risky driving. The chapter closes with a look at the most common emo-
tional disorders that affect them.
OVERVIEW OF HEALTH AND RISK
FACTORS THAT AFFECT ADOLESCENTS
Demographically, adolescents are a changing group, as workshop
presenter Robert Wm. Blum explained. In 1980, 80 percent of young
people ages 15 to 24 in the United States were white. In 2010, that figure
is closer to 60 percent, and by 2040 it is projected to be under 50 percent
(Mulye et al., 2009). As in the population at large, the fastest growing
group is of Hispanic and Latino origin.
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
Similar disparities are evident in death rates for different subgroups of
teenagers. American Indian/Alaskan native adolescents had the highest
rate in 2003 (91 per 100,000), and those of Asian/Pacific Islander descent
had the lowest (37 per 100,000). Black youth had the second-highest rate:
82 per 100,000. Deaths in this age group are largely preventable. A total of
75 percent of all deaths in the second decade of life are caused by vehicular
injuries, homicide, or suicide, climbing from 47 percent for 10-year-olds
to 81 percent for 18-year-olds. Trends in mortality from vehicular crashes
support the proposition that many of the risks that affect adolescents can
be mitigated through legislative interventions—an important reason to
explore risk patterns closely. Deaths from vehicular crashes among young
people fell by 38 percent between 1988 and 1992 and have stabilized at
approximately 1992 levels. The primary reason, Blum observed, is the
1984 Uniform Drinking Age Act, which required states to raise the drink -
ing age to 21 as a condition of federal funding.
Youth violence is another area, in Blum’s view, in which public policy
has an important influence. The United States has a higher rate of deaths
by firearm among children and youth than the rates of the next 25 indus-
trialized nations combined. Despite an almost 50 percent decline in the
nation’s overall victimization rate between 1993 and 2005, 3.4 million
teens annually are victims of violence. Data from the Youth Risk Behavior
Surveillance System (YRBSS) also show that, in 2005, 4.2 percent of male
adolescents and nearly 11 percent of females reported having been physi -
cally forced to have sex, although this type of violence is often difficult
to measure (CDC, 2009). One-third of all firearm deaths among young
people are self-inflicted. YRBSS data indicate that, in 2005, 17 percent of
youth contemplated suicide and 13 percent said that they had made a
suicide plan.1
Turning to morbidity, Blum highlighted trends in substance use from
the Monitoring the Future survey (http://monitoringthefuture.org). There
has been a decline of approximately 20 percent among young people who
report having used an illicit substance in the past month: in 2005 that
figure was 16 percent, compared with over 19 percent 4 years earlier.
Alcohol use has declined from a high in 1979, when more than 70 percent
of 12th graders reported having used it in the past 30 days, to just over
40 percent in 2005 (there were similar declines for 8th and 10th graders).
Cigarette smoking is at the lowest point since the Monitoring the Future
survey began data collection, with 14 percent of 12th graders smoking
daily, compared with 24 percent in 1997, for example. In contrast, the use
1 These data are updated regularly; see http://www.cdc.gov/HealthyYouth/yrbs/index.
htm for the most recent statistics [September 2010].
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THE SCIENCE OF ADOLESCENT RISK-TAKING
of prescription drugs (e.g., OxyContin, Vicodin) by adolescents is show-
ing an upward trend.
Between 1995 and 2007, there was a steady decline in the percentages
of both girls (from 51.7 to 46.8 percent) and boys (from 55.3 percent to
46.0 percent) reporting that they had had sexual intercourse (Abma et al.,
2004). These rates parallel declines in the rates of teen pregnancy or hav-
ing caused a pregnancy (Guttmacher Institute, 2010). The largest decline
in having caused a pregnancy was among African-American males. How-
ever, these declines have reversed in the past 2 years; in 2006, the teen
pregnancy rate increased for the first time in more than a decade, rising
by 3 percent, and the teen birth rate increased by 4 percent (Guttmacher
Institute, 2010). Blum suggested that the apparent increase in unsafe sex
indicated by these numbers is a source of concern in part because young
people (in this case defined as ages 15-24) account for nearly half of all
sexually transmitted diseases in the United States: 4.6 million cases of
human papillomavirus, 1.9 million cases of trichomoniasis, and 1.5 mil -
lion cases of chlamydia, for example (Weinstock et al., 2004).
Another serious health concern for young people is obesity, which
increased threefold between 1991 and 1999. Whereas the increase appears
to have slowed, in recent studies 31.9 percent of children and youth were
at or above the 85th percentile for body mass index (BMI, a formula for
calculating a person’s relative weight for their given height). The sharpest
increases have been among black and Mexican-American youth. Obesity,
a chronic illness that can have profound effects on health as well as social
and economic consequences, is likely to be a lifelong problem for those
who experience it during adolescence: 80 percent of all young people who
are obese on their 18th birthday are likely to remain so throughout their
lives. Rates of asthma also increased from the early 1980s through 1995
(with a decline since 1995 that may reflect an altered definition of chronic
asthma (Akinbami, 2006).
For Blum, this portrait of the threats to adolescent health underlies
the importance of understanding the interrelationships between envi-
ronmental and individual factors. Adolescents, like younger children,
experience high rates of poverty: among all adolescents, nearly 40 percent
are either poor or near-poor, and adolescents who are black or Hispanic
are twice as likely to be in one of those categories as those who are white.
Families living in poverty and in low-income neighborhoods, he pointed
out, have fewer financial resources and less social capital (the support of
extended family and community networks), while also tending to experi -
ence more social disorganization and discrimination—other factors that
expose young people to stress and risk. Strong support from and ties
to school, family, and community, in contrast, are sources of protection.
Individual biological factors, such as brain development (which he noted
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
to be heavily influenced by the social and physical environments in which
a young person lives) and innate temperament, interact with these envi-
ronmental factors in complex ways. He presented a model (Figure 2-1) to
illustrate the way these sources of risk and protection interact, providing
a backdrop for detailed discussion of each of these influences.
RISK-TAKING
As the general portrait indicated, a few areas of risk-taking pose the
most serious threats to adolescents: sexual risk-taking, substance use,
illegal behavior, and risky driving. Each of these behaviors provides an
interesting lens through which to examine questions about the influence
of environmental and individual factors, so we explore here the preva -
lence of each of these behaviors among population subgroups and the
developmental course typical for each.
Sexual Risk-Taking
James J. Jaccard began with a few comments about research on ado-
lescent sexual behavior. He noted that although there are numerous ways
Macrolevel Proximal Level
Environmental Environmental Individual
Response
Factors Factors Fac tors Outcome
Biological
Factors
Neighborhood
Involuntar y
Response
Family
Povert y
Peers Adaptive vs.
Maladaptive
STRESS
Behavior
Discrimination
School
Voluntar y
Response
Inequality
Temperament
& Cognitive
Factors
FIGURE 2-1 A model of risk and protection in adolescence.
SOURCE: Blum and Blum, 2009.
fig 2-1.eps
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0 THE SCIENCE OF ADOLESCENT RISK-TAKING
to examine what teenagers do and how their behaviors change over time,
researchers studying sexuality—recognizing that some sexual behavior
is normative and not necessarily risky—have focused on four outcomes:
frequency of sexual intercourse, consistency of condom use, number of
partners, and age at first intercourse. Other important outcome variables
include infection with HIV and other sexually transmitted diseases, abor-
tion, pregnancy and childbirth, and use of other types of birth control.
Jaccard suggested that age at first intercourse might be the most impor-
tant to track because it is predictive of such risks as unintended pregnancy
and sexually transmitted disease
Several meta-analyses have shown that various sexual behaviors have
intercorrelations of approximately .35, which is about the same as the
intercorrelation among other risk behaviors, such as alcohol and drug
use or smoking. For Jaccard, this suggests that unique determinants exist
for each of these behaviors that must be understood. Another challenge
is that much of the research has focused on individuals—their attitudes,
normative pressures that affect them, impulse control, religious influ-
ences, and so on. Yet because most of the behavior involves the choices
of two individuals, it is important to consider the dyad, or couple (even
if the relationship is transitory), to fully understand the decisions and
behaviors of interest. Sexual behavior is unlike most other adolescent risk
behaviors in this regard, and the field, he suggested, needs better models
of dyadic influence and decision making if it is to improve intervention
strategies.
Prevalence
Jaccard presented data from the YRBSS (CDC, 2009) on the prevalence
of sexual risk behaviors that reveal a range of serious public health con -
cerns. More than 2,000 girls ages 15 to 19 become pregnant every day (the
annual pregnancy rate is 84 per 1,000). This results in over 1,100 births
to girls ages 15-19 each day (an annual birth rate of 40 per 1,000 girls).
Among girls ages 14 to 19, 24.5 percent have human papillomavirus, 46.8
percent of high school students have had sexual intercourse, and 14.9
percent have had more than three sex partners. Adolescents attempt to
practice safe sex: 61.5 percent reported using a condom the last time they
had intercourse, but 30 percent of those reported experiencing a problem
or error with its use. The overall effectiveness of the condom as birth
control for all ages is 85 percent, and the effectiveness of the birth control
pill is 92 percent. Effectiveness rates, however, are significantly lower for
adolescents.
Group differences are apparent in these data as well. Jaccard explained
that boys take more sexual risks than girls do, noting that they are more
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
likely to have intercourse during high school and have more partners than
girls, while being less likely to say that a condom or other birth control
was used the last time they had intercourse. Birth rates are dramatically
higher for Hispanic (more than 80 per 1,000) and black (60 per 1,000)
girls than for white (just over 25 per 1,000) and Asian girls (just over 15
per 1,000). In other areas, such as number of sexual partners and rates of
sexually transmitted disease, black high school students tend to have the
highest rates of risk, with Hispanics in the middle and whites at the lower
end. There are also regional differences in these data. Pregnancy among
girls ages 15 to 19 is most prevalent in the southwestern states. Rates of
pregnancy, abortion, and birth for this age group are also significantly
higher in the United States than in Sweden, France, Canada, or Great Brit-
ain, and Figure 2-2 shows that the United States has a significantly higher
birth rate for youth under age 20 than 25 other industrialized nations.
Historical trend data indicate that most sexual risk behaviors began
to decline in the early 1990s and then reached a plateau. There is some
indication that the declines have actually begun to reverse more recently.
Figure 2-3 shows the birth rate to adolescents from 1940 through 2006.
1,80 0
1,60 0
1,40 0
1, 20 0
1,000
Births
80 0
60 0
40 0
20 0
0
United States
Slovakia
New Zealand
Hungar y
Iceland
Poland
Ireland
Portugal
Canada
Australia
Czech Republic
Austria
Greece
Germany
Norway
France
Belgium
Finland
Spain
Luxembourg
Denmark
Italy
Sweden
Netherlands
Switzerland
Japan
Births per million people for youth under 20 years old
FIGURE 2-2 Country differences.
SOURCE: Jaccard, 2008; Data from UNICEF Innocenti Research Centre. Avail-
Fig 2-2.eps
able online at http://www.nationmaster.com/graph/hea_tee_pre_percap-health-
teenage-pregnancy-per-capita (accessed November 10, 2008).
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THE SCIENCE OF ADOLESCENT RISK-TAKING
Births
Year
FIGURE 2-3 Historical trends in adolescent birth rates. Number of births per
Fig 2-3.eps
1,000 females aged 15-19.
SOURCE: The National Campaign toector axis labels
bitmap with v Prevent Teen and Unplanned Pregnancy,
consists of slices
2008. Available online at http://www.thenationalcampaign.org/resources/pdf/
TBR_1940-2006.pdf (accessed November 10, 2008).
The rate reached its peak in 1957 and reached a new low for the period
measured in 2000.
Trends are similar for the percentage of high school students who
have had sexual intercourse, had three or more partners, and report not
using condoms. There has been a slow decline followed by a plateau,
but researchers have not yet identified the reason for the plateau, Jaccard
explained.
Developmental Course
The prevalence of sexual activity increases by about 10 percent in
each year of the adolescent period, with about 12 percent of 7th graders
reporting having had sexual intercourse, while the figure is more than 60
percent for 12th graders. The peak age for reported first sexual intercourse
is 16. Again, there are subgroup differences: Hispanic adolescents start
out with lower rates than other groups and then show a big jump in 8th
grade, for example. Rates of condom use are lowest in middle school.
Young people also report increasing numbers of casual sexual partners
with each grade, accelerating after 8th grade; the pattern is similar for
pregnancies.
All of these factors suggest to Jaccard that the optimal time for inter-
vention is in early middle school, even though most of the research
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
focuses on high school–age adolescents. That view is reinforced by data
showing declines in some of the factors that help protect teenagers that
are accompanied by the increase in risk behaviors. Data from the National
Longitudinal Study of Adolescent Health (called Add Health) show, for
example, that the number of domains in which parents allow their ado-
lescent children to make their own decisions increases steadily from 7th
through 12th grade, as parental monitoring decreases (Guilamo-Ramos et
al., 2010). Thus, older teenagers generally have more freedom to explore
behaviors of which their parents may not approve. From middle school
through high school, adolescents perceive their parents as being less
warm and affectionate as they get older, and they are also less likely to
say that they feel a part of their schools and communities.
Jaccard closed with a few thoughts about the factors that influence
adolescents’ sexual behavior. He noted that researchers have proposed
more than 500 possible variables, and the findings are inconsistent. Some
studies found that self-esteem is predictive of particular behaviors, and
others found that it is not. Some found ethnic differences, and others
did not (Jaccard, 2009). What is missing is a framework that could inte-
grate thinking about the most important explanatory variables (such as
personality, mental health, substance use, attitudes, cultural norms, and
self-efficacy), contextual factors, such as school and family, as well as the
theoretical contributions from biobehavioral research and other fields.
This integrated approach would be the platform from which to consider
ways to change adolescent behavior.
Substance Use
Substance use in adolescence encompasses a fairly wide range of
behaviors, Laurie Chassin explained. Adolescents vary in what they
imbibe, how much, and how frequently, as well as in the extent to which
their substance use causes problems. There are also different stages of
adolescent substance use, beginning with initiation or experimentation, in
which the largest percentage engages. For some, this escalates to regular
use, then to heavy or problem use. For most adolescents, substance use is
reduced or stopped in early young adulthood, but for others heavy use in
adolescence is the beginning of multiple cycles of cessation and relapse.
These variations in behavior are the key to understanding the primary
differences between adolescent and adult substance use, Chassin added.
Adolescents, for example, are most likely to try or use multiple different
substances, which may complicate analysis, while adults more typically
use just one or two. Adults are also more likely to imbibe small quantities
on more frequent occasions, whereas many adolescents are engaged in a
binging pattern, in which they take in very large quantities on fewer occa-
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THE SCIENCE OF ADOLESCENT RISK-TAKING
sions. Although for adolescents the occasions may be less frequent, the
high quantity means that for them the risks for a variety of consequences
are much greater. Figure 2-4 presents data from the National Survey on
Drug Use and Health demonstrating this difference.
It is also important to distinguish between substance use and sub -
stance use disorder (SUD), which is a clinical diagnosis included in the
Diagnostic and Statistical Manual of Mental Disorders (DSM-IV). Whereas
the term “substance use” simply refers to the consumption of an illicit
substance (for adolescents under legal drinking age, this includes alco-
hol), the term “disorder” refers to a pattern of use associated with impair-
ment in which the individual continues to use one or more substances
despite noteworthy life difficulties, such as getting in trouble at school or
getting caught driving under the influence. The term disorder also refers
to substance dependence, in which the individual uses the substance
compulsively despite loss of control and recurring life problems, may
develop a tolerance (i.e., require increasing doses to get the same effects),
and experience withdrawal symptoms when use is discontinued.
Currently, these disorders are treated separately in the DSM, Chassin
explained, yet they also represent points on a continuum of behaviors.
Another issue in diagnosis is the question of how well criteria developed
for adults work in the diagnosis of adolescents. Adolescents and adults,
for example, may develop tolerance to particular substances at different
rates, and so they may need to be considered differently in diagnosis.
FIGURE 2-4 Compared to adults, adolescents drink less frequently but in higher
quantity. Fig 2-4.eps
NOTE: Substance Abuse and Mental Health Services Administration data from the
bitmap
2005 National Survey on Drug Use and Health.
SOURCE: Masten et al., 2008. Reproduced with permission from Pediatrics, Vol. 121,
pp. 235-251. Copyright © 2008 by AAP.
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
Similarly, adolescents may show symptoms of disorder at lower levels
of intake than adults. Questions about diagnosis guidelines also relate to
questions about the best targets for intervention. Should adults intervene
at the first sign of any substance use, or should that decision depend on
the child’s age or the type of substance? Would it make more sense to
intervene only with adolescents who are showing signs of dysfunction
related to substance use?
Prevalence
A look at some of the data on adolescent substance use provides
some context for thinking about these questions. Table 2-1 shows the
percentages of young people who have experimented with substances
(including alcohol, illicit drugs, and also misuse of prescription drugs)
by the 8th, 10th, and 12th grades. Use has fluctuated over time, as Figure
2-5 shows.
Recent data on specific substances show some differences, however.
Use of marijuana, amphetamines, Ritalin, methamphetamines, crystal
methamphetamines, and steroids are declining, for example, whereas
use of cocaine, crack, LSD, other hallucinogens, most prescription drugs
(sedatives, OxyContin, Vicodin), and cough syrup is unchanged. Use
of alcohol and cigarettes is also steady, but use of ecstasy is increasing.
Chassin cautioned that fluctuations in these data are common, as new
drugs emerge and new generations of young people discover old ones.
Most substance use among young people does not rise to the level of a
clinical problem, but substance use disorders are still a substantial public
health problem, as Table 2-2 shows.
TABLE 2-1 Percentage of Adolescents Reporting Any
Use of Substances
Grade Level 8th 10th 12th
Cigarettes 22.1 34.6 46.2
Alcohol 38.9 61.7 72.2
Marijuana 14.2 31.0 41.8
Any illegal substance
other than marijuana 11.1 18.2 25.5
NOTE: The most recent data on drug use can be found at http://www.nida.
nih.gov/drugpages/mtf.html (accessed September 2010) and http://www.
oas.samhsa.gov/nhsda.htm (accessed September 2010).
SOURCE: Chassin, 2008. Presentation based on data from Monitoring the
Future (data from Johnston et al., 2007).
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THE SCIENCE OF ADOLESCENT RISK-TAKING
FIGURE 2-5 Trends in annual prevalence of an illicit drug use index: Grades 8,
10, and 12.
SOURCE: Monitoring the Future Study, Institute for Social Research, University
of Michigan, Ann Arbor, MI, 2004. Available online at http://ns.umich.edu/
?Releases/2004/Dec04/r122104a (accessed November 1, 2008).
Although researchers have documented demographic variations in
substance use, the data can be difficult to interpret, Chassin observed.
Some correlations among various demographic factors and substance use
are apparent, but there are questions about reporting bias. Much of the
data, for example, use school-based samples, and significant differences
occur in the rates at which students in different demographic groups
drop out of school, so data from those who remain in school are not fully
representative. Nevertheless, it is clear that the problem is not confined
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THE SCIENCE OF ADOLESCENT RISK-TAKING
2,500
2,000
1,500
Violence
1,000
Proper ty
500
0
10 20 30 40 50 60 70
Age
FIGURE 2-10 Arrests per 100,000 by age, 2008.
Fig 2-10.eps
SOURCE: Osgood, 2008. Data from 2008 UCR arrest data and current population
data from U.S. census. Available at http://www.fbi.gov/ucr/cius2008/index.
html (accessed November 10, 2008).
who have not are capable of committing more harmful versions of these
acts, which can lead authorities to identify them as delinquent. In general,
socialization processes succeed in eliminating these behaviors in most
children, but even some toddlers may exhibit behavior that is out of the
norm and cause for concern.
Osgood explained that individual differences in behavior are rela-
tively stable over the life course and that an early onset of delinquent
behavior tends to be associated with serious, long-term illegal offending.
However, although it is rare to see a serious adult offender who had not
been involved in delinquent behavior as an adolescent, the reverse is not
also true. That is, many adolescents who get into serious trouble move
away from it in adulthood. The important question, for Osgood, is iden -
tifying processes and experiences that lead some to stop serious illegal
behavior when others do not.
Rates of illegal behavior (based on arrest reports) differ quite clearly
in relation to some demographic variables (including age, as just dis-
cussed), and less so in relation to others. Researchers have documented a
large difference between the sexes, with young men engaging in higher
rates of illegal behavior. The differences are especially pronounced for
more serious crimes: young men account for 60 percent of larceny arrests
among adolescents, 76 percent of arrests for aggravated assault, and 91
percent of arrests for robbery. African-American youth are more likely
than those in other groups to be arrested, and the difference is greatest
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
for violence, especially robbery, for which their arrest rates are 10 times
higher than other groups. (Osgood noted that arrest rates for Hispanic
youth are not well documented).
The data on socioeconomic differences are somewhat ambiguous. Self-
reported involvement with illegal activities does not correlate strongly
with SES, but justice system outcomes do. In other words, Osgood noted,
it appears that low-SES young people may not be significantly more likely
to commit crimes, yet they are significantly more likely than other youth
to be formally punished. He suggested that young people with greater
resources are more likely to have parents who intervene, hire lawyers
and counselors, and take responsibility for addressing the problem, all of
which will be viewed favorably by judges and probation officers.
Osgood also explored other factors that may be associated with delin-
quency and identified many of the same ones that correlate with other
risky behaviors. Looking at personality, he noted that impulsiveness, dif -
ficulty with self-control, and sensation-seeking, as well as a negative emo-
tional state and neuropsychological deficits, have all been established as
correlating with delinquency. Youth in families in which there is coercive
parenting or abuse or other dysfunctional childrearing are at increased
risk of delinquency, whereas parental monitoring and warm interfamily
attachments are protective factors. Living in economically disadvantaged
circumstances increases risk, as does residential instability. Bonding with
school and succeeding academically are protective, and spending unstruc-
tured time with delinquent friends has a negative influence.
Osgood also pointed out that the strongest correlates of delinquent
behavior are other problem behaviors—risky sex, dangerous driving,
substance use—especially when they begin early. However, although risk
behaviors may tend to cluster together, there are important differences as
well. For Osgood, the most persuasive model for thinking about this is
that some influences generally predispose young people to take risks and
that other factors determine which specific risks individual young people
take. He thinks the general factors will be tied to either of two features
that are common to all of these behaviors: the willingness to violate con -
ventional rules and norms for behavior and responsiveness to the appeal
of taking exciting risks.
Both of these phenomena appear to be amplified when young people
spend unstructured, unsupervised time with their peers, and research
has supported the association of this kind of time with a variety of illegal
and problem behaviors. Osgood noted that the research on this connec-
tion has included qualitative and quantitative methods, and it has found
an association in many developed nations as well as in a number of
preliterate societies. Opportunities for unstructured socializing increase
as adolescents get older and then decrease as they become young adults
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THE SCIENCE OF ADOLESCENT RISK-TAKING
with greater responsibilities and less leisure time, which matches neatly
the developmental pattern of most risky behavior. Osgood sees this as an
especially promising avenue for further research and intervention.
Risky Driving
The significance of the risks teen drivers pose is apparent in Figure
2-11, which shows the crash rate by age throughout the life span, and Fig-
ure 2-12, which shows the learning curve for newly licensed drivers.4 Teen
drivers also pose a threat to others: 45 percent of teenagers ages 13 to 19
who die in vehicle crashes caused by teen drivers are passengers, not driv-
ers. Allan Williams opened his presentation by noting that despite these
30
Male
20
Female
10
0
16 17 18 19 20– 25– 30– 35– 40– 45– 50– 55– 60– 65– 70– 75– 80– 85+
Dr iver Ag e
FIGURE 2-11 Young driver crash risk, crashes per million miles, by driver age,
2001-2002. Fig 2-11.eps
SOURCE: IIHS (Insurance Institute for Highway Safety). Licensing systems for
young drivers. http://www.iihs.org/laws/graduatedLicenseIntro.aspx (accessed
October 10, 2008).
4 Williams noted that these data, collected in Nova Scotia, show a pattern that is evident
all over the world, regardless of how drivers are licensed.
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
120
Learner’s Permit
License
80
40
0
2 4 6 8 10 12 14 16 18 20 22 24
Months of Licensure
FIGURE 2-12 Crashes by license status and months of licensure per 10,000 learner/
licensed drivers.
SOURCE: IIHS (Insurance Institute for Highway Safety). Licensing systems for
young drivers. http://www.iihs.org/laws/graduatedLicenseIntro.aspx (accessed
fig 2-12.eps
October 10, 2008).
alarming statistics, teen driving has not been as thoroughly researched as
other risk behaviors.
The primary question to be answered is why, specifically, the risks are
so high for adolescent drivers. The logical first places to look in answer-
ing this question are age and inexperience, but, Williams pointed out, it
is difficult to distinguish the relative effect of each because they are very
highly correlated. Both come into play in making drivers more likely to
take risks and less able to detect and respond to hazards. Studies in other
countries, where it is more common to license drivers at age 18, suggest
that inexperience is a greater risk factor than chronological age, but it is
likely that they interact. Observational studies of crashes and violations
have shown that adolescent drivers are more likely to speed, tailgate,
and leave too small a gap between their vehicle and the one in front, for
example. They also lack the experience that helps older drivers perceive
that their speed is too great for conditions or take note of a situation in
the middle distance that may require responsive action.
Two conditions that exacerbate the already heightened risk for
young and inexperienced drivers—driving at night (limited light and
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THE SCIENCE OF ADOLESCENT RISK-TAKING
increased fatigue) and driving with peers (increased distractions) in the
car—illustrate the way the risks work. More fatal crashes occur at night
for all age groups, but the differences are far more pronounced for driv-
ers under age 30, as shown in Figure 2-13. For drivers ages 16 and 17, the
risk of crashing increases rapidly with each additional passenger in the
vehicle. That effect is present, but much smaller, for drivers ages 18 and
19, but not for older drivers—indeed, the presence of passengers actually
makes older drivers slightly safer. For adults, a passenger can help by
reading maps or directions or helping to spot a hazard. For teenage driv-
ers, however, particularly males, peer passengers are a distraction and
perhaps a motivation to drive too fast or take other risks.
Adolescents driving under the influence of alcohol receive a lot of
public attention, particularly in the spring when proms and graduation
parties are scheduled. Adolescents who are inexperienced at both driving
and drinking are at heightened risk, and Williams noted that adolescents
become impaired with lower blood concentrations than adults do. The
rate of adolescent crashes involving alcohol, however, has gone down
30
Day
20
Night
10
0
16 17 18 19 20– 25– 30– 35– 40– 45– 50– 55– 60– 65– 70+
Dr iver Ag e
FIGURE 2-13 Night driving risks, fatal crashes per 100 million miles, by driver
age, 2001-2002.
Fig 2-13.eps
SOURCE: IIHS (Insurance Institute for Highway Safety). Licensing systems for
young drivers. http://www.iihs.org/laws/graduatedLicenseIntro.aspx (accessed
October 10, 2008).
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
markedly since the early 1980s, during which time the drinking age was
raised to 21 in all 50 states and the District of Columbia. In 1982, 41 per-
cent of fatal crashes among 16- and 17-year-olds involved illegal blood
alcohol concentration, whereas in 2007 that figure was 18 percent.
Graduated Licensing
Another area of improvement is in driver licensing. In Williams’ view,
the prevailing approach prior to 1995 was not effective. Beginners were
taught and tested on the rudiments of driving and then given full driving
privileges, typically at age 16. Once licensed, drivers who had large num -
bers of violations or crashes might be identified and have their privileges
restricted in some way. In the last 10 years, all states have adopted some
form of graduated licensing. The requirements vary but the essential prin-
ciple is that beginning drivers are given extended opportunities for super-
vised practice driving so that they do not encounter high-risk driving
situations until they have had significant time behind the wheel. Williams
noted that graduated licensing is unlike training that uses driving simula -
tors to provide practice in a completely safe environment; rather, it allows
learning drivers on the road so they can amass experience with real-world
hazards. Research on simulated driving has thus far used only outcomes
measured during the simulated situation, Williams noted, so there is no
evidence on whether the skills transfer to real-world driving.
States may vary as to where they draw the line between safety and
mobility, but all of the graduated licensing plans have the advantage of
delaying full driving privileges while adolescents mature. Most have a
learner stage of at least 6 months, during which the beginning driver must
log at least 50 hours of parent-supervised driving. During the intermedi-
ate stage, new drivers may not be allowed to drive unsupervised at night
or to transport passengers while driving unsupervised. Full licensure is
delayed until age 17 or 18. The range of requirements is shown in Table
2-3.
TABLE 2-3 Core Elements of Graduated Licensing as of 2008
Element Number of Jurisdictions
Learner period of 6 months minimum 45
At least 30 hours of certified practice driving 34
Night restrictions 47
Passenger restrictions 40
SOURCE: Williams, 2008. Data from IIHS (Insurance Institute for Highway Safety).
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0 THE SCIENCE OF ADOLESCENT RISK-TAKING
Many states could do more, Williams suggested, but the benefits have
already been dramatic: a 20 to 40 percent overall reduction in crashes in the
states and a 42 percent reduction in the nationwide rate of crashes involv -
ing 16-year-olds. More significant benefits could come with improved
enforcement. Some states are finding that parents are not as compliant as
they had hoped and are exploring more stringent penalties and greater
police involvement in enforcement.
The question of how to further reduce adolescents’ risk from vehicle
crashes points to the gaps in understanding of the risk mechanisms that
affect driving. Williams noted that the study of driving has generally not
drawn on findings from research on adolescent development and that
the model for thinking about teen drivers is fairly narrow and simplistic
(NRC and IOM, 2007). Policy makers and driving safety researchers have
accepted the idea that teenagers are thrill-seekers and have a limited
understanding of risks and their consequences without searching for
deeper explanations. The result has been a focus on scare tactics designed
to heighten adolescents’ awareness of risks, which, in Williams’ view,
have not shown marked success in reducing crash rates.
MENTAL HEALTH RISKS
The mental health status of adolescents relates in various ways to the
discussion of each of these risks. Mental or emotional problems may be
among the reasons why young people are attracted to risky behaviors,
and these problems in turn may exacerbate the risky behaviors. Various
mental health problems are also among the possible negative outcomes
of some risk behaviors. Daniel S. Pine provided an overview of what is
and is not known about the mental health status of adolescents, and his
first point was that some disorders are both common and age-related. In
a prospective epidemiological study from the United States of diagnosed
depression among boys and girls by age, data show that depression rates
begin to increase in the early puberty years and increase across the span
of puberty, particularly among girls (Glied and Pine, 2002) (see Figure
2-14). Thus, rates of increase in depression are higher for girls than for
boys; the same is true for rates of overanxious disorder, although this
disorder is actually more prevalent at ages 10 to 13, as Figure 2-15 shows.
By contrast, conduct problems are more prevalent among boys.5 These
disorders are predictive of a range of risk-taking behaviors. Conduct
problems are associated with smoking and substance use, vehicle crashes
5 Conduct disorder refers to an array of behavior problems in children and adolescents,
such as defiant or antisocial behavior, rule-breaking, bullying, fighting, etc.
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
FIGURE 2-14 Adolescent age and rates of depression.
Fig 2-14.eps
SOURCE: Gleid and Pine, 2002. Reproduced with permission from Archies of Pedi-
atrics & Adolescent Medicine, Vol. 156,bitmap
pp. 1009-1014. Copyright © 2002 by AMA.
and other impulsive behaviors, and risky sexual behavior. Major depres-
sion is predictive of suicide and suicide attempts and possibly substance
abuse as well.
In Pine’s view, not nearly enough is known about the treatment
of these disorders. He noted that early treatment for conduct disorder
appears to be more effective than treatment that begins later. More wor-
risome is the treatment picture for depression. The suicide rate for both
boys and girls ages 10 to 19 has declined since the late 1970s, but rates
18 18
16 16
14 14
10 to 13 years
12 12
10 to 13 years
Percent
Percent
14 to 16 years
10 10 14 to 16 years
17 to 20 years
8 8 17 to 20 years
6 6
4 4
girls boys
2 2
0 0
Major Overanxious Major Overanxious
Depression Disorder Depression Disorder
FIGURE 2-15 Age-related changes in prevalence.
SOURCE: Pine, 2008. Data from Cohen et al., 1993.
Fig 2-15.eps
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THE SCIENCE OF ADOLESCENT RISK-TAKING
for both sexes began to increase in 2003 (Bridge et al., 2008). The causes
behind both these trends remain poorly understood, raising questions
about how best to treat children and adolescents who are at risk for
suicide. This relates to broader questions about the underlying causes
of mental health problems in children and adolescents. In the area of
depression, one particularly vexing puzzle is that, although depression is
more prevalent among girls, rates of completed suicide are higher among
boys. As noted above, another important puzzle is that researchers have
not been able to pinpoint the reasons for either the several-decade down-
ward trend or the recent upswing. Some have suggested that suicide rates
increased when the utilization rates for antidepressant medications went
down, but there is no firm evidence for that explanation.
A related question is how likely mental and emotional disorders are
to persist past adolescence, and here, Pine indicated, the picture is mixed.
For example, he pointed out that diagnosis rates for anxiety are quite high
among adolescents: in one study of adolescent boys, 253 out of 670 study
participants had a diagnosed anxiety disorder (Pine et al., 1998). Their
disorder was more likely to persist to age 22 among youth with larger
numbers of symptoms, but there was no threshold number of symptoms
that identified the young people at highest risk. Nevertheless, of the 253
with a diagnosed anxiety disorder in adolescence, 191 no longer had any
form of mood or anxiety disorder by age 22. Pine suggested that the pat-
tern is similar for other disorders, including schizophrenia and substance
use: although problems are common during adolescence, most young
people are resilient and stop showing symptoms by early adulthood. The
adolescents with the most persistent problems account for the majority of
chronically afflicted adults. Hence, understanding the factors that differ-
entiate adolescents who are resilient from those who manifest persistent
problems is of major public health importance. Not only will answers to
these questions benefit youth, but they also will dramatically affect under-
standing of chronic mental illnesses, as they manifest throughout life.
For Pine, this pattern highlights the importance of resilience. He noted
that brain research has yielded valuable information about the mecha-
nisms of fear and anxiety that offers promise for research on the relation-
ship between brain activity and various disorders. Since much is known
about the neural correlates of fear and anxiety in various mammalian
species, the detailed knowledge acquired in research with animals can be
readily applied to questions about humans. Pine noted, for example, that
research has identified functional differences between adolescents who
are anxious but not depressed and those who are depressed, suggesting
that many mental health disorders are the result of distinct disruptions or
problems in neural circuitry (Beesdo et al., 2009). This issue is addressed
in Chapter 3.
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ADOLESCENTS AND THE RISKS THAT AFFECT THEM
For Pine, several important questions cannot yet be answered. At
this point, at least from a biological or neuroscience perspective, there is
no scientific way to distinguish “normal” adolescents from “abnormal”
ones. Some behaviors put adolescents at risk, but the thresholds that are
used to distinguish between adolescents whose behavior is abnormal
and are therefore in need of services, and those whose behavior does not
cross that threshold, are arbitrary. These thresholds are not derived from
or associated with particular patterns of brain function that have been
observed—currently there is no scientific basis for identifying a threshold
at which behaviors cross into a dysfunctional or disordered zone for any
particular behavior. Classifying behaviors as normal or abnormal is a
judgment that inevitably reflects the context in which the behavior occurs.
As a result, identifying a level of risk or type of behavior that is tolerable
or problematic is not obvious.
It is similarly difficult to pinpoint the age at which the problems of
adolescence begin. There is clear indication that negative experiences in
the first years of life can have long-lasting impact; less clear are the opti-
mal times to intervene to prevent risk behaviors in adolescence. It is also
difficult to distinguish the problems that are likely to be transient—as the
majority are—from those likely to cause lasting harm.
It is also not yet clear how to use new information on neural function.
Brain research is likely to offer intriguing ideas for new treatments, which
can then be refined and developed using currently available approaches.
Nevertheless, Pine thinks that it will be a long time before what has
been learned will change the way individual children are diagnosed and
treated. Finally, he observed that little is known about the long-term
effects of treatment. Some researchers have reported that when early
interventions are successful, they can have surprisingly broad effects, yet
frustratingly little basis now exists for decisions about when and how to
intervene and with which children.
SUMMARY
The presentations and discussions highlighted key points about the
most prevalent adolescent risk behaviors. First is the importance of under-
standing the interrelationships among the environmental and individual
factors that affect adolescent behavior. The familiar cluster of risk factors—
living in poverty, dysfunctional family patterns, substance use in the
home—appears to be associated with each of the risk behaviors, although
the precise mechanisms have not been systematically traced. Impulsive -
ness, difficulty with self-control, and sensation-seeking—characteristic of
all adolescents to some degree, but of some more than others—also seem
to be associated with most risk behaviors. Risk behaviors themselves also
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THE SCIENCE OF ADOLESCENT RISK-TAKING
tend to cluster together, several participants and discussants noted, with
young people who experiment with substance use being more likely to
engage in risky sex, for example. However, it is equally important to note
that there are significant variations among and between groups of youth
(e.g., by culture and ethnicity) in the way risk behaviors cluster and that
various risk behaviors have both common and unique correlates.
It seems likely that other variables, such as personality and innate
temperament, cultural norms, and brain development, may also play a
part in determining how individual adolescents behave, and these fac -
tors are discussed in the following chapters. One hypothesis put forward
several times was that some young people are predisposed by a range of
factors to take more risks than others. It is their own combination of traits
and the contexts in which they live that point them toward particular risk
behaviors and shape their outcomes. A number of participants cited this
view as reason for supporting early interventions that have the potential
to counteract risk factors, perhaps even before it is clear which young
people will struggle.