Endowment, Trust, and Other Long-term Investments Pool Financial Detail of Funds for the Year Ended December 31, 2010 SCHEDULE 1-A

 

(Dollars in thousands)

 

Capital Contributions as of Dec. 31, 2010

Market Value at Dec. 31, 2009

2010 Contributions

2010 Investment Gain

2010 Expenditures & Transfers

Market Value at Dec. 31, 2010

I. Funds that Support the NAS

 

 

 

 

 

 

A. General Fund

 

 

 

 

 

 

Agassiz Fund

$ 50

$ 480

$ -

$ 71

$ (22)

$ 529

Carnegie Fund

3,275

33,181

-

4,927

(1,515)

36,593

Commonwealth Fund

500

2,154

-

320

(98)

2,376

Carl Eckart Fund

1,246

2,193

-

325

(100)

2,418

Ford Foundation Fund

5,000

21,177

-

3,145

(966)

23,356

Henrietta and Alexander Hollaender Fund

500

946

-

140

(43)

1,043

Grayce B. Kerr Fund

250

470

-

70

(21)

519

Nealley Fund

19

190

-

28

(9)

209

Simon Ramo Fund

14

32

-

5

(1)

36

Rockefeller Foundation Fund

1,000

4,294

-

638

(196)

4,736

Dorothea and Herbert Simon Fund

645

983

-

146

(45)

1,084

Sloan Foundation Fund

1,000

4,280

-

636

(195)

4,721

Amy Prudden Turner Fund

30

109

-

16

(5)

120

Anonymous Endowment Fund

7,147

13,760

-

2,043

(628)

15,175

General Endowment Fund

4,206

7,729

600

1,174

(352)

9,151

Members Endowment Fund

2,774

5,148

50

770

(232)

5,736

 

$ 27,656

$ 97,126

$ 650

$ 14,454

$ (4,428)

$ 107,802

B. Woods Hole

 

 

 

 

 

 

Peter C. Cornell Trust Fund

$ 100

$ 230

$ -

$ 34

$ (13)

$ 251

J. Erik Jonsson Woods Hole Fund

2,003

3,978

-

584

(228)

4,334

Richard King Mellon Foundation Fund

50

168

-

25

(10)

183

Penzance Foundation Fund

502

1,000

-

147

(57)

1,090

Woods Hole Endowment Fund

971

1,150

-

169

(66)

1,253

Woods Hole Fund

13

36

-

5

(2)

39

 

$ 3,639

$ 6,562

$ -

$ 964

$ (376)

$ 7,150

C. Presidents' Committee Funds

 

 

 

 

 

 

Basic Science Fund - Earth Sciences

$ 503

$ 1,266

$ -

$ 196

$ -

$ 1,462

Biology and Biotechnology Fund

420

812

-

124

(22)

914

Thomas Lincoln Casey Fund

258

5,626

-

837

(278)

6,185

Coca-Cola Foundation Fund

50

135

-

21

-

156

Arthur L. Day Fund

5,048

15,819

-

2,398

(402)

17,815

Cecil and Ida Green Fund

467

1,452

-

203

(142)

1,513

W. K. Kellogg Foundation Fund

20,000

39,738

-

5,789

(2,663)

42,864

Kobelt Fund

297

1,815

-

278

(22)

2,071

Andrew W. Mellon Foundation Fund

1,000

1,531

-

218

(187)

1,562

George and Cynthia Mitchell Endowment for Sustainability Sciences

18,000

17,924

2,000

3,115

(505)

22,534

George and Cynthia Mitchell Matching Endowment

40

60

-

10

-

70

Frank Press Fund for Dissemination and Outreach

1,167

2,091

-

299

(206)

2,184

Scientists and Engineers for the Future Fund

1,000

1,590

-

228

(143)

1,675

 

$ 48,250

$ 89,859

$ 2,000

$ 13,716

$ (4,570)

$ 101,005



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OCR for page 16
SCHEDULE 1-A Endowment, Trust, and Other Long-term Investments Pool Financial Detail of Funds for the Year Ended December 31, 2010 (Dollars in thousands) Market Market Capital Value at 2010 2010 Value at Contributions Dec. 31, 2010 Investment Expenditures Dec. 31, as of Dec. 31, 2010 2009 Contributions Gain & Transfers 2010 I. Funds that Support the NAS A. General Fund Agassiz Fund $ 50 $ 480 $ -$ 71 $ (22) $ 529 Carnegie Fund 3,275 33,181 - 4,927 (1,515) 36,593 Commonwealth Fund 500 2,154 - 320 (98) 2,376 Carl Eckart Fund 1,246 2,193 - 325 (100) 2,418 Ford Foundation Fund 5,000 21,177 - 3,145 (966) 23,356 Henrietta and Alexander Hollaender Fund 500 946 - 140 (43) 1,043 Grayce B. Kerr Fund 250 470 - 70 (21) 519 Nealley Fund 19 190 - 28 (9) 209 Simon Ramo Fund 14 32 - 5 (1) 36 Rockefeller Foundation Fund 1,000 4,294 - 638 (196) 4,736 Dorothea and Herbert Simon Fund 645 983 - 146 (45) 1,084 Sloan Foundation Fund 1,000 4,280 - 636 (195) 4,721 Amy Prudden Turner Fund 30 109 - 16 (5) 120 Anonymous Endowment Fund 7,147 13,760 - 2,043 (628) 15,175 General Endowment Fund 4,206 7,729 600 1,174 (352) 9,151 Members Endowment Fund 2,774 5,148 50 770 (232) 5,736 $ 27,656 $ 97,126 $ 650 $ 14,454 $ (4,428) $ 107,802 B. Woods Hole Peter C. Cornell Trust Fund $ 100 $ 230 $ -$ 34 $ (13) $ 251 J. Erik Jonsson Woods Hole Fund 2,003 3,978 - 584 (228) 4,334 Richard King Mellon Foundation Fund 50 168 - 25 (10) 183 Penzance Foundation Fund 502 1,000 - 147 (57) 1,090 Woods Hole Endowment Fund 971 1,150 - 169 (66) 1,253 Woods Hole Fund 13 36 - 5 (2) 39 $ 3,639 $ 6,562 $ -$ 964 $ (376) $ 7,150 C. Presidents' Committee Funds Basic Science Fund - Earth Sciences $ 503 $ 1,266 $ - $ 196 $ -$ 1,462 Biology and Biotechnology Fund 420 812 - 124 (22) 914 Thomas Lincoln Casey Fund 258 5,626 - 837 (278) 6,185 Coca-Cola Foundation Fund 50 135 - 21 - 156 Arthur L. Day Fund 5,048 15,819 - 2,398 (402) 17,815 Cecil and Ida Green Fund 467 1,452 - 203 (142) 1,513 W. K. Kellogg Foundation Fund 20,000 39,738 - 5,789 (2,663) 42,864 Kobelt Fund 297 1,815 - 278 (22) 2,071 Andrew W. Mellon Foundation Fund 1,000 1,531 - 218 (187) 1,562 George and Cynthia Mitchell Endowment for Sustainability Sciences 18,000 17,924 2,000 3,115 (505) 22,534 George and Cynthia Mitchell Matching Endowment 40 60 - 10 - 70 Frank Press Fund for Dissemination and Outreach 1,167 2,091 - 299 (206) 2,184 Scientists and Engineers for the Future Fund 1,000 1,590 - 228 (143) 1,675 $ 48,250 $ 89,859 $ 2,000 $ 13,716 $ (4,570) $ 101,005 16

OCR for page 16
SCHEDULE 1-A Endowment, Trust, and Other Long-term Investments Pool Financial Detail of Funds for the Year Ended December 31, 2010 (Dollars in thousands) Market Market Capital Value at 2010 2010 Value at Contributions Dec. 31, 2010 Investment Expenditures Dec. 31, as of Dec. 31, 2010 2009 Contributions Gain & Transfers 2010 D. Program Specific Funds Arnold and Mabel Beckman Fund of the NAS and NAE $ 11,974 $ 5,506 $ - $ 586 $ (1,705) $ 4,387 Billings Fund 50 858 - 130 (16) 972 Blakeslee Fund 887 2,165 - 322 (74) 2,413 Henry G. Booker Fellowship Fund 21 54 - 8 - 62 Communications Initiative Fund - 3,022 - 455 (101) 3,376 Cultural Programs of the NAS Fund 28 32 7 6 - 45 Henry and Bryna David Endowment 850 1,275 - 196 (6) 1,465 Global Commons Project Fund 39 153 - 24 - 177 Marian Koshland Science Museum Fund 22,786 20,439 - 2,867 (2,181) 21,125 Bruce Alberts Fund for the Marian Koshland Science Museum 5,195 5,963 - 912 (66) 6,809 National Science Resources Center Fund 4,986 5,482 - 836 (185) 6,133 New Canaan Library Fund 4 10 - 2 - 12 Kumar and Shela Patel Endowment for US-India Dialogs 602 799 2 120 (71) 850 Arthur M. Sackler Colloquia Fund 4,375 5,687 - 835 (298) 6,224 Raymond & Beverly Sackler USA-UK Scientific Forum Endowment 2,025 1,822 - 281 - 2,103 USNC/IAU 100 159 - 24 (1) 182 NAS Members Endowment(s) 59 263 - 41 - 304 Christine Mirzayan Fellowship Endowment 6 - 6 1 - 7 Seymour Benzer Lecture Series 128 - 128 6 - 134 $ 54,115 $ 53,689 $ 143 $ 7,652 $ (4,704) $ 56,780 E. Prizes and Awards American Psychological Association Science Directorate Fund $ 30 $ 62 $ - $ 10 $ -$ 72 Henryk Arctowski Fund 96 3,143 - 470 (94) 3,519 Bache Fund 60 356 - 51 (33) 374 Blaauw Fund 71 771 - 112 (69) 814 John J. Carty Fund 25 653 - 98 (25) 726 Comstock Fund 11 730 - 113 - 843 Draper Fund 6 295 - 46 - 341 Elliot Fund 8 159 - 25 - 184 Estes Award in Social and Behavioral Sciences 80 216 - 33 - 249 Gibbs Brothers Fund 24 210 - 32 - 242 Gibbs Fund 5 143 - 21 (12) 152 Ralph E. Gomory Award for the Application of Science 179 474 - 73 (3) 544 Gould Fund 50 639 - 92 (59) 672 Joseph Henry Fund 40 416 - 60 (39) 437 Alexander Hollaender Award in Biophysics 100 301 - 43 (27) 317 Hunsaker Fund 25 404 - 58 (22) 440 Franklin Livingston Hunt Fund 11 220 - 34 - 254 17

OCR for page 16
SCHEDULE 1-A Endowment, Trust, and Other Long-term Investments Pool Financial Detail of Funds for the Year Ended December 31, 2010 (Dollars in thousands) Market Market Capital Value at 2010 2010 Value at Contributions Dec. 31, 2010 Investment Expenditures Dec. 31, as of Dec. 31, 2010 2009 Contributions Gain & Transfers 2010 Kovalenko Fund $ 64 $ 1,312 $ - $ 199 $ (32) $ 1,479 Marsh Fund 10 182 - 26 (17) 191 George P. Merrill Fund 10 578 - 86 (37) 627 Stanley Miller Award 205 137 50 29 (3) 213 Monsanto Award in Molecular Biology 421 993 - 150 (35) 1,108 Murray Fund 6 163 - 23 (21) 165 NAS Award for Chemistry in Service to Society 182 334 - 52 (3) 383 NAS Award in Mathematics 54 52 - 9 - 61 NAS Award in Chemical Sciences 478 469 - 73 (22) 520 NAS Award in Neuroscience 140 464 - 68 (32) 500 NAS Fund for Sciences and Technology in International Affairs 49 237 - 37 - 274 Pradel Fund 16 1,587 - 245 - 1,832 H. P. Robertson Lectureship Fund 20 274 - 42 - 316 Helen P. Smith Fund 67 572 - 89 - 661 Mrs. J. Lawrence Smith Fund 8 624 - 97 - 721 Thompson Fund 10 205 - 32 - 237 Troland Fund 505 4,004 - 607 (120) 4,491 Walcott Fund 5 71 - 11 - 82 G. K. Warren Fund 15 180 - 26 (16) 190 Watson Fund 25 1,309 - 193 (62) 1,440 $ 3,111 $ 22,939 $ 50 $ 3,465 $ (783) $ 25,671 F. Reserve Funds National Academy of Sciences Reserve Fund $ 6,656 $ 4,375 $ 1,135 $ 803 $ (690) $ 5,623 Proceedings of the National Academy of Sciences Fund 1,000 1,033 - 160 - 1,193 Transportation Research Board Reserve Fund 1,500 2,101 - 324 - 2,425 Due to (from) National Academy of Sciences - (11) - - 11 - $ 9,156 $ 7,498 $ 1,135 $ 1,287 $ (679) $ 9,241 Subtotal — Funds that Support the NAS $ 145,927 $ 277,673 $ 3,978 $ 41,538 $ (15,540) $ 307,649 II. Funds that Support the IOM A. General Funds General Endowment Fund $ 1,120 $ 1,687 $ - $ 256 $ (40) $ 1,903 Robert Wood Johnson Foundation Fund 5,000 9,908 - 1,501 (235) 11,174 IOM Kellogg Fund 283 480 - 74 - 554 IOM Members Dues 198 336 - 52 - 388 Henry J. Kaiser Family Foundation Fund 488 773 - 117 (18) 872 John D. and Catherine T. MacArthur Foundation Fund 5,000 9,844 - 1,478 (235) 11,087 Pharmaceutical Discretionary Fund 480 858 - 133 - 991 Pharmaceutical Endowment Fund 259 470 - 71 (11) 530 Miscellaneous Private Sector Fund 26 55 - 8 (1) 62 $ 12,854 $ 24,411 $ -$ 3,690 $ (540) $ 27,561 18

OCR for page 16
SCHEDULE 1-A Endowment, Trust, and Other Long-term Investments Pool Financial Detail of Funds for the Year Ended December 31, 2010 (Dollars in thousands) Market Market Capital Value at 2010 2010 Value at Contributions Dec. 31, 2010 Investment Expenditures Dec. 31, as of Dec. 31, 2010 2009 Contributions Gain & Transfers 2010 B. Program Specific Funds Distinguished Scholar Fund $ 17 $ 65 $ - $ 10 $ -$ 75 Food & Nutrition Board (FNB) Fund 525 1,411 - 218 - 1,629 FNB Corporations Fund 125 408 - 63 - 471 FNB Members Fund 5 23 - 4 - 27 Norman Gant & ABOG Fellowship 650 755 - 114 (16) 853 Hamburg Endowment Fund 1,011 1,174 11 183 - 1,368 Howard Hughes Medical Institute Fund 5,000 14,052 - 2,093 (694) 15,451 Kellogg Health of the Public Fund 4,789 5,338 87 848 23 6,296 Kellogg Health of the Public Fund Matching Contributions 2,571 2,752 30 444 - 3,226 Richard and Hinda Rosenthal Lecture Series 1,000 1,368 - 206 (35) 1,539 Women's Health Issues Fund 20 75 - 11 - 86 James C. Puffer / ABFM 826 - 826 50 - 876 $ 16,539 $ 27,421 $ 954 $ 4,244 $ (722) $ 31,897 C. Prizes and Awards Gustav O. Lienhard Award $ 1,200 $ 3,904 $ - $ 594 $ (73) $ 4,425 Rhonda and Bernard G. Sarnat International Prize in Mental Health 1,009 1,350 - 206 (37) 1,519 Sandra H. matthews Cecil Award 5 - 5 - - 5 $ 2,214 $ 5,254 $ 5 $ 800 $ (110) $ 5,949 D. Reserve Funds IOM Reserve Fund $ 500 $ 827 $ - $ 128 $ - $ 955 Subtotal — Funds that Support the IOM $ 32,107 $ 57,913 $ 959 $ 8,862 $ (1,372) $ 66,362 Subtotal — NAS and IOM Funds $ 178,034 $ 335,586 $ 4,937 $ 50,400 $ (16,912) $ 374,011 III. Funds Held on Behalf of Others A. The National Academies' Corporation Operations Endowment $ 8,000 $ 6,701 $ -$ 1,038 $ -$ 7,739 Program Endowment 1,940 1,623 - 258 - 1,881 Building Maintenance Reserve - 470 - 48 (220) 298 $ 9,940 $ 8,794 $ -$ 1,344 $ (220) $ 9,918 TOTAL $ 187,974 $ 344,380 $ 4,937 $ 51,744 $ (17,132) $ 383,929 19