Endowment, Trust, and Other Long-term Investments Pool Financial Detail of Funds for the Year Ended December 31, 2010 SCHEDULE 1-A
|
(Dollars in thousands) |
|||||
|
Capital Contributions as of Dec. 31, 2010 |
Market Value at Dec. 31, 2009 |
2010 Contributions |
2010 Investment Gain |
2010 Expenditures & Transfers |
Market Value at Dec. 31, 2010 |
I. Funds that Support the NAS |
|
|
|
|
|
|
A. General Fund |
|
|
|
|
|
|
Agassiz Fund |
$ 50 |
$ 480 |
$ - |
$ 71 |
$ (22) |
$ 529 |
Carnegie Fund |
3,275 |
33,181 |
- |
4,927 |
(1,515) |
36,593 |
Commonwealth Fund |
500 |
2,154 |
- |
320 |
(98) |
2,376 |
Carl Eckart Fund |
1,246 |
2,193 |
- |
325 |
(100) |
2,418 |
Ford Foundation Fund |
5,000 |
21,177 |
- |
3,145 |
(966) |
23,356 |
Henrietta and Alexander Hollaender Fund |
500 |
946 |
- |
140 |
(43) |
1,043 |
Grayce B. Kerr Fund |
250 |
470 |
- |
70 |
(21) |
519 |
Nealley Fund |
19 |
190 |
- |
28 |
(9) |
209 |
Simon Ramo Fund |
14 |
32 |
- |
5 |
(1) |
36 |
Rockefeller Foundation Fund |
1,000 |
4,294 |
- |
638 |
(196) |
4,736 |
Dorothea and Herbert Simon Fund |
645 |
983 |
- |
146 |
(45) |
1,084 |
Sloan Foundation Fund |
1,000 |
4,280 |
- |
636 |
(195) |
4,721 |
Amy Prudden Turner Fund |
30 |
109 |
- |
16 |
(5) |
120 |
Anonymous Endowment Fund |
7,147 |
13,760 |
- |
2,043 |
(628) |
15,175 |
General Endowment Fund |
4,206 |
7,729 |
600 |
1,174 |
(352) |
9,151 |
Members Endowment Fund |
2,774 |
5,148 |
50 |
770 |
(232) |
5,736 |
|
$ 27,656 |
$ 97,126 |
$ 650 |
$ 14,454 |
$ (4,428) |
$ 107,802 |
B. Woods Hole |
|
|
|
|
|
|
Peter C. Cornell Trust Fund |
$ 100 |
$ 230 |
$ - |
$ 34 |
$ (13) |
$ 251 |
J. Erik Jonsson Woods Hole Fund |
2,003 |
3,978 |
- |
584 |
(228) |
4,334 |
Richard King Mellon Foundation Fund |
50 |
168 |
- |
25 |
(10) |
183 |
Penzance Foundation Fund |
502 |
1,000 |
- |
147 |
(57) |
1,090 |
Woods Hole Endowment Fund |
971 |
1,150 |
- |
169 |
(66) |
1,253 |
Woods Hole Fund |
13 |
36 |
- |
5 |
(2) |
39 |
|
$ 3,639 |
$ 6,562 |
$ - |
$ 964 |
$ (376) |
$ 7,150 |
C. Presidents' Committee Funds |
|
|
|
|
|
|
Basic Science Fund - Earth Sciences |
$ 503 |
$ 1,266 |
$ - |
$ 196 |
$ - |
$ 1,462 |
Biology and Biotechnology Fund |
420 |
812 |
- |
124 |
(22) |
914 |
Thomas Lincoln Casey Fund |
258 |
5,626 |
- |
837 |
(278) |
6,185 |
Coca-Cola Foundation Fund |
50 |
135 |
- |
21 |
- |
156 |
Arthur L. Day Fund |
5,048 |
15,819 |
- |
2,398 |
(402) |
17,815 |
Cecil and Ida Green Fund |
467 |
1,452 |
- |
203 |
(142) |
1,513 |
W. K. Kellogg Foundation Fund |
20,000 |
39,738 |
- |
5,789 |
(2,663) |
42,864 |
Kobelt Fund |
297 |
1,815 |
- |
278 |
(22) |
2,071 |
Andrew W. Mellon Foundation Fund |
1,000 |
1,531 |
- |
218 |
(187) |
1,562 |
George and Cynthia Mitchell Endowment for Sustainability Sciences |
18,000 |
17,924 |
2,000 |
3,115 |
(505) |
22,534 |
George and Cynthia Mitchell Matching Endowment |
40 |
60 |
- |
10 |
- |
70 |
Frank Press Fund for Dissemination and Outreach |
1,167 |
2,091 |
- |
299 |
(206) |
2,184 |
Scientists and Engineers for the Future Fund |
1,000 |
1,590 |
- |
228 |
(143) |
1,675 |
|
$ 48,250 |
$ 89,859 |
$ 2,000 |
$ 13,716 |
$ (4,570) |
$ 101,005 |
|
(Dollars in thousands) |
|||||
|
Capital Contributions as of Dec. 31, 2010 |
Market Value at Dec. 31, 2009 |
2010 Contributions |
2010 Investment Gain |
2010 Expenditures & Transfers |
Market Value at Dec. 31, 2010 |
D. Program Specific Funds |
|
|
|
|
|
|
Arnold and Mabel Beckman Fund of the NAS and NAE |
$ 11,974 |
$ 5,506 |
$ - |
$ 586 |
$ (1,705) |
$ 4,387 |
Billings Fund |
50 |
858 |
- |
130 |
(16) |
972 |
Blakeslee Fund |
887 |
2,165 |
- |
322 |
(74) |
2,413 |
Henry G. Booker Fellowship Fund |
21 |
54 |
- |
8 |
- |
62 |
Communications Initiative Fund |
- |
3,022 |
- |
455 |
(101) |
3,376 |
Cultural Programs of the NAS Fund |
28 |
32 |
7 |
6 |
- |
45 |
Henry and Bryna David Endowment |
850 |
1,275 |
- |
196 |
(6) |
1,465 |
Global Commons Project Fund |
39 |
153 |
- |
24 |
- |
177 |
Marian Koshland Science Museum Fund |
22,786 |
20,439 |
- |
2,867 |
(2,181) |
21,125 |
Bruce Alberts Fund for the Marian Koshland Science Museum |
5,195 |
5,963 |
- |
912 |
(66) |
6,809 |
National Science Resources Center Fund |
4,986 |
5,482 |
- |
836 |
(185) |
6,133 |
New Canaan Library Fund |
4 |
10 |
- |
2 |
- |
12 |
Kumar and Shela Patel Endowment for US-India Dialogs |
602 |
799 |
2 |
120 |
(71) |
850 |
Arthur M. Sackler Colloquia Fund |
4,375 |
5,687 |
- |
835 |
(298) |
6,224 |
Raymond & Beverly Sackler USA-UK Scientific Forum Endowment |
2,025 |
1,822 |
- |
281 |
- |
2,103 |
USNC/IAU |
100 |
159 |
- |
24 |
(1) |
182 |
NAS Members Endowment(s) |
59 |
263 |
- |
41 |
- |
304 |
Christine Mirzayan Fellowship Endowment |
6 |
- |
6 |
1 |
- |
7 |
Seymour Benzer Lecture Series |
128 |
- |
128 |
6 |
- |
134 |
|
$ 54,115 |
$ 53,689 |
$ 143 |
$ 7,652 |
$ (4,704) |
$ 56,780 |
E. Prizes and Awards |
|
|
|
|
|
|
American Psychological Association Science Directorate Fund |
$ 30 |
$ 62 |
$ - |
$ 10 |
$ - |
$ 72 |
Henryk Arctowski Fund |
96 |
3,143 |
- |
470 |
(94) |
3,519 |
Bache Fund |
60 |
356 |
- |
51 |
(33) |
374 |
Blaauw Fund |
71 |
771 |
- |
112 |
(69) |
814 |
John J. Carty Fund |
25 |
653 |
- |
98 |
(25) |
726 |
Comstock Fund |
11 |
730 |
- |
113 |
- |
843 |
Draper Fund |
6 |
295 |
- |
46 |
- |
341 |
Elliot Fund |
8 |
159 |
- |
25 |
- |
184 |
Estes Award in Social and Behavioral Sciences |
80 |
216 |
- |
33 |
- |
249 |
Gibbs Brothers Fund |
24 |
210 |
- |
32 |
- |
242 |
Gibbs Fund |
5 |
143 |
- |
21 |
(12) |
152 |
Ralph E. Gomory Award for the Application of Science |
179 |
474 |
- |
73 |
(3) |
544 |
Gould Fund |
50 |
639 |
- |
92 |
(59) |
672 |
Joseph Henry Fund |
40 |
416 |
- |
60 |
(39) |
437 |
Alexander Hollaender Award in Biophysics |
100 |
301 |
- |
43 |
(27) |
317 |
Hunsaker Fund |
25 |
404 |
- |
58 |
(22) |
440 |
Franklin Livingston Hunt Fund |
11 |
220 |
- |
34 |
- |
254 |
|
(Dollars in thousands) |
|||||
|
Capital Contributions as of Dec. 31, 2010 |
Market Value at Dec. 31, 2009 |
2010 Contributions |
2010 Investment Gain |
2010 Expenditures & Transfers |
Market Value at Dec. 31, 2010 |
Kovalenko Fund |
$ 64 |
$ 1,312 |
$ - |
$ 199 |
$ (32) |
$ 1,479 |
Marsh Fund |
10 |
182 |
26 |
(17) |
191 |
|
George P. Merrill Fund |
10 |
578 |
- |
86 |
(37) |
627 |
Stanley Miller Award |
205 |
137 |
50 |
29 |
(3) |
213 |
Monsanto Award in Molecular Biology |
421 |
993 |
- |
150 |
(35) |
1,108 |
Murray Fund |
6 |
163 |
- |
23 |
(21) |
165 |
NAS Award for Chemistry in Service to Society |
182 |
334 |
- |
52 |
(3) |
383 |
NAS Award in Mathematics |
54 |
52 |
- |
9 |
- |
61 |
NAS Award in Chemical Sciences |
478 |
469 |
- |
73 |
(22) |
520 |
NAS Award in Neuroscience |
140 |
464 |
- |
68 |
(32) |
500 |
NAS Fund for Sciences and Technology in International Affairs |
49 |
237 |
- |
37 |
- |
274 |
Pradel Fund |
16 |
1,587 |
- |
245 |
- |
1,832 |
H. P. Robertson Lectureship Fund |
20 |
274 |
- |
42 |
- |
316 |
Helen P. Smith Fund |
67 |
572 |
- |
89 |
- |
661 |
Mrs. J. Lawrence Smith Fund |
8 |
624 |
- |
97 |
- |
721 |
Thompson Fund |
10 |
205 |
- |
32 |
- |
237 |
Troland Fund |
505 |
4,004 |
- |
607 |
(120) |
4,491 |
Walcott Fund |
5 |
71 |
- |
11 |
- |
82 |
G. K. Warren Fund |
15 |
180 |
- |
26 |
(16) |
190 |
Watson Fund |
25 |
1,309 |
- |
193 |
(62) |
1,440 |
|
$ 3,111 |
$ 22,939 |
$ 50 |
$ 3,465 |
$ (783) |
$ 25,671 |
F. Reserve Funds |
|
|
|
|
|
|
National Academy of Sciences Reserve Fund |
$ 6,656 |
$ 4,375 |
$ 1,135 |
$ 803 |
$ (690) |
$ 5,623 |
Proceedings of the National Academy of Sciences Fund |
1,000 |
1,033 |
- |
160 |
- |
1,193 |
Transportation Research Board Reserve Fund |
1,500 |
2,101 |
- |
324 |
- |
2,425 |
Due to (from) National Academy of Sciences |
- |
(11) |
- |
- |
11 |
- |
|
$ 9,156 |
$ 7,498 |
$ 1,135 |
$ 1,287 |
$ (679) |
$ 9,241 |
Subtotal — Funds that Support the NAS |
$ 145,927 |
$ 277,673 |
$ 3,978 |
$ 41,538 |
$ (15,540) |
$ 307,649 |
II. Funds that Support the IOM |
|
|
|
|
|
|
A. General Funds |
|
|
|
|
|
|
General Endowment Fund |
$ 1,120 |
$ 1,687 |
$ - |
$ 256 |
$ (40) |
$ 1,903 |
Robert Wood Johnson Foundation Fund |
5,000 |
9,908 |
- |
1,501 |
(235) |
11,174 |
IOM Kellogg Fund |
283 |
480 |
- |
74 |
- |
554 |
IOM Members Dues |
198 |
336 |
- |
52 |
- |
388 |
Henry J. Kaiser Family Foundation Fund |
488 |
773 |
- |
117 |
(18) |
872 |
John D. and Catherine T. MacArthur Foundation Fund |
5,000 |
9,844 |
- |
1,478 |
(235) |
11,087 |
Pharmaceutical Discretionary Fund |
480 |
858 |
- |
133 |
- |
991 |
Pharmaceutical Endowment Fund |
259 |
470 |
- |
71 |
(11) |
530 |
Miscellaneous Private Sector Fund |
26 |
55 |
- |
8 |
(1) |
62 |
|
$ 12,854 |
$ 24,411 |
$ - |
$ 3,690 |
$ (540) |
$ 27,561 |
|
(Dollars in thousands) |
|||||
|
Capital Contributions as of Dec. 31, 2010 |
Market Value at Dec. 31, 2009 |
2010 Contributions |
2010 Investment Gain |
2010 Expenditures & Transfers |
Market Value at Dec. 31, 2010 |
B. Program Specific Funds |
|
|
|
|
|
|
Distinguished Scholar Fund |
$ 17 |
$ 65 |
$ - |
$ 10 |
$ - |
$ 75 |
Food & Nutrition Board (FNB) Fund |
525 |
1,411 |
- |
218 |
- |
1,629 |
FNB Corporations Fund |
125 |
408 |
- |
63 |
- |
471 |
FNB Members Fund |
5 |
23 |
- |
4 |
- |
27 |
Norman Gant & ABOG Fellowship |
650 |
755 |
- |
114 |
(16) |
853 |
Hamburg Endowment Fund |
1,011 |
1,174 |
11 |
183 |
- |
1,368 |
Howard Hughes Medical Institute Fund |
5,000 |
14,052 |
- |
2,093 |
(694) |
15,451 |
Kellogg Health of the Public Fund |
4,789 |
5,338 |
87 |
848 |
23 |
6,296 |
Kellogg Health of the Public Fund Matching Contributions |
2,571 |
2,752 |
30 |
444 |
- |
3,226 |
Richard and Hinda Rosenthal Lecture Series |
1,000 |
1,368 |
- |
206 |
(35) |
1,539 |
Women's Health Issues Fund |
20 |
75 |
- |
11 |
- |
86 |
James C. Puffer / ABFM |
826 |
- |
826 |
50 |
- |
876 |
|
$ 16,539 |
$ 27,421 |
$ 954 |
$ 4,244 |
$ (722) |
$ 31,897 |
C. Prizes and Awards |
|
|
|
|
|
|
Gustav O. Lienhard Award |
$ 1,200 |
$ 3,904 |
$ - |
$ 594 |
$ (73) |
$ 4,425 |
Rhonda and Bernard G. Sarnat International Prize in Mental Health |
1,009 |
1,350 |
- |
206 |
(37) |
1,519 |
Sandra H. matthews Cecil Award |
5 |
- |
5 |
- |
- |
5 |
|
$ 2,214 |
$ 5,254 |
$ 5 |
$ 800 |
$ (110) |
$ 5,949 |
D. Reserve Funds |
|
|
|
|
|
|
IOM Reserve Fund |
$ 500 |
$ 827 |
$ - |
$ 128 |
$ - |
$ 955 |
Subtotal — Funds that Support the IOM |
$ 32,107 |
$ 57,913 |
$ 959 |
$ 8,862 |
$ (1,372) |
$ 66,362 |
Subtotal — NAS and IOM Funds |
$ 178,034 |
$ 335,586 |
$ 4,937 |
$ 50,400 |
$ (16,912) |
$ 374,011 |
III. Funds Held on Behalf of Others |
|
|
|
|
|
|
A. The National Academies' Corporation |
|
|
|
|
|
|
Operations Endowment |
$ 8,000 |
$ 6,701 |
$ - |
$ 1,038 |
$ - |
$ 7,739 |
Program Endowment |
1,940 |
1,623 |
- |
$ 258 |
- |
1,881 |
Building Maintenance Reserve |
- |
470 |
- |
48 |
(220) |
298 |
$ 9,940 |
$ 8,794 |
$ - |
$ 1,344 |
$ (220) |
$ 9,918 |
|
TOTAL |
$ 187,974 |
$ 344,380 |
$ 4,937 |
$ 51,744 |
$ (17,132) |
$ 383,929 |