|
|
(Dollars in thousands) |
|||||
|
|
Capital Contributions as of Dec. 31, 2010 |
Market Value at Dec. 31, 2009 |
2010 Contributions |
2010 Investment Gain |
2010 Expenditures & Transfers |
Market Value at Dec. 31, 2010 |
|
I. Funds that Support the NAS |
|
|
|
|
|
|
|
A. General Fund |
|
|
|
|
|
|
|
Agassiz Fund |
$ 50 |
$ 480 |
$ - |
$ 71 |
$ (22) |
$ 529 |
|
Carnegie Fund |
3,275 |
33,181 |
- |
4,927 |
(1,515) |
36,593 |
|
Commonwealth Fund |
500 |
2,154 |
- |
320 |
(98) |
2,376 |
|
Carl Eckart Fund |
1,246 |
2,193 |
- |
325 |
(100) |
2,418 |
|
Ford Foundation Fund |
5,000 |
21,177 |
- |
3,145 |
(966) |
23,356 |
|
Henrietta and Alexander Hollaender Fund |
500 |
946 |
- |
140 |
(43) |
1,043 |
|
Grayce B. Kerr Fund |
250 |
470 |
- |
70 |
(21) |
519 |
|
Nealley Fund |
19 |
190 |
- |
28 |
(9) |
209 |
|
Simon Ramo Fund |
14 |
32 |
- |
5 |
(1) |
36 |
|
Rockefeller Foundation Fund |
1,000 |
4,294 |
- |
638 |
(196) |
4,736 |
|
Dorothea and Herbert Simon Fund |
645 |
983 |
- |
146 |
(45) |
1,084 |
|
Sloan Foundation Fund |
1,000 |
4,280 |
- |
636 |
(195) |
4,721 |
|
Amy Prudden Turner Fund |
30 |
109 |
- |
16 |
(5) |
120 |
|
Anonymous Endowment Fund |
7,147 |
13,760 |
- |
2,043 |
(628) |
15,175 |
|
General Endowment Fund |
4,206 |
7,729 |
600 |
1,174 |
(352) |
9,151 |
|
Members Endowment Fund |
2,774 |
5,148 |
50 |
770 |
(232) |
5,736 |
|
|
$ 27,656 |
$ 97,126 |
$ 650 |
$ 14,454 |
$ (4,428) |
$ 107,802 |
|
B. Woods Hole |
|
|
|
|
|
|
|
Peter C. Cornell Trust Fund |
$ 100 |
$ 230 |
$ - |
$ 34 |
$ (13) |
$ 251 |
|
J. Erik Jonsson Woods Hole Fund |
2,003 |
3,978 |
- |
584 |
(228) |
4,334 |
|
Richard King Mellon Foundation Fund |
50 |
168 |
- |
25 |
(10) |
183 |
|
Penzance Foundation Fund |
502 |
1,000 |
- |
147 |
(57) |
1,090 |
|
Woods Hole Endowment Fund |
971 |
1,150 |
- |
169 |
(66) |
1,253 |
|
Woods Hole Fund |
13 |
36 |
- |
5 |
(2) |
39 |
|
|
$ 3,639 |
$ 6,562 |
$ - |
$ 964 |
$ (376) |
$ 7,150 |
|
C. Presidents' Committee Funds |
|
|
|
|
|
|
|
Basic Science Fund - Earth Sciences |
$ 503 |
$ 1,266 |
$ - |
$ 196 |
$ - |
$ 1,462 |
|
Biology and Biotechnology Fund |
420 |
812 |
- |
124 |
(22) |
914 |
|
Thomas Lincoln Casey Fund |
258 |
5,626 |
- |
837 |
(278) |
6,185 |
|
Coca-Cola Foundation Fund |
50 |
135 |
- |
21 |
- |
156 |
|
Arthur L. Day Fund |
5,048 |
15,819 |
- |
2,398 |
(402) |
17,815 |
|
Cecil and Ida Green Fund |
467 |
1,452 |
- |
203 |
(142) |
1,513 |
|
W. K. Kellogg Foundation Fund |
20,000 |
39,738 |
- |
5,789 |
(2,663) |
42,864 |
|
Kobelt Fund |
297 |
1,815 |
- |
278 |
(22) |
2,071 |
|
Andrew W. Mellon Foundation Fund |
1,000 |
1,531 |
- |
218 |
(187) |
1,562 |
|
George and Cynthia Mitchell Endowment for Sustainability Sciences |
18,000 |
17,924 |
2,000 |
3,115 |
(505) |
22,534 |
|
George and Cynthia Mitchell Matching Endowment |
40 |
60 |
- |
10 |
- |
70 |
|
Frank Press Fund for Dissemination and Outreach |
1,167 |
2,091 |
- |
299 |
(206) |
2,184 |
|
Scientists and Engineers for the Future Fund |
1,000 |
1,590 |
- |
228 |
(143) |
1,675 |
|
|
$ 48,250 |
$ 89,859 |
$ 2,000 |
$ 13,716 |
$ (4,570) |
$ 101,005 |
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OCR for page 16
SCHEDULE 1-A
Endowment, Trust, and Other Long-term Investments Pool
Financial Detail of Funds for the Year Ended December 31, 2010
(Dollars in thousands)
Market Market
Capital Value at 2010 2010 Value at
Contributions Dec. 31, 2010 Investment Expenditures Dec. 31,
as of Dec. 31, 2010 2009 Contributions Gain & Transfers 2010
I. Funds that Support the NAS
A. General Fund
Agassiz Fund $ 50 $ 480 $ -$ 71 $ (22) $ 529
Carnegie Fund 3,275 33,181 - 4,927 (1,515) 36,593
Commonwealth Fund 500 2,154 - 320 (98) 2,376
Carl Eckart Fund 1,246 2,193 - 325 (100) 2,418
Ford Foundation Fund 5,000 21,177 - 3,145 (966) 23,356
Henrietta and Alexander Hollaender Fund 500 946 - 140 (43) 1,043
Grayce B. Kerr Fund 250 470 - 70 (21) 519
Nealley Fund 19 190 - 28 (9) 209
Simon Ramo Fund 14 32 - 5 (1) 36
Rockefeller Foundation Fund 1,000 4,294 - 638 (196) 4,736
Dorothea and Herbert Simon Fund 645 983 - 146 (45) 1,084
Sloan Foundation Fund 1,000 4,280 - 636 (195) 4,721
Amy Prudden Turner Fund 30 109 - 16 (5) 120
Anonymous Endowment Fund 7,147 13,760 - 2,043 (628) 15,175
General Endowment Fund 4,206 7,729 600 1,174 (352) 9,151
Members Endowment Fund 2,774 5,148 50 770 (232) 5,736
$ 27,656 $ 97,126 $ 650 $ 14,454 $ (4,428) $ 107,802
B. Woods Hole
Peter C. Cornell Trust Fund $ 100 $ 230 $ -$ 34 $ (13) $ 251
J. Erik Jonsson Woods Hole Fund 2,003 3,978 - 584 (228) 4,334
Richard King Mellon Foundation Fund 50 168 - 25 (10) 183
Penzance Foundation Fund 502 1,000 - 147 (57) 1,090
Woods Hole Endowment Fund 971 1,150 - 169 (66) 1,253
Woods Hole Fund 13 36 - 5 (2) 39
$ 3,639 $ 6,562 $ -$ 964 $ (376) $ 7,150
C. Presidents' Committee Funds
Basic Science Fund - Earth Sciences $ 503 $ 1,266 $ - $ 196 $ -$ 1,462
Biology and Biotechnology Fund 420 812 - 124 (22) 914
Thomas Lincoln Casey Fund 258 5,626 - 837 (278) 6,185
Coca-Cola Foundation Fund 50 135 - 21 - 156
Arthur L. Day Fund 5,048 15,819 - 2,398 (402) 17,815
Cecil and Ida Green Fund 467 1,452 - 203 (142) 1,513
W. K. Kellogg Foundation Fund 20,000 39,738 - 5,789 (2,663) 42,864
Kobelt Fund 297 1,815 - 278 (22) 2,071
Andrew W. Mellon Foundation Fund 1,000 1,531 - 218 (187) 1,562
George and Cynthia Mitchell Endowment
for Sustainability Sciences 18,000 17,924 2,000 3,115 (505) 22,534
George and Cynthia Mitchell Matching
Endowment 40 60 - 10 - 70
Frank Press Fund for Dissemination
and Outreach 1,167 2,091 - 299 (206) 2,184
Scientists and Engineers for the Future
Fund 1,000 1,590 - 228 (143) 1,675
$ 48,250 $ 89,859 $ 2,000 $ 13,716 $ (4,570) $ 101,005
16
OCR for page 16
SCHEDULE 1-A
Endowment, Trust, and Other Long-term Investments Pool
Financial Detail of Funds for the Year Ended December 31, 2010
(Dollars in thousands)
Market Market
Capital Value at 2010 2010 Value at
Contributions Dec. 31, 2010 Investment Expenditures Dec. 31,
as of Dec. 31, 2010 2009 Contributions Gain & Transfers 2010
D. Program Specific Funds
Arnold and Mabel Beckman Fund
of the NAS and NAE $ 11,974 $ 5,506 $ - $ 586 $ (1,705) $ 4,387
Billings Fund 50 858 - 130 (16) 972
Blakeslee Fund 887 2,165 - 322 (74) 2,413
Henry G. Booker Fellowship Fund 21 54 - 8 - 62
Communications Initiative Fund - 3,022 - 455 (101) 3,376
Cultural Programs of the NAS Fund 28 32 7 6 - 45
Henry and Bryna David Endowment 850 1,275 - 196 (6) 1,465
Global Commons Project Fund 39 153 - 24 - 177
Marian Koshland Science Museum Fund 22,786 20,439 - 2,867 (2,181) 21,125
Bruce Alberts Fund for the Marian
Koshland Science Museum 5,195 5,963 - 912 (66) 6,809
National Science Resources Center Fund 4,986 5,482 - 836 (185) 6,133
New Canaan Library Fund 4 10 - 2 - 12
Kumar and Shela Patel Endowment
for US-India Dialogs 602 799 2 120 (71) 850
Arthur M. Sackler Colloquia Fund 4,375 5,687 - 835 (298) 6,224
Raymond & Beverly Sackler USA-UK
Scientific Forum Endowment 2,025 1,822 - 281 - 2,103
USNC/IAU 100 159 - 24 (1) 182
NAS Members Endowment(s) 59 263 - 41 - 304
Christine Mirzayan Fellowship Endowment 6 - 6 1 - 7
Seymour Benzer Lecture Series 128 - 128 6 - 134
$ 54,115 $ 53,689 $ 143 $ 7,652 $ (4,704) $ 56,780
E. Prizes and Awards
American Psychological Association
Science Directorate Fund $ 30 $ 62 $ - $ 10 $ -$ 72
Henryk Arctowski Fund 96 3,143 - 470 (94) 3,519
Bache Fund 60 356 - 51 (33) 374
Blaauw Fund 71 771 - 112 (69) 814
John J. Carty Fund 25 653 - 98 (25) 726
Comstock Fund 11 730 - 113 - 843
Draper Fund 6 295 - 46 - 341
Elliot Fund 8 159 - 25 - 184
Estes Award in Social and
Behavioral Sciences 80 216 - 33 - 249
Gibbs Brothers Fund 24 210 - 32 - 242
Gibbs Fund 5 143 - 21 (12) 152
Ralph E. Gomory Award for
the Application of Science 179 474 - 73 (3) 544
Gould Fund 50 639 - 92 (59) 672
Joseph Henry Fund 40 416 - 60 (39) 437
Alexander Hollaender Award
in Biophysics 100 301 - 43 (27) 317
Hunsaker Fund 25 404 - 58 (22) 440
Franklin Livingston Hunt Fund 11 220 - 34 - 254
17
OCR for page 16
SCHEDULE 1-A
Endowment, Trust, and Other Long-term Investments Pool
Financial Detail of Funds for the Year Ended December 31, 2010
(Dollars in thousands)
Market Market
Capital Value at 2010 2010 Value at
Contributions Dec. 31, 2010 Investment Expenditures Dec. 31,
as of Dec. 31, 2010 2009 Contributions Gain & Transfers 2010
Kovalenko Fund $ 64 $ 1,312 $ - $ 199 $ (32) $ 1,479
Marsh Fund 10 182 - 26 (17) 191
George P. Merrill Fund 10 578 - 86 (37) 627
Stanley Miller Award 205 137 50 29 (3) 213
Monsanto Award in Molecular Biology 421 993 - 150 (35) 1,108
Murray Fund 6 163 - 23 (21) 165
NAS Award for Chemistry in
Service to Society 182 334 - 52 (3) 383
NAS Award in Mathematics 54 52 - 9 - 61
NAS Award in Chemical Sciences 478 469 - 73 (22) 520
NAS Award in Neuroscience 140 464 - 68 (32) 500
NAS Fund for Sciences and Technology
in International Affairs 49 237 - 37 - 274
Pradel Fund 16 1,587 - 245 - 1,832
H. P. Robertson Lectureship Fund 20 274 - 42 - 316
Helen P. Smith Fund 67 572 - 89 - 661
Mrs. J. Lawrence Smith Fund 8 624 - 97 - 721
Thompson Fund 10 205 - 32 - 237
Troland Fund 505 4,004 - 607 (120) 4,491
Walcott Fund 5 71 - 11 - 82
G. K. Warren Fund 15 180 - 26 (16) 190
Watson Fund 25 1,309 - 193 (62) 1,440
$ 3,111 $ 22,939 $ 50 $ 3,465 $ (783) $ 25,671
F. Reserve Funds
National Academy of Sciences Reserve Fund $ 6,656 $ 4,375 $ 1,135 $ 803 $ (690) $ 5,623
Proceedings of the National Academy
of Sciences Fund 1,000 1,033 - 160 - 1,193
Transportation Research Board Reserve Fund 1,500 2,101 - 324 - 2,425
Due to (from) National Academy of Sciences - (11) - - 11 -
$ 9,156 $ 7,498 $ 1,135 $ 1,287 $ (679) $ 9,241
Subtotal — Funds that Support the NAS $ 145,927 $ 277,673 $ 3,978 $ 41,538 $ (15,540) $ 307,649
II. Funds that Support the IOM
A. General Funds
General Endowment Fund $ 1,120 $ 1,687 $ - $ 256 $ (40) $ 1,903
Robert Wood Johnson Foundation Fund 5,000 9,908 - 1,501 (235) 11,174
IOM Kellogg Fund 283 480 - 74 - 554
IOM Members Dues 198 336 - 52 - 388
Henry J. Kaiser Family Foundation Fund 488 773 - 117 (18) 872
John D. and Catherine T. MacArthur
Foundation Fund 5,000 9,844 - 1,478 (235) 11,087
Pharmaceutical Discretionary Fund 480 858 - 133 - 991
Pharmaceutical Endowment Fund 259 470 - 71 (11) 530
Miscellaneous Private Sector Fund 26 55 - 8 (1) 62
$ 12,854 $ 24,411 $ -$ 3,690 $ (540) $ 27,561
18
OCR for page 16
SCHEDULE 1-A
Endowment, Trust, and Other Long-term Investments Pool
Financial Detail of Funds for the Year Ended December 31, 2010
(Dollars in thousands)
Market Market
Capital Value at 2010 2010 Value at
Contributions Dec. 31, 2010 Investment Expenditures Dec. 31,
as of Dec. 31, 2010 2009 Contributions Gain & Transfers 2010
B. Program Specific Funds
Distinguished Scholar Fund $ 17 $ 65 $ - $ 10 $ -$ 75
Food & Nutrition Board (FNB) Fund 525 1,411 - 218 - 1,629
FNB Corporations Fund 125 408 - 63 - 471
FNB Members Fund 5 23 - 4 - 27
Norman Gant & ABOG Fellowship 650 755 - 114 (16) 853
Hamburg Endowment Fund 1,011 1,174 11 183 - 1,368
Howard Hughes Medical Institute Fund 5,000 14,052 - 2,093 (694) 15,451
Kellogg Health of the Public Fund 4,789 5,338 87 848 23 6,296
Kellogg Health of the Public Fund
Matching Contributions 2,571 2,752 30 444 - 3,226
Richard and Hinda Rosenthal
Lecture Series 1,000 1,368 - 206 (35) 1,539
Women's Health Issues Fund 20 75 - 11 - 86
James C. Puffer / ABFM 826 - 826 50 - 876
$ 16,539 $ 27,421 $ 954 $ 4,244 $ (722) $ 31,897
C. Prizes and Awards
Gustav O. Lienhard Award $ 1,200 $ 3,904 $ - $ 594 $ (73) $ 4,425
Rhonda and Bernard G. Sarnat
International Prize in Mental Health 1,009 1,350 - 206 (37) 1,519
Sandra H. matthews Cecil Award 5 - 5 - - 5
$ 2,214 $ 5,254 $ 5 $ 800 $ (110) $ 5,949
D. Reserve Funds
IOM Reserve Fund $ 500 $ 827 $ - $ 128 $ - $ 955
Subtotal — Funds that Support the IOM $ 32,107 $ 57,913 $ 959 $ 8,862 $ (1,372) $ 66,362
Subtotal — NAS and IOM Funds $ 178,034 $ 335,586 $ 4,937 $ 50,400 $ (16,912) $ 374,011
III. Funds Held on Behalf of Others
A. The National Academies' Corporation
Operations Endowment $ 8,000 $ 6,701 $ -$ 1,038 $ -$ 7,739
Program Endowment 1,940 1,623 - 258 - 1,881
Building Maintenance Reserve - 470 - 48 (220) 298
$ 9,940 $ 8,794 $ -$ 1,344 $ (220) $ 9,918
TOTAL $ 187,974 $ 344,380 $ 4,937 $ 51,744 $ (17,132) $ 383,929
19