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TRB Special Report 303: Equity of Evolving Transportation Finance Mechanisms (2011)

Chapter: Equity of Evolving Transportation Finance Mechanisms

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Suggested Citation:"Equity of Evolving Transportation Finance Mechanisms." Transportation Research Board. 2011. TRB Special Report 303: Equity of Evolving Transportation Finance Mechanisms. Washington, DC: The National Academies Press. doi: 10.17226/13240.
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Page 1
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Suggested Citation:"Equity of Evolving Transportation Finance Mechanisms." Transportation Research Board. 2011. TRB Special Report 303: Equity of Evolving Transportation Finance Mechanisms. Washington, DC: The National Academies Press. doi: 10.17226/13240.
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Page 2
Page 3
Suggested Citation:"Equity of Evolving Transportation Finance Mechanisms." Transportation Research Board. 2011. TRB Special Report 303: Equity of Evolving Transportation Finance Mechanisms. Washington, DC: The National Academies Press. doi: 10.17226/13240.
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SPECIAL REPORT 303 Equity of Evolving Transportation Finance Mechanisms TRANSPORTATION RESEARCH BOARD OF THE NATIONAL ACADEMIES

TRANSPORTATION RESEARCH BOARD 2011 EXECUTIVE COMMITTEE* Chair: Neil J. Pedersen, Consultant, Silver Spring, Maryland Vice Chair: Sandra Rosenbloom, Professor of Planning, University of Arizona, Tucson Executive Director: Robert E. Skinner, Jr., Transportation Research Board J. Barry Barker, Executive Director, Transit Authority of River City, Louisville, Kentucky Deborah H. Butler, Executive Vice President, Planning, and CIO, Norfolk Southern Corporation, Norfolk, Virginia William A. V. Clark, Professor, Department of Geography, University of California, Los Angeles Eugene A. Conti, Jr., Secretary of Transportation, North Carolina Department of Transportation, Raleigh James M. Crites, Executive Vice President of Operations, Dallas–Fort Worth International Airport, Texas Paula J. Hammond, Secretary, Washington State Department of Transportation, Olympia Michael W. Hancock, Secretary, Kentucky Transportation Cabinet, Frankfort Adib K. Kanafani, Cahill Professor of Civil Engineering, University of California, Berkeley (Past Chair, 2009) Michael P. Lewis, Director, Rhode Island Department of Transportation, Providence Susan Martinovich, Director, Nevada Department of Transportation, Carson City Joan McDonald, Commissioner, New York State Department of Transportation, Albany Michael R. Morris, Director of Transportation, North Central Texas Council of Governments, Arlington (Past Chair, 2010) Tracy L. Rosser, Vice President, Regional General Manager, Wal-Mart Stores, Inc., Mandeville, Louisiana Steven T. Scalzo, Chief Operating Officer, Marine Resources Group, Seattle, Washington Henry G. (Gerry) Schwartz, Jr., Chairman (retired), Jacobs/Sverdrup Civil, Inc., St. Louis, Missouri Beverly A. Scott, General Manager and Chief Executive Officer, Metropolitan Atlanta Rapid Transit Authority, Atlanta, Georgia David Seltzer, Principal, Mercator Advisors LLC, Philadelphia, Pennsylvania Lawrence A. Selzer, President and CEO, The Conservation Fund, Arlington, Virginia Kumares C. Sinha, Olson Distinguished Professor of Civil Engineering, Purdue University, West Lafayette, Indiana Thomas K. Sorel, Commissioner, Minnesota Department of Transportation, St. Paul Daniel Sperling, Professor of Civil Engineering and Environmental Science and Policy; Director, Institute of Transportation Studies; and Interim Director, Energy Efficiency Center, University of California, Davis Kirk T. Steudle, Director, Michigan Department of Transportation, Lansing Douglas W. Stotlar, President and Chief Executive Officer, Con-Way, Inc., Ann Arbor, Michigan C. Michael Walton, Ernest H. Cockrell Centennial Chair in Engineering, University of Texas, Austin (Past Chair, 1991) Peter H. Appel, Administrator, Research and Innovative Technology Administration, U.S. Department of Transportation (ex officio) J. Randolph Babbitt, Administrator, Federal Aviation Administration, U.S. Department of Transportation (ex officio) Rebecca M. Brewster, President and COO, American Transportation Research Institute, Smyrna, Georgia (ex officio) Anne S. Ferro, Administrator, Federal Motor Carrier Safety Administration, U.S. Department of Transportation (ex officio) LeRoy Gishi, Chief, Division of Transportation, Bureau of Indian Affairs, U.S. Department of the Interior, Washington, D.C. (ex officio) John T. Gray, Senior Vice President, Policy and Economics, Association of American Railroads, Washington, D.C. (ex officio) John C. Horsley, Executive Director, American Association of State Highway and Transportation Officials, Washington, D.C. (ex officio) David T. Matsuda, Deputy Administrator, Maritime Administration, U.S. Department of Transportation (ex officio) Victor M. Mendez, Administrator, Federal Highway Administration, U.S. Department of Transportation (ex officio) William W. Millar, President, American Public Transportation Association, Washington, D.C. (ex officio) (Past Chair, 1992) Tara O’Toole, Under Secretary for Science and Technology, U.S. Department of Homeland Security (ex officio) Robert J. Papp (Adm., U.S. Coast Guard), Commandant, U.S. Coast Guard, U.S. Department of Homeland Security (ex officio) Cynthia L. Quarterman, Administrator, Pipeline and Hazardous Materials Safety Administration, U.S. Department of Transportation (ex officio) Peter M. Rogoff, Administrator, Federal Transit Administration, U.S. Department of Transportation (ex officio) David L. Strickland, Administrator, National Highway Traffic Safety Administration, U.S. Department of Transportation (ex officio) Joseph C. Szabo, Administrator, Federal Railroad Administration, U.S. Department of Transportation (ex officio) Polly Trottenberg, Assistant Secretary for Transportation Policy, U.S. Department of Transportation (ex officio) Robert L. Van Antwerp (Lt. General, U.S. Army), Chief of Engineers and Commanding General, U.S. Army Corps of Engineers, Washington, D.C. (ex officio) Barry R. Wallerstein, Executive Officer, South Coast Air Quality Management District, Diamond Bar, California (ex officio) * Membership as of October 2011.

SPECIAL REPORT 303 Equity of Evolving Transportation Finance Mechanisms Committee on Equity Implications of Evolving Transportation Finance Mechanisms TRANSPORTATION RESEARCH BOARD OF THE NATIONAL ACADEMIES Transportation Research Board Washington, D.C. 2011 www.TRB.org

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TRB Special Report 303: Equity of Evolving Transportation Finance Mechanisms addresses the equity of alternatives to current transportation finance mechanisms, notably mechanisms based on tolling and road use metering (i.e., road pricing). The committee that developed the report concluded that broad generalizations about the fairness of high-occupancy toll lanes, cordon tolls, and other evolving mechanisms oversimplify the reality and are misleading. The fairness of a given type of finance mechanism depends on how it is structured, what transportation alternatives are offered to users, and which aspects of equity are deemed most important.

The committee identified the various dimensions of equity important for public policy debates about evolving finance mechanisms, proposed specific issues for policy makers to consider when evolving mechanisms are proposed, and identified areas where future research is needed for a better understanding of the equity implications of such mechanisms.

To move beyond superficial analysis, the report calls on policy makers to insist on well-designed studies of transportation finance that yield reliable information about the likely distribution of burdens and benefits, and that facilitate comparison of a given finance strategy with alternatives. In addition, public policy makers who wish to promote equity should engage their constituents and other stakeholders early and often when considering the use of new or unfamiliar transportation finance mechanisms.

The report calls on researchers to explore further how people modify their use of the transportation system in response to changes in prices and services and the consequences of these responses. It also recommends the development of a handbook for state and local governments describing procedures for conducting equity analyses of transportation finance policies.

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