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RO B ER T W. K EYE S
1921–2010
Elected in 1976
“For systematic development of a definitive theory of the
fundamental limits of digital computer devices.”
BY MARSHALL I. NATHAN
R OBERT W. KEYES, a condensed matter physicist and
major contributor in the areas of the physics of computation
and semiconductor physics, died on April 5, 2010, after an
accidental fall.
Bob was born on December 2, 1921, in Chicago. He grew
up there, attending Parker and Calumet high schools and
graduating from the latter in 1939. He attended the University
of Chicago and received his bachelor’s degree in physics in
1942. His education was then interrupted during the remainder
of World War II by a stint in the U.S. Navy, where he served
as an electronics technician. After the war in 1946 he started
work at Argonne National Laboratory. In 1950 he returned to
the University of Chicago for graduate study. He got his Ph.D.
in physics in 1953, under the direction of Andy Lawson. For
his research he measured the electrical conductivity of liquid
germanium and studied the electrical properties of black
phosphorus under hydrostatic pressure.
After receiving his Ph.D., Bob joined the newly formed
Westinghouse Research Laboratory in suburban Pittsburgh.
There he built a high-pressure laboratory of the Bridgman
type, working to 12 kilobars. He and other researchers
used this facility to study the electrical properties of silicon
and germanium group and III-V (from the Periodic Table)
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134 MEMORIAL TRIBUTES
semiconductors, for example, gallium arsenide. Some of these
studies constituted the Ph.D. theses of two graduate students
at the University of Pittsburgh. Bob expanded these studies
to include uniaxial stress experiments. His work and that of
others elucidated the energy band structure of germanium
and silicon. He showed that, because of the multivalley nature
of the conduction band structure in silicon and germanium,
the free energy can be lowered by strain that reduces the
electron energy due to transfer among the valleys. This causes
a reduction in some of the elastic constants in heavily doped
n-type silicon and germanium. He experimentally verified the
existence and magnitude of the predicted effect several years
later.
While at Westinghouse, Bob worked in several other
areas of semiconductors, including thermal conductivity,
thermoelectric power, and the effects of strain. He and his
colleagues observed a very large magnetoresistence in n-type
(electrons carry the current as opposed to holes) indium
antimonide, which amounted to a metal-insulator transition.
He spent the fall quarter of 1957 at the University of Chicago
as a visiting scientist on leave from the Westinghouse Research
Laboratory. Bob spent his time there studying interpretations
of measurements of atomic diffusion in solids at high pressure.
His work showed that simple models by and large explain the
pressure effects.
In 1960, Bob resigned from Westinghouse to join the
new and rapidly expanding IBM Research Laboratory in
Yorktown Heights, Westchester County, New York. He spent
the remainder of his career there, first as a research manager,
then as a research staff member, and finally as a research staff
member emeritus. Bob actively engaged in research right
up to the time of his death. His last paper was published
posthumously.
His first assignment at IBM was to manage a small group
involved at various times in work on novel devices, including
transistor engineering, the physical basis of the Gunn effect,
solar cells, process instrumentation and gas panel displays, and
ion-implanted superconducting devices. The group included
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RO B ER T W. K EYE S 135
Bill Dumke, Al Michel, Frank Stern, Edward J. Walker, me, and
others. Under Bob’s leadership, some members of the group
started work aimed at finding a semiconductor diode laser.
Bob sought and got partial support for this work from the U.S.
Army Signal Corps in 1962. In the proposal that he wrote to
get this support, he made the bold promise to construct the
laser before the end of the year. In retrospect it is difficult to
realize how audacious that promise was in view of the fact
that the semiconductor laser has been around for almost 50
years. His group and those at other laboratories fulfilled that
promise and successfully made semiconductor lasers toward
the end of 1962.
It was shortly after this time that Bob met his wife to be,
Sophie, while hiking in the nearby hills. They were married
in 1966. Their children, Andrew and Claire, were born in 1969
and 1971, respectively.
Bob’s work at IBM, especially his interactions with his
group, led him to become more interested in semiconductor
devices and the applications of semiconductor physics to
computers. Semiconductor devices were being made smaller
and smaller, with increasing numbers of them on a chip. The
questions were: Where is this leading? How small a device can
work? Why is so much energy being used to execute logic?
What can we do about the heat that more and more devices
are creating in a small space? He discussed these issues in
the Institute of Electrical and Electronics Engineers (IEEE)
Spectrum in 1969 in a paper that attracted widespread attention
and brought him several invitations to speak at conferences
and institutions throughout the United States. He had become
one of the leading practitioners of the subdiscipline known
as “Limits.” Other questions that he became interested in
were: What voltage to use? Does fundamental physics require
energy dissipation to switch? From consideration of these
questions he concluded that silicon transistors were the best
of the contending logic devices.
Eventually, Bob summarized his views of limits in the
Proceedings of the IEEE in 1975. This paper was recognized in
1976 with the IEEE’s W. R. G. Baker Prize for an outstanding
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136 MEMORIAL TRIBUTES
paper in an IEEE publication that year. Widespread interest in
limits continued to garner invitations for Bob to write or speak
on the subject in other venues for many years.
Bob Keyes was a very productive scientist. During his
lifetime he published over 200 papers, for almost all of which
he was the sole author. He wrote one book, The Physics of VLSI
Systems (Addison-Wesley, 1987), and he made contributions
to several others.
Bob was well thought of for generously reaching out and
helping his fellow scientists, including several just starting
out, whenever he could. His colleagues and many friends will
remember him for his quick wit and wry sense of humor. He
was an avid hiker and a bird watcher. He is survived by his
wife Sophie and their children Andrew and Claire Ames.
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