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Appendix A
Panel Workshop
Agenda and Participants
AGENDA
This workshop is part of a study by the Panel on During this two-day meeting, scholars and
practitioners from around the world will discuss specific datasets, frameworks, methods, and
tools for measuring science and technology innovation (STI) activities at national and
subnational levels, and for developed and developing countries. Participants will discuss: (1)
metrics that have been shown to track changes in national economic growth, productivity and
other indicators of social development; (2) frameworks for gathering data on academic inputs to
research, development and translation processes toward commercialization of new scientific
outputs, with specific regional outlooks; and (3) next-generation methods for gathering and
disseminating data that give snapshot views of scientific research and innovation in sectors, such
as biotechnology and information and communications technology (ICT). Presentations and
networked discussions will focus attention on the policy relevance of redesigned or new
indicators.
DAY 1: Monday, July 11, 2011
8:00-9:00 AM REGISTRATION IN LOBBY (breakfast available in main foyer)
9:00-9:10 WELCOME AND OVERVIEW
Cochairs: Robert Litan (Kauffman Foundation) and Andrew Wyckoff
(OECD)
Connie Citro (Committee on National Statistics, National Research
Council)
Steve Merrill (Board on Science, Technology, and Economic Policy,
National Research Council)
9:10-10:35 SESSION I: NEXT-GENERATION STI STATISTICS—FRAMEWORKS AND DATA
Objective: Identify what the federal statistical system can produce now
regarding science, technology and innovation trends. Specific measures of
business and university inputs and outputs, and related outcomes and impacts
are welcomed. What can be done now with existing surveys and
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administrative data? What do users want that requires new methods of
gathering and disseminating data (types of data, linkages of agency surveys
and periodicity)? What should NCSES produce to meet demand?
Chair: Bob Litan (Kauffman Foundation)
Discussant: John Rolph (University Southern California)
Presenters:
John Haltiwanger (University Maryland)
Alicia Robb (Kauffman Foundation)
Stefano Bertuzzi (National Institutes of Health; STAR METRICS)
Matthieu Delescluse (European Commission)
10:35-10:45 BREAK (refreshments available in lobby)
10:45 AM - SESSION II: INTERNATIONAL STI INDICATORS—RECENT DEVELOPMENTS
12:45 PM Objective: Identify recent developments in measuring STI and what is
currently planned for the future. Discussion should reveal what has been
successfully and unsuccessfully measured. What are critical bottlenecks and
perceived opportunities? Policy relevance of indicators is key. What global
STI metrics and indicators should NCSES develop in the near and medium
term (the next 5-10 years)?
Chair: Michael Mandel (University Pennsylvania)
Discussant: Andrew Wyckoff (OECD)
Presenters:
Jonathan Haskel (Imperial College Business School, U.K.)
Brian MacAulay (National Endowment for Science, Technology and the
Arts, U.K.
Hugo Hollanders (UNU-MERIT, Netherlands)
Shinichi Akaike (Institute of Innovation Research, Hitotsubashi
University, Japan)
12:45-1:45 LUNCH (in main foyer)
1:45-3:45 SESSION III: NEXT-GENERATION STI STATISTICS—FRONTIER METHODS
Objective: Identify frameworks and tools beyond survey instruments that
yield measurements of research and commercialization productivity. Details
on how a statistical agency can utilize these tools are key. Education and
workforce indicators are needed. Which tools are ripe for applications that
NCSES should use to produce new STI indicators?
Chair: Geoff Davis (Google)
Discussant: Richard Freeman (Harvard University)
Presenters:
Erik Brynjolfsson (Massachusetts Institute of Technology)
Lee Giles (Penn State University)
Carl Bergstrom (University of Washington)
Richard Price (Academia.edu)
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3:45-4:00 BREAK (refreshments available in lobby)
4:00-5:00 SESSION IV: ROUNDTABLE: INDUSTRY, ACADEMIC AND GOVERNMENT
PERSPECTIVES
Objective: Identify what firms, universities and statistical agencies can be
expected to contribute to data inputs for STI indicators. Determine new uses
for STI indicators at firms, particularly multinationals. Establish what
policymakers and university SPO/technology transfer managers need to know
in their respective decision-making processes. Where will the indicators be
used and why, and why have they not already been developed? What are the
new data inputs and new statistical outputs that should be the laser focus for
NCSES in the 5-10 years?
Chair: Barbara Fraumeni (University Southern Maine)
Discussants:
Nick Donofrio (IBM)
Richard Freeman (Harvard University)
David Goldston (Natural Resources Defense Council)
5:00-5:10 WRAP-UP
Chairs: Robert Litan and Andrew Wyckoff
Study Director: Kaye Husbands Fealing (National Academies/CNSTAT)
5:30-7:00 RECEPTION (in main foyer)
7:00 PM ADJOURN
DAY 2: Tuesday, July 12, 2011
8:00-8:30 AM REGISTRATION IN LOBBY (breakfast available in main foyer)
8:30-10:30 SESSION V: INTERNATIONAL STI INDICATORS—NEW REGIONS
Objective: Identify new foci for STI indicators initiatives. Includes
presentations on emerging economies’ measurement of STI diffusion and
impacts. Discussion of service sector measures and measures of design
activities. What indicators should NCSES develop to measure technological
diffusion and design?
Chair: Carl Dahlman (Georgetown University)
Discussant: Fred Gault (UNU-Merit)
Presenters:
Howard Alper (University of Ottawa, Canada)
Changlin Gao (Chinese Academy of Science and Technology for
Development)
Philippe Mawoko (NEPAD, South Africa)
Gustavo Crespi (Inter-American Development Bank; Uruguay)
Jayanta Chatterjee (Indian Institute of Technology-Kanpur)
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10:30-10:45 BREAK (refreshments available in lobby)
10:45 AM SESSION VI: SUB-NATIONAL STI INDICATORS
-12:30 PM Objective: Identify state and regional indicators of entrepreneurial activities
and hot-spots of innovation. What indicators should NCSES develop to
measure state and regional STI and diffusion activities?
Chair: Lee Wilkinson (SYSTAT)
Discussant: David Goldston (Natural Resources Defense Council)
Presenters:
Andrew Reamer (George Washington University)
Robert Atkinson (Information Technology and Innovation Foundation)
Maryann Feldman (University North Carolina)
David Winwood (UAB Research Foundation)/ Robert Samors (APLU, by
telephone)
12:30-12:40 Wrap-up
Chairs: Robert Litan and Andrew Wyckoff
12:40-2:00 LUNCH (in main foyer)
2:00 PM ADJOURN
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PARTICIPANTS
Panel Members
Robert E. Litan (Cochair), The Ewing Marion Kauffman Foundation
Andrew W. Wyckoff (Cochair), OECD, Paris
Carl J. Dahlman, Georgetown University
Geoff Davis, Google, Inc.
Barbara M. Fraumeni, University of Southern Maine
Richard B. Freeman, Harvard University
Fred Gault, United Nations University-MERIT, The Netherlands
David Goldston, Natural Resource Defense Council
Michael Mandel, University of Pennsylvania
John E. Rolph, University of Southern California
Leland Wilkinson, SYSTAT Software, Inc.
Presenters
Shinichi Akaike, Hitotsubashi University, Japan
Howard Alper, Canada’s Science, Technology, and Innovation Council
Rob Atkinson, Information Technology & Innovation Foundation
Carl Bergstrom, University of Washington
Stefano Bertuzzi, National Institutes of Health
Eric Brynjolfsson, Massachusetts Institute of Technology
Jayanta Chatterjee, Indian Institute of Technology, Kanpur, India
Gustavo Crespi, Inter-American Development Bank
Matthieu Delescluse, European Commission, Brussels, Belgium
Nick Donofrio, IBM
Maryann Feldman, University of North Carolina
Changlin Gao, Chinese Academy of Science and Technology, Beijing, China
Lee Giles, Penn State University
John Haltiwanger, University of Maryland
Jonathan Haskel, Imperial College Business School, U.K.
Hugo Hollanders, Maastrict University, The Netherlands
Brian MacAulay, NESTA, U.K.
Philippe Mawoko, NEPAD, Pretoria, South Africa
Richard Price, Academia.edu
Andrew Reamer, George Washington University
Alicia Robb, The Ewing Marion Kauffman Foundation
Robert Samors (by telephone), Association of Public and Land-grant Universities
David Winwood, Association of Public and Land-grant Universities
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Other Participants
Ana Aizcorbe, U.S. Bureau of Economic Analysis
Jeff Alexander, SRI International
Gary Anderson, Jr., National Institute of Standards & Technology
Clara Asmail, National Institute of Standards & Technology
B.K. Atrostic, U.S. Census Bureau
David Ballard, GRA, Inc.
David Beede, U.S. Department of Commerce
Bob Bell, National Center for Science and Engineering Statistics, NSF
Brittany Bond, U.S. Department of Commerce
Patrice Bourdelais, Centre National de la Recherche Scientifique
Paul Bugg, U.S. Office of Management and Budget
Lynda Carlson, National Center for Science and Engineering Statistics, NSF
Carolyn Carroll, STAT TECH, Inc.
Arthur Cho, Japan Science & Technology Agency
Carol Corrado, Georgetown Center for Business & Public Policy
Louis Marc Ducharme, Statistics Canada
Louise Earl, Statistics Canada
Uchenna Egenti, East Tennessee State University
Jonathan Epstein, U.S. Senate
Paul Fakes, American Society for Mechanical Engineers
Chris Fall, U.S. Military
Jean Favero, Centre National de la Recherche Scientifique
Lauren Gilchrist, Center for Regional Economic Competitiveness
Stuart Graham, U.S. Patent and Trademark Office
Myron Gutmann, Directorate for the Social, Behavioral, and Economic Sciences, NSF
John Hall, PA Alliance for STEM Education
Kim Hamilton, U.S. Patent Board
Lee Herring, Office of Legislative & Public Affairs, NSF
Robert Hershey, Capital PC User Group
Chris Hill, George Mason University
Richard Hough, U.S. Census Bureau
Tommy Hudzik, Independent Consultant
Charles Hulten, University of Maryland
Elmer Iglesias, U.S. Department of Commerce
Takashi Inutsuka, Science Counselor, Embassy of Japan
John Jankowski, National Center for Science and Engineering Statistics, NSF
Ken Jarboe, Athena Alliance
Richard Johnson, Global Helix, LLC
David Kahaner, Asian Technology Information Program
Nimmi Kannankutty, National Center for Science and Engineering Statistics, NSF
Michael Kehoe, American Association for the Advancement of Science
Todd Kuiken, Woodrow Wilson International Center for Scholars
Karen Laney, U.S. International Trade Commission
Chuck Larson, Innovation Research International
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Marc Legault, Science, Technology, and Innovation Council, Canada
Rolf Lehming, National Center for Science and Engineering Statistics
Wendy Li, U.S. Bureau of Economic Analysis
Ying Lowrey, U.S. Small Business Administration
Shelley Martinez, U.S. Office of Management and Budget
Tony Mazzaschi, Association of American Medical Colleges
Christine McDonald, U.S. Office of Management and Budget
Javier Miranda, U.S. Census Bureau
T.C. Moore, Independent Consultant
Francisco Moris, National Center for Science and Engineering Statistics, NSF
Paul Morris, National Center for Science and Engineering Statistics, NSF
Manuel Mota, Massachusetts Institute of Technology
Jeri Mulrow, National Center for Science and Engineering Statistics, NSF
Vinh Nguyen, Independent Consultant
Kimberly Noonan, National Center for Science and Engineering Statistics, NSF
Takashi Ohama, Japan Science & Technology Agency
Sumiya Okubo, Independent Consultant
Pamela O’Neil, National Center for Science and Engineering Statistics, NSF
Erik Pages, EntreWorks Consulting
Diane Palmintera, Innovation Associates
Sapun Parekh, National Science Foundation
Jongwon Park, SRI International
Joel Parriott, U.S. Office of Management and Budget
Sebastian Pfotenhauer, Massachusetts Institute of Technology
Pallivi Phartiyal, American Association for the Advancement of Science
Brian Reinhardt, Defense Threat Reduction Agency
Sally Rood, Science Policy Works International
Robert Shelton, World Technology Evaluation Center, Inc.
Stephanie Shipp, IDA Science & Technology Policy Institute
Debbie Stine, PCAST
Andrea Stith, International Higher Education & Science
Ezequiel Tacsir, Inter-American Development Bank
Greg Tassey, National Institute of Standards & Technology
Chris Thomas, Independent Consultant
Hua Tian, Arizona State University
James Tsang, Independent Consultant
Nick Vonortas, George Washington University
Philip Webre, Congressional Budget Office
Brittany Westlake, American Chemical Society
Jeremy Wise, U.S. International Trade Commission
Tim Wojan, U.S. Department of Agriculture
Rieko Yajima, American Association for the Advancement of Science
Arthur Yong Yeung Cho, Japan Science & Technology Agency
Pluvia Zuniga, United Nations University-MERIT
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National Research Council Staff
Connie Citro, Director, Committee on National Statistics
Gail Greenfield, Policy and Global Affairs
Kaye Husbands Fealing, Study Director, Panel on Developing Science, Technology, and
Innovation Indicators for the Future
Anthony Mann, Project Associate, Panel on Developing Science, Technology, and Innovation
Indicators for the Future
Steve Merrill, Executive Director, Board on Science, Technology, and Economic Policy
Miron Straf, Deputy Executive Director, Division of Behavioral and Social Sciences, and
Education
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