National Academies Press: OpenBook
Page i
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page ii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page iii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page iv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page v
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page vi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R6
Page vii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R7
Page viii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page ix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R9
Page x
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R10
Page xi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R11
Page xii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R12
Page xiii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R13
Page xiv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R14
Page xv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R15
Page xvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R16
Page xvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R17
Page xviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R18
Page xix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R19
Page xx
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R20
Page xxi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R21
Page xxii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R22
Page xxiii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R23
Page xxiv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R24
Page xxv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R25
Page xxvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R26
Page xxvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R27
Page xxviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R28
Page xxix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R29
Page xxx
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R30
Page xxxi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R31
Page xxxii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R32
Page xxxiii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R33
Page xxxiv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R34
Page xxxv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R35
Page xxxvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R36
Page xxxvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R37
Page xxxviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R38
Page xxxix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R39
Page xl
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R40
Page xli
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R41
Page xlii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R42
Page xliii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R43
Page xliv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R44
Page xlv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R45
Page xlvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R46
Page xlvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R47
Page xlviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R48
Page xlix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R49
Page l
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R50
Page li
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R51
Page lii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R52
Page liii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R53
Page liv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R54
Page lv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R55
Page lvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R56
Page lvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R57
Page lviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R58
Page lix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R59
Page lx
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R60
Page lxi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R61
Page lxii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R62
Page lxiii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R63
Page lxiv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R64
Page lxv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R65
Page lxvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R66
Page lxvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R67
Page lxviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R68
Page lxix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R69
Page lxx
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R70
Page lxxi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R71
Page lxxii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R72
Page lxxiii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R73
Page lxxiv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R74
Page lxxv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R75
Page lxxvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R76
Page lxxvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R77
Page lxxviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R78
Page lxxix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R79
Page lxxx
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R80
Page lxxxi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R81
Page lxxxii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R82
Page lxxxiii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R83
Page lxxxiv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R84
Page lxxxv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R85
Page lxxxvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R86
Page lxxxvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R87
Page lxxxviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R88
Page lxxxix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R89
Page xc
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R90
Page xci
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R91
Page xcii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R92
Page xciii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R93
Page xciv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R94
Page xcv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R95
Page xcvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R96
Page xcvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R97
Page xcviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
×
Page R98
Page xcix
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R99
Page c
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R100
Page ci
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R101
Page cii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R102
Page ciii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R103
Page civ
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R104
Page cv
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R105
Page cvi
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R106
Page cvii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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Page R107
Page cviii
Suggested Citation:"Front Matter." National Academies of Sciences, Engineering, and Medicine. 2008. Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design. Washington, DC: The National Academies Press. doi: 10.17226/13598.
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TransporTaTion research Board Washington, D.C. 2008 www.tRB.org Nat ioNal cooperat ive H igHway researcH program NCHRP SyntheSiS 382 Research sponsored by the american association of state highway and transportation officials in Cooperation with the Federal highway administration Subject AreAS soils, geology, and Foundations Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design A Synthesis of Highway Practice conSultAnt ananD J. PuPPala the university of texas at arlington

NATIONAL COOPERATIVE HIGHWAY RESEARCH PROGRAM Systematic, well-designed research provides the most effective approach to the solution of many problems facing highway admin- istrators and engineers. Often, highway problems are of local inter- est and can best be studied by highway departments individually or in cooperation with their state universities and others. However, the accelerating growth of highway transportation develops increas- ingly complex problems of wide interest to highway authorities. These problems are best studied through a coordinated program of cooperative research. In recognition of these needs, the highway administrators of the American Association of State Highway and Transportation Officials initiated in 1962 an objective national highway research program employing modern scientific techniques. This program is supported on a continuing basis by funds from participating member states of the Association and it receives the full coopera- tion and support of the Federal Highway Administration, United States Department of Transportation. The Transportation Research Board of the National Research Council was requested by the Association to administer the research program because of the Board’s recognized objectiv- ity and understanding of modern research practices. The Board is uniquely suited for this purpose as it maintains an extensive committee structure from which authorities on any highway transportation subject may be drawn; it possesses avenues of communication and cooperation with federal, state, and local governmental agencies, universities, and industry; its relationship to the National Research Council is an insurance of objectivity; it maintains a full-time research correlation staff of specialists in highway transportation matters to bring the findings of research directly to those who are in a position to use them. The program is developed on the basis of research needs identified by chief administrators of the highway and transporta- tion departments and by committees of AASHTO. Each year, specific areas of research needs to be included in the program are proposed to the National Research Council and the Board by the American Association of State Highway and Transporta- tion Officials. Research projects to fulfill these needs are defined by the Board, and qualified research agencies are selected from those that have submitted proposals. Administration and surveil- lance of research contracts are the responsibilities of the National Research Council and the Transportation Research Board. The needs for highway research are many, and the National Cooperative Highway Research Program can make significant contributions to the solution of highway transportation problems of mutual concern to many responsible groups. The program, however, is intended to complement rather than to substitute for or duplicate other highway research programs. NOTE: The Transportation Research Board of the National Academies, the National Research Council, the Federal Highway Administration, the American Association of State Highway and Transportation Officials, and the individual states participating in the National Cooperative Highway Research Program do not endorse products or manufacturers. Trade or manufacturers’ names appear herein solely because they are considered essential to the object of this report. nchrp sYnThesis 382 Project 20-5 (Topic 38-09) ISSN 0547-5570 ISBN 978-0-309-09811-3 Library of Congress Control No. 2008906008 © 2008 Transportation Research Board copYriGhT perMission Authors herein are responsible for the authenticity of their manuscripts and for obtaining written permissions from publishers or persons who own the copyright to any previously published or copyrighted material used herein. Cooperative Research Programs (CRP) grants permission to reproduce material in this publication for classroom and not-for-profit purposes. Permission is given with the understanding that non of the material will be used to imply TRB, AASHTO, FAA, FHWA, FMSCA, FTA, or Transit development Corporation endorsement of a particular product, method, or practice. It is expected that those reproducing the material in this document for educational and not-for-profit uses will give appropriate acknowledg- ment of the source of any development or reproduced material. For other uses of the material, request permission from CRP. noTice The project that is the subject of this report was a part of the National Cooperative Highway Research Program conducted by the Transpor- tation Research Board with the approval of the Governing Board of the National Research Council. Such approval reflects the Governing Board’s judgment that the program concerned is of national importance and appro- priate with respect to both the purposes and resources of the National Research Council. The members of the technical committee selected to monitor this proj- ect and to review this report were chosen for recognized scholarly compe- tence and with due consideration for the balance of disciplines appropri- ate to the project. The opinions and conclusions expressed or implied are those of the research agency that performed the research, and, while they have been accepted as appropriate by the technical committee, they are not necessarily those of the Transportation Research Board, the National Research Council, the American Association of State Highway and Trans- portation Officials, or the Federal Highway Administration of the U.S. Department of Transportation. Each report is reviewed and accepted for publication by the techni- cal committee according to procedures established and monitored by the Transportation Research Board Executive Committee and the Governing Board of the National Research Council. Published reports of the naTionaL cooperaTiVe hiGhWaY research proGraM are available from: Transportation Research Board Business Office 500 Fifth Street, NW Washington, DC 20001 and can be ordered through the Internet at: http://www.national-academies.org/trb/bookstore Printed in the United States of America

thE national aCaDEMiEs Advisers to the Nation on Science, Engineering, and Medicine The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished schol- ars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. On the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Ralph J. Cicerone is president of the National Academy of Sciences. The National Academy of Engineering was established in 1964, under the charter of the National Acad- emy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. Charles M. Vest is president of the National Academy of Engineering. The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, on its own initia- tive, to identify issues of medical care, research, and education. Dr. Harvey V. Fineberg is president of the Institute of Medicine. The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academy’s purposes of furthering knowledge and advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sci- ences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Ralph J. Cicerone and Dr. Charles M. Vest are chair and vice chair, respectively, of the National Research Council. The Transportation Research Board is one of six major divisions of the National Research Council. The mission of the Transportation Research Board is to provide leadership in transportation innovation and prog- ress through research and information exchange, conducted within a setting that is objective, interdis- ciplinary, and multimodal. The Board’s varied activities annually engage about 7,000 engineers, scientists, and other transportation researchers and practitioners from the public and private sectors and academia, all of whom contribute their expertise in the public interest. The program is supported by state transportation depart- ments, federal agencies including the component administrations of the U.S. Department of Transportation, and other organizations and individuals interested in the development of transportation. www.TRB.org www.national-academies.org

nchrp coMMiTTee For proJecT 20-5 chair GARY D. TAYLOR, CTE Engineers MeMBers THOMAS R. BOHUSLAV, Texas DOT DWIGHT HORNE, Federal Highway Administration YSELA LLORT, Florida DOT WESLEY S.C. LUM, California DOT JAMES W. MARCH, Federal Highway Administration JOHN M. MASON, JR., Pennsylvania State University CATHERINE NELSON, Oregon DOT LARRY VELASQUEZ, New Mexico DOT PAUL T. WELLS, New York State DOT FhWa Liaison WILLIAM ZACCAGNINO TrB Liaison STEPHEN F. MAHER Cover: LWD devices in field operation (White et al. 2007). cooperaTiVe research proGraMs sTaFF CHRISTOPHER W. JENKS, Director, Cooperative Research Programs CRAWFORD F. JENCKS, Deputy Director, Cooperative Research Programs NANDA SRINIVASAN, Senior Program Officer EILEEN DELANEY, Director of Publications nchrp sYnThesis sTaFF STEPHEN R. GODWIN, Director for Studies and Special Programs JON M. WILLIAMS, Associate Director, IDEA and Synthesis Studies GAIL STABA, Senior Program Officer DONNA L. VLASAK, Senior Program Officer DON TIPPMAN, Editor CHERYL KEITH, Senior Program Assistant Topic paneL JUDITH B. CORLEY-LAY, North Carolina Department of Transportation LEO FONTAINE, Connecticut Department of Transportation G.P. JAYAPRAKASH, Transportation Research Board ANDREW M. JOHNSON, South Carolina Department of Transportation JOHN A. SIEKMEIER, Minnesota Department of Transportation BRUCE STEVEN, University of California–Davis ZHONGJIE “DOC” ZHANG, Louisiana Department of Trans- portation and Development MICHAEL MORAVEC, Federal Highway Administration (Liaison) CHERYL ALLEN RICHTER, Federal Highway Administration (Liaison)

Highway administrators, engineers, and researchers often face problems for which infor- mation already exists, either in documented form or as undocumented experience and prac- tice. This information may be fragmented, scattered, and unevaluated. As a consequence, full knowledge of what has been learned about a problem may not be brought to bear on its solution. Costly research findings may go unused, valuable experience may be overlooked, and due consideration may not be given to recommended practices for solving or alleviat- ing the problem. There is information on nearly every subject of concern to highway administrators and engineers. Much of it derives from research or from the work of practitioners faced with problems in their day-to-day work. To provide a systematic means for assembling and evaluating such useful information and to make it available to the entire highway commu- nity, the American Association of State Highway and Transportation Officials—through the mechanism of the National Cooperative Highway Research Program—authorized the Transportation Research Board to undertake a continuing study. This study, NCHRP Project 20-5, “Synthesis of Information Related to Highway Problems,” searches out and synthesizes useful knowledge from all available sources and prepares concise, documented reports on specific topics. Reports from this endeavor constitute an NCHRP report series, Synthesis of Highway Practice. This synthesis series reports on current knowledge and practice, in a compact format, without the detailed directions usually found in handbooks or design manuals. Each report in the series provides a compendium of the best knowledge available on those measures found to be the most successful in resolving specific problems. The new Mechanistic Empirical Pavement Design Guide (MEPDG) and other existing pavement design guides use resilient modulus (MR) as the primary input parameter when characterizing stiffness of subsoils and unbound bases. Resilient modulus of soils is typi- cally determined either by using laboratory tests or field tests. This report was prepared to describe the significance of the resilient modulus property, various methods of determin- ing this property of subsoils and unbound bases, and the application of this parameter in the mechanistic empirical pavement design guide. The report will be of interest to design, geotechnical and materials engineers and technicians. Information collected in this synthesis was based on a comprehensive literature review, surveys of pavement design, materials and geotechnical engineers from state DOTs, and selected interviews. Information collected also included research reports from studies con- ducted by several state DOTs. The consultant, Anand J. Puppala, collected and synthesized the information and wrote the report. The members of the topic panel are acknowledged on the preceding page. This synthesis is an immediately useful document that records the practices that were acceptable within the limitations of the knowledge available at the time of its preparation. As progress in research and practice continues, new knowledge will be added to that now at hand. ForeWord preFace By Jon M. Williams Program Officer Transportation Research Board

CONTENTS 3 CHAPTERONE INTRODUCTION Introduction a4d Definitions, 3 Synthesis Objectives and Overview, 5 Outline of ChaPters, 5 6 CTTAPTER TWO SUMMARY OF SURVEY RESPONSES Introduction, ó Survey Questionnaire, 6 Survey Procedure StePs, 6 Survey Results, 6 Summary,21 22 CHAPTER THREE LABORATORY METHODS FOR MATERIAL STIFFNESS MEASUREMENT Introduction, 22 Laboratory Tests Used for Resilient Modulus, 22 Labor atory M p Tests-Summary, 24 Intemational PersPectives, 40 Summary,41 42 CHAPTER FOUR FIELD METHODS FOR MATERIAL STIFFNESS MEASUREMENT Field Tests, 42 Synthesized Information-Nondestructive Tests, 45 Final Summary on Nondestructive Methods, 56 Intrusive Methods, 57 Summary,65 66 CHAPTERFIVE CORRELATIONSANDMATRIXTABLES Resilient Moduli Correlations, 66 Direct Resilient Moduli Conelations, 66 ' Indirect Models, 7l Correlations Development and Evaluation, 74 Matrix Tables, 78 Resilient Moduli Magnitudes, 80 Summary,82 83 CHAPTER SIX USEFUL PRACTICES, CONCLUSIONS, AND FUTURE RESEARCH NEEDS Useful Practices for Determining Resilient Properties, 83 Useful Approaches to Pavement Design, 84 Conclusion, 84 Future Research Needs, 85 87 REFERENCES 95 APPENDIX A SURVEY QUESTIONNAIRE 109 APPENDIX B SURVEY RESPONDENT INFORMATION 111 APPENDIX C SUMMARY OF SURVEY RESULTS 124 APPENDIX D MODULI OF VARIOUS SOILS AND AGGREGATES

sUMMarY esTiMaTinG sTiFFness oF sUBGrade and UnBoUnd MaTeriaLs For paVeMenT desiGn The new Mechanistic Empirical Pavement Design Guide developed under NCHRP Proj- ect 1-37A, and other existing pavement design guides including the 1993 AASHTO flex- ible pavement design guide use Resilient Modulus (MR) as the primary input parameter when characterizing subgrade and unbound bases. Resilient modulus of soils is typically determined either by using different types of laboratory tests or using different methods of in situ nondestructive or intrusive tests. Many transportation agencies believe that the laboratory resilient modulus testing is complicated and expensive to perform on a routine basis. Currently, different repeated load triaxial test-based resilient modulus test protocols, including AASHTO test procedures T-274, T-292, T-294, and T-307 methods, have been used by various state departments of transportation (DOTs). Constant modifications of the test methods over the years have resulted in a large resilient moduli test database with considerable scatter of moduli for the same soil types. Backcalculation of stiffness parameters in the field utilizing nondestructive test meth- ods such as Falling Weight Deflectometer has also been followed by a large number of state transportation agencies. These field methods have both advantages and limitations. Advantages include faster interpretation methods and no need for field sampling of sub- soils. Limitations include poor agreement between interpreted moduli and corresponding laboratory-measured moduli and lack of consistency in the interpretations made by various backcalculation programs for the same field data. In several other cases, pavement design engineers either assume resilient moduli values for various soils or use various empirical relationships to estimate stiffness parameters. Several correlations are available that are based on either laboratory or field methods or a combination of both. For more than 30 years, researchers and practitioners have been developing empirical or semi-empirical correlations to predict the design resilient modulus of subgrades and unbound bases. Although a large number of these correlations currently exist, their accuracy and robustness are highly variable and generally unknown to the pave- ment design engineers. This synthesis was prepared with an objective to describe the significance of the resilient modulus property, various methods of determining this property of subsoils and unbound bases, and the application of this parameter in the mechanistic empirical pavement design guide. As a part of the synthesis preparation, two surveys with various state DOT indi- viduals associated with Geotechnical/Materials groups and Pavement Design groups were conducted. The intent of these surveys was to learn the state of practice from these groups with respect to resilient modulus property determination of both bases and subgrades from various methods including laboratory and field methods. In Geotechnical/Materials group survey responses (41 of 50 states), few respondents noted that they determine MR from various methods, including laboratory and field meth- ods, and they also provided various details with respect to tests followed and MR cor- relations used. The overall satisfaction of the respondents regarding the use of MR for mechanistic pavement design is still low and this is attributed to constant modification of

2 test procedures, measurement difficulties, and design-related issues. In Pavement group sur- vey responses (40 of 50 states), similar issues are discussed along with the need to develop simple procedures for resilient property determination. Overall, both surveys provided valuable information for developing the syntheses of various methods for resilient property determination. This synthesis summarized various methods for determining the resilient properties of unbound pavement materials and subgrades along with their advantages and disadvantages. Information on these methods was gathered through a comprehensive literature review, col- lection of various state DOT research and pavement design reports, papers published in TRB journals and other publications, surveys of engineers from state DOTs and federal agencies, and selected interviews. The collected literature was then grouped and organized into the following five categories: Laboratory methods and measured resilient moduli test results of different types of • subgrades and unbound pavement materials, In situ nonintrusive or nondestructive type test methods to determine resilient • properties, In situ intrusive or destructive test methods to determine resilient properties, • Direct correlations that correlate resilient moduli properties with basic soil properties • and compaction conditions, and Indirect correlations that express model constant parameters (obtained from an analy-• sis of various types of resilient moduli formulations such as two-parameter bulk stress and deviatoric stress models to three- to four-parameter models) as functions of soil properties. In each method, an attempt was made to summarize salient findings and conclusions obtained from various state DOT investigations across the United States. Also, promising technologies such as light-weight deflectometers and their potential use for determining design moduli are explained. Wherever applicable, the use of in situ methods for subgrade compaction quality assessment through moduli values is addressed. Because this synthesis is aimed at assisting pavement design engineers in evaluating resilient property determina- tion, various useful practices that could provide reliable estimation of moduli are listed. In the case of laboratory testing, repeated load triaxial tests are mentioned, and in the case of field testing, nondestructive Falling Weight Deflectometer tests and intrusive Dynamic Cone Penetration test methods are mentioned for determining moduli of subsoils. Several direct and indirect moduli correlations are mentioned for future usage. Also, research rec- ommendations and directions for better determination of moduli of subgrades and unbound materials are discussed.

3 Other forms of moduli and their definitions are presented in Figure 2. The initial slope of the “stress–strain” curve is termed as initial tangent modulus (Emax), and the secant modulus (E1) is termed as the slope of the line that joins the origin and a point on the stress–strain curve that represents CHAPTER ONE inTrodUcTion inTrodUcTion and deFiniTions Historically, flexible pavement design practices were typi- cally based on empirical procedures, which recommend certain base, subbase, and surface layer types and their thicknesses based on the strength of the subgrade. Recom- mendation of layer types and their dimensions were estab- lished based on AASHO road tests performed during the 1950s. The often-used soil strength parameters in this pave- ment design practice are California Bearing Ratio (or CBR) value, Hveem R value, and Soil Support Value (SSV). All these soil parameters are based on the failures of subgrade soil specimens in the laboratory conditions. However, flex- ible pavements seldom fail owing to subgrade strength fail- ures during their service life (Huang 1993). Most of the flexible pavements fail owing to either exces- sive rutting or cracking of pavement layers as a result of fatigue, temperature changes, and/or softening caused by the surface layer cracking (Barksdale 1972; Brown 1974, 1996). Because flexible pavements do not fail as a result of soil strength failure, the 1986 AASHTO interim pavement design guide and subsequently the 1993 AASHTO pave- ment design guide recommended the use of a soil parameter known as the Resilient Modulus (MR) to replace strength- based parameters such as CBR and SSV (Brickman 1989; Mohammad et al. 1994; Maher et al. 2000). Several other investigations also refer to this modulus parameter as MR in their studies. The resilient modulus is analogous to the elastic modulus used in elastic theories and is defined as a ratio of deviatoric stress to resilient or elastic strain experienced by the material under repeated loading conditions that simulate traffic load- ing. Figure 1 presents a schematic of the resilient modulus parameter (MR). Most bases and subgrades are not elastic and they experience permanent deformation under repeated loads (Uzan 2004). However, because loads applied in the laboratory test for resilient modulus are small when com- pared with ultimate loads at failure and also the result of the application of a large number of cycles of loading that reduces the plastic deformation, the deformation measured during test cycles is considered as completely recoverable or elastic and hence the recovered deformations are used to estimate the resilient modulus or elastic modulus (or simply modulus or stiffness). FiguRE 1 Definition of resilient modulus. FiguRE 2 Definitions of other elastic moduli parameters (nazarian et al. 1996).

4 Subsequent pavement design guides, including the 1993 AASHTO Pavement Design Guide and the current Mech- anistic-Empirical Pavement Design Guide (MEPDG), describe design methodologies that use resilient modulus as the primary input parameter for characterizing subgrade, subbase, and base materials. Resilient modulus values of these materials are typically determined by performing lab- oratory tests using RLT tests simulating traffic loading con- ditions. Different resilient modulus test protocols, including AASHTO test methods T-292, T-294, and T-307 as well as TP-46, have been used by the departments of transporta- tion (DOTs) in the laboratory conditions. All these test procedures have certain differences with respect to test sequences of applying confining and deviatoric stresses, measurement of deformations either inside the triaxial cell or outside the triaxial cell, application of seating stresses, specimen preparation steps, and conditioning methodol- ogy applied before the actual testing. These differences do contribute to several uncertainties, which are explained in chapter three. Table 1 presents a chronology of how these test methods were developed in the estimation of resilient moduli of subgrades. Also, a CD-ROM guide developed by the FHWA as a part of Long-Term Pavement Products (LTPP) presents several interactive tutorials on resilient modulus of unbound mate- rials. Three videos that depict the MR test procedures were developed to aid practitioners, laboratory managers, and technicians (FHWA 2006). Irwin (1995) presented various limitations in both cur- rent test methods with respect to applied confining and devi- atoric pressures and current nonlinear regression models 50% of the ultimate deviatoric stress at which sample fails. The resilient modulus (MR) parameter is close to Emax for stiff materials, and for soft soils the modulus lies in between E1 and Emax. Also, the laboratory methods using repeated load triaxial (RLT) tests measure resilient moduli of tested materials whereas the field nondestructive methods using backcalculation subroutines and other approaches provide the elastic moduli of subgrades and bases. The main reason for using the resilient modulus or modu- lus or stiffness as the parameter for subgrades and bases is that it represents a basic material property and can be used in the mechanistic analyses for predicting different distresses such as rutting and roughness. This parameter has been used to directly determine the structural capacity of the subgrade or determine the structural coefficient of the untreated base and subbase layer. Based on the structural number value, pavement layers and their dimensions are designed in the AASHTO pavement design guide. The pavement design approach is termed as mechanistic because the design is based on the mechanics of materials that relate traffic characteristics and information to pavement response output parameters, such as stress or strain of mate- rials. Pavement response parameters are used to estimate or predict distress using laboratory- and field-measured moduli values. For example, the estimation of vertical compressive strains of subgrade and the moduli properties can be used to understand plastic deformation of subsoil, which contributes to the overall rutting of the pavement system. Such design approach is considered as mechanistic empirical because statistical empirical relationships are used to correlate pave- ment response parameters and distress magnitudes. TABLE 1 CHRONOLOGY OF AASHTO TEST PROCEDURES FOR MR MEASUREMENTS Test Procedure Details AASHTO T-274-1982 Earliest AASHTO test procedure; No details on the sensitivities of displacement measurement devices were given; Criticisms on test procedure, test duration (5 hours long test) and probable failures of soil sample during conditioning phase; testing stresses are too severe. AASHTO T-292-1991 AASHTO procedure introduced in 1991; Internal measurement systems are recommended; Testing sequence is criticized owing to the possibility of stiffening effects of cohesive soils. AASHTO T-294-1992 AASHTO modified the T-292 procedure with different sets of confining and deviatoric stresses and their sequence; Internal measurement system is followed; 2-parameter regression models (bulk stress for granular and deviatoric stress model for cohesive soils) to analyze test results; Criticism on the analyses models. Strategic Highway Research Program P-46-1996 Procedural steps of P-46 are similar to T-294 procedure of 1992; External measurement system was allowed for displacement measurement; Soil specimen preparation methods are different from those used in T-292. AASHTO T-307-1999 T-307-1999 was evolved from P-46 procedure; recommends the use of external displacement measurement system. Different procedures are followed for both cohesive and granular soil specimen preparation. NCHRP 1-28 A: Harmonized Method-2004 (RRD 285) This recent method recommends a different set of stresses for testing. Also, a new 3-parameter model is recommended for analyzing the resilient properties. The use of internal measurement system is recommended in this method.

5 correlations for resilient modulus property of subgrades and unbound bases. Both laboratory and field methods as well as correlations are then summarized with respect to their application for pavement design. Reliability of the test procedure, repeat- ability, and limitations as well as new research directions in these methods are also presented. Hence, this synthesis is aimed at assisting pavement design engineers in evaluat- ing direct resilient property measurements against empirical correlations-based resilient moduli predictions. The recom- mended practices that could provide high-quality predictions using the available empirical correlations are also included in the synthesis. Information collected in this synthesis was based on a comprehensive literature review, surveys of pavement design and materials/geotechnical engineers from state DOTs, and selected interviews. Information collected here included various research reports prepared on resilient moduli stud- ies conducted by several DOTs. oUTLine oF chapTers This synthesis contains six chapters. Chapter two presents a survey description, survey respondents’ information, survey results, and summary statistics. This information is included in chapter two before other chapters primarily to give a pic- ture about how the DOT engineers perceive the current test procedures, correlations, and field methods for the determina- tion of resilient properties of subgrades and unbound bases. Chapters three and four describe laboratory and field test methodologies and chapter five presents correlations currently provided in the literature for the determination of the resilient properties. This is followed by a comprehen- sive summary discussion that enlists various DOTs and the test practices they followed to determine resilient properties. Similar discussion is made with respect to field test methods of both nondestructive and destructive or intrusive methods. For correlations, both direct and indirect correlations cur- rently used or recommended by various DOTs are listed in this chapter. Both advantages and limitations of these prac- tices are included in this chapter. Chapter six presents findings from the literature infor- mation compiled in chapters three, four, and five, and sum- marizes the “useful practices” for better determination of resilient properties of unbound bases and subgrades. This chapter provides a summary of the key findings and oppor- tunities for additional research needs. used to analyze the resilient moduli data of subgrades and bases. Irwin (1995) also noted the need for semi-log mod- els that capture nonlinear subgrade material behavior under traffic loading and can provide moduli when tensile stresses are encountered in the subgrades or at the pavement layer interfaces. Other methods of determining subgrade and base layer moduli or stiffness properties deal with backcalcula- tion of the moduli in the field using nondestructive tests such as Falling Weight Deflectometer (FWD). This approach has been used by several agencies and used in both pavement design and rehabilitation design tasks. In MEPDG, for pavement design, material and geotech- nical engineers can provide three types of resilient moduli or stiffness input for both unbound bases and subgrades. The first one is referred to as Level 1 input and it requires the determination of moduli of the materials from labora- tory or field tests. The second one is known as Level 2 in which users determine resilient moduli values from vari- ous empirical relationships developed locally or elsewhere to estimate the resilient properties of soils. The last type is referred to as Level 3 in which users assume resilient modu- lus values based on threshold default values for different soil types. For more than 30 years, researchers have been develop- ing and revising procedures to measure resilient modulus of subgrades and unbound bases either by performing tests on specimens in the laboratory or using a nondestructive test in the field or using empirical or semi-empirical relationships between moduli and material parameters. Although a large number of correlations currently exist, their accuracy and robustness are still unknown to the pavement designers who routinely use them. sYnThesis oBJecTiVes and oVerVieW This synthesis was initiated to summarize various resilient modulus test procedures using direct and indirect methods for either measuring or interpreting the resilient properties of unbound pavement materials and subgrades. In direct test measurements, testing procedures currently reported in the literature are covered; in indirect test meth- ods, laboratory-based stiffness measurements using geo- physical methods, in situ intrusive tests such as the dynamic cone penetration (DCP) and cone penetration tests (CPTs), and backcalculation approaches utilizing nondestructive tests were summarized and discussed. In each method, both advantages and disadvantages are mentioned. This section is followed by a comprehensive summary of various predictive

6 surveys from various entities. The program then analyzes the gathered results in a professional format using bar charts and pie charts. The unique link for each state survey was created and e-mailed to materials/geotechnical engineers from all 50 state DOTs. Each respondent received a special coding to start providing responses to survey questions. Based on the responses, a few respondents were contacted for additional questions or a brief interview to review certain responses. These interviews were conducted to clarify any discrepancies found in the questionnaire or to obtain addi- tional information. Agencies that did not respond within four weeks were contacted by the software company. For pavement design surveys, another set of surveys was mailed to pavement design engineers for each DOT. In certain cases, the initial state contacts from a few state DOTs were not responsive to the survey; some were no lon- ger at their jobs owing to promotions or retirement, some left the agency, and some failed to respond for other reasons. In those cases, alternate representatives were sought and sur- vey e-mails were sent. In all cases, another person from the DOT was selected to complete the survey. Appendix B pres- ents the details of individuals from various DOTs reached for these surveys. Data were either taken from the software program or entered into Microsoft Excel for preparing illustrations of the survey response results. The majority of these results are presented in Appendix C. A few salient questions are included in this chapter for explanations. sUrVeY resULTs Geotechnical/Materials survey results The survey was transmitted to 50 state DOTs, and a total of 41 responses (82%) were received. In the survey analysis presented here, the total number of responses (N) used is 41. Salient details of the surveys are presented in this chapter; the rest of the details are provided in Appendix C. The responses from state DOTs with respect to design projects in which resilient moduli of subgrades and bases were used are summarized in Figure 3. Twenty-two DOTs inTrodUcTion This chapter details the survey approach followed for this synthesis in gathering various details and specific infor- mation regarding the resilient properties of subgrades and unbound bases among state DOTs. The survey had two components: one component was prepared for materials/ geotechnical engineers and the other one was prepared for pavement design engineers. Test procedures followed, and test details (including the number of samples per test and other information), con- stitutive model expression, empirical and semi-empirical expressions for resilient properties, and field test methods for determining resilient properties are queried in the surveys prepared for materials/geotechnical engineers. Pavement design details, structural support of unbound bases, and sub- grades were included in the surveys prepared for pavement design engineers. All the survey results collected from the state DOTs are summarized in this chapter. sUrVeY QUesTionnaire One of the main objectives of Synthesis Topic 38-09 was to gather information about how various agencies determine resilient moduli of subgrades and unbound bases and how these properties have been used in the design of pavement systems. To accomplish this objective, the survey question- naire was designed in three parts. Part I requests information from the survey respondents about their affiliation agencies. Part II of the survey was to be completed by the state materi- als/geotechnical engineer or agency official most knowledge- able about material testing practices, and Part III was to be completed by the pavement design engineer or agency offi- cial most knowledgeable about pavement design practices. The entire survey questionnaire is presented in Appendix A. sUrVeY procedUre sTeps The following steps were followed for conducting the survey. A 40-question electronic survey containing primarily multiple- choice-type questions was used for Part II on a Web-based platform. The Web-based program is a professional software program that is used to host surveys and gather input for the CHAPTER TWO sUMMarY oF sUrVeY responses

7 Seven respondents noted that they follow specific guide- lines regarding the number of tests to be performed per volume of the subgrade or length of the highway. Three respondents mentioned the same for unbound bases. Details of these guidelines included one test per mile of roadway, one test per project per new pavement, and tests on soil samples when the soil types varied along the length of the pavement. Nine respondents have used RLT tests to measure resil- ient moduli of soil samples. In the RLT tests, four followed AASHTO T-307 procedure, and two followed the NCHRP 1-28 A Harmonized procedure. The remaining respondents followed T-294, TP-46, or modified resilient modulus test methods to determine the MR of subgrades and bases. With respect to test procedure details, eight respondents prepare laboratory-fabricated specimens for new pavement projects and four use similar specimens for rehabilitated pavement design. Four respondents noted that they used undisturbed field specimens for pavement rehabilitation work (see Figure 5). The total numbers of responses is dif- ferent, because a few of the respondents who did not respond to the earlier question on laboratory measurements replied to this question and a few other respondents selected more than one choice. responded that they do use resilient modulus tests in routine pavement design and 19 noted that they do not measure the resilient moduli properties of subgrades and unbound bases. Among the 22 respondents, 11 stated that they perform resilient modulus tests in more than 20 pavement projects annually. Figures 4a and 4b present the number of respondents that dealt with different types of soils and unbounded bases, respectively. The respondents are asked to choose more than one type of soil/unbound base material. Hence, the overall numbers do not add up to the total number of respondents. The majority of state DOTs mentioned that they encountered silty clay subgrade (28 of 41 respondents) in their pavement projects and used crushed stone aggregates (22 of 41 respon- dents) in pavement base layers. Responses Related to Laboratory Measurements With respect to MR measurements, 12 of the 41 respondents noted that they do use laboratory methods to determine resilient moduli properties. Among these 12, eight respon- dents noted that geotechnical/materials laboratories were responsible for performing resilient modulus tests. Four respondents noted that they use either outside laboratories or a university laboratory to perform these tests. FiguRE 3 number of Dots that responded favorably for measurement of resilient moduli properties of subgrade/unbound bases.

8 FiguRE 4 types of subgrades encountered and unbound base material used in pavement systems by different state Dots: (a) subgrade; (b) unbound bases.

9 Figure 7 summarizes the responses with respect to prob- lems experienced in the laboratory MR testing. Most of the respondents (six) noted that they are unsure whether the test method provides true modulus of subgrades for pavement design and rehabilitation. With respect to advantages of lab- oratory testing, four respondents indicated that the labora- tory resilient modulus tests are better test methods, whereas two respondents reported that the laboratory tests are better indicators of field performance. Field MR Measurements and FWD Studies Twenty-five of the 41 respondents stated that their agency performs field tests to determine the resilient moduli prop- erties of soils. Twenty-four respondents noted that they use FWD tests to determine resilient modulus of subgrade and unbound bases, whereas three respondents mentioned the Dynaflect method and one respondent noted the GeoGauge method. In the case of other responses (three), a respondent from Maine noted the use of a Portable Seismic Pavement Analyzer method for their projects. Twenty respondents noted that the main intent in per- forming field FWD tests is to determine subgrade moduli for pavement rehabilitation. Twelve respondents indicated that FWD tests are useful in determining structural coef- ficients of pavement layers. Three respondents reported that the FWD test is used to ensure that laboratory moduli are Figure 6 presents survey responses related to specimen preparation procedures followed for laboratory testing for both subgrades and bases. For subgrades, the numbers responded favorably for impact compaction, static compac- tion, kneading compaction, and vibratory compaction meth- ods (4, 3, 2, and 2, respectively) and favorably as well for bases (1, 1, 0, and 4, respectively). With respect to moisture conditioning of the soil speci- mens in resilient modulus testing, four respondents noted that they consider moisture conditioning of specimens before resilient modulus testing. Moisture conditioning was not specified in the standard test procedures for the measure- ment of resilient properties. With respect to the number of tests per soil type, two respondents noted that they perform three tests for each subgrade type. Four others reported that the number of tests per soil type varies and depends on their engineering judgment. Regarding the selection of laboratory moduli for pave- ment design, one respondent noted using a regression model with field confining pressure and deviatoric stresses to determine the design moduli for both bases and subgrades. Another respondent applied confining and deviatoric stresses simulating field conditions in laboratory testing. Five respondents include the lowest moduli measured in the laboratory to taking an 85th percentile value from the satu- rated specimen test results. FiguRE 5 Details on the laboratory specimens used in resilient moduli tests.

10 200 ft (60 m) intervals for rural roads, and 810 ft (250 m) intervals for the network level to 310 ft (100 m) for the proj- ect level. Others mentioned the use of 9,000 lb of load to drop on a pavement section several times. representative of field moduli. Eleven respondents noted that they follow specific guidelines regarding the number of FWD tests. Some of the guidelines are reported as FWD tests conducted at 50 ft (15 m) intervals for urban roads and FiguRE 6 laboratory compaction procedures followed in soil specimen preparation. FiguRE 7 Problems related to laboratory resilient modulus tests.

11 With respect to advantages, the majority of the respon- dents (18) noted that the FWD tests are faster test methods. Fourteen respondents indicated that this method is inexpen- sive (see Figure 10). Because the respondents were asked to select more than one choice, the total number of responses is higher than 41. The Maryland State Highway Adminis- tration stated that the FWD test was typically performed at Figures 8 and 9 present survey responses regarding the limitations of FWD methods for subgrades and bases, respectively. Respondents were asked to list their top three responses to this question. Most respondents (five) men- tioned that there is no correlation among the laboratory- determined moduli and that different backcalculation software provided different moduli. FiguRE 8 Responses on limitations of FWD tests for MR backcalculation of subgrades. FiguRE 9 Responses on limitations of FWD tests for MR backcalculation of unbound bases.

12 MR Correlations Fourteen respondents stated that they use empirical or semi- empirical correlations. Figure 11 presents various responses with respect to the use of correlations. Direct correlations between MR and other soil properties were used for both subgrades and unbound bases by eight and six of the respon- dents, respectively (Figure 11). Seven respondents reported that they used correlations that were recommended by the AASHTO design guide and six reported that they use local or their own correlations. Only two respondents used the correlations drawn from the literature. Figure 12 shows the level of reliability of the correla- tions per the respondent DOTs. The majority of the agencies (seven for subgrades and eight for unbound bases) charac- terized the level of reliability of these correlations as fair. Three noted these methods as “very good” to “good.” Addi- tional tests for evaluation are performed by five respondents for subgrades and three respondents for unbound bases. A Kansas DOT respondent stated that they verify the corre- lation predictions if they have FWD field data. Colorado specified that they perform plasticity index (PI), gradation, density, and moisture tests to cross-check the correlation predictions. The majority did not respond to this ques- tion, implying that they do not use correlations for moduli predictions. many test locations in each project (150 per project). Mon- tana DOT stated that the FWD method would be good when used in conjunction with ground-penetrating radar (GPR). With respect to the use of FWD moduli for pavement design, a few respondents noted that they use 1993 AASHTO design guide recommendations for reducing FWD moduli to deter- mine the resilient modulus value. Field Tests and Nondestructive Tests Other Than FWD One respondent stated that the agency uses other nondestruc- tive tests for quality control and quality assurance (QC/QA) studies for indirect compaction quality evaluation for new pavement construction. Another respondent noted that the agency uses these tests to determine subgrade moduli for pavement rehabilitation. Two respondents stated that their agency usually performs or conducts these tests to deter- mine the structural coefficients of pavement layers. For the overall assessments of other nondestructive meth- ods for subgrades, three respondents noted that these test procedures are well established, whereas one respondent pointed out poor reproducibility problems and the need for more research on analysis routines. From the responses received on other nondestructive methods, more studies are still needed to better understand and validate the methods for MR estimation. FiguRE 10 Responses on advantages of FWD tests.

13 FiguRE 11 types of correlations used to determine the resilient moduli by state Dots. FiguRE 12 Reliability of correlation methods characterized by state Dots.

14 (10 for subgrades and seven for bases) opined that the correlations were developed from a limited database. Figures 13a and 13b present the limitations of the correlations as identified by the DOT for subgrades and bases, respectively. The majority of the respondents FiguRE 13 limitations of correlation methods to determine resilient modulus: (a) subgrades; (b) unbound bases.

15 and unbound bases, respectively (see Figure 14). Figure 15 presents reasons for dissatisfaction with the current methods. Overall, the survey response is limited because of the lack of responses. Reasons for no responses are attributed to a lack of familiarity with the MR, changes in test procedures, length of Final Summary Questions for Geotechnical/Materials Engineer Sixteen and 11 of the respondents are satisfied with the existing methods to determine resilient moduli properties of subgrades FiguRE 14 Responses related to satisfaction of methods to determine resilient moduli properties by state Dots. FiguRE 15 Reasons for being not satisfied with current methods.

16 and R value for subgrades have been used in correlations to estimate moduli of both subgrade and unbound bases. Figure 17 shows respondent responses regarding the use of methods to determine resilient moduli for pavement design. The majority of pavement group respondents (five) noted that they use a correction factor on FWD moduli to deter- mine the MR design value. Other respondents (six) noted that they provide input in various forms, including laboratory test-related procedural steps, which can be seen in Figure 18. Table 2 summarizes survey responses from pavement and geotechnical engineers. Figure 19 shows the number of respondents that use various computer methods and programs to design flexible pavements. A total of 20 respondents noted that they use the DARWIN program to design pavements. Sixteen respon- dents use other methods, such as spreadsheets and other design guides, whose details are presented in Table 3. Figure 20 depicts the number of respondents who consider seasonal variations in determining the resilient modulus. For determining the effective roadbed resilient modulus, three respondents use laboratory tests, four use FWD field tests, and 15 use other methods, which are summarized in Table 4. The total number of responses is higher than 40 because some respondents chose more than one option. Figure 21 shows the number of respondents who use dif- ferent methods for characterizing the structural coefficients and structural support of bases and subgrades. The major- the survey, uncertainty with new design guide, and other rea- sons. Nevertheless, the available responses show the need for certain actions items such as better technology transfer, more reliable test procedures without constantly changing them, developing correlations with a stronger database, defining the design moduli parameters more accurately, and providing simple yet practical procedures for implementation. pavement Group survey results The survey was transmitted to 50 state DOTs, and a total of 40 responses were received (80%). The number 40 is used here as the total respondent number in the following analy- sis. A comprehensive summary of the survey results is pro- vided in Appendix C. Important details from these survey analyses are presented in the following discussion. Most of the respondents (24) mentioned that they use the “1993 AASHTO design guide to design pavements.” This was followed by seven respondents who mentioned that they used the 1972 design guide. Figure 16 summarizes the response results. Apart from the standard design guides, a few state agencies, including Illinois, Washington, New York, Alaska, and Texas, mentioned that they use agency- developed procedures. One agency notably responded that it started using MEPDG. The majority of respondents (18 for subgrades and 19 for bases) use resilient modulus obtained from different methods other than direct laboratory and field measurement. Indirect methods using CBR values, grain size and soil classifications, FiguRE 16 Methods used for designing pavements by state Dots.

17 The reasons for being not satisfied with using resilient modulus properties in pavement design are further explored and these responses are summarized in Figures 23 and 24 for subgrades and bases, respectively. The majority of respon- dents attributed reasons for their dissatisfaction to the com- plicated laboratory or field test procedures and complicated correlations required to determine the moduli of both sub- grades and unbound bases. These responses are in agree- ment with those expressed by materials engineers. Action items mentioned at the end of the geotechnical survey are also valid in this case and are recommended for future implementation. ity of the respondents (17 for subgrades and 18 for bases) use local correlations, followed by those who used the 1993 AASHTO design guide to determine structural coefficients (six for subgrades and five for bases). More details on the methods followed are included in Appendix C. Figure 22 presents the numbers of responses for various satisfaction levels derived from the use of resilient proper- ties in the pavement design. The majority of the respondents (20 for subgrades and 12 for bases) are satisfied with the use of resilient properties in designing pavements. In compari- son, these numbers are higher than those from the geotech- nical survey. FiguRE 17 Procedures followed to determine design moduli by state Dots for subgrades and unbound bases. TABLE 2 DETAILS PROVIDED BY PAVEMENT ENGINEERS RELATED TO RESILIENT MODULUS PROPERTY DETERMINATION Agency Comments Applied stresses in the laboratory Moisture conditioning in the laboratory Correction factor for MR from the laboratory Correction factor for MR from FWD Alabama Axial stresses: 2, 4, 6, 8, and 10 psi A-6 & A-7 soils on wet side of optimum — 0.33 Florida 2 psi confining pressure Optimum No correction Currently use 1.0 but we are researching Kansas — — — 0.33 Maine — — — 0.29 (for Spring thaw) Oklahoma AASHTO T-307 Specimens at opt. mois- ture and at opt + 2% — — New York — — — Yes , no specifics

18 FiguRE 18 Responses on ‘type of input’ provided to materials/geotechnical engineers. FiguRE 20 Percent respondents on how they considered seasonal variations in determining effective resilient modulus. FiguRE 19 number of respondents using various pavement design-related computer programs.

19 TABLE 3 RESPONSES RELATED TO COMPUTER METHODS USED IN DESIGNING PAVEMENTS Agency Comments Alaska ELMOD, AK Flexible Pavement Design Guide (2004) California Caltrans programs NewCon90 and CalAC Florida 1998 Supplement to AASHTO rigid spreadsheet Hawaii Excel spreadsheet Illinois ILLI-PAVE Minnesota MnPAVE (for comparison to MnDOT method) Mississippi In-house for flexible, 1998 Supplement New Hampshire Excel spreadsheet New York NYSDOT Procedure North Carolina In-house spreadsheet Ohio ACPA’s AASHTO design software Puerto Rica ELMOD 4.5 FROM DYNATEST South Carolina Spreadsheet based on ‘72 Guide Texas FPS-19W Washington WSDOT developed M-E software (Everpave) Wisconsin WisPave TABLE 4 RESPONSES ON HOW SEASONAL VARIATIONS WERE CONSIDERED IN DETERMINING EFFECTIVE RESILIENT MODULUS Agency Comment Arkansas Lowest value for material in saturated conditions Alaska Reduction factors are applied on the inter- preted moduli California No consideration by our empirical method Colorado Engineering judgment Illinois Typical values Kansas Correlation with soil properties Maine By using a correction factor (0.29) on the interpreted moduli Michigan Spring time value is used Minnesota Design chart based on wet conditions New Hampshire Assume a ‘Soil Support Value’ of 4.5 New York Seasonal subgrade & subbase moduli North Dakota FWD tests conducted in summer/fall South Carolina Minimal seasonal effects in our climate Utah Use worst case Washington Developed seasonal effects in-house FiguRE 21 Percentage of respondents on how they characterize structural coefficient of unbound bases and structural support or number of subgrades.

20 FiguRE 23 Reasons for not being satisfied (subgrade). FiguRE 22 Responses related to satisfaction in using MR properties to design pavements

21 FiguRE 24 Reasons for not being satisfied (unbound bases). tests. Other responses show that some agencies determine MR using various methods, including laboratory and field studies as well as correlations. The overall satisfaction of the respondents in the use of MR for pavement design is low and several reasons, such as constant modification of test procedures, measurement difficulties, design-related issues and others, are attributed to the low level of satis- faction. In the Pavement group survey responses, similar issues are discussed along with the need to develop simple procedures to determine resilient property. Overall, both surveys provided valuable information that aided in the syntheses that summarize the various methods used to determine resilient property. sUMMarY This chapter describes details from two Web-based sur- veys conducted from DOT engineers in Materials/Geo- technical and Pavement Design groups. The intent of these surveys is to learn the state of practice from these groups with respect to resilient modulus property determination of both bases and subgrades from various methods, includ- ing laboratory and field methods. The overall response to the surveys is impressive (more than 80% responded for both surveys). In the Geotechnical/Materials group sur- vey responses, several respondents noted that they do not use or measure resilient moduli of soils from laboratory

22 LaBoraTorY TesTs Used For resiLienT ModULUs Historical perspectives of the resilient modulus test proce- dure and its evolution are well documented by Ishibashi et al. (1984) and Vinson (1989). This paper presented at a resilient modulus workshop in Corvallis, Oregon, compares simple static load tests such as plate load test and CBR tests con- ducted from the 1960s to the 1990s as well as current RLT- related resilient modulus test procedures used after the 1980s to characterize subsoils for the flexible pavement design. The use of RLT tests in the place of static tests was attributed primarily to research efforts by Seed et al. (1962; 1967) the University of California, Berkeley. Other tests on aggregates can be found in the references cited by Saeed et al. (2001). An earlier study conducted by Seed and McNeill (1958) documented the differences between initial tangent elastic modulus and resilient modulus and the need to develop labo- ratory procedures simulating in situ traffic loading condi- tions. After this study, several laboratory procedures were developed to determine the resilient modulus of subgrades and base aggregates. A brief discussion of these tests to determine MR property is summarized here. repeated Load Triaxial Test The Resilient Modulus test using RLT test equipment is designed to simulate traffic wheel loading on in situ subsoils by applying a sequence of repeated or cyclic loads on com- pacted soil specimens. Figure 25 shows an RLT testing sys- tem used to determine the resilient modulus of subgrades. inTrodUcTion Chapters three, four, and five summarize the stiffness or resilient moduli–related literature information collected from various state DOTs. As a part of the literature review collection, several research reports from various states including Texas, Virginia, Louisiana, Kentucky, and Wis- consin were acquired and reviewed. Library search engines such as the Transportation Research Information Service (TRIS) and COMPENDEx were also used to collect other available documented information on the resilient modulus of subgrades and unbound material. The collected literature was summarized in chapters three, four, and five in the following categories: Laboratory resilient moduli tests; test results of differ-• ent types of subgrades and unbound pavement mate- rials; advantages and limitations of laboratory tests (chapter three). Existing in situ nondestructive test methods for inter-• pretation of resilient properties of unbound bases and subgrades; test results from a variety of subsoils; com- parisons with the laboratory-determined resilient mod- uli properties; and advantages and limitations of these tests (chapter four). Existing in situ intrusive test methods for resilient • property determination; test results for different sub- soils; development of correlations between in situ data and moduli properties; and advantages and limitations of intrusive tests (chapter four). Direct expressions that correlate resilient moduli prop-• erties with basic soil properties and in situ compaction parameters; statistics of the correlations; advantages and fallacies of these correlations (chapter five). Indirect correlations that express model constant • parameters (obtained from an analysis of various types of resilient moduli formulations including two- parameter “bulk stress and deviatoric stress” models to three- and four-parameter models) as functions of basic soil properties and compaction-related soil vari- ables (chapter five). Matrix tables summarizing the literature findings • (chapter five). CHAPTER THREE LaBoraTorY MeThods For MaTeriaL sTiFFness MeasUreMenT FiguRE 25 triaxial unit with data acquisition and control panel unit.

23 the peak torsional displacement with frequency are then recorded to obtain the frequency response curve. Peak dis- placements are recorded through an accelerometer attached to the drive plate. Test procedure details can be found in Sto- koe et al. (1990). The frequency response curve generated during the test can then be displayed on the analyzer main screen for post- test data processing. The small-strain shear modulus G can then be calculated as follows (Richart 1975): (1) (2) where G is small-strain shear modulus, ρ is soil density, L is sample length, fr is resonant frequency, Fr is driver con- stant, IR is polar moment of inertia of soil column, and Io is polar moment of inertia of driver system. The small-strain shear modulus is then converted to resil- ient modulus values by using the following Equation 3 with an assumed Poisson’s ratio. E = 2 G (1+ µ) (3) Barksdale et al. (1997) noted some concerns with the RC testing as a result of low axial strains applied during the test- ing, which are assumed to be much smaller than the strains applied under heavy wheel loads applied near the surface. Resilient strains applied under wheel loads are small and comparable with the strains recorded in this test. simple shear Test It is well known that the stresses in subsoil undergo stress reversals owing to traffic wheel load movements, which can be seen in Figure 26. In a simple shear test, the soil specimen will be subjected to such state of stresses and hence consid- ered to be a more representative test for the determination of resilient moduli of soils. However, Barksdale et al. (1997) noted that the stress paths of the soil specimen in the labora- tory and the in situ soil in the field are different. In this test, a soil specimen is subjected to a shear stress in both directions. Though this method was used for both resil- ient moduli and permanent strain measurements, there are still some concerns that limit the adaptation of this method. These are the stress-induced anisotropy of the soil specimen resulting from shear stress application, and the difficulty in applying uniform stress. The AASHTO T-307-99 method is currently followed for determining the resilient modulus of soils and unbound aggregate materials. Prior to this method, a few methods (namely, T-274, T-292, and T-294) were used. The stress lev- els for testing the specimens are based on the location of the specimen within the pavement structure. The confining pressure typically represents the overburden pressure on the soil specimen with respect to its location in the subgrade. The axial deviatoric stress is composed of two components, the cyclic stress (which is the actual applied cyclic stress) and a constant stress (which typically represents a seating load on the soil specimen). The constant stress applied is typically equivalent to about 10% of the total axial deviatoric stress. The testing sequences employed for both granular and base or subbase materials and fine-grained subgrade soils are dif- ferent, and these details can be found in AASHTO test stan- dard procedures. A haversine-shaped wave load pulse with a loading period of 0.1 s and a relaxation period of 0.9 s is used in the testing. A haversine load pulse is recommended in the test procedure, which is based on the earlier AASHO road test research performed in the United States. The test procedure involves preparation of a compacted soil specimen using impact compaction or other methods, transfer of soil specimen into triaxial chamber, applica- tion of confining pressure, and then initiation of testing by applying various levels of deviatoric stresses as per the test sequence. The test process requires both conditioning fol- lowed by actual testing under a multitude of confining pres- sure and deviatoric stresses. At each confining pressure and deviatoric stress, the resil- ient modulus value is determined by averaging the resilient deformation of the last five deviatoric loading cycles. Hence, from a single test on a compacted soil specimen, several resil- ient moduli values at different combinations of confining and deviatoric stresses are determined. From these values, the design resilient modulus value can be established by deter- mining the MR value at appropriate confining pressure and the deviatoric stress levels corresponding to the subgrade and unbound base layer location within the pavement system. resonant column Test The resonant column (RC) test was initially developed to study dynamic properties of rock-like materials in the early 1930s. The technique has since been upgraded continually for dynamic characterization of a wide variety of geologic materials (Huoo-Ni 1987). The test can be simulated as the fixed-free system. The specimen rests on a pedestal and both the top cap and torsional drive plate are securely attached onto the top end of the specimen. During RC testing, the drive plate is allowed to rotate freely such that a torsional excitation can be applied at the top end of the specimen with a constant amplitude and varying frequency. Variations of

24 LaBoraTorY MR TesTs—sUMMarY A thorough review of several research reports and papers on resilient modulus testing of subgrades and unbound bases in the laboratory conditions was next made. Several research reports and articles have been published pertaining to this topic. These papers and reports cover laboratory procedures and findings as well as a few pavement design recommendations. The investigator collected various state research reports that primarily describe DOT-funded research and how MR tests and their results are applied for the mechanistic pave- ment designs in the respective states. Additional information was also sought from the states during the surveys, which resulted in a few additional reports. Overall, resilient moduli test results from the literature are presented in three phases: First phase: reported before 1986• Second phase: reported from 1986 to 1996• Last phase: reported after 1996 • In 1986, the AASHTO interim design guide recommended the use of resilient modulus to characterize subgrades and bases for flexible pavement design. The starting year of 1996 is randomly chosen for the last phase, because any reports presented after that year are considered to be recent litera- ture (that is, literature presented in the last 10 to 11 years). MR Literature Before 1986 In a 1989 workshop on the application of resilient modulus in pavement design, Vinson presented a comprehensive review of the resilient modulus test work performed at the Univer- sity of California Berkley in the early 1960s. This paper pri- marily includes the research performed by Seed et al. (1962), which focused on one of the earliest works on resilient modulus measurements of subgrade soils at various com- paction conditions and soil types. Other studies performed hollow cylinder Test A hollow cylinder test simulates stress conditions close to the field traffic loading, including the principle stress rota- tions taking place in the subgrade caused by wheel load movements (Barksdale et al. 1997). In this test, a hollow cylindrical soil specimen is enclosed by a membrane both inside and outside the sample. Stresses are applied in axial or vertical, torsional, and radial directions. Repeated loads can be simulated in this setup and related moduli can be determined. Because of the possible application of various types of stresses, different stress path loadings simulating field loading conditions can be applied. Also, this setup can be used to perform permanent deformation tests. A few other tests, including the Cubical Triaxial Test, are used in the literature. These tests are still under research evaluation, however, and they are yet to be used for practi- cal applications. Other test methods that provide parameters that are linked with moduli or stiffness properties of soils include the CBR test, R value test, Texas triaxial value, and SSV test. These methods employ static loading of the soil specimens until the failure, and the properties measured in the tests are reported as CBR, R, or SSV values. Because of the availability of large test databases of these properties, various state agencies developed correlations between the AASHTO-recommended moduli of soils with the CBR, R, or SSV values. Details on these correlations are presented in chapter five. As noted previously, several test methods have been used to determine the resilient modulus of subsoils in the labora- tory conditions. However, the most prominent method for a laboratory modulus test has been the RLT test, primarily because AASHTO standardized this test and it features bet- ter simulation of pavement subgrades under traffic loading. The next section discusses several research studies that uti- lized these tests and their findings. FiguRE 26 stresses under traffic wheel load and stress reversal under wheel loading (Vinson 1989; Barksdale et al. 1997).

25 tute method of designing flexible pavements in which a bulk stress model was used to model the resilient behavior of cohesionless soils. Uzan (1985) explained the limitations of the bulk stress model with two model constants and then introduced a two-parameter model consisting of both bulk and deviatoric stresses with three model constants to simu- late the resilient behavior of subsoils. Hence, it can be summarized that the research to 1986 mostly focused on (1) the development of test procedures and equipment modifications to test cohesive subgrades and granular base materials, (2) the development of appropri- ate models to represent the resilient behavior, and (3) the introduction of a few correlations based on soil properties to predict resilient properties. MR Literature Between 1986 and 1996 Following the recommendation by the 1986 AASHTO interim design guide to use resilient modulus property for pavement material characterization, several research studies were initiated with the support of several DOTs. A few of these studies and their findings are summarized in Table 5. by Barksdale (1971, 1972) and Terrel et al. (1974) addressed laboratory-related variables including the shape of the load- ing pulse and duration of the laboratory test formulation. Hicks and Monismith (1971) later described several factors that influence the resilient properties of granular materials including bases. Kalcheff and Hicks (1973), then documented the resilient moduli tests performed on granu- lar soils including unbound aggregates. This study described the potential stress sequence and stress ratios recommended for testing granular materials. Hull et al. (1980) reported MR test results on base materials following the test procedures recommended by Kalcheff and Hicks (1973). Allen and Thompson (1974) addressed the response of lateral stresses on resilient properties of granular materials. In 1976, Thompson and Robnett studied resilient prop- erties of several Illinois subgrade soils at the University of Illinois, Urbana, and this study reported the test results and the development of correlations between resilient modulus and subgrade soil properties. They proposed an arithmetic model to describe the resilient properties of fine-grained soils. Shook et al. (1982) later discussed an Asphalt Insti- TABLE 5 FINDINGS FROM RESEARCH REPORTS AND PAPERS ON RESILIENT MODULUS DURING 1986–1996 References Description of Research Summary and Findings Elliott et al. (1988) Elliott (1992) Arkansas DOT Resilient Properties of Arkansas Subgrades Repeated load triaxial (RLT) test setup and AASHTO T-274 procedure were used for performing laboratory resilient moduli tests. Kneading and static compaction methods were followed for preparing compacted soil specimens. Percent moisture content was varied between 70% (dry of optimum) to 130% (wet of optimum). Resilient moduli decreased with an increase in moisture content. Workshop on Resilient Modulus Testing, Oregon State University, Corvallis, Oregon (1989) An overview of Resilient Modulus Test and its Significance A few of the following presentations were made at this workshop: Vinson—Past work and current status Ho—Florida DOT Experience Thompson—Factors affecting MR of Subgrades and Granular soils Woolstrum (1990) Nebraska Department of Roads Resilient Properties of Nebraska Subgrades and Aggregates (14 of them) RLT test setup and AASHTO T-274 procedure were used. Conditioning was done with 15,000 cycles of a haversine loading. Loading period of 0.1 s and a relaxation period of 0.4 s were applied. Aggregates were tested as per granular material test procedures. Three compaction moisture conditions, optimum, wet, and dry of optimum were studied. Expected trends of decrease in resilient moduli with an increase in moisture content. Correlations between MR and Nebraska group index parameter were developed. Claros et al. (1990) Stokoe et al. (1990) Pezo et al. (1992) Pezo and Hudson (1994) Texas Department of Transportation Test Procedure Development, Calibration and Evalua- tion of MR Equipment and Modeling of Resilient Properties RLT test setup and AASHTO T-274 (sample preparation) and P-46 procedure protocols (testing) were used on synthetic and subgrade and aggregate samples for performing laboratory resilient moduli tests. Comparisons were made with torsional ring shear and resonant column test data, which showed some variations. Synthetic samples provided a good methodology to calibrate the MR equipment. Pezo’s study on different subgrades of Texas with different PI values showed that an increase in moisture content resulted in the decrease of MR values. A TxDOT model with seven correction factors was developed to predict resilient properties. continued

26 TABLE 5 (continued) References Description of Research Summary and Findings Wilson et al. (1990) Ohio DOT Multiaxial Testing of Ohio Subgrade Seven subgrade soils were taken from different sites. Specimens were compacted in cubical mold of 4 in. x 4 in. x 4 in. Cyclic tests were conducted after 200 cycles of conditioning. Resilient response was dependent on compaction moisture content. At low stress ranges, MR decreases with an increase in deviatoric stress. Ksaibati et al. (1994) Ksaibati et al. (2000) Wyoming DOT Factors Influencing MR Values of Subgrades Nine subgrade soils were taken from different regions of Wyoming. RLT test and AASHTO TP-46 or T-294 were used. FWD tests were conducted at the sampling sites and results were analyzed with backcalculation programs. Moisture content influenced resilient properties of A-4 and A-6 soils. EVERCALC program predictions appear to give accurate resilient moduli. Mohammad et al. (1994, 1995, 1999) Puppala et al. (1997, 1999) Louisiana DOT Resilient properties of Louisiana Subgrades RLT test method was used for MR tests. T-292 and T-294 as well as internal and external displacement measurements were evaluated in providing realistic and repeatable resilient properties of silty clay and sandy soil. Six different soils from different regions of Louisiana were sampled and tested in the RLT using T-294 procedure. Five compaction moisture conditions were studied. RLT test and AASHTO TP-46 or T-294 were used. Correlations between resilient moduli and soil properties were developed. Drumm et al. (1990) Drumm et al. (1995) Andrew et al. (1998) Tennesse DOT Resilient response of Tennessee Subgrades and effects of post- compaction saturation on resilient response of subgrades Eleven subgrades were taken from different regions of Tennessee. Compact densities as per standard Proctor compaction and specimen preparation as per kneading method. P-46 method and RLT tests were followed. Optimum moisture content condition and moisture content condition close to 100% saturation were studied. Saturation resulted in the reduction of resilient moduli. Saturation related reductions are highest in A-7-5 and A-7-6 soils than in A-4 and A-6 soils. A methodology to correct the resilient modulus due to increased degree of saturation was developed. Zaman et al. (1994) Chen et al. (1995) Daleiden et al. (1994) Oklahoma DOT Assessment of Resilient Modulus Tests and Their Applications for Pavement Design Resilient modulus testing using RLT test was performed. Six different aggregate sources were taken from different locations from Oklahoma. T-292 and T-294 procedures were used for MR testing. Compactions were done at optimum and 95% of optimum dry density. Resilient moduli of aggregates varied between 41 and 262 MPa and these results are lower than those reported in the literature at that time. Variability in MR due to test procedure appears to be higher than that of aggregate source. Santha (1994) Georgia DOT Resilient Moduli of Subgrade Soils from Georgia Soils from 35 sites were studied. RLT equipment and T-274 procedure were used. MR results varied considerably due to variations in soil types and compaction conditions. Soil type, compaction conditions, and Atterberg limits were used as independent variables for MR correlations.

27 Another study performed by Stokoe et al. (1990) addressed the use of other devices such as the RC test to measure moduli of calibrated synthetics specimens. Figure 29 presents a comparison of axial strains generated from RC testing with those generated using RLT tests while calibrating the medium stiff and stiff urethane materials. Both stiff and medium stiff materials (TU-960 and TU-900) extended over the majority of the MR range determined from AASHTO T-274 RLT testing, whereas the soft material (TU-700) extended over half of the range reported by the RLT testing. This research also evaluated resilient or stiff- ness properties of subgrades from different parts of Texas and also developed a universal model. Elliott et al. (1988) reported resilient moduli test results obtained on different cohesive subgrades in Arkansas. The main intent of this research was to explain the effects of field moisture content on the resilient moduli of compacted sub- grades. This study also addressed the effects of compaction procedures and moisture content variation on the resilient moduli properties. Figure 27 presents the variation of resil- ient modulus of fat clay (CH) from Jackport, with respect to percent changes in optimum moisture content. A decrease in the MR value close to 1 ksi was reported for percent increase in the optimum moisture content. A low percent of optimum (below 100%) was termed as dry of optimum and a high percent of optimum (above 100%) was termed as wet of opti- mum conditions. Similar findings were reported on other cohesive subgrades in this study. In 1989, a workshop on resilient modulus was held at Oregon State University in Corvallis and several research- ers, practitioners, and equipment manufacturers discussed various testing, design, and equipment-related aspects of resilient modulus testing. This workshop was instrumental in leading several DOTs to start research on the resilient moduli response of their local soils. Woolstrum (1990) studied 14 different Nebraska soils and yielded similar conclusions to those of Elliott et al. (1988). This study also developed correlations by introduc- ing a Nebraska group index parameter (G) as an indepen- dent variable. The AASHTO T-274 procedure was used to determine resilient properties of local soils. Several research papers and reports were published in the early 1990s that focused on the resilient modulus research performed in the state of Texas (Claros et al. 1990; Pezo et al. 1992). These studies show calibration of RLT test devices, use of other equip- ment including RC and torsional ring shear devices to measure the shear modulus, and estimating elastic or resilient modulus. Pezo et al. (1992) focused on a universal model development to predict resil- ient properties of subsoils. Research studies funded by Texas DOT (TxDOT) have evaluated the use of synthetic material samples for calibrat- ing various moduli measurement devices, including RLT, RC, and torsional ring shear devices (Cla- ros et al. 1990; Stokoe et al. 1990; Pezo et al. 1992; Pezo and Hudson, 1994). Figure 28 presents typical test results conducted on cohesive subgrade soil as per the TP-46 procedure. FiguRE 27 Resilient modulus of Ch soil from arkansas versus percent optimum moisture content (Elliott et al. 1988). FiguRE 28 Moduli test results on synthetic sample from resonant column and Rlt tests (Claros et al. 1990).

28 compaction moisture content on the resilient moduli prop- erties. These results indicate that an increase in deviatoric stress resulted in a decrease in resilient moduli properties. Also, an increase in compaction moisture content resulted in a decrease of resilient moduli of granular soils. Burczyk et al. (1995) reported resilient properties of Wyoming subgrades. An RLT test setup and AASHTO T-294 procedure were used in this study, which also discussed vari- ous fundamental soil properties that influence resilient prop- erties of subgrades in Wyoming. This study also evaluated various backcalculation methods used to interpret the resil- ient properties. Mohammad et al. (1994a,b, 1995) described the resilient properties of Louisiana subgrades, including a complete evaluation of RLT setup and AASHTO test procedures T-292 and T-294, as well as measurement systems including linear variable differential transformers (LVDTs) placed for the middle third of the specimen (referred to as middle) and at the ends of the soil specimen (referred to as end), both being internal deformation measurement systems in yielding reli- able resilient properties. Figure 32 presents resilient moduli determined from both internal measurement systems of a sandy specimen tested in the research. Higher moduli values were measured from the middle LVDT system than the end LVDT system. The ratios between MR measured from the middle system to the end system varied from 1.15 to 1.22 at different compaction moisture content, indicating a 15% to 20% increase in moduli values obtained with the middle measurement system. Drumm et al. (1990, 1997) studied resilient moduli of different types of subgrades from Tennessee using a SHRP P-46 test procedure. Research was focused on the resilient moduli data development for Tennessee subgrades, and also Wilson et al. (1990) presented research findings on Ohio subgrades in which resilient properties of subgrades were measured using a multiaxial cubical triaxial test setup. Figure 30 presents a multiaxial testing device used in this research. Researchers noted the uniqueness of this equip- ment by applying stresses in all directions and concluded that this equipment was capable of providing resilient properties of subgrades. The test procedure used in this research was unique, and it included application of one level of confining pressure of 5 psi and different deviatoric stresses ranging from 1 to 8 psi. The deviatoric stress pulse was applied at a rate of 1 pulse/s. Resilient properties were determined based on the measured strain response. Typical test data on a granular subgrade are presented in Figure 31, which shows the influence of deviatoric stress and FiguRE 29 Comparisons of axial strains measured from Rlt and resonant column tests (stokoe et al. 1990). FiguRE 31 Resilient moduli results of granular subgrade from ohio (Wilson et al. 1990). FiguRE 30 Photograph of multiaxial testing device (Wilson et al. 1990).

29 T-292 procedure, and this variation was attributed to stress conditioning and stiffening effects in the T-294 procedure. Also, this study reported that the MR variability with respect to test procedure was higher than the same with respect to aggregate source. Santha (1994) studied the resilient properties of subgrades from 35 test sites in Georgia, using T-274 procedure. These results show wide variations in MR with respect to soil type and compaction procedures used in the testing. The measured data were used and analyzed with two-parameter and three- parameter models. The three-parameter model captured the measured resilient properties better than the two-parameter model. Further discussion on these test results and their use in the development of multiple linear regression analyses of test results is presented in later sections. Overall, it can be summarized that the resilient modulus research performed between 1986 and 1996 focused on the use of various laboratory and field equipment to determine the resilient properties of both subgrades and bases. Several test procedures (T-292, T-294, and P-46) were introduced and evaluated during this phase. Displacement measure- ment systems, one in the middle third of the soil specimen and one at the ends of the soil specimen were researched to provide realistic MR values. Also, a few of these studies investigated and tested various local subgrades and unbound bases for developing a database of resilient properties. The measured data were later used to develop various models to predict resilient properties of subgrades and aggregates. Table 6 provides a summary of the literature findings from 1986 to 1996. MR Literature after 1996 Modifications of AASHTO test procedures from T-294 to T-307 with different testing-related specifications occurred during this phase. This resulted in additional research being addressed the reductions in resilient moduli with respect to post-compaction saturation. Figure 33 presents the effects of post-compaction moisture content in terms of degree of sat- uration on the resilient modulus of subgrades. As expected, an increase in saturation resulted in a decrease in MR values. This research also led to the development of regression mod- els for prediction of resilient properties of subgrades. These details are presented in chapter four. In the early 1990s, Thompson and Smith (1990), Zaman et al. (1994), and Chen et al. (1994) reported the resilient moduli of unbound aggregate bases using AASHTO T-292 and T-294 procedures. Variations of moduli with respect to test procedures and aggregate types are explained in these studies. Figure 34 presents the effects of test procedures on the resilient properties of aggregates from Choctaw and Murray counties in Oklahoma. Test results indicate that AASHTO’s T-294 procedure yielded higher moduli than its FiguRE 32 Resilient moduli results measured from both end and middle deformation measurement system (Mohammad et al. 1994a,b). FiguRE 33 influence of post-compaction moisture content on resilient moduli results (Drumm et al. 1990, 1997). FiguRE 34 influence of aashto test procedure on resilient moduli results of aggregate resources (Chen et al. 1994).

30 of these studies is impressive, more studies are still needed for a better understanding of resilient properties of several other states. Among the state DOTs, Florida, Minnesota, Texas, Mississippi, Ohio, and New Jersey lead considerable research efforts on laboratory testing and also implemented the use of resilient properties of subgrades in their pavement design practice. Several other states including Illinois, Louisiana, and others have started implementing or are planning to imple- ment the MR value in their pavement design practice. In the case of resilient modulus studies on aggregate • bases, limited research studies have been performed. Studies in this area mainly came from the states of Ohio, Texas, New Jersey, South Carolina, and Minnesota. Details on the aggregates research are presented in the later sections. The test equipment primarily used over the last 10-plus years is RLT test apparatus. A few studies—including those by Nazarian et al. (1996), Davich et al. (2004b), and Gupta et al. (2007)—experimented with the use of bender element testing to determine the small-strain shear modulus, which was then correlated to the resilient modulus with an assumed Poisson’s ratio. Figure 35 presents a typical bender element setup made of piezoelectric elements used by Davich et al. (2004b). A wave pulse generated by emitter (bender ele- ment) from one end will travel through the soil specimen and reaches the receiver (another bender element) at the other end. Based on the travel time of a shear wave and mass density of the soil specimen, the small-strain shear modulus value is determined. performed by various DOTs to validate the previous research findings and new research to determine MR of the local soils. In this phase, all recent literature involving the use of resil- ient modulus testing from different state-funded research studies using T-294 and T-307 methods are reported. This information is synthesized in Tables 7 and 8, with Table 7 summarizing the test information, including test method followed, specimen preparation method adapted, and types of soil and aggregate materials tested. Table 8 sum- marizes salient findings and conclusions from the research performed by the reporting agencies. These references are listed along with the state DOTs that provided funding for the respective research. Tables 7 and 8 present various available final research reports collected from the extensive literature review performed for this research. The research presented herein refers to the final research reports, because they contain more detailed informa- tion on the tested materials and analyses of test results. The following general summary provides information on the resilient modulus of aggregates and subgrades that is relevant to both researchers and practitioners. Several DOTs funded research, which is summarized in the tables. Most of these studies addressed resilient properties of the subgrades encountered in various states and a few addressed aggregate and granular bases used in the respective state. Several new research studies from different DOTs were • conducted during this phase. Though the total number TABLE 6 SUMMARY OF MAJOR FINDINGS ON RESILIENT MODULUS FROM ‘1986 TO 1996’ Topic Observations Equipment Used RLT Tests (Preferred Method) Resonant Column Test Torsional Ring Shear Test Cubical Triaxial Test Calibration Issues—Repeatability and Reliability Issues Still a problem; One study reported the use of synthetic specimens with known stiffness properties; Wide range of properties Test Procedure Used for RLTs T-274 was used in early studies followed by T-292 and T-294 methods; TP-46 was also used in the later studies; All studies used conditioning, followed by testing at various confining and deviatoric stresses; Stress sequence and stress ratios are different in each of these methods Material Types Most of the studies focused on natural subgrades; a few others studied aggregates and granular sandy soils Specimen Preparation Methods Most of the methods use impact compaction with standard Proctor energy efforts Others used static compaction and kneading compaction methods Compaction Conditions Close to optimum moisture contents; Several studies investigated variations in compaction moisture contents from dry to optimum to wet of optimum Models to Analyze MR Data Bulk stress (granular materials) and deviatoric stress (cohesive soils) models are frequently used since they are the recommended models by the AASHTO procedures

31 TABLE 7 RESEARCH REPORTS AND PAPERS ON RESILIENT MODULUS AFTER 1996—TEST INFORMATION Reference & Supporting DOT Description of Research Soil and Aggregate Types Tested Test Procedure Followed Nazarian et al. 1996 & Texas DOT (TxDOT) Development of Test Method of Aggregate Bases Four types of Gran- ular bases including Caliche, Limestone, Gravel and Iron Ore materials were used. RLT test equipment was used; T-294 procedure was followed; bender element setups were also evaluated. Gandara et al. 2005 & TxDOT Effects of Fines on Aggregate Bases Aggregate Bases Three confining pressures and three deviatoric stresses at each confining pressure (similar to T-307); Specimens are grouted at the ends; Internal LVDTs were used to measure both axial and radial strains; Study focused on amount of fines on MR of Aggregates Berg et al. (1996), Bigi and Berg (1996) & Minnesota DOT (MnDOT) Resilient Modulus Testing of Untreated Subgrades Two Clayey Subgrades and Two Bases with different amounts of fines Specimens were compacted and then saturated and later subjected to freezing. Resilient modulus tests were conducted on frozen samples subjected to three different temperatures below freezing temperature. Some specimens in the triaxial cell were thawed and then subjected to resilient modulus tests. Loading pulse has 1 s of loading and 2 s of relaxation. Frozen samples were tested under 10 psi of confining and thawed samples were subjected at four different confining pressures. In all cases deviatoric stresses were varied. Davich et al. (2004b) & MnDOT Small strain and resilient modulus testing of granular soils Six types of bases (granular types): Fine to well graded sands with fines LTPP P-46 method was followed for performing resilient modulus testing whereas Bender element test was followed for performing small strain modulus tests. Gupta et al. (2007) Minnesota DOT Resilient Behavior of Unsaturated Subgrade Soils and Pavement Design Four subgrade soils of different PI values Two compaction conditions and three matric suctions were applied at each compaction condition and these suctions were 0, 22, and 50 psi; MR tests and small strain bender element tests were conducted on all samples; Axis translation technique was used to apply the suction to the soil samples; MR test procedure was based on NCHRP 1-28A George and Uddin (2000) Mississippi DOT Laboratory MR Testing on Field Cores and Corre- lations Between MR and Dynamic Cone Penetrome- ter and FWD Data Several field sub- grade samples at different depths and at different spacings (200 ft c/c); Sam- pling depth up to 5 ft to a maximum of 10 ft; Soil samples from 12 sections AASHTO TP 46 Protocol; Resilient modulus test setup; External LVDT system; Laboratory MR at 14 kPa of confining pressure and 35 kPa of deviatoric stress was used as the subgrade layer property George (2004) Mississippi DOT Prediction of Resilient Modulus from Soil Properties Subgrade samples from 8 different County/Roads TP-46 was followed RLT and impact compaction were used Ooi et al. (2006) Hawaii DOT Development of Correlations for MR of Hawaii Subgrades Subgrades from four locations in Hawaii LTPP P-46 procedure (T-307) was followed for MR testing; Three confining pressures were used as per the cohesive subgrade testing Lee et al. (1997) Indiana DOT Resilient Proper- ties of Indiana Cohesive Subsoils Soil specimens from three in- service subgrades AASHTO T-274 method was used; Soil specimens were prepared using impact compaction method Janoo et al. (1999) New Hampshire DOT Resilient Modulus of New Hamp- shire Subgrades for Pavement Design Five Subgrades from New Hampshire TP-46 Procedure was used; Tests were conducted at several temperatures to reflect freezing and thawing; Average MR from tested stresses were used as effective moduli; Kneading compaction was used for testing; Tests were conducted at optimum moisture content condition. Maher et al. (2000) New Jersey DOT Resilient Modulus Properties of New Jersey Subgrade Soils Six Different Subgrade Soils from New Jersey TP-46 method was followed; Three compaction moisture content conditions were studied continued

32 TABLE 7 (continued) Reference & Supporting DOT Description of Research Soil and Aggregate Types Tested Test Procedure Followed Bennert and Maher (2005) New Jersey DOT Resilient Modulus Properties of New Jersey Aggregates Two different aggregates of two types from three regions with differ- ent gradation types and two types of blended aggregated with recycled concrete and asphalt aggregates AASHTO TP-46 method was used Baus and Li (2006) South Carolina DOT Studies on South Carolina Aggre- gate Bases Seven types of aggregate bases Static and cyclic plate load tests were conducted on different aggregate beds. Ping et al. (2003) Florida DOT Resilient Moduli of Subgrades from Florida Two subgrade soils from Florida AASHTO T-292 and T-294 methods were followed for MR testing; LVDTs were placed both in the middle and at the ends of the soil specimen; RLT equipment was used for testing subgrades; Both vertical and horizontal LVDTs were used for monitoring vertical and lateral deformations Ping et al. (2007) Florida DOT Resilient Modulus of Subgrades from Florida 37 subgrade soils from different dis- tricts in Florida AASHTO T-307 method was followed for MR testing; Other procedures including T-292 and T-294 were used in the earlier MR testing; RLT equipment was used for testing subgrades; Both vertical and horizontal LVDTs were used for monitoring vertical and lateral deformations Hopkins et al. (2001) Kentucky DOT Resilient Modulus of Kentucky Subgrade Soils 128 tests on soil samples collected from various loca- tions in Kentucky Specimens were molded at optimum moisture content and 95% of maximum dry density; TP-46 method was followed for the MR testing. Masada et al. (2004) Ohio DOT Resilient Moduli of Ohio Subgrade Soils and Bases Several aggregate types were researched with dif- ferent types of gra- dations; Several subgrades from dif- ferent locations in Ohio were collected and tested TP-46 method was followed (Bases and Subgrades) Wolfe and Butalia (2004) Ohio DOT Resilient Moduli of Ohio Subgrade Soils Thirteen Subgrade soil samples across the state of Ohio Specimens were compacted at dry of optimum, optimum and wet of optimum; T-294 method was followed; external LVDT system was used; Both unsaturated (compacted) and saturated samples were tested. Malla and Joshi (2006) New England Transportation Consortium (Connecticut, Maine, Massachusetts, New Hampshire, Vermont) Resilient Moduli of Subgrades from New England States; Connecticut—A-2 and A-4; Maine— A-1, A-2, A-3, A-4, A-5, and A-6; Mas- sachusetts—A-1, A-2, A-3, A-4, A-5, and A-6; New Hampshire—A-1, A-2, and A-4; Ver- mont—A-1, A-2, A-4, A-6, and A-7. AASHTO T-307 tests were conducted Tests were conducted at various compaction moisture content conditions Titi et al. (2006) Wisconsin DOT Determination of Resilient Moduli Properties of Typical Soils from Wisconsin Seventeen soils from different regions in Wiscon- sin were tested. A-1, A-3, A-4, AASHTO T-307 tests were conducted Tests were conducted at different moisture content conditions Kim and Labuz (2007) Minnesota DOT Resilient Modulus and Strength of Base Course with Recycled Bituminous Material Different aggre- gates including Recycled Asphalt Pavement and natural aggregates NCHRP 1-28A test protocol was used and laboratory specimens were prepared using gyratory compaction method.

33 TABLE 8 RESEARCH REPORTS AND PAPERS ON RESILIENT MODULUS AFTER 1996—FINDINGS Reference Resilient Moduli Range Findings, Recommendations and Future Research Nazarian et al. (1996 ) Nazarian et al. (1998) & TxDOT Tested bases have MR values ranged between 70 MPa to 210 MPa with Limestone exhibiting close to 300 MPa at optimum moisture content Conditioning was eliminated and grouting was recommended at both ends of the specimen, which resulted in better repeatability of test results. Conditioning and testing sequence was modified for future testing in the state. Lateral deformations and Poisson’s ratio were directly measured. Gandara et al. (2005) TxDOT Tested Aggregates have 25 to 100 ksi Effects of fines on aggregate resilient properties are minimal; however, it does influence the moisture susceptibility of the aggregate fine soil mixtures. Type of fine material and its plasticity nature has major influence on permanent deformation. Tube suction tests on aggregates were used to address moisture susceptibility. The optimal fines in aggregates is between 5% and 10%. A field methodology is still needed to predict the performance of aggregates that can complete laboratory tests. Berg et al. (1996) MnDOT Lower moduli (less than 1 ksi) were reported, which was attrib- uted to calibration error. With an inducement of freezing, the moduli of subgrades increased to 1000 ksi. For unbound bases, the MR was 10000 ksi at high freezing conditions. Both unbound base and subgrades exhibited a 2 to 3 order increase in resilient moduli due to freezing. MR decreased with an increase in saturation. MR of all soils are stress dependent. Different regression expressions are presented. Test procedures are different from AASHTO recommended procedures. In few tests, calibration errors were reported. Davich et al. (2004b) MnDOT Resilient moduli of bases varied from 60 MPa to 800 MPa based on confining and deviatoric stresses applied. MR increased with a decrease in moisture content. Hyperbolic model using small strain modulus and shear strength properties are used to predict resilient modulus. Poor bonding and uneven specimen ends resulted in the variation of the three LVDT measurements. Field measurements of small strains can be used to estimate resilient moduli needed for the pavement design. More studies are needed to validate the procedures established in this research. Gupta et al. (2007) MnDOT Resilient moduli based on external displacement measurements varied between 10 and 70 MPa and the same varied between 10 and 200 MPa when internal displacement system was used. An increase in matric suction resulted in considerable increase in MR value. A linear semi-logarithmic relationship between resilient modulus, MR and matric suction was developed. Internal measurements always yielded higher MR values, which are 1.7 to 3 times that of MR values based on external measurements. Bender element data measured from unconfined compacted subgrades showed a correlation with the MR values measured from internal measurements. Soil water characteristic curves of all four soils were developed to determine the moisture content and suction relationships. Model formulated by Oloo and Fredlund (1998) was used to analyze the MR -Suction data. George and Uddin (2000) Mississippi DOT MR values of subgrades at 14 kPa confining pressure ranged from 30 MPa to 270 MPa, with higher values being measured for upper layer samples. Sample disturbance due to pushing of the Shelby tube resulted in higher MR values for the top layer. Laboratory MR varied considerably along the test section than along the depth of the section. Moisture content of the sample showed considerable influence on MR. George (2004) MSDOT Resilient moduli (MR) varied between 50 and 115 MPa. Trends of MR values agree with those reported in the literature. Ooi et al. (2006) Hawaii DOT MR values of subgrades ranged from 10 ksi to 35 ksi for various silty sub- grades and this range is dependent on confining pressures and devia- toric stressed applied in a test. An increase in deviatoric stress resulted in a decrease in moduli of subgrades. High PI silty material exhibited lower moduli than low PI silty soils. Excessive drying of soil to meet the compaction moisture contents (soils sampled from the field at high moisture levels) may compromise the resilient properties. Lee et al. (1997) Indiana DOT Most MR results varied between 30 and 80 MPa MR is correlated with the stress at 1% axial strain of unconfined compression strength test and this correlation did not show the dependency on compaction conditions. This relationship is valid for other cohesive soil types. continued

34 TABLE 8 (continued) Reference Resilient Moduli Range Findings, Recommendations and Future Research Janoo et al. (1999, 2004) New Hampshire DOT MR results of subgrades varied from 5 ksi to 2646 ksi based on the test temperature condition Design moduli were determined by averaging moduli measured at different confining pressures. Poisson’s ratio values measured were different from those used for these types of materials and this variation was attributed to conglomeration of particles. Corrections for effective moduli are based on subgrade temperature conditions, not based on air temperatures. All test results reported are based on those compacted at optimum moisture content condition and hence moisture and density related correction is needed when the moduli values at other compaction conditions are needed. Maher et al. (2000) Maher et al. (1996) New Jersey DOT Resilient moduli of soils varied between 2 to 36 ksi and this variation is dependent on soil type and moisture content condition. Granular soils exhibit strain hardening as the MR values increased with deviatoric load applications. Cohesive subgrades showed strain softening with a decrease in MR with deviatoric loading. Moisture content has a major effect on the moduli of both soils. Bennert and Maher (2005) New Jersey DOT MR values of natural aggregates varied from 13 to 23 ksi whereas the same for blended aggregates varied from 20 to 40 ksi at stress conditions close to those expected under pavements Addition of recycled aggregates enhanced the resilient properties. Recycled asphalt aggregates blending has more profound effect on the MR values than recycled concrete aggregates. As the gradation of aggregates become finer, the resilient properties decrease. Baus and Li (2006) South Carolina DOT MR values of aggregate bases from static plate load tests varied from 14 to 77 ksi. A structural coefficient of 0.18 is recommended for aggregate bases in the pave- ment design. Relaxation of coarse gradation did show a positive influence in enhancing the resilient modulus. Reevaluation of structural coefficients is needed by performing field tests. Ping et al. (2003) Florida DOT MR values of sandy soil varied from 90 to 340 MPa based on the confining and deviatoric stresses applied during the testing and the same for cohesive soil varied from 60 to 170 MPa. Adjustment factors are introduced to convert MR from one test procedure to another test procedure and one measurement system (end system) to another (middle system). Ping et al. (2007) Florida DOT The MR values of Florida subgrade soils ranged from 7 ksi to 26 ksi, with an average value of 14 ksi Two databases of moduli were developed, one with comprehensive moduli data and the other with integration and analysis functions. Physical properties such as density and moisture content and LBR influence the MR magnitudes of A-2-4 soils than A-3 soils. An increase in clay and fines content also influences the MR values. Gradation properties such as uniformity coefficient and coefficient of curvature have less influence on the MR. Several prediction models were developed for MR results. More soil information from previous MR tested soils will further enhances the model development. Hopkins et al. (2001) Kentucky DOT Compacted soil specimens exhibited MR values ranging from 20 ksi to 28 ksi at a low confining pressure of 2 psi. Unsoaked soil specimens performed well under resilient modulus testing whereas soaked specimens experienced large deformations, which resulted in bulging in some cases. Three models were developed for the analysis of the present results. Need for a resilient modulus test to perform on a nearly saturated soil specimen Acceptance criteria for MR testing should be developed. Masada et al. 2004 Ohio DOT MR of bases varied from 3 ksi to 65 ksi, and average values of the aggregate bases varied from 9 to 42 ksi. MR of subgrades varied from 12 to 24 ksi for A-4 soils; 3 to 23 ksi for A-6 soils; and 4.5 to 25 ksi for A-6 soils. This research summarized various research studies conducted in the state Ohio and several lab and field tests were conducted on both unbound bases and subgrades. Moduli results from these studies are summarized. continued

35 TABLE 8 (continued) Reference Resilient Moduli Range Findings, Recommendations and Future Research Wolfe and Butalia (2004) Ohio DOT MR values of subgrades varied from 10 MPa to 120 MPa and lower values were measured when tests were conducted on wet of optimum soil samples An increase in moisture content resulted in the reduction of resilient properties. In the case of A-4 soils, saturation resulted in the reduction of MR by 8% to 88% where as the same for A-6 and A-7-6 soils varied from 50% to 87% and 44% to 82%, respectively. Field instrumentation with tensiometers and moisture probes are recommended for better understanding moisture flow patterns in subgrades, which in turn influences MR results. Malla and Joshi (2006) New England Transportation Consortium (Con- necticut, Maine, Massachusetts, New Hampshire, Vermont) MR of tested soils varied from 30 to 160 MPa; For coarser soils, MR increased with deviatoric axial stress and for cohesive soils, MR decreased with deviatoric stress. Several prediction models were also developed for these soils. Titi et al. (2006) Wisconsin DOT MR of tested plastic coarse soils varied from 15 to 160 MPa; MR of non-plastic coarse soils varied from 20 to 140 MPa; MR of tested sub- grade soils varied from 10 to 160 MPa; All tests showed good repeatability. Test database was used to develop correlations of Level 3 type. Trends with respect to confining and deviatoric stress are in agreement with those reported in the literature. Kim and Labuz (2007) Minnesota DOT Four percents of RAPs were mixed with natural aggregates and resil- ient moduli tests on aggregates showed that the MR varied between 125 and 700 MPa. MR increased with an increase in confining pressure and deviatoric stress has no effect on the moduli magnitudes. Increase in RAP amount resulted in an increase of moduli. The small-strain shear modulus (Gmax) is typically corre- lated with resilient modulus (MR or Emax) at low strains using the following relationship: (4) where µ is Poisson’s ratio. Figure 36 presents a typical comparison of MR from RLT test results and Emax from bender element tests. Though the bender element method provided a similar trend as that of resilient properties from RLT, they are not the same. This is because of the variations FiguRE 35 Bender element setup used by Davich et al. 2004b. FiguRE 36 Comparisons of elastic moduli from Rlt and bender element tests (Davich et al. 2004b).

36 for stiffer materials, such as unbound aggregates, to achieve reliable measurements of MR values. Figure 39 presents typical resilient properties of grouted granular specimens tested by Gandara et al. (2005). Soil specimen conditioning before • MR testing is not unique and several research studies adapted different approaches for the testing based on their experience with the moisture information of the local subgrades. The majority of the studies reported that the testing is being performed on the soil specimens as compacted. Most of these soil samples are in unsaturated condi- tions. A few studies reported the use of soaked soil specimens (Hopkins et al. 2004; Masada et al. 2004; Wolfe and Butalia 2004) by saturating the compacted soil specimen. Figure 40 presents a typical resilient modulus measurement of a clayey subgrade at differ- ent moisture content and related saturation conditions. A decrease of close to 70 MPa was observed in the moduli value when the clayey subgrade was subjected to full saturation from the dry compaction state. Most of the studies reported over the last 10 years also noted the importance of moisture content and moisture con- ditioning on the resilient moduli properties. in the strains at which these properties are measured. Other limitations include the difficultly interpreting travel time periods and necessity for skilled personnel and persons with considerable experience to interpret these results. Regarding the test procedures used, the majority of the • research studies used T-294, T-307, and TP-46 meth- ods. All these methods include conditioning and testing cycles with different sets of confining and deviatoric stresses for both cohesive and granular soil types. Constant modification of test methods for MR measure- ments also contributed to a certain lack of interest in the resilient modulus test procedures as indicated by one of the survey respondents. The newer test methodologies such as T-307 are considered as refined test procedures for determining the MR values. However, there is no good one-to-one correlation between moduli measured from one method to other methods unless a few correc- tion factors are applied, as suggested by Mohammad et al. (1994) and Ping et al. (2003). The majority of the research studies used either external • or internal measurements, which showed certain varia- tions in the MR measurements (Ping et al. 2003; Ping and Ling 2007). Figure 37 presents a typical comparison of MR measurements from end and middle measurements. These studies confirm the earlier findings reported by Mohammad et al. (1994). Though internal measure- ments tend to measure displacements that are free from system compliance errors, adaptation of this method in a routine test can take considerable time. Hence, exter- nal LVDT systems are recommended for the MR mea- surements in the recent AASHTO T-307 method. Another important source of error is the need to grout the • ends of the soil specimens, because irregular surfaces result in erroneous resilient deformation measurements. Gandara et al. (2005) recommended the use of grout- ended specimens for modulus testing. Figure 38 shows photographs of grouting being performed at the ends of specimens. Such procedure is highly recommended FiguRE 37 MR measured from lVDts placed in the middle versus ends of a-3 soil specimen (Ping et al. 2003). FiguRE 38 (left) grout used for specimen ends; (right) leveling measurements on the top cap (gandara et al. 2005).

37 FiguRE 39 typical resilient moduli of granular specimen grouted at the ends (gandara et al. 2005). FiguRE 40 Resilient moduli of subgrade specimens at different saturation conditions (Wolfe and Butalia 2004).

38 ing at a certain temperature. The frozen samples were then subjected to MR testing, followed by a thawing pro- cess in the laboratory setup upon which it was subjected to additional resilient modulus testing. Figure 41 pres- ents a typical resilient modulus response of subgrades subjected to different freezing conditions. Janoo et al. (1999) also reported the freezing and thaw- ing effects on the resilient properties of New Hampshire subgrades for “unfrozen to frozen” conditions followed by “frozen to thaw” conditions. Figure 42 presents typical test results for a silty sand subgrade. Both studies reported two to Hopkins et al. (2004) noted that the saturation of the soil specimen represents the subgrade conditions in the state of Kentucky. This study also noted that the current procedures, including T-307 and TP-46, do not specify a procedure for performing tests on soaked specimens and recommends this as an important future research need. In the case of soils tested in cold regions, Berg et al. • (1996) described resilient properties of subgrades sub- jected to different freezing temperatures and thawing conditions in the laboratory environment. Specimens were compacted, saturated, and then subjected to freez- FiguRE 41 Resilient moduli of subgrade specimens subjected to different freezing temperatures (Berg et al. 1996). FiguRE 42 Resilient moduli of silty fine sand specimens subjected to different freezing temperatures (Janoo et al. 1999).

39 Wolfe and Butalia (2004) focused on the suction mea- surements in the field using tensiometers and then addressed the moisture content fluctuations in both base or subbase and subgrade environment. These measurements raised some concerns about the assumptions of using drainable conditions in the bases. The Edil et al. (2006) and Gupta et al. (2007) studies were conducted for the Minnesota DOT (MnDOT), and they addressed the need to incorporate soil suction effects into the MR modeling. Edil et al. (2006) described an MR framework suggested by Oloo and Fred- lund (1998) that accounts for soil suction effects. Figure 43 presents the effects of matric suction on the resilient moduli of subgrade soils tested at various suction conditions. An increase in suction showed an increase in MR value of the soil because an increase in suction is always associated with dry conditions in the soil specimens. This research is an important step in the better under- standing of resilient properties of unsaturated soils. More such understanding will help in better mechanistic design of pavements built on subgrades in regions where full satu- three orders of decrease in the resilient properties as a result of freezing and thawing effects. This signifies the need to determine the effective roadbed modulus in cold regions by accounting for freezing and thawing effects. On a different, but related topic, Ooi et al. (2006) rec- ommended against drying of subgrades because drying may alter the resilient responses of the soil specimen as it exhibits different moisture-related affinity than the one without dry- ing conditions. Recent studies performed by Wolfe and Butalia • (2004); Edil et al. (2006); and Gupta et al. (2007) focused on the unsaturated soil principles and its implications to the resilient modulus property and the related mechanistic pavement design. The major- ity of the subgrades are expected to be in unsaturated conditions for most of their design life and hence the suction of subgrades in the unsaturated state plays an important role on both resilient properties and pave- ment design principles. FiguRE 43 Effect of matric suction on resilient modulus (Edil et al. 2006).

40 Several other studies researched information in the LTPP database related to resilient moduli characteristics of bases and subgrades (Alavi et al. 1997; Von Quintus and Killingsworth 1998; Yau and Von Quintus 2002; Richter 2006). Yau and Von Quintus (2002) studied various test variables, including the test and sampling procedures on the measured resilient moduli. MR data from LTPP were acquired, screened, and then analyzed. Only MR results of base and subbase aggregate layers and subgrade soils were studied. The Yau and Von Quintus study (2002) aimed at devel- oping relationships between resilient modulus and physical properties of the unbound materials and soils. Nonlinear regression equations were developed for each base and soil type to determine the resilient modulus at a specific stress state using the physical properties of the base materials and soils. The models developed predict the resilient proper- ties reasonably; however, the authors concluded that a bias is present in the calculated values. A final important out- come of this research is the need for additional test results to improve or confirm these models. More discussion on the models from the LTPP database is covered in the later sections. Richter (2006) presented an overview of several factors that influence the moduli of unbound materials from nonfro- zen grounds (see Table 9). This report specifically focused on seasonal moisture content and temperature fluctuations as well as other related factors and how they influenced the backcalculated MR properties. inTernaTionaL perspecTiVes In this section, the MR research work performed outside the United States is briefly summarized. This task focused mainly on the resilient moduli studies used for flexible pave- ment design. This investigation highlights other countries’ research that could be useful for the present synthesis. Australia, New Zealand, and the United Kingdom have been actively involved in the MR research for several years. Research reports from the United Kingdom highlight the moduli studies conducted on both aggregate and recycled pavement bases as well as subgrades (Brown 1974, 1996; Dawson et al. 1996; Fleming et al. 1998; Lekarp and Daw- son 1998; Frost et al. 2004). Similar research reports and pavement design guides from Australia and New Zealand describe efforts in the characterization of unbound aggre- gates in pavement design (Nataatamadja 1992, 1993; Nataat- madja and Tan 2001; Vuong 2001; Vuong and Hazell 2003; Byers et al. 2004). In South Africa, the pavement design practice also relies on the resilient moduli properties, and both laboratory- and ration conditions seldom occur. Several regions in Western and Midwestern U.S. states belong to this category owing to arid and desert-like conditions. Regarding the sequence of testing and magnitudes of • confining and deviatoric stresses applied, the majority of the studies followed those mentioned by the stan- dard protocols. A few deviated from them by using the stresses expected in the field as per the traffic loading conditions. Several soil-related variables including soil type, • Atterberg limits, group index properties, and compac- tion conditions influence the resilient property mea- surements. These observations are in agreement with the past MR studies performed before 1996. Studies conducted by Maher et al. (2000), Hopkins et al. (2001), Masada et al. (2004), Malla and Joshi (2006), and Ping and Ling (2007) documented resilient properties of a variety of subgrade soils. Though no overlap was noted in the test results reported by these studies, the MR val- ues of cohesive soils ranged from 2 to 42 ksi and the MR values of granular bases and subbases as well as unbound aggregates ranged from 10 to 45 ksi. Another study conducted by Kim and Labuz (2007) reported resilient moduli of different aggregates containing dif- ferent amounts of reclaimed asphalt pavement (RAP) aggregates. An increase in the RAP amount resulted in an increase in moduli values. Kim and Labuz (2007) reported that the in situ aggregate blend from full-depth reclamation yielded moduli similar to blend containing 50% of natural and 50% RAP aggregates. Selection of design moduli from the laboratory tests is • arbitrary and no recommended procedures are avail- able. In a few studies, the average modulus over a set of confining pressures is calculated and used as a design modulus for a given test conducted on a certain moisture condition. George and Uddin (2000) have used a modulus value measured at a confining pres- sure of 14 kPa under a deviatoric stress of 35 kPa as a design modulus. Hopkins et al. (2004) performed a comprehensive stress analysis of a subgrade subjected to traffic loading and then determined both confining and deviatoric stress conditions that are representative of subgrades. A modulus measured from the labora- tory data corresponding to the stresses determined from layered elastic analysis is used as the design modulus. Overall, the information compiled over the last 10-plus years during the third phase of research showed consider- able advances on the resilient modulus testing of various subgrades and unbound aggregates, which lead to the devel- opment of a large MR database for a better interpretation of resilient properties for mechanistic pavement design. The LTPP database, for example, includes MR information of dif- ferent soils and aggregates tested across the United States.

41 tries have already practiced or are in the process of imple- menting mechanistic flexible pavement design using resilient moduli properties. sUMMarY This chapter describes laboratory tests practiced and studied in various U.S.-based investigations to determine the resil- ient or stiffness properties of unbound bases and subgrades. Laboratory studies are described in three sections, each covering various years of research investigations performed with the support of different state DOTs. In each section, the salient findings from the presented literature review are summarized. field-based methods have been practiced for the determina- tion of MR properties (Theyse et al. 1996). An overview of the pavement design methodology by Theyse et al. (1996) noted that the design methodology was developed based on decades of pavement research in South Africa. This mecha- nistic design was reported to be well calibrated against the experience of road engineers from various agencies in South Africa. Several other countries including European and Asian countries reported the use of moduli for analytical pavement design (Leksø et al. 2002). The majority follow AASHTO test methods for moduli determination. The methods of pavement design practices in these countries is still not well known or not widely reported. Nevertheless, several coun- TABLE 9 EFFECTS OF SOIL AND BASE MATERIAL PROPERTIES ON RESILIENT MODULI VALUES (RICHTER 2006)

42 profiles under different impulse loads will be measured and analyzed with different theoretical models of distinct consti- tutive behaviors to determine the modulus of various layers in the pavement system. The analysis uses backcalculation routines that assume a different modulus for each layer of the pavement and then use a specific algorithm to predict the deflections of the pavement surface. If the predicted deflec- tion pattern and magnitudes match with the measured deflec- tions, then the assumed moduli are reported as the moduli of the pavement layers. GeoGauge GeoGauge is a portable instrument that can provide stiffness properties of subgrade and base layers. Stiffness properties are measured by inducing small displacements to the soil on a loaded region using a harmonic oscillator operating over a frequency of 100 to 196 Hz. Sensors of the GeoGauge will measure both force and displacement, which in turn will be used to measure soil stiffness properties. Stiffness property is determined by measuring and averaging stiffness values at 25 frequencies. Figure 44 presents a schematic of the cross- section of the GeoGauge. Detailed description and operation details can be found in Lenke et al. (2001). FieLd TesTs Several in situ methods have been used to predict or interpret the resilient moduli or stiffness of unbound bases and sub- grades (pavement layers). These methods can be grouped into two categories: nondestructive methods and intrusive methods. The following sections present a brief review on these methods. nondestructive Methods Nondestructive methods for determining the stiffness (E) are based on several principles, including geophysical prin- ciples. Some of the methods involve the measurement of deflections of pavement sections subjected to impulse loads and then employ backcalculation routines to estimate the stiffness properties of pavement layers such that the pre- dicted deflections match with the measured deflections. The following sections briefly review some of the nondestructive methods and then provide a synthesis of the available prac- tices adopted by the states employing these devices. Dynaflect Dynaflect is a light-weight two-wheel trailer equipped with an automated data acquisition and control system. The pave- ment surface is loaded using two counter-rotating eccen- tric steel weights, which rotate at a constant frequency of eight cycles per second (8 Hz). This movement generates dynamic loads of approximately ±500 lb (227 kg) in mag- nitude (Choubane and McNamara 2000). The total load applied to a pavement system is a combination of the static weight of the trailer and the dynamic loads generated by the rotating weights. The deflections of the pavement system are measured by five geophones suspended from the trailer and placed at 1 ft intervals. Deflection data monitored during the loading is then analyzed using both theoretical and empiri- cal formulations to determine the modulus of subgrade and base layers. Falling Weight Deflectometer FWD applies an impulse load on the pavement surface by dropping a weight mass from a specified height and then measures the corresponding deflections from a series of geophones placed over the pavement surface. Deflection CHAPTER FOUR FieLd MeThods For MaTeriaL sTiFFness MeasUreMenT FiguRE 44 schematic of geogauge (lenke et al. 2001).

43 Light Falling Weight or Portable Deflectometers Among nondestructive assessment of pavement layers, portable deflectometer–type devices have been receiving considerable interest by several DOT agencies. Similar to the full-scale FWD-type tools, these devices utilize both dynamic force and velocity measurements by means of dif- ferent modes such as transducers and accelerometers. These measurements are then converted to elastic stiffness of the base or subgrade system, which is equivalent to homoge- neous Young’s modulus of the granular base and subgrade layers, using equations that assume underlying layers as homogeneous elastic half-space. Factors that influence the stiffness estimation of field devices also influence these methods, and hence some varia- tions in moduli values are expected with the same group of devices that operate on different principles. A few of these Light Falling Weight or Portable Deflectometers, which are abbreviated as LFWD, LFD, PFWD, or LWD in the litera- ture, are described in the following sections. For simplicity’s sake, these devices are abbreviated as LWDs in the remain- der of the synthesis report. PRIMA 100 Equipment. The PRIMA 100 equipment is a portable LWD, which can be used to measure in situ material modulus. Figure 46 shows the equipment. The device consists of a handheld computer, mass, guide rod, load cell, velocity transducer, and a 200-mm diameter plate. A mass freely falls from a known height along the Seismic Pavement Analyzer The seismic pavement analyzer (SPA) is an instrument designed and constructed to monitor construction and the deterioration in the pavement layers (Nazarian et al. 1995, 2003, 2005). The SPA determines the Young’s modulus of elasticity and shear modulus of pavement layers. The por- table SPA (PSPA) is typically used for pavement material properties and the dirt SPA (DSPA) is used on constructed subgrades and bases to determine the layer properties. The SPA lowers transducers and sources to the pavement and dig- itally records surface deformations induced by a large ham- mer that generates low-frequency vibrations and by a small hammer that generates high-frequency vibrations (Nazarian et al. 1995, 2003, 2005). The test at a site is relatively quick one, taking 1 minute. A schematic of the test setup can be seen in Figure 45. A spectral analysis of surface waves is performed in the field to determine the shear wave velocities and the related moduli of layers. The moduli determined from SPA tests are at small-strain levels and they are different from the resilient modulus values that are representative of medium- to high- strain levels (Nazarian et al. 1995). In general, the moduli or stiffness measured from nondestructive tests are repre- sentative of stiffness properties at small- to medium-strain levels, whereas the MR is representative of stiffness at small- to high-strain levels depending on the strength of the soil specimen tested (Nazarian et al. 1995). These variations in strains contribute to the differences in the field moduli and laboratory-measured moduli. FiguRE 45 schematic of sPa (nazarian et al. 1995).

44 place the LWD on the testing location, then turn it slightly to smooth out the level surface; (3) set the trigger mecha- nism to the desired falling height of 25, 50, or 75 cm; (4) lift the weight until it connects with the trigger mechanism; (5) press the go button on the handheld computer; (6) activate the trigger mechanism while holding the top of the guide rod to keep the instrument steady; and (7) record the load and displacement readings and repeat the same to perform the test and record readings for five times. Analysis of the col- lected data will provide the repeatable stiffness results. Loadman PFWD. The Loadman PFWD was originally developed in Finland and used to test granular base courses (see Figure 47). The device utilizes a single 10 kg weight that is dropped from a fixed height of 800 mm (2.6 ft) (Steinert et al. 2005). The Loadman has loading plate sizes of 132, 200, and 300 mm (5.2, 7.9, and 11.8 in.). The device is capable of measuring deflections ranging from 0 to 5 mm (0 to 0.2 in.), with a time of loading between 25 and 30 ms and a maxi- mum dynamic load of roughly 23 kN (5,171 lbf). The Loadman PFWD (Loadman 2) uses two types of sen- sors: a load cell and an accelerometer (Steinert et al. 2005). The revised Boussinesq’s stress expression is used to deter- mine the modulus from the Loadman results. For each mea- surement, the Loadman displays the maximum deflection and the calculated bearing capacity modulus, among others. A few other LWD devices are also used in the United States, and these details are documented in the following synthesis sections. The methods described previously frequently and recently used nondestructive techniques for interpreting stiffness properties of subgrades and unbound bases. The following sections summarize various field practices attempted by sev- eral research studies supported by the state DOTs, test-related field experiences, moduli interpretations and comparisons between interpreted moduli and MR results, and assessments of software used for backcalculations of moduli. guide rod shown in Figure 46, and it impacts a load cell at the lower end of the rod. A velocity transducer, which protrudes through the center of the plate, measures velocity. Velocity is integrated with respect to time to determine displace- ment, and a time history of the impact load and displace- ment are then displayed (Petersen and Peterson 2006; Petersen et al. 2007). This LWD weighs about 40 lb with approximately half of its weight being in the falling mass (22 lb). The PRIMA 100 can be adjusted such that the height of fall can be varied resulting in the possibility of measuring modulus at different stress states (Petersen and Peterson 2006). The following steps described by Petersen and Peterson (2006) explain the test procedure: (1) locate a smooth and level spot for the test; (2) assemble LWD and FiguRE 46 Prima 100 (lWD) (Petersen and Peterson 2006). FiguRE 47 loadman PFWD (left) and display portion of unit (right) (steinert et al. 2005).

45 McNamara (2000) to FDOT for their moduli assessments of the subgrades. Ping et al. (2002) studied and compared in situ FWD- determined moduli with laboratory resilient modulus for similar stress conditions close to FWD tests in the field. Results suggest that the backcalculated EFWD is about 1.65 times higher than laboratory resilient modulus. This varia- tion is close to the 1991 AASHTO pavement design guide that recommends a factor of 0.5 to 0.33 be applied to the EFWD to determine the laboratory MR value, regarded as a design input parameter for flexible pavements. idaho—subgrades Bayomy and Salem (2004) presented FWD studies con- ducted on test sections once a year from 1999 to 2002. For each site, the test was conducted at five different stations using two different loads, 8,000 lb and 12,000 lb (Bayomy and Salem 2004). The radial distances between the cen- terline of the applied load and each of the seven sensors were 0, 8, 12, 18, 24, 36, and 60 in. (0, 20, 30, 45, 60, 90, and 150 cm), respectively. The plate radius on which the load was applied was 5.91 in. These measured values were then analyzed using backcalculation software, Modulus, Version 5.1. FWD-interpreted moduli were regarded as measured moduli values. Figure 49 compares the FWD backcalcu- lated moduli (referred to in the figure as measured moduli) with predicted moduli (based on regression equations using different soil properties). There is some variation between these measurements, though their trends appear to be the same. Bayomy and Salem (2004) also mentioned the need for more data points for a better assessment of models. Mississippi—subgrades and Bases The field studies supported by the Mississippi DOT are well documented in the literature (George and Uddin 2000; Rahim and George 2003). Research performed by George Because it is difficult to list each of the research papers that have covered the nondestructive and backcalculation studies on pavements, an attempt is made to cover only state DOT–funded research studies that evaluated nondestructive studies since the mid 1990s. sYnThesized inForMaTion—nondesTrUcTiVe TesTs Florida—subgrades Choubane and McNamara (2000) performed research for Florida DOT (FDOT) to assess the feasibility of using FWD data to predict the moduli of subsoils. This research described a methodology for using the measured deformation data to predict the modulus and also the compatibility of the FWD data with those measured by Dynaflect. FDOT used Dynaf- lect data for years, and hence they were supporting research to address the potential use of Dynaflect for field operations. Florida’s previous experience with nondestructive deflection testing (NDT) studies has shown that the pavement deflec- tions measured at 36 in. away from the load are appropriate for the determination of the subgrade moduli (Choubane and McNamara 2000). Based on 300 field FWD studies, the following equa- tion was developed and recommended for pavement design (Choubane and McNamara 2000): (5) where EFWD is subgrade modulus interpreted from FWD; P is applied load in lbs; and dr is deflection measured at a radial distance, r, of 36 in. These modulus data from FWD are compared with the moduli determined from Dynaflect data in Figure 48, which suggest a strong correlation between E value predictions by FWD and Dynaflect methods. This approach of using both was recommended by Choubane and FiguRE 48 Comparisons of E predictions by both nDt methods (Choubane and Mcnamara 2000). FiguRE 49 Comparisons of moduli predictions by FWD and regression modeling methods (Bayomy and salem 2004).

46 The E(Back)2 values are larger than the corresponding laboratory values. Hence, the ratio of values of E(Back)2 and laboratory moduli varied from 0.85 to 2.0, with an average value of 1.4. This study also reported that the moduli mea- sured from FWD tests on the subgrade were smaller and close to laboratory measurements. The FWD data on the pavement sections yielded higher moduli, which was attrib- uted to the higher confinement induced by the pavement sec- tions. These results show that the comparison has less scatter at high moduli (more than 100 MPa), which suggest that FWD predictions of low moduli magnitudes need further scrutiny. The findings from this study were also compared with the LTPP data from Mississippi, and the researchers reported that a good agreement was obtained. Overall, Rahim and George (2003) acknowledged the need to revise the current factor of 0.33 applied over the FWD moduli, to determine the laboratory moduli, because the findings from this research showed lesser variations between moduli measurements and predictions. The research findings and conclusions presented here are valid for the backcalculation software used in this research. new england—subgrades Malla and Joshi (2006) reported FWD studies and com- parison analyses in a research project conducted for New England states. To correlate the laboratory resilient modu- lus (MR) values and FWD backcalculated modulus, the LTPP database was accessed. FWD backcalculated modu- lus data for Rhode Island were not available and hence not included in the comparison analysis. Mean elastic modulus was calculated using backcalculation software MODCOMP, version 4.2. For the purpose of compari- son, the average of FWD backcalculated elastic modulus values, corresponding to different levels of drop heights, was compared with the average of laboratory MR values at confining pressures of 13.8 kPa, 27.6 kPa, and 41.4 kPa. The backcalculated modulus values used are the same for all comparisons. Researchers noted that the backcalculated modulus values were higher than the laboratory resilient modulus values conducted at the same test site. However, no defi- nite relationship exists between the two values, which were attributed to the difference in years of FWD testing and laboratory specimen sampling and testing. Also, Malla and Joshi (2006) noted that the laboratory MR depends on soil and stress conditions, whereas E from FWD is related to a single field stress condition. They recommended another approach in which MR is calculated using bulk and octahe- dral stresses representative of the subgrade depth, where the stress ratio (ratio of normal stress at the pavement sur- face to the normal stress at the depth, D) is less than or equal to 0.1 and then compare the calculated MR with the backcalculated MR value from FWD studies. and Uddin (2000) aimed at correlating the DCP data to predict field moduli. Subgrade moduli in this study were determined by analyzing the deflection profiles obtained by the FWD. As part of Mississippi DOT-funded research, FWD stud- ies were conducted on 12 test sections, with two types of sub- grades representing both clays and sandy soils (Rahim and George 2003). The main intent of this research was to deter- mine the ratios of resilient modulus values obtained from laboratory and field measurements, for Mississippi subgrade conditions, to verify earlier studies that documented a wide variation between laboratory and field moduli. Von Quintus and Killingsworth (1998) reported that the ratios between moduli from FWD and laboratory ranged from 0.1 to 3.5 based on the LTPP database. This study used resilient moduli results from the AASHTO TP-46 tests conducted on the cores collected from the same subgrades. Though three backcalculation programs (namely, Modulus 5, FWDSOIL, and UMPED) were initially mentioned, results from only the first two programs were documented in the report. The Modulus 5 backcalculated subgrade modulus values showed a good agreement with the laboratory MR, and the FWDSOIL backcalculation of sub- grade moduli was slightly lower than the laboratory MR. Backcalculation analysis of FWD data on subgrades was attempted using a Modulus 5 program developed by Texas Transportation Institute researchers. Each subgrade was subdivided into three layers, and the modulus of each layer was compared in the analysis. FWD measurements were done twice, once on the finished subgrade and the other on the finished pavement surface. E(Back)1 was based on back- calculations using FWD data on the subgrade and E(Back)2 was based on FWD data collected on the pavement surface. Comparisons of both laboratory moduli and field moduli [E(Back)2], backcalculated from both FWD measurements, are presented in Figure 50. FiguRE 50 Comparisons of moduli predictions by FWD and measurements by laboratory methods (Rahim and george 2003).

47 levels of compaction efforts along with corrections based on the moisture content variations. Researchers cautioned that the results are based on the limited set of materials tested in their research and recommended additional testing for veri- fication if these materials are used for other DOTs. Minnesota—subgrades and Bases One of the earlier nondestructive device studies for MnDOT was performed by Siekmeier et al. (1999), in which the Load- man PFWD and Humboldt SSG were used to characterize both subgrade and granular bases for several construction projects in Minnesota. Standard FWD tests using Dynatest were performed at some locations and the moduli were back- calculated by analyzing the FWD data with EVERCALC, a backcalculation software program. The moduli from various devices were compared with those from FWD to determine the ability of LWD and SSG to measure in situ stiffness. Figure 51 presents the moduli of granular bases from various field methods, including LWDs (termed as PFWDs in the figure) and DCP methods. Also, laboratory resilient modulus tests were performed on field cores, and their results were compared with field- derived moduli for developing correlations between field and laboratory moduli. The FWD backcalculated moduli varied between 190 and 230 MPa, which were different from those determined by other methods. Siekmeier et al. (1999) attri- bute this variation to the confinement provided by the pave- ment backcalculation program’s simplifying assumption by not accounting for pavement edge effects and variations of pressures exerted by the devices on the overlying surface Another study conducted by Steinert et al. (2005) for the New England Transportation Consortium focused on the application of LWD to evaluate the support capacity of pavements during the spring-thaw conditions as well as the adequacy of the base and subgrades during construction. A PRIMA 100 LWD was used as the primary LWD instrument for this research because it can be used with three different drop weights, three plate diameters, adjustable fall heights, and three deflection sensors. The performance of seven paved and three gravel surfaced roads were moni- tored during the spring of 2004. All test sites were located in Maine, New Hampshire, and Vermont. One of the gravel surfaced sites located in New Hampshire was monitored during the spring of 2003. Two additional sites in northern Maine were also used for this testing. PRIMA 100 LWD and traditional FWD measurements were taken at a minimum of eight locations at each test site. In addition, Loadman PFWD measurements were taken at spring-thaw test sites in Rum- ney, New Hampshire. Clegg Impact Hammer and Humboldt Soil Stiffness Gauge (SSG) measurements were taken at the U.S. Forest Service parking lot during the spring of 2003 and 2004. With the PRIMA 100 LWD, six measurements were taken, each at three different drop heights, at each test location. The first reading was omitted, and the average of the remaining five was used for analysis and comparison. In addition, Loadman PFWD, Clegg Impact Hammer, and SSG measurements were performed at all test locations. Moduli were backcalculated from FWD data using either the DARWIN or EVERCALC programs. The degree of correlation between moduli backcalculated using FWD and PRIMA 100 LWD was studied (Steinart et al. 2005). Test data from five sites in Maine for which the composite moduli from the FWD were available was used in this analysis. Regression analyses yielded correlation coef- ficients ranging from 0.34 to 0.95. Higher correlation coef- ficients were obtained when thin pavement sections were tested. Loadman PRWD and PRIMA 100 LWD moduli were compared with FWD-derived subbase moduli for two asphalt surfaced test sites in Rumney, New Hampshire (Stei- nart et al. 2005). The Loadman LWD provided a modulus that is less than the value interpreted by the PRIMA 100 data. Steinart et al. (2005) noted that the PRIMA 100 LWD- interpreted moduli correlates better to FWD-derived sub- base moduli (R2 = 0.55) than the moduli obtained from the Loadman LWD (R2 = 0.24). Overall, this research summa- rized that both LWDs are good tools to determine moduli of base and subbase layers. For compaction control studies, Steinart et al. (2005) pro- vided equivalent PRIMA 100 base moduli values at various FiguRE 51 Comparisons of moduli of bases from various field studies (sc = sand cone test and ng = nuclear gage) (siekmeier et al. 1999).

48 (LWD) and GeoGauge devices in determining the moduli of the compacted layers. A total of 40 and 25 tests were per- formed for GeoGauge and PRIMA 100 devices, respectively, at a site located along a portion of a MnDOT TH 53 Trinity Road project. The main intent of this road project was to demonstrate the intelligent compaction technology using a vibratory compaction roller, Caterpillar. Both GeoGauge and LWD data correlated well and also showed good agreement with the compaction meter values provided by the Caterpillar compaction software. Figure 53 presents the LWD data, which showed that it follows normal distribution trends at all the different heights of the fall of the hammer. These results are also in good agreement with those measured by GeoGauge. This whole research effort was to evaluate the QA studies on the compacted subgrade, and not on the moduli assessments. Nevertheless, the stiff- ness measurements of compacted subgrades and unbound bases could be used for the field determination of moduli properties needed for pavement design. Swenson et al. (2006) studied moisture effects on the measurements of several laboratory and field devices and their interpreted moduli values. Four types of subgrade soils were studied in various sizes and shapes. In the field studies, this study reported a significant scatter of moduli from vari- ous field measurement devices, including DCP, PRIMA 100, GeoGauge, and others. Overall, the results showed that both moisture and density have a measurable effect on the moduli of all four tested soils. White et al. (2007) recently completed another research study for MnDOT that focused on compaction quality assess- ments of the subgrades based on the moduli measurements made using LWDs. Two types of LWDs were utilized in this research: the ZFG 2000 LWD and KEROS LWD. The ZFG 2000 LWD device was manufactured by Zorn Stendal, Germany (www.zornonline.de), and complies with German specifications for road construction. Deflections are measured using accelerometers for various load pulses, and the data are then analyzed to determine the dynamic deflec- tion modulus. The KEROS LWD device was manufactured by Dynatest, Denmark (www.dynatest.com). The device is equipped with a load cell to measure the impact force from the falling weight and a geophone to measure the induced deflections at the ground surface. Dynamic modulus was then determined using a modified Boussinesq’s equation. More details of both LWD procedures are presented in White et al. (2007). White et al. (2007) attempted to correlate LWD predicted moduli with the resilient moduli determined from labora- tory testing on the Shelby tubes from the field site known as the MnROAD project site. The subgrade soils contain a mixed glacial till and a sandy soil with silt and gravel. during the testing. The resilient moduli measured from the laboratory tests were found to range between 180 to 320 MPa for bulk stresses of 0.1 to 0.3 MPa (Siekmeier et al. 1999). Siekmeier et al. (1999) and Siekmeier (2002) cited that the FWD backcalculated moduli are comparable with the resil- ient moduli from laboratory measurements at lower bulk stresses than at higher bulk stresses. Figure 52 presents the moduli of subgrades as deter- mined by the in situ devices used in this research. Similar trends, as seen in the previous figure, can be seen here. Compaction trends did not match well with the subgrade soils. Subsequent to this research work, the nondestructive investigations supported by MnDOT focused on portable and light weight FWDs for moduli measurements (Hoffman 2004). Most of these studies focused on quality assessments related to compacted bases and subgrades. Hoffmann et al. (2004) presented an LWD-type device known commer- cially as PRIMA 1000 for quality assessments of compacted granular bases using the stiffness measurements. A spec- tral-based data interpretation method, based on the concept and measurement of the frequency response function and a single-degree-of-freedom mechanical model, was employed to interpret the true static stiffness of compacted base lay- ers from PRIMA 100 measurements. Results showed a good agreement with known and calibrated stiffness properties of the materials. Another study conducted by Petersen and Peterson (2006) presented field data in Minnesota using both PRIMA 100 FiguRE 52 Comparisons of moduli of subgrades from various field studies (sc = sandcone and ng = nuclear gage) (siekmeier et al. 1999).

49 AASHTO’s T-307 procedure was followed for laboratory resilient modulus testing. The LWD studies were also con- ducted on the compacted subgrade using both devices, ZFG 2000 and KEROS. Figure 54 shows these devices on the compacted subgrade. ELWD is a function of maximum deformation (or strain) under an applied plate contact stress, and these strains are total strains and not resilient strains. Because of the dif- ferences in strains, both moduli (MR from Laboratory and ELWD) are not considered the same, and hence White et al. (2007) used the secant modulus (Ms) from the permanent strain and resilient strain data obtained from the resilient modulus test. The secant moduli were then compared with ELWD data. Figure 55 presents the three different moduli, ELWD, MR, and Ms determined from these studies. Because of high contact stresses imposed by the LWD tests, the MR data at high confining and deviatoric stresses (42 kPa and 68.9 kPa, respectively) were used in another set of compari- sons, which are presented in Figure 56. Some of the major findings from this research as seen from these two figures are that both LWDs provided differ- ent dynamic moduli for the same subgrade owing to the dif- ferences in the methods adopted by these devices to measure the deformations in the field. One uses a geophone and the other uses an accelerometer. The “KEROS” ELWD (moduli) FiguRE 53 lWD moduli predictions and their distribution (Petersen and Peterson 2006). FiguRE 54 lWD devices in field operation (White et al. 2007).

50 Louisiana—subgrades and Bases Abu-Farsakh et al. (2004) performed two types of nonde- structive field tests to assess the stiffness properties of the compacted subgrades and bases, including stabilized layers. The main intent of these investigations was to address the applicability of these tests to provide realistic stiffness prop- erties that are needed in both mechanistic pavement designs and for quality assessments of compaction. Two devices were evaluated, which included GeoGauge and an LWD. A PRIMA 100 was used for the LWD studies. To assess the moduli predictions, several FWD tests, using a trailer- mounted Dynatest, were conducted and the deflection data were analyzed using the ELMOD 4.0 backcalculation soft- ware program. All tests were conducted on both laboratory- prepared compacted soils and field subgrades. is on average 1.75 to 2.2 times greater than “Zorn: ELWD (moduli). This study showed the effects of plates used in the equipment on the moduli values determined. A good cor- relation was obtained when moduli of LWD are correlated with the resilient moduli at select confining and deviatoric stresses (see Figure 56). A similar relationship was recorded when the LWD moduli were correlated with that of secant moduli values. For compaction assessments, White et al. (2007) devel- oped several tables that list LWD moduli values along with other in situ penetration test numbers for quality assessments of compaction of the subgrades. Both gran- ular and cohesive subgrade soil types are listed in these tables. These tables describe the soils tested in the original investigation. FiguRE 55 Comparisons of moduli determined from lWD and maximum and minimum resilient modulus from repeated load triaxial tests (White et al. 2007).

51 LWD device provides repeatable results at a higher stiffness of subgrades and bases. Figures 58 and 59 present comparisons of LWD moduli with FWD moduli (MFWD) and CBR properties, along with the regression expressions. The FWD modulus was regarded as the resilient modulus in their research. The correlation developed for CBR was poor as a result of a large scatter in In the LWD studies, tests were conducted on the same material compacted with three different compactive efforts. In each case, the coefficient of variation (Cv), an indicator for repeatability, was determined and these results showed that they vary from 2% to 28%. These results are plotted against the stiffness property, ELFWD, determined from the PRIMA 100 tests as shown in Figure 57. The Cv value reduces with an increase in stiffness, indicating that this FiguRE 56 Comparisons of moduli determined from lWD and resilient modulus triaxial tests at deviatoric stress of 68.9 kPa (White et al. 2007).

52 address the effects of time of testing (different time periods in a day) on the moduli results of stabilized bases before implementing these in the field. new Mexico—subgrades Lenke et al. (2003) performed field investigations to address compaction quality of aggregate bases using a GeoGauge. It was observed that GeoGauge is capable of determining stiffness properties in the field, and these stiffness properties of compacted layers show a strong the test results. The correlation developed between moduli of FWD and LWD was strong, suggesting that the LWD provides similar moduli values as the FWD. For GeoGauge results, the Cv values varied between 0.4% and 11.4%, indicating excellent repeatability with this device (Abu-Farsakh et al. 2004). This study also reported that there is a strong correlation between EG values from GeoGauge with the field resilient moduli, MFWD from FWD. A good correlation was obtained between EG value from GeoGauge and the CBR value of compacted subgrade and base materials. Figures 60 and 61 present these trends, along with regression expressions to determine both FWD moduli and CBR values from GeoGauge moduli. No laboratory tests were reported in this research for the determination of resilient moduli properties of the same compacted materials. Hence, a comprehensive comparison analysis between nondestructive techniques and laboratory- determined moduli could not be performed. Nevertheless, the comparisons between the nondestructive methods offer considerable insights into the applicability of LWD and GeoGauge in providing the stiffness properties of the sub- grades and bases. The Abu-Farsakh et al. (2004) study reported that cor- relations were obtained from the field test-based methods for interpreting moduli properties. The authors presented several advantages of GeoGauge, including convenience in operating the device, quick test, and durability of the device. This study showed a good match of moduli data from GeoGauge with FWD for both subgrades and bases tested in this research. Similar results were observed for LWD; however, this device was reported as not handy. Research- ers requested further tests on both LWD and GeoGauge to FiguRE 58 Correlations between lFWD modulus and CBR properties of different soil types (abu-Farsakh et al. 2004). FiguRE 59 Correlations between lFWD modulus and FWD modulus properties of different soil type (abu-Farsakh et al. 2004). FiguRE 57 lWD moduli versus coefficient of variation, Cv (abu-Farsakh et al. 2004).

53 The device was also used in the laboratory on different compacted subgrade soils prepared in the laboratory molds, and these results were reported to be influenced by the boundary conditions induced by the rigid molds (Lenke et dependency on the number of passes of rollers used in the field. Figure 62 presents the field moduli predicted by GeoGauge versus the number of passes applied on the base material in the field. FiguRE 60 Correlations between geogauge modulus and FWD backcalculated modulus properties (abu-Farsakh et al. 2004). FiguRE 61 Correlations between geogauge modulus and CBR property (abu-Farsakh et al. 2004). FiguRE 62 Effects of number of passes on geogauge moduli (lenke et al. 2003).

54 grades using both the GeoGauge and DCP. Results from these test methods used in 13 project sites across the state of Wisconsin were analyzed and correlated with vari- ous soil properties. Figure 63 presents GeoGauge SSG results on both coarse- and fine-grained soils from the project site locations. These SSG values ranged from 0 to 12.1 MN/m, and this range is dependent on the mate- rial type and the compaction state. The mean SSG values for coarse- and fine-grained soils are 6.3 and 5.6 MN/m, respectively. al. 2003). It was observed that this device was valuable for assessing field compaction control utilizing the moduli data. However, the establishment of such moduli data from labo- ratory tests was still not successful because of the boundary effects of the compaction molds used in the laboratory. Wisconsin—subgrades and Bases Edil and Benson (2005) performed research investiga- tions to address the stiffness and stability aspects of sub- FiguRE 63 geogauge stiffness (ssg) measurements in Wisconsin test sections (Edil and Benson 2005).

55 were different from one another, with the SPA moduli being 70% higher than the corresponding FWD moduli. Compar- ing the laboratory resilient moduli and the nondestructive moduli of bases and subgrades, the variation was consider- able and significant (Nazarian et al. 1995). The laboratory moduli are less than the field moduli from nondestructive tests by 10% to more than 100%, and this variation was attributed to specimen differences, sample disturbance, and time effects. In a different research study, SPA, FWD, and Dynaflect devices were used to measure moduli of seven test sites in Texas (Nazarian et al. 2003 and Meshkani et al. 2004). Table 10 presents the SPA results of both bases and sub- grades. The average moduli results of subgrades varied from 207 to 570 MPa, indicating that the subsoils tested were soft to stiff cohesive materials. The large coefficients of variation indicate a wide variation in the material type from point to point at each site. Meshkani et al. (2004) reported another TxDOT-funded research project in which researchers developed an algorithm to predict design moduli based on the seismic modulus and nonlinear parameters of each layer. Seismic modulus is simi- lar to other backcalculated moduli from nondestructive seis- mic tests. Nonlinear parameters were developed from FWD results. SPA was also used in this research for the same pur- pose. This research showed the use of FWDs to predict non- linear resilient modulus expression–related constants, which in turn can be used to determine the design moduli values. Also, SPA was used to address the compaction QC of pave- ment layers. Overall, the research performed with TxDOT led to the development and application of new devices such as SPA and PSPA as well as new methodologies to estimate design moduli using nonlinear material–related parameters. As part of this research, a separate study performed by Sawangsuriya et al. (2002) documented several laboratory tests and their moduli values. Figure 64 presents some of these results including SSG, resilient modulus–based RLT tests, conventional triaxial tests, seismic bender element– based tests, and RC tests. These tests are known to provide moduli from different types of tests such as static, dynamic, and seismic or nondestructive tests at different shear strain amplitudes, and a comparison of results shows a complete moduli degradation curve with respect to the shear strain amplitudes. The GeoGauge stiffness measurements are representa- tive of 10-3% to 10-2% strains, whereas the stiffness mea- surements of bender element and RC tests are close to small-strain conditions (10-3%). Resilient modulus triaxial test results are representative of medium shear strain levels, similar to the GeoGauge range. The moduli from conven- tional static-type triaxial tests are close to secant moduli values at large shear strains of 100% to 10-1%. Other analy- ses of these results showed that the SSG value depends on compaction moisture content and dry unit weight; however, their trends are obscured by the large dispersion in the test data of the several types of materials tested in this research (Edil and Benson 2005). This study also indicates that the GeoGauge showed good potential for future application in the pavement and subgrade property evaluation during the construction phase (Edil and Benson 2005). Texas—subgrades and Bases Several nondestructive test studies were performed for the TxDOT since the early 1990s. The following summarizes a few of these studies and their findings related to resilient properties of subgrades and bases. Nazarian et al. (2003, 2005) and Nazarian et al. (2006) performed both labora- tory and field studies in different parts of Texas, and the aim of these studies was to correlate both laboratory and field moduli and develop a methodology to determine moduli for pavement design. For the backcalculation analysis, the MODULUS program was used for analyzing the FWD test data. An SPA was also introduced to measure the moduli of pavement layers. The SPA lowers transducers and sources and digitally records deformations induced by a pneumatic hammer. A complete testing cycle takes 1 minute, and the moduli results can be determined in the field itself. For resilient moduli determination, MR values are either interpreted using three-parameter expressions whose con- stants are established in earlier experimental studies or by conducting tests on soil samples from the field at high confining and deviatoric stresses. Stresses for the three-pa- rameter expression were estimated using the KENLAYER program simulating field conditions. FWD and SPA moduli FiguRE 64 shear modulus of a granular soil from different types of laboratory tests (sawangsuriya et al. 2002).

56 FinaL sUMMarY on nondesTrUcTiVe MeThods The following list summarizes the salient findings from the DOT-funded studies related to resilient moduli property interpretations using nondestructive test methods: Among nondestructive field methods, most DOT • agencies use FWD tests for moduli determination of pavement layers. Both KUAB and Dynatest devices are primarily utilized. Also, these agencies use dif- ferent backcalculation programs to analyze the FWD results. Because the predictions of moduli using the FWD do not match the laboratory resilient moduli of base and subgrade layers, the 1993 AASHTO Guide for Pavement Design recommended that a fraction of FWD moduli be used as the design resilient modulus value for the mechanistic pavement design. Research studies supported by Mississippi, Minnesota, Texas, and other DOTs confirmed these variations, and the range of variation appears to depend on several fac- tors, including soil type, backcalculation programs used, and others. The moduli definitions used by various tests in the • mechanistic pavement design explain the variations with respect to strain levels. At small shear strains, the shear moduli and related elastic moduli are high and constant. These moduli will then decrease with an increase in shear strain levels. The strains imposed on bases and subgrades using nondestructive field test methods are close to small strains and hence moduli values are large when compared with laboratory RLT tests, where the strains are of medium range. Nazarian et al. (1996) and Edil and Benson (2005) provided more insights into the variations in moduli at various shear strain levels. An implementation project conducted for TxDOT dis- cussed the development of DSPA to determine the moduli of bases and subgrades. A step-by-step measurement procedure was also developed (Nazarian et al. 2006). This procedure allows a rapid measurement and interpretation of moduli. This device was also used for field compaction QC. Typical test data showing the field target moduli are presented in Figure 65. The techniques can be used to address the stiffness varia- tions with moisture fluctuations and develop design moduli assessments that account for the variations of moduli with moisture changes. Overall, DPSA is still new to the nonde- structive field in pavement geotechnics and more studies are needed to address the full potential of this handy device, which can provide stiffness parameters in a quick turn- around time. TABLE 10 STIFFNESS RESULTS (Nazarian et al. 2004) FiguRE 65 Field seismic modulus for compaction QC (nazarian et al. 2006).

57 may result in different moduli, because strains experi- enced in the subgrades are different for different stress conditions. The majority of the new nondestructive devices show • a considerable potential to be used for quality assess- ments of compacted subgrades and unbound bases. A recent research study also correlated the moduli from LWDs with the parameters measured in the intelli- gent compaction devices. Though certain issues such as moisture and temperature effects on the moduli properties of field sections still need to be addressed, the overall potential of these devices as alternatives to nuclear gauge devices for compaction quality assess- ments are commendable. Further research is expected in these areas. inTrUsiVe MeThods Intrusive or in situ penetration methods have been used for years to determine moduli properties of various pavement layers. Intrusive methods can be used for new pavement con- struction projects and also in pavement rehabilitation proj- ects wherein the structural support of the pavement systems can be measured (Newcomb and Birgisson 1999). Various intrusive methods are briefly reviewed here and then a sum- mary is provided of the findings from various state-funded research projects. dynamic cone penetrometer The DCP is a widely used in situ method for determining the compaction density, strength, or stiffness of in situ soils. The DCP is a simple testing device, wherein a slender shaft is driven into the compacted subgrades and bases using a slid- ing hammer weight and the rate of penetration are measured. Penetration is carried out as the hammer drops to reach the desired depth. The rod is then extracted using a specially adapted jack. Data from the DCP test are then processed to produce a penetration index, which is simply the distance the cone penetrates at each drop of the sliding hammer. In brief, the DCP is a miniature version of the Standard Penetration Test method with a conical tip. Figure 66 presents a schematic of DCP used for field inves- tigations. The hammer weight and height of drop configura- tions of DCPs vary from one state to another. Hence, these details should be included when discussing the results of the QA studies utilizing this equipment. An ASTM standard on the DCP method was introduced in 2003 (ASTM D6951-03). Typically, in this test, the measured soil parameter from the test is the number of blows for a given depth of penetration. Several parameters from DCP tests are typically determined and these are termed as dynamic cone resistance (qd) or DCP index (DCPI) in millimeters per blow or inches per blow or blows per 300 mm penetration. These parameters are used It is important to mention that the state DOTs do not • use the same backcalculation program for interpreting the resilient moduli properties. Currently, several soft- ware programs are available with different algorithms to backcalculate moduli. According to the Pavement Design group survey , the most used programs are EVERCALC and MODULUS. GeoGauge, another nondestructive device used for • stiffness measurements, provides stiffness values of the subsoils based on the analysis of deformations measured by applying a harmonic load. Stiffness properties measured are related to a shallow depth of soil layer and are valid for medium levels of shear strains. A few studies showed a good match between GeoGauge moduli and FWD moduli. Correlations between GeoGauge moduli and resilient moduli still need to be developed. Another device known as the PSPA was recently intro-• duced, and its potential use in providing reliable moduli properties of base and subgrades was recently investi- gated. An extension of this device, the DSPA, was also recently evaluated. Though this device holds consider- able initial promise, it still requires more research to fully evaluate the potential of this device for determin- ing the moduli of subsoils. Several LWDs were addressed in many DOT-funded • research studies. These devices including PRIMA 100, LOADMAN PFWD, ZFG 2000, and Dynatest/ KEROS were evaluated in several studies funded by Minnesota, Wisconsin, and Louisiana DOTs. Moduli interpreted by most of these devices showed good cor- relations with FWD moduli, though not always match- ing with the FWD moduli. Nevertheless, the moduli trends with respect to soil type and soil compaction are similar, and hence it is possible that these devices could be used to predict resilient moduli of compacted subgrades and unbound bases. ASTM has recently approved a standard test procedure for performing LWD tests in the field. The intent is to standardize a test procedure using LWDs with load cells to measure the deflection and modulus of compacted subgrades in the field. Another standard for LWDs without load cells is currently under development (J. Siekmeier, personal communication, Aug. 21, 2007; K.C. Kessler, personal communication, Aug. 21, 2007). Irwin (1995) summarized various problems noted • by a discussion group and then outlined methods to overcome a few of these problems. Interpretations of moduli from nondestructive devices yield moduli of subgrades at considerable depths, and hence it is impor- tant to address the effects of confining and deviatoric stresses on the moduli values, which in turn should be properly accounted for in the triaxial tests. Otherwise, comparisons will not be meaningful. Also, the stresses imposed by the loading mechanisms of certain LWDs are quite small when compared with FWDs, and this

58 Yoon (2003) provided a summary of these available rela- tionships in the literature. Chai and Roslie (1998) developed the following relationship between DCP parameters and soil subgrade modulus backcalculated from the FWD studies: E in MPa = 2224 × DCP-0.99 (6) where DCP is measured in blows per 300 mm penetra- tion. Overall this correlation indicates that the FWD moduli are inversely proportional to the DCP parameter measured in the field. Hassan (1996) developed a correlation of MR with the DCPI parameter (Equation 7). This correlation is valid for the materials tested in the original investigations. The com- paction moisture contents varied between optimum and wet of optimum: MR in psi = 7013.0 – 2040.8 ln (DCPI) (7) where the DCPI is in inches per blow. George and Uddin (2000) correlated MR of subgrades as a function of DCPI, moisture content, liquid limit, and density of subgrades. In this research, both manual and automated DCPs were used. Figure 67 presents a typical comparison of both DCP results, which indicate no differences between both operations on the DCP measurements. The DCPI was then determined for each layer by taking the slope of the plots. The change in slope defines the varia- tions in layers in the test. Once DCPI values of subgrades were determined, they were used in the correlation analysis with the resilient moduli data from the laboratory tests con- ducted on the cores collected from different depths. From the laboratory results, data for a confining pres- sure of 14 kPa and a deviatoric stress of 37 kPa were used as moduli parameters for the analysis. Figure 68 presents a correlation between resilient moduli and DCPI in millime- ters per blow of the corresponding subgrade layer for fine- grained soils. to evaluate the compaction density, strength, or stiffness of in situ soils. One major limitation reported in the research studies is the lack of standardization of the testing devices. Differ- ent size cones, hammer weights, and heights of drop have been used in these studies, which result in different ener- gies applied by each device. As a result, the parameters mea- sured from a particular study and the correlations developed from that study could not be applied elsewhere if a different type of DCP was used. Practitioners and researchers should always record the potential energy applied with the DCP device when used in the field conditions. stiffness predictions by dynamic cone penetrometer Several researchers have developed design charts showing correlations between resilient modulus (MR) or stiffness of subgrades and bases and the penetration parameters mea- sured from the DCP test. Amini (2003) and Salgado and FiguRE 66 schematic of dynamic cone penetrometer (astM D6951-03). FiguRE 67 Comparisons between aDCP and MDCP results (george and uddin 2000).

59 blow, yielded a nonlinear regression model presented in Equation 10: ln MFWD = 2.35 + [5.21 /ln PR] (10) The R2 value for this correlation is 0.91, indicating a good correlation. Figure 70 presents comparisons between the developed correlation predictions along with the raw test data as well as other available models in the literature. Edil and Benson (2005) reported several correlations composed of DCP parameters and GeoGauge SSG param- eters (see Figure 71). No direct relationships were developed between DCP parameters and the resilient moduli; however, moduli can be approximated based on GeoGauge stiffness parameters. Edil and Benson (2005) determined correlation coeffi- cients in their regression analysis. This study also showed the potential use of DCP to address compaction quality of the subgrades. The normalized DCP parameter with respect to compaction moisture contents was correlated with the rel- ative compaction of the subgrades (see results in Figure 72). The normalized parameters were close to 0 for the major- ity of the compacted subgrade and varied between −200 and 150 for uncompacted subgrades. These results show that the DCP can be utilized for compaction quality assessments of subgrades. Other studies by Amini (2003) and Zhang et al. (2004) reported similar DCP applications. As part of the research performed for the Kansas DOT, Chen et al. (1999) conducted DCP and FWD tests on six pavements. EVERCALC was used for backcalculating the For simple use, George and Uddin (2000) also pro- vided direct one-to-one relationships for both coarse- and fine-grained soils for the same parameters. The following relationships were developed from their field studies (Equa- tion 8 for coarse-grained and Equation 9 for fine-grained soils): MR in MPa = 235.3 × DCPI-0.48 (8) MR in MPa = 532.1 × DCPI-0.49 (9) Abu-Farsakh et al. (2004) studies also focused on the DCP device for determining moduli properties of Louisiana subsoils. Experimental and field investigations are already explained in the previous sections. Figure 69 shows two DCP tests conducted on the identical subgrade material specimen in laboratory conditions, and these results show that the DCP provides repeatable results. The regression analysis, which was conducted to find the best correlation between the MFWD in MPa and the DCP parameter, penetration ratio (PR) in millimeters per FiguRE 68 Correlation between resilient modulus and DCPi for fine-grained soils (george and uddin 2000). FiguRE 69 DCP tests on compacted material (abu-Farsakh et al. 2004). FiguRE 70 Comparisons between backcalculated moduli from DCP correlation (abu-Farsakh et al. 2004).

60 stiffness of subgrades. The following correlation was devel- oped between backcalculated moduli or stiffness of subgrade and the DCP parameter, DCPI in millimeters: MR (ksi) = 338 × DCPI-0.39 (11) where DCPI is expressed in millimeters per blow. The R2 of 0.42 is obtained for this correlation. Chen et al. (2001) used CBR DCP parameter-based indi- rect correlations to estimate the moduli from DCP results of field sections used for TxDOT accelerated loading-related tests. The predicted moduli are comparable with those cal- culated from maximum dry density measurements under FWD tests. This study reported that the laboratory-deter- mined subgrade soil moduli were slightly higher than the estimated moduli from the DCP-based indirect correlations. The factor of 0.33 currently recommended by the 1993 AASHTO design guide to convert backcalculated modulus to laboratory resilient modulus is not applicable to the data measured by Chen et al. (2001). Chen et al. (2007) developed new equations based on their test data for both base and subgrade soils. The equation is of the following form: MR (ksi) = 78.05 × DPI-0.67 (12) where DPI is measured in millimeters per blow. Nazarian et al. (1996) used DCP on aggregate bases to measure the DCPI values. Figure 73 presents the DCP results at different elevations of the base layer. This research has not addressed the use of DCP to determine the modulus as the equations used are empirical in nature. The results in the figure show the transitions from layer to layer. The MnDOT supported several new studies addressing the use of DCP to assess compaction quality to determine the moduli of pavement layers. Dai and Kremer (2006) and Petersen and Petersen (2006) assessed the newly developed FiguRE 71 Correlations between DCP parameters and ssg stiffness properties of compacted subgrades (Edil and Benson 2005). FiguRE 72 Correlations between normalized DCP parameter with relative compaction (RC) of the subgrades (Edil and Benson 2005). FiguRE 73 DCP results on a base layer (nazarian et al. 1996).

61 tional resistance ( fs). Another independent parameter is the total pore pressures (ut) at one or more locations, which are measured when the cone penetrometer is fitted with piezome- ters. Figure 75 shows a piezocone device. All these measured DCP-based specifications for addressing the construction of compacted subgrades and bases as well as the potential use of the DCP in place of sand cones to evaluate the relative densities of the granular fills. The overall feedback from the field inspectors was positive. FIGURE 74 presents the moduli interpreted from DCP and other devices for a site subjected to intelligent compac- tion. The DCP correlation used to determine the modulus (EDCP, which is similar to backcalculated FWD or LWD stiffness values) follows: Log (EDCP) = 3.05 – 1.06 × log (DCP) (13) where DCP is measured in millimeters per blow. In summary, the DCP device has been used by different agencies for years to estimate the moduli of compacted sub- grades and granular soils. Other applications of this device include compaction QC/QA tests and determination of lay- ering by studying the slope variations in the DCP profiles. The majority of the correlations developed for resilient mod- ulus are site specific and empirical in nature and hence their use for soils other than those used in the studies requires a careful examination and engineering judgment. Quasi-static cone penetrometer Cone penetration tests (CPTs) provide two independently measured parameters, cone tip resistance (qc) and cone fric- FiguRE 74 Moduli interpreted by DCP and comparisons with other moduli (Petersen and Peterson 2006). FiguRE 75 Piezocone penetrometer.

62 that are representative of the stress conditions under a traffic single-wheel loading of 20 kN. ELSYM5 was used for the stress analysis. Based on statistical analyses, two correla- tion models were proposed to estimate the resilient modulus from the CPT data and basic soil properties. The first one is valid for in situ subgrade conditions and the second one is valid for overburden and traffic conditions. Equation 14 is derived for overburden conditions and Equation 15 is for overburden and traffic conditions: (14) (15) where MR is the resilient modulus (MPa), qc is the cone resistance (MPa), fs is the sleeve friction (MPa), σc or σ3 is the confining stress (kPa), σv is the vertical stress (kPa), w is the water content in decimal number format, γd is the dry unit weight (kN/m3), and γw is the unit weight of water parameters, upon various corrections and modifications, can be used to classify soil strata and interpret various properties of the stratified soils. Several classification and interpreta- tion charts are already available in the literature (a summary can be found in Meigh 1987). resilient Moduli interpretations by cone penetration Tests Mohammad et al. (2000, 2002, 2007; Gudishala 2004) pres- ent the results of a research investigation in which CPT soundings were used to predict the resilient modulus of sub- grade soils. Field and laboratory testing programs were car- ried out on two types of cohesive soils. CPT soundings were performed using two types of cones: large and miniature CPT devices with cross-sectional areas of 15 cm2 and 2 cm2. Figure 76 presents CPT results obtained on sites containing heavy clay material. Resilient modulus tests were also con- ducted on both clays, and these results along with the CPT results were statistically analyzed. Resilient modulus results of clays at various stress condi- tions in the laboratory are used to determine realistic moduli FiguRE 76 CPt results on heavy clay (Mohammad et al. 2000).

63 for coarse soils was separately developed for coarse-grained materials for both overburden and combined overburden and traffic conditions (Mohammad et al. 2000). pressuremeter The following section provides detailed descriptions and operation details of pressuremeters (PMTs) used for resilient moduli predictions. Figure 78 presents a typical schematic of a TExAM PMT device. Typically, this test is performed either in stress-controlled or strain-controlled environments. In stress-controlled con- ditions, applied pressure is increased on the membrane and the corresponding displacements are monitored. In strain- controlled tests, the rate of expansion of the membrane is controlled by the use of volumetric increments through liq- uid-filled PMTs. In these tests, the corresponding pressures resulting from constant volume increments are monitored. The measured pressure–strain profiles from these tests can be used to determine in situ strength and compressibility characteristics, including stiffness properties. Figure 79 presents the procedure adopted by Cosentino and Chen (1991) for determining the resilient modulus of subgrades. Based on the method of installation, PMTs can be clas- sified into prebored PMTs, self-bored PMTs, and push-in (kN/m3). The coefficients of determination values for both equations are reported as 0.99. Figure 77 shows the predictions of the above model and the resilient moduli measurements for various site sub- grades. The authors reported that a good agreement between predicted and measured moduli of cohesive subgrades was obtained (Mohammad et al. 2000). These correlations are developed for silty clay and heavy clayey soils, and hence they are valid for such soils only. Another set of correlations FiguRE 77 Resilient moduli predictions by CPt models and measurements by repeated load triaxial tests (Mohammad et al. 2000). a) Correlation for overburden stress conditions b) Correlation for overburden and traffic loading conditions FiguRE 78 tEXaM pressuremeter (Cosentino et al. 2006).

64 Major advantages of PMTs are that they are performed in situ and hence no soil sampling is needed. One reason for an insufficient number of research stud- ies performed on PMTs is the need for trained individuals to perform the PMT testing. However, advances in instrumen- tation and the development of new PMT probes make these devices more attrac- tive for performing in situ studies in the field in a quick and efficient manner. New PMTs including Pencel PMTs (PPMTs) can be used in shallow subgrades either by pushing or by driving. Sophisticated instrumentation in the PPMTs makes them more attractive for pavement mod- uli evaluation studies. plate Load Test Plate load tests (PLTs) were used for resilient moduli interpretations and a few states, including Florida and Louisiana, have attempted to use them for correlating with the resilient modulus of subgrades (Abu-Farskh et al. 2003). The PLT opera- tions involve loading a circular plate that is in contact with the layer to be tested and measuring the deflections under load increments. Circular plates usually 30 cm (12 in.) in diameter are generally used and the loading is transmitted to the plates by a hydraulic jack. During the test, a load-deformation curve will be recorded and these data will be used to estimate the moduli of the load—deformation or stress—strain plot, which is referred to as EPLT. If the field test is performed in cyclic mode, then the slope of the stress–strain curve provides the moduli. The moduli measured from this test are regarded as a composite moduli as the depth of influence is con- sidered to extend more than one layer (Abu-Farskh et al. 2003). Nelson et al. (2004) also reported the use of PLTs to estimate the moduli of compacted retaining wall backfill material. Though the PLT method is primarily used for rigid pavements, several researchers have attempted to correlate the moduli with the elastic moduli of the subgrades. More research is still needed to better understand the applicabil- ity of this method in evaluating the resilient properties of subgrades and bases. dilatometer Another in situ intrusive device known as a dilatometer (DMT) has been used to de termine the resilient moduli properties of subgrade soils. Borden et al. (1986) noted the unique relationship between the resilient modulus and dilatometer modulus, a parameter measured from field PMTs. Prebored PMTs are lowered into a soil pocket that is bored especially for the test. Self-bored PMTs, such as the Cambridge Self-boring Pressuremeter, create their own pockets for tests. Push-in or displacement PMTs, such as cone pressuremeters, are either pushed or driven into vari- ous elevations for testing. The special PMT test called the resilient modulus PMT test was developed to enable six resilient moduli to be determined from six unload–reload cycles conducted for various load durations along the linear portion of the in situ stress–strain response. The various cycle lengths enabled the resilient moduli to be determined as a function of the load durations typically encountered during the traffic loading of a pavement. The cycle lengths used were 10, 20, 30, 60, 120, and 240 s. The duration of the whole test after the preboring operation is 17 minutes. To increase the usefulness of the PMT in the area of pave- ment design and evaluation, resilient moduli (determined from a special PMT test) were correlated to CBR test results (Cosentino and Chen 1991). The PMT resilient moduli-CBR correlations developed based on 30, 60, and 120 s cycle lengths compared well with the existing resilient moduli– CBR correlations measured from 0.1 s cycles. Another study conducted by Nelson et al. (2004) reported the use of PMT for estimating the moduli of backfill material. The intent of this study was to address the compaction quality of a backfill material of a retaining wall. Based on 15 PMTs, the moduli of subgrades is 26 MPa with a standard deviation of 7 MPa. FiguRE 79 Resilient moduli measurements from radial stress—strain profile (Cosentino and Chen 1991).

65 Soil-specific correlations are not developed for pre-• dicting the resilient moduli properties. However, the use of DCP correlations should be carefully consid- ered because the configurations of these devices are not standardized in the highway engineering commu- nity. ASTM recently standardized the DCP method in ASTM D6951-03 for shallow pavement applications, and hence the use of the standardized DCP device will result in a reliable DCP test database. Quasi-static cone penetrometer test has been used in • one study, which revealed the potential of this method to predict the resilient properties of cohesive subgrades. Though good correlation was obtained between CPT and MR results, this correlation requires further valida- tion with the results from clayey soils other than those used in the research. PMT, DMT, and PLT have been sparingly used for • the estimation of resilient properties. The results from these studies are good to promising. No additional studies are reported, however, probably because of high costs and lengthy time of operations as well as training of operators to perform these tests on a routine basis. With the advances in instrumentation and automation, these methods could become attractive and practical for pavement subgrade exploration and in situ evalua- tion of resilient properties. DMT test data. Similar correlations were also obtained between DMT moduli and initial tangent moduli. Borden et al. (1986) suggested the need for additional research to validate these relationships. No other resilient moduli stud- ies utilizing DMTs in the United States were documented in the literature. sUMMarY The previous sections provide comprehensive details of various in situ methods to determine the resilient moduli properties of subgrades and bases. The majority of the intrusive equipment is used for • the interpretation of resilient moduli of subgrades that include both coarse-grained, fine-grained, and mixed soils. DCP is the most prominently used in situ intru- sive device, and it has been used by several DOTs for compaction QC/QA tests of bases and subgrades and determination of layer moduli. More than 50% of the state DOTs used this device for the previously men- tioned applications. Correlations that use DCPs are empirical and site spe-• cific. Their use for other sites requires considerable engineering judgment.

66 practice sometimes results in correlations with attributes that do not follow physical or practical expected trends. For example, in MRDS 7, the stiffness of a soil decreases with an increase in dry unit weight. Users should evaluate the use of any select correlations with the local soil test database before routine use. MRDS 1 The following model defining resilient modulus as a func- tion of degree of saturation and compaction moisture content was developed by Jones and Witczak (1972): Log MR (ksi) = -0.111w + 0.0217S + 1.179 (16) where w is the compaction moisture content in percent and S is degree of saturation in percent. The R2 value of this equation is 0.44. This equation is valid for clays (A-7-6 type), because the model correlation was developed primar- ily using the same types of clayey samples from California. The MR of clays used in this correlation was determined from RLT tests on clay samples under a maximum cyclic deviator stress of 6 psi and a confining pressure of 2 psi. MRDS 2 Thompson and Robnett (1979) studied the resilient char- acteristics of several Illinois fine-grained subgrade soils described in the earlier sections. Resilient modulus test results at a deviatoric stress of 6 psi and zero confining pres- sure are then correlated with soil characteristics. The fol- lowing correlation has a coefficient of determination, R² of 0.80, suggesting a good correlation obtained for the Illinois subgrades. The equation follows: MR(ksi) = 6.37 + 0.034×%CLAY + 0.45×PI − 0.0038×%SILT − 0.244×CLASS (17) where MR is resilient modulus measured at σd = 6 psi for soils with a relative compaction of 95% as per AASHTO T99; %CLAY is clay content in percent; PI is plasticity index in percent; %SILT is silt content in percent; and CLASS is AASHTO classification (for A7-6 soils, use 7.6 in the expres- sion). This model is valid for cohesive soils and does not address stress effects. resiLienT ModULi correLaTions Different types of correlations are used to estimate the resil- ient properties of subgrades and bases. Several literature sources were collected that provided comprehensive details of these models and correlations. The following sections are prepared based on the information available in these reports. Currently, two approaches are followed to analyze resilient moduli test data. One of them is to develop relationships between resilient moduli values and various soil properties or different in situ test-related parameters. Statistical regres- sion tools are usually adopted for this exercise. The other one is to analyze the resilient moduli data with a formulation that accounts for confining or deviatoric or both stress forms. This formulation usually contains several model constant parameters. Once these parameters are deter- mined, they are correlated with different sets of soil proper- ties. These correlations are termed here as semi-empirical or indirect correlations. The next few sections cover some of the correlations currently used in the resilient moduli modeling. direcT resiLienT ModULi correLaTions In the direct correlations, two types of correlations were reported in the literature. The first correlates resilient mod- uli directly with the soil properties. The second correlates the moduli with in situ test parameters. Both types are fre- quently used by pavement design engineers. Because there are several models, this section associates these models with simple terminology for quick identification. In the case of direct correlation of resilient modulus with soil properties, the abbreviation MRDS (MR stands for Resilient Modulus and DS stands for Direct Correlations and Soil Properties–Based Relationship) is used. For in situ- based correlations, the abbreviation MRDI (MR stands for Resilient Modulus and DI stands for Direct and In Situ Test– Based Relationship) is used. direct and soil property–Based Models In the following section, several direct models from the lit- erature are presented. The development of these correlations was based primarily on multiple linear regression tools. Such CHAPTER FIVE correLaTions and MaTrix TaBLes

67 (Asphalt Institute 1982) (24) (Lee et al. 1997) (25) where qu is unconfined compression strength. Equation 25 was developed based on the resilient modulus test data- base compiled from testing the subgrades from Indiana. Su,1% is undrained shear strength at 1% axial strain and a is the constant determined from Figure 80. Several state DOTs formulated their own procedures for determining the resilient modulus of compacted subgrades. The following procedure describes the steps followed by the Ohio DOT for predicting the resilient properties of their sub- grades. It uses the following MR–CBR relationship, where CBR is estimated in two steps. The first step is to estimate the group index (GI) from basic soil properties (Figure 81a) and the second step is to correlate CBR with the GI param- eter determined in step 1 (Figure 81b): (26) MRDS 5 The following model was developed by Carmichael and Stewart (1985), which is based on a large database of resil- ient moduli test results. The formulation of this expression follows: (27) where CH is 1 for CH soil, 0 otherwise; MH is 1 for MH soil, 0 otherwise; S200 is percent passing #200 sieve (%). The coefficient of determination R² value is 0.80, suggesting that this is a good correlation. This correlation is valid for subgrade soils containing clays and silts. Thompson and LaGrow (1988) developed the following correlation for the compacted subgrades of Illinois: (18) where C is percent clay and PI is the plasticity index. They proposed the following correction factors for mois- ture susceptibility, which need to be applied to the estimated resilient moduli. For clay, silty clay, and silty clay loam, the correction factor is 0.7; for clay loam, the correction factor is 1.5. MRDS 3 Several models based on CBR, R value, were introduced in the mid-1980s and a list of these including a few recom- mended by the AASHTO design guide are presented here. The Asphalt Institute (1982) recommended the following relationship (Equation 19) between resilient modulus and R value: (19) where A is constant and varies from 772 to 1,155; B is con- stant and varies from 369 to 555; and R is R value (AASHTO T190). For fine-grained soils whose R values are less than or equal to 20, the 1993 AASHTO guide recommends A is 1,000 and B is 555. Buu (1980) reported the following relationship for fine- grained Idaho soils with R values greater than 20. This cor- relation is valid for σd = 6 psi and σ3 = 2 psi. (20) MRDS 4 Both CBR and unconfined compression strength–based correlations are presented in the following. One of the ear- lier equations, developed by Heukelom and Klomp (1962), provided a relationship between resilient modulus and CBR value and has been recommended by several AASHTO design guides. This relationship follows: (21) The lower and upper bound values of the constant of pro- portionality ranged between 750 and 3,000, respectively. This equation provides reasonable estimates of resilient modulus for fine-grained soils with a CBR value of 10 or less. Other MR correlations are given here: (Thompson and Robnett 1979) (22) (Powell et al. 1984) (23) FiguRE 80 ‘a’ parameter for MR prediction (lee et al. 1997).

68 FiguRE 81 Correlations to predict resilient modulus using CBR and soil support values (ohio Dot 1999).

69 stants used in this correlation are defined as functions of various soil properties: (32) where %CLAY is percent finer than 0.002 mm; and LL is liquid limit (%). The coefficient of determination of this expres- sion is 0.80. This model adequately predicts resilient moduli for Ten- nessee subgrades containing predominantly cohesive soils and subjected to a wider range of deviator stresses applied to them. The above resilient moduli models yield resilient modulus at zero confining stress only. MRDS 8 The Farrar and Turner (1991) correlation was developed based on the resilient properties measured on 13 subgrade materials from Wyoming. (33) The coefficient of determination (R²) for this correlation was 0.663, and this expression is recommended for fine- grained subgrades. MRDS 9 Several resilient modulus tests were performed on eight Tennessee subgrade soils composed of A4 through A7-6 Carmichael and Stewart (1985) also proposed a separate correlation for granular soils and base aggregates: (28) where %W is compaction moisture content; θ is bulk stress in psi; SM is 1 for SM soil and 0 for other soils; and GR is 1 for gravelly soils (GM, GW, GC, and GP) and is 0 for other soils. MRDS 6 Elliott et al. (1988) tested several Arkansas soils and devel- oped the following two resilient modulus models at two dif- ferent deviator stresses of 4 and 8 psi: At sd = 4 psi: MR (ksi) = 11.21 + 0.17%CLAY + 0.20PI − 0.73wopt (29) At sd = 8 psi: MR (ksi) = 9.81 + 0.13%CLAY + 0.16PI – 0.60wopt (30) The coefficients of determination for Equations 29 and 30 were 0.80 and 0.77, respectively. The resilient moduli determined from these relationships are valid for the above stresses. This relationship is valid for cohesive subgrades. MRDS 7 Drumm et al. (1990) tested several fine-grained soils from different parts of Tennessee and test data were used to develop the following direct relationships for resilient modu- lus. The first of these two relationships presents breakpoint resilient modulus: (31) where Mri is the breakpoint resilient modulus, which assumes that the resilient modulus versus deviator stress relationship is bilinear, and Mri represents the intersection of the bilinear plot; a is initial tangent modulus (psi) of a stress–strain curve from unconfined compression tests; qu is unconfined compressive strength (psi); PI is plasticity index (%); γd is dry unit weight (pcf); S is degree of saturation (%); and S200 is percent passing the #200 sieve. The coefficient of determination (R²) for the breakpoint resilient modulus cor- relation was 0.83. Figure 82 presents the definitions of moduli parameters; a and b are determined from this relationship. The second correlation introduces a hyperbolic relation- ship for the determination of resilient modulus, and the con- FiguRE 82 hyperbolic model and definitions of model constants (Drumm et al. 1990).

70 The properties of the soils tested have the following ranges: moisture content from 10% to 35%; relative compaction from 80% to 100% based on AASHTO T99; plasticity index from 4% to 52%; compacted specimen age from 2 to 188 days; confining stress from 13.8 to 41.4 kPa (2 to 6 psi); and devia- tor stress from 11 to 102.8 kPa (1.6 to 14.9 psi). Factors such as AASHTO classification, seating pressures, and percent fines were also analyzed for the above resilient modulus correla- tion. However, these factors were not included in the correla- tion. The coefficient of determination for this model was 0.80 and the expression is valid for silty to clayey subgrades. MRDS 12 Berg et al. (1996) conducted a study on one fine-grained and several coarse-grained Minnesota soils. The fine-grained soil was prepared at several different moisture contents but at a single dry density of about 110 pcf. The resilient modu- lus model developed from these test results is given in the following equation: (37) where f(S) is saturation normalized by a unit saturation of 1.0%; f(σ) is octahedral shear stress, τoct, normalized by a unit stress of 1.0 psi; and τoct is (√2/3) σd. The coefficient types (Hudson et al. 1994). Based on the tests, the following model was proposed for the estimation of resilient modulus: (34) where Δγd (pcf) is deviation from the Standard Proctor maximum dry density, which is γd − γdmax; LI is liquid- ity index (%); and Δw (%) is deviation from the optimum water content, wopt, based on the Standard Proctor compac- tion tests. The coefficient of determination (R²) was 0.70, and this expression is valid for cohesive subgrades. MRDS 10 Li and Selig (1994) proposed the following expression for predicting the resilient modulus of fine-grained soils. To use this model, the modulus value at optimum moisture content should be known to users. Once it is known, the moduli at other moisture contents can be estimated using the following equation, which was developed based on a review of resil- ient modulus data obtained from soils throughout the United States. The equation for resilient modulus along paths of con- stant dry density but at different compactive efforts follows: (35) where Rm1 is MR/MR opt; MR opt is the resilient modulus at the optimum water content; and change in moisture content is the difference between moisture content at which moduli are being estimated and optimum moisture content values. This equation is predominantly used for cohesive subgrades. MRDS 11 Resilient modulus tests were performed on several subgrade samples from Texas by following SHRP Protocol P46 (Pezo and Hudson 1994). Based on the test database, the following resilient modulus prediction model was established, which requires six factors that gave the highest degree of correla- tion for these soils. The model is as follows: MR = F0 × F1 × F2 × F3 × F4 × F5 × F6 (36) where F0 is 9.80 ksi (English units) or 67.60 MPa (SI units); F1 is the correction factor for moisture content; F2 is the cor- rection factor for relative compaction; F3 is the correction factor for soil plasticity; F4 is the correction factor for age of compacted specimen; F5 is the correction factor for confining pressure; and F6 is the correction factor for deviator stress. Values for the correction factors are presented in Table 11. TABLE 11 CORRECTION FACTORS FOR THE RESILIENT MODULUS MODEL (PEZO AND HUDSON 1994) Moisture Content (%) F 1 γ d /γ d max (%) F 2 10 4.0 100 1.00 15 2.0 95 0.90 20 1.0 90 0.80 25 0.5 85 0.70 Plasticity Index (%) F 3 Sample Age (days) F 4 10 1.00 2 1.00 20 1.50 10 1.10 30 2.00 20 1.15 ≥40 2.50 ≥30 1.20 s c (kPa/psi) F 5 s d (kPa/psi) F 6 13.8/2 1.00 13.8/2 1.00 27.6/4 1.05 27.6/4 0.98 41.4/6 1.10 41.4/6 0.96 55.2/8 0.94 69.0/10 0.92

71 (39) (40) where MR is the resilient modulus (MPa), qc is the cone resistance (MPa), fs is the sleeve friction (MPa), σc or σ3 is the confining stress (kPa), σv is the vertical stress (kPa), w is the water content in decimal number format, γd is the dry unit weight (kN/m3), and γw is the unit weight of water (kN/m3). The coefficients of determination values for both equations are 0.99 and 0.99, respectively. MRDI 3 (FWD, GeoGauge, and SPA) The 1993 AASHTO design guide recommends a factor of 0.33 to be multiplied with the FWD backcalculated moduli to determine the design resilient moduli of the subgrades. As described in the earlier sections, this ratio is not unique and varies considerably. This variation was attributed to different soil types, test conditions, and backcalculation programs that provide different moduli predictions. As a result, no quotient factor is recommended here. One should use local experience to determine the resilient moduli. In the case of GeoGauge and SPAs, more research is needed to develop appropriate factors to determine the design resilient moduli. indirecT ModeLs Several other models including those recommended by AASHTO test procedures utilize two-, three-, or four- parameter correlations that account for confining and shearing stresses. Some of these formulations use nondi- mensional forms of stresses by normalizing confining and deviatoric stresses with atmospheric pressures and others of determination (R²) was 0.95, and the model is applicable to cohesive soils only. MRDS 13 Gupta et al. (2007) proposed the following expression for resilient moduli prediction based on soil suction (ψ) mea- surements. This equation is valid for cohesive soil types tested in their research. The R2 value of this correlation is 0.76, and the resilient modulus used in this expression is valid for a bulk stress of 83 kPa and an octahedral shear stress of 19.3 kPa. (38) direct and in situ Test–Based Models MRDI 1 (DCP) In the direct correlations, several DCP-based relationships are summarized in Table 12. More details on the use of these relationships are given in earlier sections. The terms includ- ing EDCP, E, and MFWD values are representative of stiff- ness measurements from nondestructive studies, whereas the resilient modulus (MR) is derived from the RLT method. These relationships are mostly empirical in nature, and they are best applicable for the soils or soil types close to the ones from which these relationships are derived. Engineering judgment and local experience are prudent when using these models. Please note that these models are nondimensional and are unit sensitive. MRDI 2 (CPT) In the case of CPT-type correlations, Mohammad et al. (2000) formulated the following two correlations (Equations 39 and 40) for predicting the resilient properties of cohesive subgrades. The first expression is valid for overburden stress conditions and the second expression is valid for both over- burden stress and traffic conditions. TABLE 12 SUMMARY OF DCP CORRELATIONS FOR MRDI 1 Reference Expression Units De Beer and van der Marwe (1991) Log (EDCP) = 3.05 – 1.06 × log (DCP) DCP in mm per blow Chai and Roslie (1998) E in MPa = 2224 × DCP-0.99 DCP in blows per 300 mm Hassan (1996) MR in psi = 7013 – 2040.8 ln (DCPI) DCPI in inches per blow Chen et al. (1999) MR (ksi) = 338 × DPI-0.39 DPI in mm per blow George and Uddin (2006) MR in MPa for Sandy Soils = 235.3 × DCPI-0.48 MR in MPa for Clays = 532.1 × DCPI-0.49 DCPI in mm per blow Abu-Farsakh et al. (2004) ln MFWD = 2.35 + [5.21 /ln PR] PR in mm per blow Chen et al. (2007) MR (ksi) = 78.05 × DPI-0.67 DPI in mm per blow; valid for bases

72 MRI2-3 The following power model uses the deviatoric stress (σd) as the lone stress attribute in the formulation: (43) where k1 and k2 are model constants, pa is the atmospheric pressure, and σd is the deviatoric stress applied during the triaxial test. This formulation is normalized and hence the model constants are dimensionless. This model formulation does not consider confining stress effects on the test results, which is a limitation. This model is primarily used for cohe- sive soils. MRI2-4 The following bilinear model for resilient modulus was dis- cussed by Thompson and Elliott (1985). MR value increases with the deviatoric stress up to a break point beyond which the modulus decreases with an increase in deviatoric stress. The following formulation (Equation 44) is recommended, which uses deviatoric stress (σd) as the lone stress attribute: (44) where k1, k2, k3, and k4 are model constants, and σd is the deviatoric stress applied during the triaxial test. This for- mulation is not normalized and hence the model constants are dimensional. This model is primarily used for cohesive soils. MRI2-5 Wolfe and Butalia (2004) developed the following correlation: (45) where τoct is octahedral shear stress = [(σ1 − σ2)2 + (σ2 − σ3)2 + (σ3 − σ1)2]½/3; and σoct is octahedral normal stress = (σ1 + σ2 + σ3)/3. This equation is valid for cohesive soils only. Three-parameter Models Several other models were reported in the literature, which use both stresses (either confining and deviatoric stresses or bulk or octahedral stresses) that are functions of confin- use direct stress attributes where the model constants are no longer treated as nondimensional entities. Model con- stants of the correlations consider the nonlinearities in the subgrade moduli properties (Witzack et al. 1995). The following notation system will be used to identify each of the formulations. MRI2 represents an indirect two- parameter resilient modulus, and MRI3 and MRI4 denote indirect three-parameter and four-parameter resilient mod- ulus formulations. The following sections describe each of these formulations. Because the current practice is to use parameters such as k1, k2, k3, and k4, the same constant parameters are used for each formulation. In cases in which stresses in the formulations were not normalized, readers should note that these constants and their magnitudes will not be construed as nondimensional. The constants will have units of the stresses that have been used in the model- ing analysis. Two-parameter Models MRI2-1 Dunlap (1963) formulated the following model in which the confining stress (σ3) is used as a stress attribute: (41) where k1 and k2 are model constants. This formulation is normalized and hence the model constants are dimension- less. This model formulation does not address the devia- toric stress effects on the test results, which are considered important for better modeling or representation of resilient behavior. MRI2-2 Seed et al. (1967) formulated the following Equation 42 in which the bulk stress (θ) is used as a stress attribute: (42) where k1 and k2 are model constants, pa is the atmospheric pressure, σ3 is the minor principal stress, θ is the bulk stress = σ1 + σ2 + σ3, and σ1 and σ2 are the major and intermediate principal stresses, respectively. This formu- lation is normalized and hence the model constants are dimensionless. This model formulation considers devia- toric stress effects on the test results by including their effects in the bulk stress. However, the true influence of deviatoric stress effects is not represented in this formula- tion. This model is primarily used for granular soils.

73 (50) where all of the above formulations used the following stresses as their attributes: τoct = octahedral shear stress = [(σ1 − σ2)2 + (σ2 − σ3)2 + (σ3 − σ1)2]½/3; θ = bulk stress = σ1 + σ2 + σ3; σd = deviator stress = σ1 − σ3; σ1, σ2, σ3 = major, intermediate, and minor principal stresses, respectively; and pa = atmospheric pressure. The three models (Equations 48, 49, and 50) predict zero resilient modulus when a confining pressure of zero is used in those formulations. Hence, the attributes are revised in Ni et al. (2002), such that they will work for a wide range of stresses. MRI3-5 Ooi et al. (2004) recommended the following two models with slight modifications to the model developed by Ni et al. (2002): (51) (52) MRI3-6 The NCHRP project 1-28 A and MEPDG recommended the following expression for resilient modulus: (53) This expression is a simplification of the five-parameter model. MRI3-7 Gupta et al. (2007) recommended the following expres- sion for resilient modulus for compacted and unsaturated subsoils: ing and deviatoric stresses. Several of these models are pre- sented in the following equations. Again, the same constants are used in each formulation. If a researcher or practitioner uses two of these models in their analysis, it is important to use different constant terms for each model. Otherwise, it would result in confusion to the users. The most general form of a three-parameter model is as follows (Ooi et al. 2006): (46) where f(c) is a function of confinement; g(s) is a func- tion of shear; and k1, k2, and k3 are constants. The effects of confinement in these models can be expressed in terms of the minor principal stress (σ3), bulk stress (θ), or octa- hedral stress (σoct = θ/3), while the parameter options for modeling the effects of shear include the deviatoric stress or octahedral shear stress (τoct). The three-parameter models represented by the Equation 46 are more versatile and apply to all soils (Ooi et al. 2006). MRI3-1 Uzan (1985) recommended the following formulation: (47) MRI3-2 Witczak and Uzan (1988) revised Equation 47 by replacing the deviatoric stress with octahedral shear stress: (48) This formulation is recommended in the 1993 AASHTO design guide. MRI3-3 Pezo (1993) recommended the following formulation: (49) MRI3-4 Ni et al. (2002) recommended the following three-parameter formulation (Equation 50):

74 Santha (1994) presented several model constant correla- tions based on the resilient moduli data from Georgia. Cor- relations developed by Santha (1994) as a function of soil properties are presented in Table 14. Validation of the corre- lations proposed by Santha (1994) showed that these models predicted close to the measured values. Limitations of these correlations include the requirement for several characteris- tics and possible collinearity problems. (54) where (µa − µw) is matric suction; k1, k2, k3, k6, and k7 are model constants; and α1 and β1 are regression constants estimated from clay content or plastic limit. This expression is a simplification of the five-parameter model. The fitting parameters (k6, and k7) were reported to be close to 0 and 1 as per the experimental results and analy- ses reported by Gupta et al. (2007). Further details on this model are reported by Gupta et al. (2007). The previous equations are valid for both granular and cohesive soil types. Ooi et al. (2004) acknowledged that, although the above equations account for the effects of external stress state on the resilient modulus, they do not account for the internal tensile stress (suc- tion) caused by the soil type, soil structure, and the soil physical state. Overall, however, these equations address and capture both external confinement and shear stress effects on the resilient properties of granular and cohesive soils. Also, as stated by Irwin (n.d.), these non- linear models can be used in a semi-log format, which can result in better analysis of subgrade stresses including tensile stresses. correLaTions deVeLopMenT and eVaLUaTion To address the effects of soil type and test-related variables, several researchers analyzed their test data with the previ- ous model formulations and then determined the model constants. Different forms of regression equations were developed between model constants and soil properties. A summary of these studies is presented in the following sec- tions. Richter (2006) discussed a few of these correlations and their findings with respect to these models. Some of the findings presented here are based on the information pro- vided in Richter (2006). Other factors including the degree of anisotropy and its influence on moduli of aggregates were reported by Tutumleur and Thompson (1997). Rada and Witczak (1981) provided model constants based on the bulk stress model (Model MR2I-1) for various types of unbound granular materials including aggregates. Table 13 presents the model constants. Richter (2006) observed that a considerable range of model constants for various base materials was reported by Rada and Witczak (1981). The variation was attributed to moisture and den- sity variations as well as material characteristics (Richter 2006). TABLE 13 BULK STRESS BASED MODEL (MODEL 2I-1) CONSTANTS DEVELOPED BY RADA AND WITCZAK (1981) (RICHTER 2006) TABLE 14 CORRELATIONS DEVELOPED FROM MODEL BY SANTHA (1994) (ADAPTED FROM RICHTER 2006) Note: MC = moisture content; MOIST = optimum moisture content; SATU = percent saturation; COMP = percent compaction; S40 and S60 = percents passing numbers 40 and 60 sieves; CLY = percent clay (CLY); SLT = percent silt (SLT); SW = percent swell (SW); SH = percent shrinkage; DEN = density; and CBR = California Bearing Ratio.

75 erably based on different material types. Maher et al. (2000) also reported several model constant parameters based on MR3I-1 on various New Jersey subgrades. Table 16 presents these results. Wolfe and Butalia (2004) attempted a comprehensive evaluation of various models, including both direct and indi- rect models, to predict various resilient moduli properties. Figure 83 presents comparisons of various model predictions of resilient properties with measured moduli. The models termed in the figure correspond to the U.S. Department of Agriculture model, Hyperbolic model (MRDS 7), Georgia DOT model (Table 14), TxDOT model (MRDS 11), [spell out]UCS model (MRDS 4), and Ohio model (MRDS 4). From Figure 83, it can be mentioned that the MR pre- dicted from the six models shows large variations with the laboratory results for all the soil samples. Wolfe and Buta- lia (2004) noted that the existing models are not capable of providing accurate predictions of moduli. Variations in the model predictions and measured moduli can be attributed to differences in soil types and test procedures. The resilient Another study conducted by Titus-Glover and Fernando (1995) presented model constants derived using MR3I-1 on various materials. Table 15 presents these constants and results. Richter (2006) noted that these results ranged consid- TABLE 15 MODEL CONSTANTS FROM TITUS-GLOVER AND FERNANDO 1995 STUDY (RICHTER 2006) TABLE 16 MODEL CONSTANTS FOR NJ SUBGRADES FROM MAHER ET AL. (2000)

76 FiguRE 83 Comparisons of various model predictions and measured moduli (Wolfe and Butalia 2004).

77 Titi et al. (2006) used the MR3I-6 correlation, which was recommended by the MEPDG guide. This study determined the model constant parameters for different Wisconsin sub- grades and these constant parameters are then correlated with various basic soil properties. A total of 136 test results were analyzed in the determination of model constant parameters, k1, k2, and k3. moduli were measured using the AASHTO T294-94 procedure, whereas the predicted moduli were based on earlier AASHTO procedure data. This eventually resulted in the development of a new Model 2I-5. This model has two constant parameters. Researchers analyzed their resil- ient moduli data with this model and provided the following model constant equations as a function of soil properties (see Figure 84). Backcalculation of the moduli and their compar- isons for select soils are also presented in Figure 85, which indicates an excellent match with the measured moduli. Malla and Joshi (2006) used the MR3I-2 formulation and analyzed several subgrades from New England states. Vari- ous constant parameters derived from this study were then correlated with soil properties and compaction variables. Table 17 provides various model constant parameters devel- oped for coarse-grained soils, coarse-grained soils with CU ≤ 100, and fine-grained soils. Prediction of resilient moduli using these relationships was made with the measured moduli in the same tables. The coefficients of determination for most of these relationships are close to 0.40, indicating that these correlations could be considered as average at best. Malla and Joshi (2006) also developed individual soil correlations (AASHTO soil type) based on the measured test data. These correlations have higher R2 values, suggesting that these correlations are bet- ter than those developed for the grouped soil correlations of Table 17. FiguRE 84 Model 2i-5 constant equations recommended by Wolfe and Butalia (2004). FiguRE 85 Comparisons between model predictions and measured resilient moduli (Wolfe and Butalia 2004).

78 of their study. They noted considerable differences between predictions and measurements, which were attributed to dif- ferences in test procedures and other conditions present in the LTPP database. MaTrix TaBLes In this section, the existing literature information is sum- marized in a matrix format. The main focus of the table is to provide a thorough assessment of various laboratory and field methods for determining the resilient properties of unbound bases and subgrades. Again, this assessment is based on the available information presented in this report. Tables 19 and 20 provide a matrix-style comparison of various items, including applicable soil types, relation to design modulus, type of MR interpretation (direct or indi- rect), standardization, need for skilled personnel to perform the test, cost details, applicability in new pavement con- struction projects, pavement rehabilitation projects, need of additional tests for validation, and type of MR correlations that the test results provide. Table 21 presents an overview of the assessments of the modeling correlations. Assessments are based on repeatability and reliability of correlations, Several independent variables are used to reflect soil type and current soil physical condition (Titi et al. 2006). These are percent passing sieve #4 (PNo.4), percent passing sieve #40 (PNo.40), percent passing sieve #200 (PNo.200), liquid limit (LL), plastic limit (PL), plasticity index (PI), liquidity index (LI), amount of sand (%Sand), amount of silt (%Silt), amount of clay (%Clay), water content (w), and dry unit weight (γd). The optimum water content (wopt.) and maximum dry unit weight (γdmax) and combi- nations of variables were also included (Titi et al. 2006). The developed models were evaluated based on the mul- tiple collinearity problems and coefficient determination values. Table 18 presents equations recommended for fine- grained, plastic coarse-grained, and nonplastic coarse- grained soils. Figure 86 presents a typical comparison analysis for fine-grained soils. The results show that the pre- dicted moduli using recommended equations matched well with measured moduli. Titi et al. (2006) also presented a comprehensive analysis in which they predicted moduli using correlations developed from the LTPP database by Yau and Von Quintus (2004) and compared the correlations with the measured moduli TABLE 17 MODEL CORRELATIONS DEVELOPED BY MALLA AND JOSHI (2006)

79 TABLE 18 CORRELATIONS DEVELOPED FOR WISCONSIN SUBGRADE SOILS (TITI ET AL. 2006) Soil type Model Correlations Fine-Grained Soils Coarse-grained, non-plastic Coarse-grained, Plastic

80 need for additional laboratory-based studies for validation, requirements of stress analysis, and other factors. Most of the assessments noted in these tables are based on the technical information available to the author, and because it is subjective, these assessments should be consid- ered as suggestive assessments. resiLienT ModULi MaGniTUdes A summary of moduli of various bases and subgrade mate- rials is presented in this section. The moduli ranges from study to study are different, and these variations are attrib- uted to material and sampling differences as well as to test procedure and equipment variations. Because it is not prac- tical to summarize this information in this synthesis, some of the moduli information from a few studies (including one from an LTPP study) is presented in Appendix D. The recommended approach to determine the resilient moduli of soils is to test and measure the moduli of subgrade FiguRE 86 Comparisons between measured and predicted moduli of fine grained soils (titi et al. 2006). TABLE 19 COMPREHENSIVE ASSESSMENTS OF VARIOUS METHODS FOR DETERMINING RESILIENT PROPERTIES—PART I Method Subgrades Unbound Bases Relationship with Design MR (nature of correlations) Is this Method Standardized? Skillled Personnel Required? Time to Perform (quick/long) Cost (relative)Clayey Sandy Lab—RLT Y Y Y Y (direct, Level 1) Y Y Long High Lab—Resonant Column Y Y Y N (indirect, needs Poisson’s ratio) Y Y Long Moderate Lab—Others (CBR, R) Y Y Y N, indirect (Level 2) Y N Quick Low to Moderate Field—FWD Y Y Y N, direct (Level 1/2) N Y Quick Low to Moderate Field—Geogauge Y Y Y N, indirect (Level 2) N N Quick Low to Moderate Field—PSA Y Y Y N, indirect (Level 2) N N Quick Low to Moderate Field—LFWD Y Y Y N, direct (Level 1/2) N N Quick Low Field—DCP Y Y N N, indirect (Level 2) Y N Quick Low Field—CPT Y Y N N, indirect; R N Y Quick Moderate to High Note: Y = yes; N = no; R = needs more research.

81 TABLE 20 COMPREHENSIVE ASSESSMENTS OF MR PREDICTION MODELS Model Type Applicable Repeatability Reliability Needs Additional Laboratory Studies for Verification? Stress Estimation in the Bases and Subgrades Need More Data and Research?Subgrade Unbound Bases Direct Correlations Based on Laboratory Determined Parameters Y Y Y Moderately Reliable Y Not Needed Y Direct Correlations Based on Field Determined Parameters Y Y Y Moderately Reliable Y Not Needed Y, R Indirect Correlation Parameters— 2 Model Constants Y Y Y Low to Moderately Reliable Y Needed Y Indirect Correlation Parameters— 3 Model Constants Y Y Y Moderately to Highly Reliable Y Needed Y, R Note: Y = yes; N = no; R = needs more research. TABLE 21 COMPREHENSIVE ASSESSMENT OF VARIOUS METHODS FOR DETERMINING RESILIENT PROPERTIES—PART II Method Sampling Needed? Applicable in New Pavement Construction? Applicable in Pavement Rehabilitation? Applicable in QC/QA for Base/Subgrade Compaction? Non- Destructive Nature of Testing? Correlations Type? Needs Additional Lab Studies for Verification? Lab—RLT Y Y Y N Y Semi-empirical N Lab—Resonant Column Y Y Y N Y NA N Lab—Others (CBR, R) Y Y Y N N Empirical Y Field—FWD N Y Y Y Y Theoretical (back- calculated) Y (validation of backcalculated moduli) Field— Geogauge N Y Y Y Y Theoretical (back- calculated) Y (validation of interpreted moduli) Field—PSA N Y Y Y Y Theoretical (back- calculated) Y (validation of interpreted moduli) Field—LFWD N Y Y Y Y Theoretical (back- calculated) Y (validation of interpreted moduli) Field—DCP N Y Y Y N Empirical Y (validation of interpreted moduli) Field—CPT N Y Y Y N Semi- empirical to empirical Y (validation of interpreted moduli) Note: Y = yes; N = no; NA = not applicable; R = needs more research.

82 reveals that newer routine analyses are needed or that the test database needs to be carefully screened before it is used to develop correlations. Screening of the data is needed to address the material variability, quality controls in testing, and variability of testing methods used to determine resilient properties. Recent exercises using more rigorous statistical approaches by following “joint estimation and mixed effects” appear to provide good correlations (Archilla et al. 2007). Archilla et al. (2007) mentioned one such procedure in the recent yet unpublished[still in press or published in 2007?] research. Independent validation studies are needed to evaluate and better understand these methods in providing improved resilient moduli predictions. Other methods such as the one developed by Han et al. (2006) use statistical approaches in an expert system for predicting resilient properties. In this method, the user is given four alternate methods, one based on certainty rules and three based on statistical methods, to predict resilient properties. Based on the reasonableness and accuracy of the data provided by the user, the expert system picks the model and provides predictions of moduli. Han et al. (2006) noted that, although the initial validation studies show encourag- ing results, more research studies are needed to improve the quality of the estimation. These recent studies all show that the new analyses are providing directions that could lead to better estimation of resilient properties of both bases and subgrades using powerful statistically intensive tools. and base materials. In cases in which testing equipment are not available, a threshold value based on the available soil property range in the literature or a value determined from MR empirical correlations is chosen. In such cases, engineering judgment should be exercised. Recommended approaches for determining resilient or elastic moduli are mentioned in chapter six. sUMMarY It is difficult to list the modeling component of each resilient modulus study performed in the literature. In most of these studies, the correlations developed are shown to predict the moduli properties accurately, as observed by two stud- ies reported here by Santha (1994) and Maher et al. (2000). Problems arise when the correlations developed elsewhere are tested on different soils. As shown by Wolfe and Buta- lia (20004) and Malla and Joshi (2006), the model corre- lations provide poor predictions when used on other soils. Such problems should be expected because correlations are developed from data that may have shown large variations for similar types, similar compaction, and stress conditions. For example, Von Quintus and Killingsworth (1998) and Yau and Von Quintus (2002, 2004) developed correla- tions from the LTPP database that showed high R2 values from the statistical regression analysis. When attempted on other soils for other states, however, these correlations have provided poor predictions of resilient properties. This

83 Level 2 and Level 3 types of MR design inputs for Mecha- nistic-Empirical Pavement Design Guide (MEPDG). Seis- mic laboratory methods using bender element or resonant column tests are also successfully used by certain agencies to determine soil moduli for pavement design and other applications. Such practices are best left to those agencies for their consideration. Field Methods—nondestructive (Level 1 parameters) Falling Weight Deflectometer (FWD), a field nondestructive test, is useful as a field method for determining moduli of both subgrades and bases. This approach has been used by several DOTs with reasonable success, as observed from the survey results presented in chapter two. Different backcal- culation software is successfully used by DOTs to analyze FWD data to determine the backcalculated moduli. Hence, no single software is singled out for FWD backcalculation analysis. Also, several portable Light Falling Weight Deflecto- meters (LWDs) are used for both estimation of moduli and determination of compaction quality of subgrades and bases. More research on these LWD methods will provide better evaluation of their potential to interpret field moduli, which may lead to future implementation of this method for pavement design. Field Methods—intrusive (Level 1 parameters) The dynamic cone penetration (DCP) method is a useful tool for in situ evaluation of stiffness and also to address com- paction quality of subgrades. Several local correlations are developed and used by various DOTs for determining the stiffness properties of local soils, and hence there is no single best practice or correlation type for determining moduli of local soils. Though other in situ test methods have been used for MR studies, their usage and application potentials are yet to be addressed in a comprehensive manner. correlations—direct and indirect (Level 2 parameters) Although a large number of correlations currently exist, their accuracy is still unknown to pavement designers. Indepen- dent assessments or validation studies with the local soil database may be conducted before using them. Overall, the UseFUL pracTices For deTerMininG resiLienT properTies One of the objectives of this synthesis is to list various prac- tices for determining the resilient properties of materials. Of these, certain practices are identified as particularly useful for laboratory methods, field nondestructive and intrusive testing, and modeling correlations to determine resilient properties. Identification of these methods is based on the comprehensive literature review as well as the survey responses from vari- ous departments of transportation (DOTs). These methods should not be construed as endorsements by this synthesis study. Instead, the state DOTs are strongly urged to develop their own practices by considering those recommended here and then evaluating them to determine the realistic resilient moduli or stiffness results of their local soils. Laboratory Methods (Level 1 parameters) Among the laboratory tests, a useful method is to perform a standardized test method utilizing the repeated load triaxial (RLT) equipment. AASHTO test procedure T-307 can be employed to perform Resilient Modulus (MR) tests on both subgrades and unbound bases under laboratory conditions. For unbound bases, procedures developed for granular mate- rials in the T-307 method can be used. At least three tests might be conducted on identical soil specimens for each type of soil encountered at the project site, and the average moduli results from these three tests can be used for the pavement design. For subgrade specimen preparation, an impact compaction method may be used. For base specimens, a similar method or vibratory compac- tion is recommended. To reduce system compliance errors, in particular when testing stiffer and base materials, end grouting may be used for the soil specimens. Both internal and external displacement monitoring systems may be used. Although the former method provides slightly higher mod- uli, the practical problems of installation and slipping during testing necessitate the use of external linear variable differ- ential transformers (LVDTs) for displacement monitoring. Other laboratory testing methods, including California Bearing Ratio value, R value, and Soil Support Value, and other soil properties, are used to determine MR by means of indirect correlations. Such practice will lead to the use of CHAPTER SIx UseFUL pracTices, concLUsions, and FUTUre research needs

84 measuring or interpreting the resilient properties of unbound pavement base materials and subgrades. In laboratory test measurements, laboratory direct test methods and labora- tory indirect test methods using geophysical measurements are covered. In field methods, nondestructive tests, such as FWD, GeoGauge, seismic pavement analyzer (SPA), and LWD methods, as well as in situ intrusive tests, such as DCP and cone penetration tests, are summarized and discussed. In each method, both advantages and disadvantages are mentioned. This section is followed by a comprehensive summary of direct and indirect correlations for the determination of resil- ient modulus properties of subgrades and unbound bases. Following are some of the major findings from the present synthesis: The use of • MR properties of bases and subgrades in pavement design has been increasing among trans- portation agencies, with some preferring to use direct testing utilizing triaxial equipment, others using field devices, and the rest using correlations to predict mod- uli. However, there remains a certain amount of skep- ticism among the engineers and practitioners, which could be attributed to the constant modifications to the resilient moduli test procedures, development of new equipment and devices for laboratory and field mea- surements of moduli, and confusion caused by various definitions of moduli measured at different strain lev- els. Other factors include poor reproducibility of test results and backcalculations and lack of standardized procedures. Through the use of surveys and literature reviews, it is clear that certain state agencies prefer using modified standard test procedures, new equip- ment, or both to measure moduli parameters for the pavement design practice. States such as Minnesota, Louisiana, and Texas belong to this category. Such practices should be encouraged because these states address the appropriate use of measured modulus as a design modulus for flexible pavement design. Certain survey respondents expressed concerns with • respect to long correlations and complicated triaxial test methods. Oversimplification will ruin the whole design practice; however, the use of empiricism to a certain level to simplify the current correlations will help several DOT agencies better implement the mod- uli in design practices. The synthesis identified different laboratory methods • and nondestructive methods as well as field intrusive and in situ LWD methods for determining soil moduli. Among them, the RLT test is the most preferred form of laboratory test for repeatable and reliable moduli prop- erty determination. In the field, nondestructive tools such as FWD and an intrusive method such as DCP are preferred field test methods. The latter was also used following methods have been found useful, both as a result of high coefficient determination values or the potential to cap- ture the nonlinear resilient behavior of subgrades and bases: Direct Models for Subgrades and Unbound Bases: • MRDS 3, MRDS 4, and MRDS 6 (Laboratory-Based Correlations) (MR stands for Resilient Modulus and DS stands for Direct Correlations and Soil Properties–Based Relationship); and MRDI-1 (Field Method Correlation) (MR stands for Resilient Modulus and DI stands for Direct and In Situ Test–Based Relationship). Indirect Models for Subgrades and Unbound Bases: • MRI2-5 (two-parameter model); and MRI3-3, MRI3-4, and MRI3-5 (three-parameter models). UseFUL approaches To paVeMenT desiGn For new pavement design projects and overlay design, the moduli of unbound bases and subgrade are needed. In such designs, Level 1 input parameters are needed, which can be determined by performing laboratory-recommended RLT tests on the quality core specimens retrieved from field sites. The AASHTO T-307 method is useful for determining moduli values at various combinations of stresses for both unbound granular and subgrades. The design moduli values can be established from the measured moduli based on the confining and deviatoric stresses that are representative of the base and subgrade locations in the pavement systems. If several soils exist at a project site, the preferred practice is to determine the moduli for each soil type. If such practice is not practical, engineers can select a weak soil type along the pavement project site and then test that soil for design moduli. This may result in uneconomical yet safe pavement design sections. Level 1 moduli parameters of bases and subgrades can also be established from field studies using nondestructive FWD studies or intrusive DCP methods. Field test meth- ods discussed in chapter four are useful here. Level 2 design parameters can be determined based on correlations between stiffness properties and soil conditions. A few correlation types are given in chapter five. Validation of the correla- tions with local soil database including stiffness properties is highly recommended before using them to determine the stiffness values. Level 3 design parameters use assumed soil properties for pavement design and such practice may not be useful except in cases in which such soil parameters are approved by the local geotechnical/material engineers in the department. concLUsion This synthesis covers various resilient moduli tests and field procedures through direct and indirect methods for either

85 it is time to separate the current database of soil and base layer properties that are obtained using the AASHTO T-307 test method from other test laboratory test meth- ods and field methods. This separated database should be used to develop better statistical and intelligent for- mulations to predict moduli. A few such formulations are discussed in the chapter five summary. FUTUre research needs One of the problems learned from the Geotechnical/Materi- als group survey is the fatigue in a small group of geotechni- cal/materials users with respect to resilient modulus testing and implementation of this method in the flexible pavement design. One respondent noted during telephone communica- tion (in the follow-up surveys) that the test methods are being constantly revised, which leaves users confused. Several oth- ers are not interested in exploring both laboratory and field methods for moduli determination, because they mostly rely on indirect correlations using group index parameters, or R or California Bearing Ratio values. All these point to the need for better training modules to explain the importance of resilient moduli or stiffness of the materials in a mechanistic pavement design approach. To achieve these goals, it is important to develop a series of action items, including a few research needs, to promote the use of moduli of unbound bases and subgrades in the flexible pavement design. These action items include the following: Explain the importance of Level 1 input parameters for • better pavement design. Encourage the use of Level 2 moduli input from corre-• lations assuming the correlations are statistically supe- rior and provide reasonable moduli values. Standardize test procedures, both in laboratory (cur-• rent method of T-307 vs. Harmonized method) and field conditions (Research Need). Promote acceptance of field nondestructive stud-• ies and intrusive studies with standardized protocols (Research Need). Address seasonal moisture variations and their effects • on moduli of soils and unbound bases along the lines suggested by the MEPDG (Research Need). Define design moduli and their correlations with vari-• ous moduli determined from other field devices and methods (Research Need). Emphasize the cost-effectiveness (life-cycle cost-• benefit studies) and non-nuclear-based methods for quality control of compaction of subgrades and bases (Research Need). Develop training modules that emphasize the test meth-• ods cited earlier and how they can be used for a realistic pavement design using MEPDG (Research Need). to address compaction quality control. The majority of the correlations with DCP are local and empirical types. Reasons for these are a lack of standardization (this method was recently standardized by ASTM and currently there is no standardized AASHTO test pro- cedure) and different modes of devices being used in various states. As a result, measured data from various materials are different, and hence the use of local cor- relations or the need for additional tests for verification should be reviewed and considered. FWD studies are being used with varying levels of • success in the present field studies. This was evident from the state surveys, as nearly 60% of the survey respondents (equivalent to 50% of the total DOTs in the United States) noted that they use FWD for dif- ferent applications, including new pavement construc- tion and pavement rehabilitation projects. Still, there appears to be some variation with respect to the back- calculation programs used for determining moduli of layers. Three programs—MODULUS, EVERCALC, and ELMOD—are being used or mentioned as a pre- ferred program by more than one DOT in their survey responses. Other nondestructive methods such as GeoGauge and • SPA have been used successfully to determine the com- posite moduli and soil moduli (in the case of DSPA). As long as the soil moduli determined by these devices are defined properly with respect to design resilient moduli, the use of these devices should be encouraged within the DOTs. LWDs have become powerful tools for quick assess-• ments of moduli in the field. However, only a few DOTs are using them or addressing them in a research study environment. More studies will lead to potential imple- mentation of these devices in both determining the moduli of compacted subgrades and bases and assess- ing the compaction quality conditions. These devices may offer an alternate to nuclear-based gauges that are currently used in the practice for determining the rela- tive compaction of the compacted materials. From the studies and surveys, the nonlinear nature • of resilient moduli appears to be well accepted by the DOTs as the majority of them have been using various three-parameter models that account for confining and deviatoric stresses of the subgrades and bases. One of the concerns from this synthesis is the availability of several three-parameter models that have been used in the practice. These models along with the current three- parameter model recommended by MEPDG create a considerable dilemma for the users when choosing an appropriate correlation to analyze the moduli data. From both surveys and modeling results of chapters two • and five, it is apparent that the development of universal resilient moduli will be a difficult task with the current stiffness database because of a high level of scatter in the test data. Local correlations are essential; however,

86 Simplification of test procedures and design methods needs to be considered, but it should not be the sole high priority owing to the complex nature of a performance- based mechanistic pavement design method using moduli properties. A Transportation Pooled Fund program initi- ated a research study in 2007, which is aimed at improving the resilient modulus test procedures for unbound mate- rials. The goals of this 5-year pooled fund study are (1) to reduce the variability associated with resilient modulus testing of unbound materials, (2) to conduct a precision and bias study of the test procedure, and (3) to provide assistance to states to properly equip and set up a labora- tory for successful MR testing. Similar studies are needed to address the use of nondestructive studies for moduli interpretations of subgrades and unbound bases and com- paction quality assessments. The majority of the synthesis information show consider- able advances made by several DOTs in the flexible pavement design area using moduli of subgrades and unbound bases. Focusing on these positives along with a universal imple- mentation of a standardized MR measurement approach in both laboratory and field conditions will lead to a better and reliable moduli database. Such a database should be used to derive universal statistical correlation models for better interpretation of moduli properties of bases and subgrades.

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95 ments of transportation (DOTs) have been developing and revising existing methods for better estimation of resilient moduli properties. One of the main objectives of Synthesis Topic 38-09 is to gather information on how various agencies determine resil- ient moduli of subgrades and unbound bases and how these properties have been used in the design of pavement sys- tems. To accomplish this objective, the following question- naire is designed in three parts. Part II should be completed by the state Materials/Geotechnical engineer or agency offi- cial most knowledgeable about the agency’s material testing practices, and Part III should be completed by the Pavement Design engineer or agency official most knowledgeable about pavement design practices. esTiMaTinG resiLienT ModULUs VaLUes oF sUBGrades and UnBoUnd paVeMenT MaTeriaLs Background and purpose The new Mechanistic-Empirical Pavement Design Guide (MEPDG) and 1993 AASHTO Pavement Design Guide are founded on the use of resilient modulus as the primary input parameter when characterizing subgrade, subbase, and base materials. Resilient modulus values of these materials are typically determined either by performing repeated load triaxial tests in the laboratory or by conducting nondestruc- tive tests in the field or using correlations relating moduli to basic soil properties or other material parameters. For over 30 years, researchers and practitioners from various depart- appendix a sUrVeY QUesTionnaire QUesTionnaire nchrp proJecT 20-5 Topic 38-09 FY 2006

96 parT i. respondenT inForMaTion Which division is in charge of determining the resilient moduli of base and subgrade material for pavement design 1. within the agency? Division: DOT: Who is in charge of research or technical support/assistance or pavement design, which provides a “troubleshooting” 2. for pavement performance problems and involves in the pavement design within the agency? Division (Research/Technical Support): Division (Pavement Design): Materials (MR) Related Testing Information Provided by: Name: _________________________________________________________________________________________ Title: __________________________________________________________________________________________ Agency: _______________________________________________________________________________________ Address: _______________________________________________________________________________________ City: _________________________________ State:________________________ Zip: _______________________ Phone: ________________________________ Fax: _________________________ e-mail: _____________________ Pavement Design Information Provided by: Name: _________________________________________________________________________________________ Title: __________________________________________________________________________________________ Agency: _______________________________________________________________________________________ Address: _______________________________________________________________________________________ City: _________________________________ State:________________________ Zip: _______________________ Phone: ________________________________ Fax: _________________________ e-mail: _____________________ Please return the completed questionnaire by January 15, 2007, to: Anand J. Puppala, PhD, PE After completing the survey, if there are issues pertaining to resilient moduli of subgrades and unbound bases that you believe are not addressed by the questionnaire, please feel free to contact the author directly.

97 parT ii. resiLienT ModULUs: LaBoraTorY and FieLd MeasUreMenTs, and correLaTions In how many pavement design projects per year (average) are resilient moduli properties of subgrades and unbound 1. bases determined/measured? None* … 1–10 … 10–20 … More than 20 per year … * If you answered None, please skip the survey and provide any comments related to resilient property measurements. Please indicate the types of soil that your agency has dealt with. (Check all that apply.)2. Soil Types Unbound Base Type Gravel (GW, GP) … … Crushed Stone Coarse Sand (SW, SP) … … Gravel Fine Sand (SP) … … Crushed Concrete Silty Clay (MC and others) … … Crushed Masonry Lean Clay (CL) … … Lime Stone Fat Clay (CH) … … Others Other Soil Type: Other Base Type: Does your agency use 3. laboratory methods for the determination of resilient moduli properties? (Check all that apply.) Yes … No … If the answer is Yes, please answer the following questions. Otherwise please skip to Question 17. iia. LaBoraTorY MeThods Who is responsible for performing resilient modulus (to be used for pavement design practice) laboratory tests?4. Geotechnical/Materials Lab … University Lab (as a part of research subcontract) … Outside Lab … Other (explain): … Do you follow specific guidelines regarding the number of tests to be performed per volume of the subgrade/unbound 5. base or length of the highway? Subgrade Yes, Please provide a few details/reference for the guidelines … No … Unbound Base Yes, Please provide a few details/reference for the guidelines … No …

98 What laboratory method is typically used?6. Repeated load triaxial test … Small strain shear moduli measurements using Resonant Column test … Small strain shear moduli measurement using Bender Element test … Others (explain): … What procedure is followed in performing laboratory repeated load triaxial tests?7. AASHTO T-294 … AASHTO T-307 … NCHRP 1-28 A Harmonized … TP-46 … Others (explain): … If the response to the above question is Others, please answer the following Question 8; otherwise, skip to Question 9. Provide more details about the test procedure followed by your agency.8. Subgrade Applied confining stresses (explain): … Applied deviatoric stresses (explain): … Displacement measurements (explain): … Please list the reference/test procedure: … Unbound Base Applied confining stresses (explain): … Applied deviatoric stresses (explain): … Displacement measurements (explain): … Please list the reference/test procedure (explain): … Provide details on the laboratory specimens used in the resilient moduli tests. (Check all that apply.)9. Laboratory fabricated specimens for new pavement design … “Undisturbed” field samples for pavement rehabilitation design … Laboratory fabricated specimens for pavement rehabilitation design … Others (explain): … Describe the laboratory procedures followed for specimen preparation. (Check all that apply.)10. Subgrade Impact compaction (similar to Proctor test methods) … Static compaction/compression … Vibratory compaction … Kneading compaction (Gyratory type) … Others (explain): …

99 Unbound Base Impact compaction (similar to Proctor test methods) … Static compaction … Vibratory compaction … Kneading compaction (Gyratory type) … Others (explain): … Is any moisture conditioning of specimens performed prior to resilient modulus testing?11. No (basically tested at compaction moisture content conditions) … Yes (please provide details): … How many laboratory tests are performed for each subgrade and base location to establish average moduli properties?12. Subgrade 1 … 3 … Others (explain): … Unbound Base 1 … 3 … Others (explain): … Which regression model form is used to analyze the laboratory resilient moduli results?13. M … R = k1. θk2 M … R = k3. σdk4 M … R = k5. σoctk6τoctk7 M … R = k8. σ3k9σdk10 … Other models (please explain the number of constants and model attributes such as confining or deviatoric or octahedral stresses): How do you determine the field resilient moduli (for pavement design) from the laboratory test results?14. Use regression model with field confining and deviatoric stresses … Apply field confining and deviatoric stresses in the lab test … Others (explain): … What are the problems of the laboratory resilient modulus tests? (Check all that apply and rate the top three of them 15. by indicating 1, 2, 3 in the comment box next to each response.) Repeatability problems … Reliability problems (accuracy of measurements) … Requires skilled personnel to conduct the tests … Too many standards … Too much time per test …

100 Expensive … Difficulty in applying tensile stresses in the lab … Unsure whether method provides true modulus of subgrade in field … Others (explain): … What are the strong points of the laboratory resilient modulus tests? (Check all that apply.)16. Better test method … Laboratory response is a better indicator of field performance … Provides reliable structural number for pavement design … Others (explain): … The following questions (Yes/No) are related to calibration and verification of the test equipment. (Check all that apply.) Do you perform the equipment calibration? Yes, Please provide the frequency (in terms of months or tests) … No … Do you use a calibrated specimen with known moduli for verification of test measurements? Yes … No … Does your agency use 17. field methods for the determination of resilient moduli properties? (Check all that apply.) Yes … No … If the answer is Yes, please answer the following questions. Otherwise please skip to Question 31. iiB: FieLd nondesTrUcTiVe TesTs Check the methods used by your agency to determine the field subgrade and unbound base moduli. (Check all that apply.)18. Falling Weight Deflectometer (FWD) … Dynaflect … GeoGauge … Seismic methods … Others: … If the answer is FWD, please answer the following questions. Otherwise, skip to Question 25. In the case of multiple responses, please answer the following: FWds Explain the main intent in performing field FWD tests.19. QC/QA for indirect compaction quality evaluation for new pavement construction … Determination of subgrade moduli for pavement rehabilitation … To ensure laboratory moduli represents field moduli … Determination of structural coefficients of pavement layers … Others (explain): …

101 Do you follow any specific guidelines regarding the number of FWD tests to be performed per length of the 20. highway? Yes, Please provide a few details/reference for the guidelines … No … Please provide the following information related to FWD tests and analysis.21. Manufacturer of FWD Interpretation or backcalculation software used for FWD analysis Responsible personnel/division for performing FWD tests (materials/pavements) Responsible personnel/division for analyzing FWD tests (materials/pavements) Please check mark the following that can be described as limitations of FWD methods. (Check all that apply and rate 22. the top three of them by indicating 1, 2, 3 in the comment box next to each response.) Subgrade Poor reproducibility of test results … Calibration of geophones … Requires skilled personnel to perform the tests, … Requires skilled personnel to analyze the test results, … Different moduli predictions with different software for the same data, … Lack of availability of additional information such as depth of bedrock, … No standard field testing protocols, … No correlation with laboratory measured moduli, … Too much time per test, … Expensive, … Other (please specify): … Unbound Bases Poor reproducibility of test results, … Calibration of geophones, … Requires skilled personnel to perform the tests, … Requires skilled personnel to analyze the test results, … Different moduli predictions with different software for the same data, … Lack of availability of additional information such as depth of bedrock, … No standard field testing protocols, … No correlation with laboratory measured moduli, … Too much time per test, … Expensive, … Other (please specify) …

102 What are the strong points of the FWD tests? (Check all that apply.)23. Faster test method … Inexpensive when compared to sampling and lab tests … Provides results that are not affected by the boundary conditions … Provides reliable structural number for pavement design … Others (explain): … Do you recommend the use of your FWD backcalculation software for other DOTs for pavement layer moduli 24. determination? Yes … No … Others (explain): … In your agency, are there any specific guidelines on how to interpret the FWD moduli? If the answer is yes, please 25. provide the reference details and how we can get that information. Yes … No … Please skip to Question 32 oTher nondesTrUcTiVe MeThods (dYnaFLecT/seisMic MeThods/GeoGaUGe/oThers) Explain the main intent in performing these tests.26. QC/QA for indirect compaction quality evaluation for new pavement construction … Determination of subgrade moduli for pavement rehabilitation … To ensure laboratory moduli represent field moduli … Others (explain): … Do you follow specific guidelines regarding the number of tests to be performed per volume of the subgrade/unbound 27. base or length of the highway? Yes, please provide a few details/reference for the guidelines … No … Do you recommend this method for other DOTs for determination of layer moduli?28. Subgrade Yes … No … Others (explain): … Unbound Base Yes … No … Others (explain): …

103 Please check mark the following that can be described as limitations of these methods. (Check all that apply and rate 29. the top three of them by indicating 1, 2, 3 in the comment box next to each response.) Subgrade Poor reproducibility of test results, … Calibration of geophones, … Requires skilled personnel to perform the tests, … Requires skilled personnel to analyze the test results, … Different moduli predictions with different software for the same data, … Lack of availability of additional information such as depth of bedrock, … No standard field testing protocols, … No correlation with laboratory measured moduli, … Too much time per test, … Expensive, … Other (please specify): … Unbound Bases Poor reproducibility of test results, … Calibration of geophones, … Requires skilled personnel to perform the tests, … Requires skilled personnel to analyze the test results, … Different moduli predictions with different software for the same data, … Lack of availability of additional information such as depth of bedrock, … No standard field testing protocols, … No correlation with laboratory measured moduli, … Too much time per test, … Expensive, … Other (please specify): … What are the strong points of these nondestructive tests? (Check all that apply.)30. Faster test method … Inexpensive when compared to sampling and lab tests … Provides results that are not affected by the boundary conditions … Provides reliable structural number for pavement design … Others (explain): … Overall, how do you assess the nondestructive field tests for moduli determination?31. Subgrade Very good, well-established procedures … Poor reproducibility problems, needs research on analysis routines … Poor, requires equipment modifications …

104 Unbound Base Very good, well-established procedures … Poor reproducibility problems, needs research on analysis routines … Poor, requires equipment modifications … Does your agency use 32. empirical or semi-empirical correlations for the determination of resilient moduli properties? Yes … No … If the answer is Yes, please answer the following questions. Otherwise please skip to Question 38. iic: correLaTions What type of correlations are used to determine the resilient moduli?33. Subgrade Direct correlations between resilient modulus and other soil properties Ex: M … R = f (PI, % passing No.200, d50 etc.) Direct correlations between resilient modulus and in situ test measurements … Ex: M … R = f (SPT N values or DCP or cone tip resistance) Indirect correlations using constants from regression models and soil properties … Ex: k … 1 or k2 = f (PI, % passing No.200, d50 etc.) Others: … Unbound Base Direct correlations between resilient modulus and other soil properties … Direct correlations between resilient modulus and in situ test measurements … Indirect correlations using constants from regression models and soil properties … Others: … How were these correlations developed? Please provide additional details including the reference details, if available.34. Not local, from the papers published in the literature … Not local, from the recommended AASHTO design guide, please specify the design guide reference (1972, 1986, … 1993, MEPDG) Not local, from others … Local, developed by the database collected over several years … How do you characterize the level of reliability of the correlations used by your DOT?35. Subgrade Very good … Good … Fair … Poor …

105 Unbound Base Very good … Good … Fair … Poor … Do you check the correlation predictions by performing additional tests (laboratory or field nondestructive tests). If 36. the answer is yes, please list type(s) of tests conducted for this purpose. Yes … No … Subgrade Unbound Base Are the local correlations updated frequently? If the answer is yes, please specify the frequency time period for the 37. updates. Subgrades Yes, … No … Unbound Base Yes, … No … Overall, please check mark the following that can be described as limitations of these methods. (Check all that apply 38. and rate the top three of them by indicating 1, 2, and 3 in the comment box next to each response.): Subgrades Poor predictions, … Correlations developed from a limited database, … Too complex, should be simplified, … Too simple and should contain normalized stress parameters/constants, … No proper protocols on how to use or evaluate them, … Unbound Base Poor predictions, … Correlations developed from a limited database, … Too complex, should be simplified, … Too simple and should contain normalized stress parameters/constants, … No proper protocols on how to use or evaluate them, …

106 iid. FinaL sUMMarY QUesTions For GeoTechnicaL/MaTeriaLs enGineer Overall, please rate your satisfaction (could be your pavement design group) with respect to the methods followed to 39. determine the resilient properties of soils/unbound bases: Subgrade Not satisfied … Satisfied, but methods could still be improved … Well satisfied … Unbound Base Not satisfied … Satisfied, but methods could still be improved … Well satisfied … If the answer is not satisfied or satisfied, but methods could still be improved, please cite the reasons for your 40. responses. Subgrade Current methodology is too complicated … Requires simple and practical standard laboratory test procedures … Requires simple and practical standard field FWD and other test procedures … Others, … Unbound Base Current methodology is too complicated … Requires simple and practical standard laboratory test procedures … Requires simple and practical standard field FWD and other test procedures … Others, … Please identify any other issues pertaining to resilient properties of subgrades/unbound bases that you feel should be 41. addressed in this synthesis. parT iii: paVeMenT desiGn When designing pavements, which method is used primarily?1. 1972 AASHTO Design Guide … 1986 AASHTO Design Guide … 1993 AASHTO Design Guide … Mechanistic Empirical Pavement Design Guide … (MEPDG) Agency-Specific Mechanistic Procedure … Agency-Specific Empirical Procedure … If the responses are the last two, we would like to request you to e-mail/mail the two documents. … Thanks in advance.

107 What moduli property is considered true moduli for pavement design?2. Subgrade Resilient Modulus from Lab … Resilient Modulus from Field FWD … Other (please cite reference or provide a brief description): … Unbound Base Resilient Modulus from Lab … Resilient Modulus from Field FWD … Other (please cite reference or provide a brief description): … Do you provide any input to Materials/Geotechnical engineers with regards to resilient modulus testing? If the 3. answer is no, please skip this question. If the answer is yes, please provide the following details: Applied stresses in the lab: … Moisture conditioning in the lab: … Correction factor for Resilient Modulus from lab: … Correction factor for Resilient Modulus from FWD: … If the stress analysis underneath a pavement shows negative (tensile) stresses either in the base or subgrade layer, 4. what type of recommendations do you provide to Geotechnical/Materials engineer: No, we have not come across such problem … Yes, but no recommendations were made … Yes, the following recommendations are used. Please list them here: … What, if any, computer programs are used by your agency for design of pavements?5. DARWIN … MEPDG … Others (list the name of program): … For determining the effective roadbed resilient modulus, how do you consider seasonal variations?6. By using laboratory tests on samples at different moisture content conditions … By performing field FWD tests on subgrades at different moisture states … Other (please cite reference or provide a brief description): … For characterizing the structural coefficients of unbound base, which procedures do you follow?7. Not sure, we use the pavement design software … 1993 AASHTO Design Guide … Other (please cite reference or provide a brief description): … Locally developed correlation (please provide a brief description): … For characterizing the structural support of subgrades (either in the form of a SN or others), which procedures do you 8. follow? Not sure, we use the pavement design software …

108 1993 AASHTO Design Guide … Other (please cite reference or provide a brief description): … Locally developed correlation (please provide a brief description): … Overall, please rate your satisfaction (response should be in terms of design group, not in terms of an individual) with 9. respect to the use of resilient properties of soils used in the pavement design: Subgrade Not satisfied … Satisfied, but could still be improved … Well satisfied … Unbound Base Not satisfied at all … Satisfied, but could be improved … Well satisfied … If the answer is not satisfied or satisfied but could be improved, please mark the reasons for your responses. Also, 10. please rank the top three of your choices. Subgrade Design methodology is too complicated, … Require simple and practical standard laboratory test procedures, … Require simple and practical standard field FWD and other test procedures, … Require better correlations, … Should consider using LTPP data, … Others, … Unbound Base Design methodology is too complicated, … Require simple and practical standard laboratory test procedures, … Require simple and practical standard field FWD and other test procedures, … Require better correlations, … Should consider using LTPP data, … Others, … Please identify any other issues pertaining to resilient properties of subgrades/unbound bases that you feel should be 11. addressed in this synthesis. THANK YOU VERY MUCH FOR YOUR HELP AND COOPERATION Please return the completed questionnaire by January 31, 2007, to Dr. Anand Puppala.

109 GeoTech sUrVeY respondenTs Agency Division Name Alabama DOT Materials and Tests Becky Keith Arizona DOT Douglas Alexander Arkansas State Hwy. & Trans. Dept. Materials Division— Geotechnical Section Jonathan Annable California DOT (Caltrans) Geotech Imad Basheer Colorado DOT Materials Cheng K. Su Connecticut DOT Geotech Leo Fontaine Washington DC DOT/IPMA Material/Pavement Management Lawrence Chung Delaware DOT Materials Jim Pappas Georgia J. T. Rabun Hawaii DOT Geotechnical Unit Brandon Hee Idaho Transportation Dept. Materials Tri Buu Illinois Dept. of Transportation Bureau of Materials/Soils Lab Riyad Wahab Indiana Geotech Daehyeon Kim Kansas Department of Transportation Geotechnical Unit Greg Schieber Louisiana DOTD Pavement and Geotechnical Design Jeffrey R. Lambert Maine Department of Transportation Planning Stephen Colson Maryland State Highway Soils & Aggregates and Field Exploration Jeffrey Withee Massachusetts Highway Department Pavement Management Edmund Naras Minnesota DOT Research Division Shongtao Dai Mississippi DOT Consultant William F. Barstis Missouri DOT Construction and Materials John Donahue Montana Geotech Dan Hill North Dakota Materials and Research Division Josey Milbradt Nebraska Dept. of Roads Materials and Research Division Omar Qudus and Mick Syslo Nevada DOT Materials Division Dean Weitzel New Hampshire DOT Pavement Management Section Charles Dusseault New Mexico DOT Materials Bob Meyers North Carolina DOT Geotechnical Njoroge Wainaina New York DOT Technical Services Division M. Makbul Hossain Ohio DOT Geotech Gene Geiger Pennsylvania DOT Materials and testing Kerry Petrasic South Dakota DOT N/A Kevin Griese South Carolina DOT G. Michael Lockman Tennessee Geotechnical Section Len Oliver Texas Branch Manager, Geotech Mike Murphy Utah Department of Transportation Materials Division Timothy D. Biel Vermont Agency of Transportation Material and Research Christopher C. Benda Virginia DOT Materials Division Stanley L. Hite Wisconsin Materials Linda Pierce Wyoming DOT Materials Ms. Jamie Sharp appendix B sUrVeY respondenT inForMaTion

110 paVeMenT sUrVeY respondenTs Agency Division Name of Contact Alabama DOT Bureau of Materials and Tests Gary M. Brunson Alaska DOT&PF Materials Scott Gartin Arizona DOT Intermodal Transportation Division Paul Burch Arkansas Hwy. & Trans. Dept. Roadway Design Division Phil McConnell California DOT (Caltrans) District materials engineers Imad Basheer Colorado Dept. Of Transportation Pavement Design Program Jay Goldbaum Washington DC DDOT/QA/QC Division IPMA Lawrence Chung Delaware DOT Materials & Research Jim Pappas Florida DOT Design Bruce Dietrich Georgia DOT Office of Materials and Research JT Rabun Hawaii DOT Geotechnical and Pavement Design Section Herbert Chu Illinois DOT Bureau of Materials & Physical Research Amy Schutzbach Indiana DOT Planning Kumar P. Dave Kansas DOT Pavement Design Greg Schieber Kentucky N/A Paul Looney Louisiana DOTD Pavement & Geotechnical Design Jeffrey R. Lambert Maine DOT Highway Design Karen Gross Massachusetts N/A Kevin Fitzgerald Michigan Dept. Of Transportation Varies depending on the project Michael Eacker Minnesota DOT Pavement Design Bruce Chadbourn Mississippi DOT Roadway Design William F. Barstis Montana DOT Surfacing Design Unit Daniel Hill North Carolina DOT Pavement Management Unit Judith Corley-Lay North Dakota DOT Materials & Research Tom Bold Nevada DOT Roadbed Design Michele Maher New Mexico N/A Joe Sanchez New Hampshire DOT Materials & Research Eric Thibodeau New York State DOT Design Division M. Makbul Hossain Ohio DOT Office of Pavement Engineering Roger Green Oklahoma Dept. Of Transportation Roadway Design Jeff Dean Pennsylvania DOT N/A Don Dawood Puerto Rico Pavement Management Office Wilfredo Castro-Hernandez South Carolina DOT Materials and Research Andrew Johnson South Dakota DOT Materials & Surfacing Gill L. Hedman Texas Department of Transportation Materials and Pavements Joe Leidy Utah Dept. of Transportation Materials Tim Biel Vermont N/A Mike Pologurto Virginia Affan Habib Washington State DOT State Materials Laboratory—Pavements Linda M. Pierce Wisconsin DOT Division of Trans. System Development Laura L. Fenley Note: N/A = not available

111 GeoTechnicaL/MaTeriaLs sUrVeY resULTs The survey was transmitted to 50 state departments of transportation (DOTs), out of which a total of 41 responses were received. Salient details from these surveys are listed in the following: Q1. In how many pavement design projects per year (average) are resilient moduli properties of subgrades and unbound bases determined/measured? Twenty-two of the respondents reported that they do use resilient modulus tests in routine pavement design and 19 of them noted that they do not measure the resilient moduli properties of subgrades and unbound bases. The responses from state DOTs are presented in Figure 3 (see chapter two). Among the 22 respondents, half (11) stated that they perform resilient modulus tests in more than 20 pavement projects per year. Table C1 provides further details of these responses, in particular those who noted that they do not use resilient modulus tests. TABLE C1 REASONS PROVIDED BY STATE DOTS FOR NOT PERFORMING TESTS FOR RESILIENT MODULI Agency Comment Arizona ADOT uses R values only in pavement design Arkansas Test performed on subgrade soils only California For routine designs, no testing is done for resilient modulus Colorado Test for R value and correlate to MR Illinois Mostly on nonstate, or local, routes Indiana For all projects, MR values are required Massachusetts High classification roadways only Minnesota Current pavement design does not use MR Mississippi Consultant is developing a materials library of MR values Missouri Nearly all use soil correlations Nevada NDOT measures R value to estimate resilient moduli New Hampshire Use of resilient modulus is being reviewed at this time New Mexico 1993 AASHTO R value correlation North Carolina We have run tests for 20 years but do not have confidence South Dakota Estimated based upon liquid limit and CBR Utah We convert everything from a CBR value Wisconsin Primarily through FWD testing and back calculation Q2. Please indicate the types of soil that your agency has dealt with. The different types of soils and unbounded bases that respondents dealt with are presented in Figure 4 (see chapter two). The respondents were asked to choose more than one type of soil/unbound base materials, and hence the total number of responses exceeds 41. The majority of state DOTs (28 of 41 respondents) mentioned that they encounter or use silty clay soils, and 22 respondents reported that they use crushed stone aggregates in pavement layer systems. A few other responses about different subgrades/bases are given in Table C2. appendix c sUMMarY oF sUrVeY resULTs

112 TABLE C2 OTHER SOIL/UNBOUND BASE TYPES MENTIONED BY STATE DOTS IN THE SURVEYS Agency Comment Subgrade Soil Types Unbound Base Types Delaware Hot-mix millings Maine Peat Maryland Chemically stabilized soils Montana Pulverized RAP/gravel New Hampshire Reclaimed asphalt/gravel Pennsylvania Silts (ML) South Dakota Quartzite Washington, DC Uncontrolled fill Q3. Does your agency use laboratory methods for the determination of resilient moduli properties? (Check all that apply.) Twelve respondents noted that they do use laboratory methods for the determination of resilient moduli properties. Q4. Who is responsible for performing resilient modulus (to be used for pavement design practice) laboratory tests? Among those who responded positively, eight respondents noted that geotechnical/materials laboratories are the responsible organization for performing resilient modulus tests. Three respondents noted that they use outside laboratories for these tests. Another six respondents chose other methods, which are summarized in Table C3. TABLE C3 RESPONSES ON PARTIES THAT PERFORM RESILIENT MODULUS TESTS FOR STATE DOTS Agency Comment Illinois Field Falling Weight Deflectometer (FWD) Indiana In-house research lab plus outside INDOT Maine University (WPI) testing on 6 soil types Minnesota Research office New York Highway Data Services Bureau Washington, DC Geotechnical consultants Q5. Do you follow specific guidelines regarding the number of tests to be performed per volume of the subgrade/unbound base or length of the highway? Seven and three respondents follow specific guidelines regarding the number of tests to be performed per volume of the subgrade and unbound bases or length of the highway, respectively. Details of the guidelines for subgrades included one test per mile of roadway, one test per project per new pavement, two to six projects per year, and tests on soil samples when the soils vary. Q6. What laboratory method is typically used? Nine respondents reported that they use repeated load triaxial test to measure resilient moduli of soil samples. Five respondents noted that they use correlations with California Bearing Ratio (CBR) and R values. The AASHTO T-307 guide was followed by four state DOT respondents for determining the resilient modulus properties.

113 Q7. What procedure is followed in performing laboratory repeated load triaxial tests? One respondent mentioned AASHTO T-294, four respondents noted AASHTO T-307, one follows TP-46 procedure, another two follow the NCHRP 1-28 A harmonized procedure, and one respondent follows modified resilient modulus test methods. Q8. Provide more details about the test procedure followed by your agency. No specific details are given by the respondents, and those who responded noted that they follow the test procedure according to the standard method. Q9. Provide details on the laboratory specimens used in the resilient moduli tests. (Check all that apply.) Eight and four state DOT respondents use laboratory-fabricated specimens for new and rehabilitated pavement design, respectively. Please see Figure 5 in chapter two for these details. Q10. Describe the laboratory procedures followed for specimen preparation. (Check all that apply.) Among the respondents, they follow impact compaction (four), static compaction (three), and vibratory compaction methods (two) to prepare laboratory specimens for MR testing. Please see Figure 6 in chapter two for more details. Q11. Is any moisture conditioning of specimens performed prior to resilient modulus testing? Four respondents noted that they consider moisture conditioning of specimens before resilient modulus testing. No moisture conditioning is mentioned in the standard test procedures for resilient properties. Q12. How many laboratory tests are performed for each subgrade and base location to establish average moduli properties? Two respondents noted that they perform three tests for subgrade. Other agencies reported that the number of tests varies and depends on their engineering judgment. Arkansas State Highway and Transportation Department typically uses one test per one mile of roadway. Q13. Which regression model form is used to analyze the laboratory resilient moduli results? Among those that responded, Washington State uses a theta model (MR = k1 × θk2), Kansas DOT uses a deviatoric stress model (MR = k3 × sd k4), and Maryland State Highway Administration uses a three-parameter regression model (MR = k1 × (Sc)k2 × (S3)k3). Q14. How do you determine the field resilient moduli (for pavement design) from the laboratory test results? Only one respondent noted using a regression model with field-confining and deviatoric stresses to determine resilient moduli. Another respondent applied field-confining and deviatoric stresses in the laboratory. Other responses are presented in Table C4. TABLE C4 DETAILS OF OTHER METHODS TO DETERMINE FIELD RESILIENT MODULI FROM LABORATORY TEST RESULTS Agency Comment Arkansas Design Value is lowest MR lab value. Indiana With representative confining stress and deviator stress Maryland Apply 85th percentile of saturated results (on the low end)

114 Q15. What are the problems of the laboratory resilient modulus tests? (Check all that apply and rate the top three of them by indicating 1, 2, and 3 in the comment box.) The majority of state DOTs (6 of 41) responded that they are unsure whether this method provides true modulus of subgrade in the field. The overall responses for this question are presented in Figure 7 in chapter two. Q16. What are the strong points of the laboratory resilient modulus tests? Four respondents indicated that the laboratory resilient modulus tests are better test methods, and two respondents reported that these tests are a better indicator of field performance. Q17. Does your agency use field methods for the determination of resilient moduli properties? (Check all that apply.) Sixteen of 41 respondents stated that their agency performs field tests to determine the resilient moduli properties of soils. Q18. Check the methods used by your agency to determine the field subgrade and unbound base moduli. (Check all that apply.) Twenty-four respondents noted that they use Falling Weight Deflectometer (FWD) tests to determine resilient modulus of subgrade/unbound bases; three respondents use Dynaflect method; and one respondent uses GeoGauge methods. The respondent from Maine noted using the pavement seismic pavement analyzer (PSPA) method for research projects. Q19. Explain the main intent in performing field FWD tests. Twenty state DOTs noted that the main intent in performing field FWD tests is to determine subgrade moduli for pavement rehabilitation. Twelve state agencies indicated that FWD tests are useful in the determination of structural coefficients of pavement layers. Only three respondents reported that the FWD test is conducted to ensure that laboratory moduli represent field moduli. Q20. Do you follow any specific guidelines regarding the number of FWD tests to be performed per length of the highway? Eleven state DOTs responded that they follow specific guidelines regarding the number of FWD tests. Some respondents provided details, and these are presented in Table C5. TABLE C5 SPECIFIC GUIDELINES FOLLOWED BY STATE DOTS REGARDING THE NUMBER OF FWD TESTS Agency Comment Indiana 1993 AASHTO, ELMOD 5.0 software Kansas ASTM D4695 Maryland Typically multiple weight drops at ~ 9000 lb MDSHA 2006 Pavement Design Guide Massachusetts Project and condition dependent Mississippi 200-ft test interval Missouri Performed more for research Montana Network Level-250m, Project-100m New York Mostly follow LTPP Guide. North Dakota Urban every 50'; Rural every 200' Ohio DOT ODOT Pavement Design and Rehabilitation Manual Washington See e-mail

115 Q21a. Please provide the following information related to FWD tests and analysis. The information provided by state DOTs relating to FWD tests (manufacturer of FWD) and analysis (interpretation of results) are summarized in Table C6. TABLE C6 DETAILS OF FWD TESTS AND ANALYSIS Agency Comments Backcalculation software Responsible division for performing FWD tests Responsible personnel/division for analyzing FWD tests Colorado — Materials Region pavement designer DC — Consultant Consultant Illinois Illi-Pave Pavement Tech Unit Same as above Kansas In-house spreadsheets Pavement Evaluation Pavement Design Maine DARWin 3.1 Planning Planning Maryland Deflexus Field Explorations Division Pavement & Geotechnical Division Massachusetts Proprietary or AASHTO Pavement Pavement Mississippi ELMOD Research Division MS DOT Research Division Missouri Evercalc Construction and Materials Construction and Materials Montana Modulus Materials/Pavement Materials/Pavement Analysis/NDT Testing Nevada Modulus Materials Materials New Mexico Jils Materials Pavements North Dakota ELMOD Materials and Research Materials and Research Division New York DELMAT— NYSDOT Procedure Pavement Management Section Pavement Management Section Ohio In-house program Pavement Engineering Pavement Engineering Washington WSDOT EVERCALC Pavements division Pavement division Wyoming In-house program based on 1993 Guide Field Services/Materials Pavement Design Engineer/ Materials Q21b. Please check mark the following that can be described as limitations of FWD methods. (Check all that apply and rate the top three of them by indicating 1, 2, and 3 in the comment box next to each response.) Please see Figures 8 and 9 (in chapter two) for the responses on the limitations of FWD methods for both subgrade and unbound bases by responding state DOTs. Q22. What are the strong points of the FWD tests? (Check all that apply.) The majority of respondents (18 of 41) noted that the FWD tests are faster test methods. Fourteen respondents indicated this method as inexpensive (see Figure 10 in chapter two). Again, the respondents are asked to select more than one choice. As a result, the total number of the responses will exceed 41. Maryland State Highway Administration stated that this test can be performed in many test locations (150 per project). Ohio DOT pointed out the repeatability of these test results. Montana DOT states that this method would be good when used in conjunction with ground-penetrating radar (GPR). Q23. Do you recommend the use of your FWD backcalculation software for other DOTs for pavement layer moduli determination? Fourteen respondents agreed to share their FWD backcalculation software with other DOTs.

116 Q24. In your agency, are there any specific guidelines on how to interpret the FWD moduli? If the answer is yes, please provide the reference details and how we can get that information. The information from a few state DOTs is summarized in Table C7. TABLE C7 SPECIFIC GUIDELINES FOR INTERPRETING FWD MODULI Agency Comment Colorado Yes—use DARWIN Indiana 1993 AASHTO Guide Maryland MDSHA 2006 Pavement Design Guide New Mexico R-value shift relative to lab results New York Yes. The method is under review Questions related to other nondestructive Tests (dynaflect/seismic methods/GeoGauge/others): Q25. Explain the main intent in performing these tests. Only one respondent indicated using other nondestructive tests for quality control/quality assessment (QC/QA) studies and for indirect compaction quality evaluation for new pavement construction. Another respondent noted that they use these tests for the determination of subgrade moduli for pavement rehabilitation. Two respondents stated that they perform these tests to determine the structural coefficients of pavement layers. Q26. Do you follow specific guidelines regarding the number of tests to be performed per volume of the subgrade/unbound base or length of the highway? One respondent mentioned that they follow specific guidelines regarding the number of tests to be performed. The respondent from North Dakota reported that they perform these tests at 50-ft intervals in urban areas and in 200-ft intervals in rural areas. Q27. Do you recommend this method for other DOTs for determination of layer moduli? Out of three responses received for this question, one respondent agreed to recommend this method for other DOTs, and two respondents did not agree to recommend this method for other DOTs. Q28. Please check mark the following that can be described as limitations of these methods. (Check all that apply and rate the top three of them by indicating 1, 2, and 3.) The limitations identified by respondents for subgrades and unbound bases are presented in Figures C1a and C1b, respectively. The majority of state DOTs that responded opined that their major limitation would be the requirement of skilled personnel to analyze the test results. Respondents from Ohio mentioned that both nonlinearity of soil modulus and load magnitude applied in the test as limitations of these methods. Q29. What are the strong points of these nondestructive tests? (Check all that apply.) According to four respondents, nondestructive tests are observed to be faster test methods. Two respondents noted that these methods are inexpensive, while another two noted that these methods provide results that are not affected by boundary conditions. Another two respondents reveal that these methods provide reliable structural numbers for pavement design. Q30. Overall, how do you assess the nondestructive field tests for moduli determination? Three respondents noted that these test procedures are well established, whereas another three respondents pointed out poor reproducibility problems and the need for research on analysis routines.

117 FiguRE C1. limitations of other nondestructive tests responses by state Dots.

118 Q31. Does your agency use empirical or semiempirical correlations for the determination of resilient moduli properties? Fourteen respondents stated that they use empirical or semiempirical correlations. Q32. What types of correlations are used to determine the resilient moduli? Direct correlations between resilient modulus and other soil properties are used for both subgrades and unbound bases by eight and six respondents, respectively (see Figure 11 in chapter two). Other correlations used by different DOTs are presented in Tables C8a and C8b. TABLE C8 OTHER CORRELATIONS USED FOR DETERMINING RESILIENT MODULI BY STATE DOTS (a) Subgrades Agency Correlation Type Colorado R-value correlate to MR Montana MDT uses R-Value testing Nevada MR = f(R-Value) New Mexico MR = 1,000 + (555)(R-value) North Dakota FWD Pennsylvania CBR correlations Utah CBR Testing is used (b) Unbound Bases Agency Correlation Type Colorado R-value correlate to MR Louisiana Not at this time Montana MDT uses R-Value testing New Mexico MR = 1,000 + (555)(R-value) North Dakota FWD Ohio Estimated from research results Q33. How were these correlations developed? Please provide additional details including the reference details, if available. State DOTs (seven responded) reported that they use correlations recommended by the AASHTO design guide, and six state DOTs developed their own correlations locally using the database collected over several years. Only two respondents use the correlations drawn from the literature. Additional information provided by different agencies related to these correlations is summarized in Table C9. TABLE C9 ADDITIONAL INFORMATION RELATED TO EMPIRICAL CORRELATIONS Agency Not local, from the papers published in the literature Not local, from the recommended AASHTO design guide Local, developed by the database collected over several years Colorado 1972 AASHTO Guide Indiana 1993 AASHTO Guide Kansas Yes, correlation with KS Triaxial Method Louisiana Correlations between Soil Support Value and MR Massachusetts 1993 Guide and MEPDG Mississippi Materials Library Missouri MEPDG Montana NCHRP No.128 Nevada In house MR – R correlations New Mexico 1993 AASHTO Guide New York NYSDOT & CORNELL Utah Combination of ’93 guide and MEPDG

119 Q34. How do you characterize the level of reliability of the correlations used by your DOT? The level of reliability of the correlations by state DOTs can be found in Figure 12 (in chapter two). The majority of agencies characterized the level of reliability of these correlations as fair for both subgrades (seven) and unbound bases (eight). Few agencies noted these methods as very good to good. Q35. Do you check the correlation predictions by performing additional tests (laboratory or field nondestructive tests). If the answer is yes, please list type(s) of tests conducted. Additional tests for evaluation are performed by five respondents for subgrades and by three respondents for unbound bases. Kansas stated that they verify the correlation predictions if they have field FWD data. Colorado specified that they perform plasticity index, gradation, density, and moisture tests to cross-check the correlation predictions. Q36. Are the local correlations updated frequently? If the answer is yes, please specify the frequency time period for the updates? Only one respondent noted updating their local correlations. The majority of respondents (13 respondents for subgrade and nine respondents for unbound bases) stated that they do not update their correlations. Q37. Overall, please check mark the following that can be described as limitations of these methods. (Check all that apply and rate the top three of them by indicating 1, 2, and 3): Figures 13a and 13b of chapter two present the limitations as identified by the DOT for subgrades and bases, respectively. The majority of state DOTs opined that the correlations were developed from a limited database. Final summary Questions for Geotechnical/Materials engineer Q38. Overall, please rate your satisfaction (could be your pavement design group) with respect to the methods followed to determine resilient properties of soils/unbound bases: Twelve and 10 respondents are satisfied with the existing methods to determine resilient moduli properties of subgrades and unbound bases, respectively (see Figure 14 in Chapter 2). They also noted that these methods could still be improved. Q39. If the answer is not satisfied or satisfied but methods could still be improved, please cite the reasons for your responses. Figure 15 in chapter two presents a summary of various levels of satisfaction for the methods used for determining MR. Table C10 lists a few of the reasons for unsatisfactory responses. TABLE C10 OTHER REASONS FOR NO SATISFACTION IN CURRENT METHODS Agency Comments Kansas Correlation between lab and FWD Minnesota Data quality check procedures New Mexico Empirical South Dakota Interested in looking at new technology Q40. Please identify any other issues pertaining to resilient properties of subgrades/unbound bases that you feel should be addressed in this synthesis. Table C11 presents a few of the issues pertaining to resilient modulus of subgrades/unbound bases expressed by the state DOTs.

120 TABLE C11 OTHER ISSUES PERTAINING TO RESILIENT MODULUS OF SUBGRADE/UNBOUND BASES Agency Comments Arkansas Procedures should be developed to determine a recommended DESIGN MR Value from the laboratory test results. California We do not test for MR for routine designs and that is why most questions were left unanswered. Colorado FWD obtains MR values for each drop; MR values as input to rigid pavement design & do away with sub- grade modulus k-value. Connecticut A research study was recently completed to address resilient properties. We are evaluating whether these range values/correlations need to be implemented. Delaware We have just started resilient testing. Indiana Most engineers do not care about the stress level. This should be pointed out in the synthesis study. Local data should be collected. Maryland A new pavement design methodology was recently introduced (MDSHA 2006 Pavement Design Guide). Minnesota 1. How many LVDTs are needed to get accurate results; 2. Need to develop a set of data quality procedure to ensure high quality modulus; 3. How to relate lab MR to the field MR. Missouri Although we have not directly measured subgrade or unbound granular base resilient modulus with triaxial testing (T 307) for any previous projects, the U. of Missouri is in the midst of performing this test (at optimum and wet of optimum) on 30 subgrade soils and 5 granular base materials that are representative of Missouri sources. These results will be used to create a materials database library in the MEPDG for use in project designs. Montana MDT is considering using resilient modulus testing in the future. It is believed that the MR testing will pro- vide better inputs for the M-E Pavement Design Guide. The current R-Value testing program is outdated, but currently MDT is still using it because of our familiarity with it and a multitude of past data and experience. North Carolina Test repeatability has been our greatest concern. Cost of the test is also prohibitive for small projects. Washington We have no real issues with the FWD or backcalculation process; however, improvements are still needed to refine the procedure and to improve the accuracy and repeatability of the results. Washington, DC No specific issues at this time Wyoming The 1993 AASHTO Design Guide method predicts Pavement Modulus and Subgrade Modulus; however, there are never only two layers. Perhaps it is time for a new standard to be adopted. Also, the AASHTO T-307 procedure could use some attention. We have a test device used in a research capacity only and have found that the equipment specified in the procedure is very difficult to acquire; in fact, we have resorted to custom fabrication. Furthermore, detailed guidelines on interpreting the data and a precision and bias study would be helpful. pavement Group survey results The survey was transmitted to 50 state DOTs, and a total 40 responses were received. Salient details from these survey analy- ses are presented in the following: Q1. When designing pavements, which method is used primarily? Most of the state DOTs (24 of the total DOTs contacted) mentioned that they use the 1993 AASHTO design guide to design pavements. This was followed by seven respondents who mentioned that they use 1972 design guide. A summary of the responses is presented in Figure 16 (in chapter two). Apart from the standard design guides, a few state agencies, including Illinois, Washington, New York, Alaska, and Texas, mentioned that they use agency-developed procedures. Only one agency reported using MEPDG. Q2. What moduli property is considered true moduli for pavement design? The majority of state DOTs use resilient modulus obtained from different methods other than direct laboratory and field measurement. Indirect methods using CBR values, grain size/soil classifications, and R value for subgrades have been used in correlations to estimate moduli of both subgrade and unbound bases. Figure 17 (in chapter two) shows the number of responding state DOTs that use different methods to determined resilient moduli for pavement design.

121 Table C12a and C12b provide further details of the soil properties through which the moduli of subgrades and bases are determined. TABLE C12 MODULI DETERMINATION PROCEDURES FOLLOWED BY THE DOTS (a) Subgrade State DOT Agency Properties to Estimate MR California (Caltrans) R-value Georgia Soil Support is correlated to soaked CBR Hawaii R-value Illinois Grain size analysis. Maine Correlated by soil classifica- tion/soils Minnesota R-value Nevada R-value New Hampshire Soil Support value Ohio CBR Pennsylvania CBR Puerto Rico Soil classification South Carolina Laboratory CBR South Dakota Liquid Limit & CBR Virginia CBR values (b) Unbound Bases Agency Comment Alabama Assigned a layer coefficient California (Caltrans) R-value and gravel factor for base Delaware Default Florida Standard values for approved base types Georgia Structural Coefficient Hawaii R-value Illinois Historical typical values from the design manual Minnesota Granular Equivalent (GE) Montana We assume the base modulus is 30,000 Nevada R-value New Hampshire Soil Support value Ohio Default value Puerto Rico Soil class correlations with Mr South Carolina Structural coefficients South Dakota Typical values from the 1993 Guide Virginia From CBR values Q3. Do you provide any input to Materials/Geotechnical engineers with regards to resilient modulus testing? If the answer is no, please skip this question. If the answer is yes, please provide the following details: The majority of respondents (33 of 41) noted that they do not provide any input to Materials/Geotechnical engineers with regard to resilient modulus property. Other respondents (11) noted that they provide input in various forms, which can be seen in Figure 18 (in chapter two). The total responses exceed 41 because respondents can choose more than one answer for their response. Table 2 (in chapter two) summarizes more details about the responses of the interactions between Pavement engineers and Geotechnical engineers. Q4. If the stress analysis underneath a pavement shows negative (tensile) stresses either in the base or subgrade layer, what type of recommendations do you provide to Geotechnical/Materials engineer? Four respondents are aware of having negative (tensile) stresses either in the base or subgrade layers. The few DOTs that responded noted that they either consider geosynthetics or use thicker pavements. Q5. What, if any, computer programs are used by your agency for design of pavements? Figure 19 (in chapter two) shows the number of respondents that use computer methods to design pavements. Twenty of the 40 responding state DOTs noted that they follow the DARWIN program to design pavements. Another 16 use other methods, such as spreadsheets and other guides, whose details are presented in Table 3 (in chapter two). Q6. For determining the effective roadbed resilient modulus, how do you consider seasonal variations? Figure 20 (in chapter two) depicts the total number of respondents who consider seasonal variations in determining the resilient modulus. For determining the effective roadbed resilient modulus, three respondents use laboratory tests, four use field FWD tests, and 15 use other methods, which are summarized in Table 4 (chapter two).

122 Q7. For characterizing the structural coefficients of unbound base, which procedures do you follow? and Q8. For characterizing the structural support of subgrades (either in the form of a SN or others), which procedures do you follow? The percentage of respondents for both bases and subgrades are shown in Figure 21 (see chapter two). The majority of state DOTs (17 respondents) use local correlations; six DOTs use the 1993 AASHTO design guide for determining structural coefficients. Tables C13 and C14 summarize the written responses received from state DOTs with respect to characterization of structural coefficients of unbound bases and subgrades, respectively. TABLE C13 RESPONSES ON CHARACTERIZATION OF STRUCTURAL COEFFICIENTS OF UNBOUND BASES Agency Response Alabama Coefficients were established soon after AASHO Road Test and have not been varied. They were based on CBR and material characteristics. Alaska Reduction Factors are applied. California (Caltrans) We use known gravel factor for bases (like layer coefficient in AASHTO). This is a limitation of course because it restrict us from using new materials. Only traditional materials that we know their gravel factors are used. Colorado CDOT has a list of coefficients based on R-Value. Florida Use standard base material type values that were developed through lab tests, plate load pit tests, and then field test sections to develop structural coefficients. Georgia Historically established structural coefficients Illinois Do not use structural coefficients Indiana For unbound base, we use layer coefficient as 0.14. Maine AASHTO 1993 Michigan We use the structural coefficients recommended by the AASHO Road Test. Minnesota Granular Equivalent chart Mississippi Use a value of 0.09 Montana We give new unbound base a SC of 0.14 per in. We reduce the SC of existing base using the gradation (i.e., P200) and adjust the SC based on the infiltration of fines. Nevada 1993 AASHTO New Hampshire Layer coefficients were determined by research. New York We use NYSDOT Thickness Table for both PCC and HMA pavement. North Carolina Unbound base coefficient is 0.13 North Dakota Selected from range given in 1993 AASHTO Design Guide. Ohio Unbound base is assigned a structural coefficient of 0.14. Pennsylvania Structural coefficients of unbound bases are set for all dense bases and open graded bases. Puerto Rico 1993 AASHTO Design Guide South Carolina Our structural coefficients were developed in the late 1960s based on full-scale static deflection testing of test pavements compared to reference pavements constructed with AASHO Road Test material. South Dakota Suggested values from the 1993 guide Texas Backcalculation of in situ modulus using deflection data. Utah Defaults in 1993 guide Vermont We have several FWD test results for pavement materials. If we try something new, we attempt to esti- mate it using our collective engineering judgment. Washington For rehabilitation—backcalculation for determining in-situ stiffness & LF; For new design—established values based on experience.

123 TABLE C14 RESPONSES ON CHARACTERIZATION OF STRUCTURAL COEFFICIENTS/NUMBERS OF SUBGRADES Agency Response Alabama AASHTO T 307-99, Resilient Modulus of Subgrade Soils and Untreated Base/Subbase Materials Alaska FWD Stiffness Values California (Caltrans) We use the California test method for R-value. Colorado CDOT has a list of coefficients based on R-Value. Florida Lab MR testing for new construction of existing alignment and potential borrow pits. FWD backcalculation of MR for existing alignments. Georgia Soil Support is correlated to soaked CBR. Indiana CBR or Resilient modulus from lab test Maine AASHTO 1993 Michigan We backcalculate a resilient modulus from FWD using the MICHBACK program or use testing done in the 1970s/1980s on typical soil types. Minnesota Granular Equivalent chart Mississippi Use double correlation:& LF; 1. Use soil classification to get soaked CBR&LF; 2. Use CBR to get soil support value for flexible and “k” value for rigid. Montana R-Value testing correlations for resilient modulus. We will use FWD modulus as a supplement to the R-Value modulus. Nevada 1993 AASHTO New Hampshire Currently, we do not characterize subgrades on a project specific basis. We assume a Soil Support Value of 4.5 for all cases. Based on the types of soil that we have this is conservative but it’s our current practice. New York NYSDOT procedure which was developed based on AASHTO 1993 Guide. North Dakota Selected from range given in 1993 AASHTO Design Guide Ohio Group index and atteberg limits are used to estimate CBR. CBR is used to estimate MR. Oklahoma Resilient Modulus as determined by AASHTO T-307 Pennsylvania CBR PR A&TA 1993 AASHTO Design Guide South Carolina The design SSV is based on laboratory CBR testing of the predominant soil types expected on the project and adjusted by the Geotechnical Materials Engineer to account for the potential variability on a given project. South Dakota Suggested values from the 1993 guide Texas Backcalculation of in situ modulus using deflection data. Utah Defaults in 1993 guide Vermont Subgrade, SN = 0 Virginia AASHTO Q9. Overall, please rate your satisfaction (response should be in terms of design group, not in terms of an individual) with respect to the use of resilient properties of soils used in the pavement design: Figure 22 (see chapter two) presents the number of responses for various satisfaction levels derived from the use of resilient properties in the pavement design. Half of the respondents are satisfied with the use of resilient properties of subgrades in designing pavements. Twelve respondents expressed satisfaction with respect to the use of resilient properties of bases for the pavement design. Q10. If the answer is not satisfied or satisfied but could be improved, please mark the reasons for your responses. Also, please rank the top three of your choices. The reasons for being not satisfied with using resilient modulus properties in pavement design are further explored. These responses are summarized in Figures 23 and 24 (in chapter two) for subgrades and bases, respectively. The majority of respondents attributed reasons for their dissatisfaction to the complicated laboratory or field test procedures and complicated correlations required to determine the moduli of both subgrades and unbound bases.

124 appendix d ModULi oF VarioUs soiLs and aGGreGaTes

Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design Get This Book
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TRB’s National Cooperative Highway Research Program (NCHRP) Synthesis 382: Estimating Stiffness of Subgrade and Unbound Materials for Pavement Design explores the significance of the resilient modulus property, various methods of determining this property of subsoils and unbound bases, and the application of this parameter in the mechanistic-empirical pavement design guide.

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