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CHAPTER 4
SUMMARY OF IDENTIFIED RESEARCH GAPS AND NEEDS
The survey of state departments of transportation (DOTs) final presentation of itemized research needs statements shown
water quality practitioners and the review of available research in Table 4-1.
and ongoing studies revealed several potential research gaps The individual research categories have been ranked and
with regard to highway runoff water quality management and sorted (on a scale from 1 to 5) according to DOT research pref-
receiving waters impacts. Research categories were identi- erences, results from the literature review, and opinions of pro-
fied within the five main topic categories: Brief Review of fessional investigators. The itemized research needs state-
Major Recent Syntheses of Highway Runoff/Urban Storm- ments beneath each individual research category have been
water Quality Research, Evaluation of Stormwater Control organized, in some cases according to the logical progression
Facilities and Programs, Watershed-Based Approaches, High- of research activities and in other cases according to the per-
way Runoff Characterization and Assessment, and Receiving ceived priority of the research team. Based on the top-ranking
Waters Impact Assessment. Many of these research categories research topic areas, 14 research project statements--including
span two or more of the main topic categories, so they were necessary tasks, timeline, and approximate budget--have been
combined for a total of 33 individual research categories in the prepared and included in this report's Summary section.
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TABLE 4-1 Ranked and sorted listing of identified gaps and needs in highway runoff water
quality research
Ranking
Itemized Research Needs Based on Research
DOT
Literature Team's
Ranking
Review Ranking
NCHRP Panel Recommended Research Needs
n/a
Evaluation of the impacts and implication of TMDLs on DOTs
BMP Maintenance and Longevity
Development of contract administration of BMP requirements and contractual methods
to improve BMP implementation
Compilation of BMP maintenance and lifetime effectiveness information
Cost-benefit analysis of BMP maintenance practices
Guidance for estimating life-cycle costs of BMPs that account for maintenance required
for continually functioning and efficient BMPs
Development of nationally applicable BMP operations and maintenance guidance
(maintenance frequencies, logistics and personnel requirements, estimates based on 5 5 5
influent characteristics and site conditions)
Development of methods for increasing longevity and minimizing maintenance
requirements of infiltration BMPs
Evaluation of sediment toxicity as a function of maintenance frequency
Evaluation of issues and methods of disposing or reusing BMP maintenance-generated
wastes
Evaluation of designs and maintenance of BMPs to reduce conflicts with endangered
and threatened species
Information Sharing and Technology Exchange Systems
Compilation of major syntheses of stormwater runoff research and guidance into a
master bibliographic database
Development of a stormwater runoff and BMP performance and design database
specific to highways 4 5 5
Development of an information sharing system for highway runoff research documents
and monitoring data
Identification and guidance of practical and accepted monitoring methods for highway
runoff
Watershed Planning
Development and evaluation of techniques to integrate transportation-related runoff
analysis into overall watershed management
Development of standard methods, models, and data for establishing critical needs
within a watershed to prioritize areas for retrofit and BMP implementation
Development of geomorphologic models for estimating watershed development
impacts on receiving streams
Quantification and development, or both, of indices and indicators of the contribution 4 5 4
of state highway infrastructure relative to total impervious surface area in a watershed
Evaluation of the ability of watershed or regionally based enhancements of wet weather
storage capacity to improve baseline (high and low flow) hydrology and ecological
productivity downstream
Characterization on a watershed basis and the availability and prioritization of sites for
constructed wetlands and wet ponds
Demonstration of the costs and benefits of alternative/offsite/watershed-based
stormwater mitigation
Economic Analysis and Assessment of BMPs
Guidance on quantifying BMP lifecycle costs and benefits associated with receiving
waters protection
Evaluation of potential reductions in costs of stormwater treatment through alternative
siting within the watershed
Evaluation of the BMP benefits and constraints in highly urbanized corridors
5 4 5
Cost comparisons of BMP treatment trains, distributed BMPs, and regional BMP
systems
Development of BMP cost estimation tools that account for land value, site constraints,
construction, operations, and maintenance, as well as receiving waters protection,
aesthetics, and infrastructure savings on conventional drainage structures
Cost estimates for nonstructural BMPs
General BMP Evaluation and Selection
Development of standard performance measures for BMP efficiency
4 4 4
Development of an expert system for BMP selection and design
Assessment of and design guidance for ultra-urban BMPs
(continued on next page)
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TABLE 4-1 (Continued)
Ranking
Itemized Research Needs Based on Research
DOT
Literature Team's
Ranking
Review Ranking
Low Impact Development (LID)/Distributed BMPs
Development of LID design strategies, performance standards, and specifications
Documentation of LID's applicability , efficacy, and long-term economic sustainability
for transportation systems
4 4 4
Evaluation of the type of hydrologic losses that can be achieved under various climatic,
soil, slope, and vegetation conditions
LID modeling and design guidance for accurately sizing end-of-pipe control systems
Development of methods and technologies to promote the reuse of stormwater
Design Variables Affecting BMP Performance
Evaluation of design variables that are related to biochemical and geochemical
treatment mechanisms 3 5 4
Conduct of pilot-scale experiments that evaluate the relation of various design variables
on BMP performance
BMP Modeling
Evaluation of modeling approaches and guidance on model selection and application
Pilot experiments to collect data needed for parameter estimation and model calibration
Development of unit treatment models that incorporate sorption, biodegradation and
uptake, photolysis, and volatilization 3 5 4
Development of models for simulation of BMP treatment trains
Development of BMP treatment models that account for treatment efficiency losses over time
Development or evaluation of models that can be used for modeling pollution plumes in
BMPs
Hydraulic Assessment of BMPs
Evaluation of the characteristics and effects of short-circuiting, bypass, and overflow
Evaluation of the nature of correlation between hydraulic residence time and
performance 3 4 4
Development of methods or models for estimating the true hydraulic residence in
stormwater ponds
Development of methods to optimize detention basin design to maximize treatment
Methods to Improve Pollutant Removal in Existing Stormwater Systems
Costbenefit analysis of alternative flood control retrofits with consideration of overall
feasibility and potential impacts to flood control
Risk assessment of alternative, less conservative flood control methods through the use
of continuous runoff simulation modeling
Development of detailed design guidance for flood control retrofits
Evaluation of the effectiveness of BMP retrofits
Development of recommendations for soil amendments for use in BMPs to passively
improve performance 3 4 4
Development of methods for improving and maintaining hydraulic conductivity of
infiltration-based stormwater control facilities
Evaluation of the effectiveness of combination of sedimentation, filtration, and
chemical addition for stormwater BMP construction projects
Evaluation of the potential impacts of coagulants to receiving waters
Detailed guidance for areas that require coagulant use to meet water quality objectives
Development of new technologies and improvements on existing designs to increase
the removal of high-priority pollutants
Sedimentation and Turbidity Impacts
Development of new exposure metrics that account for sublethal effects (as opposed to
direct mortality)
Examination of the effects of frequent short-term pulses of suspended sediment
Need for additional research on correlations between particle size, shape, and
composition of sediments to fish sensitivity
Evaluation of the relationships between seasonal timing and effect of sediment load
Evaluation of the applicability of the knowledge of fish survival responses to turbid 3 4 4
flows to the development of mixing zones, work windows, treatment systems, and
buffers that will allow fish to perform their necessary life functions during project
construction and operation
Identification of practical means of controlling turbidity
Development of hydromodification measures (estimated downstream hydrological
changes) and then measures for assessing potential downstream channel and bank
instability.
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TABLE 4-1 (Continued)
Ranking
Based on Research
Itemized Research Needs DOT
Literature Team's
Ranking
Review Ranking
Erosion and Sediment Control
Evaluation of the effectiveness of erosion controls at removing fine particulates
Evaluation of the effectiveness of using polyacrylamides or other flocculants in
conjunction with other sedimentation and erosion control practices
Development of techniques to increase germination, soil coverage, and survival rates of
native vegetation
Evaluation and comparison of the different types of vegetation for riprap planting
Research on the necessary "top elevation" for conventional riprap as a function of
velocity, turbulence, and flow duration
Comparison of terraced versus sloping riprap in terms of hydraulic performance and
planted vegetation success
Evaluation of alternative bank stabilization techniques that have a lesser effect on
riparian and aquatic habitat than riprap
Detailed inspection of riprap where vegetation is now growing or has grown, to better 4 3 3
understand its impacts on bank stability
Guidance for seed mixes and effective establishment and maintenance of erosion
control vegetation for short-term first growth and long-term establishment
Evaluation of potential water quality impacts of soil stabilizers used in erosion control
Development of standard, approved postconstruction erosion control inspection and
enforcement programs
Evaluation of slope and soil conditions necessary for vegetation establishment
Evaluation of new and innovative erosion control technologies
Evaluation of erosion control methods for arid regions
Evaluation of the performance of nonvegetative permanent soil stabilizers for reducing
erosion and potential water quality impacts
Development and evaluation of temporary nonvegetative soil stabilization techniques
General Constituent Characterization of Highway Runoff
Characterization of chemical constituents not monitored generally, but believed to be
present frequently in highway runoff 3 3 3
Evaluation of representative methods for monitoring and analyzing oil and grease and
total petroleum hydrocarbons
Atmospheric Deposition
Studies that directly relate highways and transportation systems to atmospheric
deposition
Development of methods to evaluate the contribution of atmospheric deposition to 3 3 3
highway runoff pollution
Evaluation of the fractions of pollutants contributed by atmospheric deposition for
different land uses and classes of contaminants
First Flush Characterization
Adoption of a standardized method for defining and identifying first flush phenomena
Development of a list of highway runoff pollutants that tend to exhibit a first flush
Evaluation of toxicity of road surface runoff from different phases of a runoff event 3 3 3
Correlation of toxicity with respect to pollutographs and hydrographs
Evaluation of the effects of watershed characteristics on first flush phenomena
Evaluation of BMPs designed to capture the first flush
Impacts of Highway Construction and Vegetation Maintenance Activities
Standardization of suspended-sediment measurement and reporting methods
Development of screening methods for assessing the quality of site soils on a grain-size
basis as to determine the level of monitoring as well as sediment and erosion controls
necessary to prevent impacts to receiving waters
Herbicide runoff characterization and toxicity assessments 3 3 3
Guidance on maintenance facility BMP design
Development of guidance for fertilizer utilization for seeding and turf establishment
near sensitive water bodies (nutrient runoff prevention)
Equipment testing methods and performance assessment of mechanical and
mechanical/vacuum sweepers
Stream Crossings
Examination of the water quality effects of maintenance practices through field studies
Development of bridge deck runoff quality constituents database
Examination of the potential risks associated with hazardous materials spills 3 3 3
Evaluation of how bridge design and average daily traffic affects runoff quality
Assessment of potential receiving water temperature changes and mitigation
Development and evaluation of BMPs and standards for abating receiving water
temperature impacts
(continued on next page)
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TABLE 4-1 (Continued)
Ranking
Based on Research
Itemized Research Needs DOT
Team's
Literature
Ranking
Review Ranking
Unit Treatment Processes
Characterization and evaluation of the fundamental treatment processes within different BMP
types
Pilot-scale experiments for the collection of data on unit treatment processes for various
BMP types
Compilation and assessment of available unit treatment processes data
Research to obtain within storm data on BMP effectiveness to assess short-term 2 4 3
pollutant issues and collect unit treatment processes information
Evaluation of metals fractionation under anaerobic and anoxic conditions
Development of the ability to accurately measure and analyze unit treatment processes
Evaluation of BMP design and performance with respect to particle size distribution in
stormwater runoff and associated metals
Evaluation of the physical, chemical, and biological treatment processes of BMPs
Toxicity and Bioassessment
Development of standardized toxicity and bioassessment methods for assessing impacts
of highway runoff on receiving water systems
Evaluation of the parts of storm events that are most toxic to receiving waters
Assessment of BMP performance in terms of toxicity reduction or other biological
2 4 3
impact indicator
Guidance on BMP selection based on toxicity
Evaluation of chemical, physical, and toxicity impacts to aquatic biota of stormwater
discharges
Evaluation of viral pathogen indicators and development of treatment options
Fate and Transport of Highway Runoff Constituents
Identification of sediment sources and evaluation of transport rates and residence time
of sediment in highway runoff, treatment facilities, and receiving waters
Evaluation of sediment transport mechanics and blockage at inlets, junctions, and
transitions in full and partly full conduits
Comprehensive studies on the effects of soils, topography, land use, and various storm
hydrographs on sediment yield 2 4 3
Evaluation of nutrient leaching and the sorption and desorption processes of roadside
soils
Development of predictive models that consider runoff/storm relationships, particularly
storm scour and redeposition
Characterization of the bioavailable fraction of dissolved metals and trace organics in
highway runoff
Market-Driven Approaches: BMP Asset Management and Pollutant Trading
Research into the practicality of pollutant trading as a viable approach to highway
runoff management 2 4 3
Enhancement of maintenance management systems to facilitate asset management of
BMPs
Gross Pollutant Removal/Drain Inlet Studies
Evaluation of the effectiveness and limitations of source controls at reducing gross
solids in highway runoff (e.g., public education, catch basin cleaning, and street
sweeping)
Development of a standard method for measuring and reporting gross solids and its
components 2 4 3
Development of modeling and estimation techniques for gross solids
Evaluation of the impacts of gross solids in highway runoff
Evaluation of leaching or sorption, or both, capacity of pollutants captured in catch
basins
Guidance on gross solid removal device design and performance
Pollutant Retention in BMPs
Investigation of the potential for leaching or resuspension of previously captured
pollutants
Investigation of how changes in pH, oxidation-reduction potential, hardness, and
2 3 3
organic content may affect desorption or dissolution, or both, of captured pollutants
Assessment of the long-term ability of BMPs to keep pollutants sequestered
Bioavailability of pollutants in the sediments of wet ponds and wetlands used for
highway stormwater treatment
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TABLE 4-1 (Continued)
Ranking
Based on Research
Itemized Research Needs DOT
Literature Team's
Ranking
Review Ranking
Water Quality Runoff Modeling
Forward-looking data collection efforts that focus more on new parameters that may be
required by models of the future
Development of hybrid models that take advantage of both stochastic and deterministic
methods in order to produce models that have the benefits of both statistical and
simulation-based models 2 3 3
Adaptation of agricultural models for herbicide and pesticide modeling
Extension and enhancement of existing models to simulate a wider range of contaminants
Evaluation of the validity of build-up and washoff as a method of estimating pollutant
loads
Cold-Weather Studies
Guidance on monitoring roadside snow as well as snowmelt runoff
Development of modeling methods for estimating snowmelt runoff events
Evaluation of the performance and feasibility as well as maintenance issues of
stormwater BMPs during cold weather
Assessment of deicing agent and traction sand impacts on receiving water bodies 2 3 3
Guidance on the management and storage of snow removed from urban highways to
minimize impacts of snow storage area runoff
Development of deicing agent selection criteria based on cost, effectiveness, and
potential environmental impact
Guidance and methods for applying the minimum amount of deicing chemicals and
traction sand necessary to maintain safe road conditions
Modeling of Water Quality Impacts to Receiving Waters
Need for research and data to support model parameter estimation
Guidance on water quality model selection 2 3 3
Development of stochastic water quality models
Development of models that predict pollutant bioavailability and toxicity
BMPs Vector Control
Evaluation of public health impacts of various stormwater management alternatives 2 3 3
Evaluation of maintenance and design methods for controlling mosquitoes and other
vectors in highway BMPs
Runoff Characterization with Independent Variable Correlation
Better characterization of constituents associated with different-sized particles in
highway runoff, particularly heavy metals, nutrients, and hydrocarbons
Evaluation of statistically valid traffic volume-related studies
Development of correlations between storm event intensity and duration with
constituent levels 3 2 3
Identification of statistically significant differences in concentrations in relation land
use type alone
Runoff quality characterization according to the various highway classifications (e.g.,
urban, rural, on-ramps, off-ramps, and total impervious area)
Establishment of traffic thresholds beneath which certain pollutants in highway runoff can
be considered negligible or irreducible
Wetlands Impacts
Compilation and analysis of available water quality, sediment quality, and
bioassessment data for wetlands receiving runoff from highway facilities 3 2 3
Development of indicators for assessing impacts to wetlands from highway runoff by
conducting a detailed analysis of currently available data on wetlands receiving runoff
from highway facilities
Public Perception/Aesthetics of BMPs
Conduct of public opinion surveys to assess the public's perception of stormwater
management, in general, and BMPs, in particular
1 3 2
Guidance on how to improve public perception of various types of BMPs
Quantification of BMP impacts to property values and evaluation of methods to
improve aesthetics and multiuse functionality
Impacts of Highway Construction and Repair Materials
Compilation of properties data for highway construction and repairs materials
Evaluation of the speciation, bioavailability, and toxicity of metals in highway
construction material leachate 1 3 2
Evaluation of the effects and influence of temperature on the leachings of pollutants
from construction materials
Evaluation of the capabilities of existing BMPs to mitigate impacts from highway
construction material contamination
(continued on next page)
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TABLE 4-1 (Continued)
Ranking
Itemized Research Needs Based on Research
DOT
Literature Team's
Ranking
Review Ranking
Groundwater Quality Analysis and Impacts
Development of a standardized procedure for monitoring and assessing soil and
groundwater impacts caused by infiltration facilities
Evaluation of the pollutant retention capacities of different soil types and geological
conditions
Evaluation of the potential groundwater impacts of soluble highway runoff pollutants
such as herbicides, nutrients, deicing agents, petroleum hydrocarbons (e.g., BTEX), and 2 2 2
gasoline oxygenates
Determination of the sources of MTBE in groundwater
Development of approaches to addressing groundwater contaminants introduced to
surface waters from dewatering operations
Development of infiltration guidance to prevent groundwater contamination
Water Quality Impacts of Combined Sewer Overflows (CSOs)
Hydraulic assessment of highway runoff contributions to CSOs impacts to receiving
waters.
Better monitoring of CSOs effluent quality in relation to meteorological factors 1 1 1
Evaluation of the prevailing conditions or factors that increase or decrease CSOs
impacts
Development and evaluation of practices (structural and nonstructural) to mitigate
CSOs impacts