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NCHRP Report 571: Standardized Procedures for Personal Travel Surveys (2008)
National Cooperative Highway Research Program (NCHRP)

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Pisarski, Alan E, Alsnih, Rahaf, Zmud, Johanna P, Wilmot, Chester G, Brog, Werner, Freedman, Mark, Stopher, Peter R, Pratt, Joanne, Mix, Wende, Lee-Gosselin, Martin, Stecher, Cheryl, Axhausen, Kay W, Transportation Research Board. "4.2.8 I-6: Instrument Design." NCHRP Report 571: Standardized Procedures for Personal Travel Surveys. Washington, DC: The National Academies Press, 2008.

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Front Matter (R1-R10)
Summary (1-4)
1.1 Background (5-5)
1.2 Study Objectives (6-6)
1.4 Research Approach (7-8)
1.5 Report Organization (9-9)
Chapter 2 - Summary of Recommended Standardized Procedures and Guidelines (10-10)
2.1.1 I-1: Minimum Question Specification (11-11)
2.1.2 I-2: Categories for Minimum and Other Questions (12-12)
2.2.1 D-1: Number and Type of Contacts (13-16)
2.2.2 D-3: Proxy Reporting (17-17)
2.2.3 D-4: Complete Household Definition (18-18)
2.2.4 D-6: Sample Replacement (19-19)
2.2.6 D-8: Unit Non-Response (20-20)
2.2.7 D-10: Initial Contacts (21-21)
2.2.9 D-14: Respondent Burden (22-22)
2.3.1 P-2: Requirements for Pretests or Pilot Surveys (23-23)
2.4.1 E-2: Ethics (24-25)
2.4.3 E-4: Respondent Questions (26-26)
2.4.5 E-9: Answering Machines and Repeated Call-Back Requests (27-27)
2.4.8 E-12: Time of Day to Begin and End Reporting (28-28)
2.5.1 C-1: Geocoding Standards (29-29)
2.5.3 C-4: Missing Values, Use of Zero, Etc. (30-30)
2.5.4 C-5: Coding Complex Variables (31-34)
2.6.1 A-1: Assessing Sample Bias (35-35)
2.6.3 A-3: Missing Data Imputation (36-36)
2.6.5 A-6: Documentation (37-38)
2.7.1 Q-1: Computing Response Rates (39-39)
2.7.2 Q-2: Transportation Measures of Quality (40-40)
2.7.3 Q-3: Coverage Error (41-41)
2.7.5 Q-6: Validation Statistics (42-42)
2.7.7 Q-8: Number of Missing Values (43-43)
2.7.8 Q-9: Adherence to Quality Standards and Guidelines (44-44)
3.3 National Highway Institute Course (45-45)
3.6 Potential Funding for the Promulgation and Maintenance of the Standardized Procedures and Guidelines (46-47)
4.1.1 D-11: GPS Surveys (48-48)
4.1.3 I-8: SP Data (49-49)
4.2.1 D-2: Who Should Be Surveyed? (50-50)
4.2.2 D-9: Times of Day for Contacts (51-51)
4.2.4 E-7: Cross-Checks in Data Collection and Data Review (52-52)
4.2.5 E-8: Days and Periods to Avoid Data Collection (53-53)
4.2.7 I-4: Ordering of Questions (54-54)
4.2.8 I-6: Instrument Design (55-55)
4.2.9 I-7: Multitasking of Activities (56-56)
4.2.10 S-1: Sample Sizes (57-57)
4.2.12 S-3: Collecting Augment Samples (58-58)
4.2.13 S-4: Stratification Options for Samples (59-59)
4.2.15 S-6: Development of Default Variances (60-60)
4.2.16 P-1: Focus Groups (61-61)
4.2.18 Q-4: Sampling Error (62-62)
4.3.1 Cell Phones (63-63)
4.3.3 Personalized Interview Techniques (64-64)
4.3.5 Impacts of the National Do Not Call Registry (65-65)
4.3.7 Refusal and Non-Contact Conversions (66-66)
4.3.10 Data Archiving in Transportation (67-67)
5.2.1 Scope of Work (68-90)
5.2.2 Schedule of Work (91-92)
Glossary (93-100)
References (101-103)
Abbreviations used without definitions in TRB publications (104-104)

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Procedures and Measures for Further Research 55 certain issue or satisfaction with a service, should be asked as early as possible to make respondents feel as though their input and participation is valued. It is also considered good practice to ensure that questions follow a logical and appealing sequence that helps respondents understand what is being sought from them. For example, in asking about travel or activity details, one should begin with the starting time of the travel or activity, the location of the activity or the means of travel used first, and so proceed through a logical sequence of details. Sequencing is also important for ques- tions on occupation and working at home. There are many occupations (retail clerk, air-traffic con- troller, sanitation worker, etc.) that do not permit working at home. Therefore, care needs to be taken not to ask a question about working at home following a question on occupation. These ordering procedures are valid for all types of surveys because, even in self-administered surveys, respondents generally work through the survey from the beginning and answer as they go as they would using a different methodology. Although these issues are generally well understood in the transportation planning community, very little research has ever been done to investigate the extent to which ordering of questions appears to be correlated with non-response. It was intended that such research would be conducted in this project using a collection of survey instruments dating back to the 1960s. However, the scale of this task became very large, and there was insufficient time to conduct a thorough investigation of the area. It is recommended that future research be focused on meeting two main objectives. First, to determine what aspects of question ordering are important to the creation of respondent- friendly surveys and what question ordering seems to be most beneficial to response. Second, where applicable, a practical list of "do's and don'ts" should be developed on the ordering of questions which can be observed by practitioners during the survey design process. Standardized procedures should suggest an order for certain blocks of questions within a survey (e.g., those relating to recruitment, travel/activity recall) and should provide guidance on what questions should be con- sidered as part of each group--for example, the household information, vehicle information, per- son information, and travel/activity information. It is also recommended that work be done to develop some alternative orderings of sensitive questions and to include these within some com- parative pilot tests. Future research should also consider the possibility that some questions should be asked more than once and in different ways, such as asking income in both recruitment and retrieval calls in a CATI survey, and asking one time with categories and one time with a more than/less than question format. 4.2.8 I-6: Instrument Design Developing consistency in instrument design is not a trivial task, and it was known from the out- set of this project that there would probably not be enough time for sufficient research on this item. The potential for variations in instrument design is unlimited. There are many different formats that can be adopted (booklet, leaflet, two-sided card, etc.) and the length of the instruments them- selves can vary, depending on the level of information sought. Tests to date of different formats in this respect have been inconclusive, and it seems likely that rather extensive further tests will be needed to provide any type of conclusive results on this issue. In addition to considerations about the physical form of the instruments themselves, there is also the issue of what fonts should and should not be used. Hundreds, if not thousands, of differ- ent fonts are available in modern word processing programs, and there is limitless potential for other formatting features to be used for directing respondents--bold, underline, italics, use of color, arrows, boxes, and other devices. One of the main difficulties in defining consistent designs relates to the fact that design is a relatively subjective process and relies heavily on personal prefer- ences. A design considered by one person as bad may be considered good by another. While it may be important to develop consistency in this area, recommendations should not be prescriptive about the way instruments should be designed because instrument design is an area that should