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TCRP Report 86 Volume 11: Security Measures for Ferry Systems (2006)
Transit Cooperative Research Program (TCRP)

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Transportation Research Board. "3.2.3 Criteria Group 3: 33 CFR Compliance." TCRP Report 86 Volume 11: Security Measures for Ferry Systems. Washington, DC: The National Academies Press, 2006.

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Front Matter (R1-R10)
Part I - Guide for Evaluating Security Measures forthe U.S. Ferry System (1-1)
1.2 Objective, Scope, and Limitations (2-3)
2.2 The Seven Steps (4-6)
3.2 Worksheet 1, Evaluation Weights (7-7)
3.2.1 Criteria Group 1: Security Objectives (8-8)
3.2.3 Criteria Group 3: 33 CFR Compliance (9-9)
3.2.4 Criteria Group 4: Locations (10-10)
3.2.5 Criteria Group 5: Threat Type (11-11)
3.3 Worksheet 2, Valuations (12-13)
3.4 Worksheet 3, Characterization (14-14)
3.5 Worksheet 4, Applicability Ranks (15-15)
3.6 Worksheet 5, Costs (16-17)
3.7 Worksheet 6, Cost-Util & Strengths (18-18)
3.9.1 Overview of Hidden Calculations (19-19)
3.9.2 Calculation of Weight-Adjusted Ranks (20-21)
Part II - Characteristics of the U.S. Ferry System (22-22)
1.2 Organization of Part II (23-23)
1.3 Background (24-25)
Chapter 2 - USFS Security-Related Vessel Characteristics (26-26)
2.1 International Routes (27-27)
2.3 Vessel Gross Tons (28-28)
2.4.2 Vessel Vehicle Capacity (29-29)
2.4.3 Vessel Cruising Speed and Hull Type (30-31)
3.1 Docks, Moorings, and Gangways (32-33)
3.2 Fare Collection, Waiting Areas, and Vessel Loading (34-34)
3.4 Ownership/Operation (35-36)
4.1 International Vessel and Terminal Security Regulations (37-37)
4.2.1 The Code of Federal Regulations (CFR) (38-38)
4.2.3 Navigation and Vessel Inspection Circulars (NVICs) (39-39)
4.3.1 Vessel Traffic Service (VTS) (40-40)
4.3.2 Automatic Identification System (AIS) (41-42)
5.1 Introduction to Common Threats (43-44)
5.2 Explosives and Incendiaries (45-45)
5.3 Acts of Force (46-46)
5.4 Chemical, Biological, and Radiological (CBR) Agents (47-48)
Appendix A - Summary of Regulations and Guidance (49-51)
Appendix B - Maritime Security (MARSEC) Levels (52-53)
Appendix C - Glossaries of Terms and Acronyms (54-60)
Abbreviations used without definitions in TRB publications (61-61)

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10 Part I: Guide for Evaluating Security Measures for the U.S. Ferry System 3.2.2 Criteria Group 2: Non-Security Effects Many security measures also have non-security effects that may be either beneficial or detri- mental. This group of evaluation criteria allows you to weight the importance of these non- security effects on your selection of security measures. After each description, indicate the relative importance of this described non-security effect in your security measure decision making. 0 = not important 3 = moderate importance 1 = low importance 4 = moderate to high importance 2 = low to moderate importance 5 = high importance Importance Non-Security Effects (0 ­ 5) Safety ­ refers to both employee and passenger safety Crime ­ refers to general crime other than fare evasion Fare Evasion ­ refers only to fare evasion Service ­ refers to both possible service delays and service improvements 3.2.3 Criteria Group 3: 33 CFR Compliance Facilities and vessels that fall under 33 CFR 104 and 105 must implement security measures that fall under the five general categories listed below. If your operation is in compliance with these regulations, these categories may not be important for you when evaluating additional security measures. Alternatively, you may have interest in further measures within some of these categories regardless of compliance. For each 33 CFR category listed below, indicate the impor- tance of the category for your selection of new security measures. 0 = not important/already in compliance 3 = moderate importance 1 = low importance 4 = moderate to high importance 2 = low to moderate importance 5 = high importance/not in compliance Importance 33 CFR Compliance (0 ­ 5) Access Control (includes screening measures) Restricted Areas Handling Cargo Stores and Bunkers Monitoring