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OCR for page 78
THE URF~ OF THE SEDIMENT DUALITY TRIAD
CLASSIFICATION
OF SEDIMENT CONTAMINATION
Edward R. Long
National Oceanic and Atmospheric Administration
ABSTRACT
A concept for use in the collection of data needed to
classify sediment quality is described. This concept is
based upon the observed need for information on the kinds and
concentrations of potentially toxic chemicals in the sedi-
ments, the relative toxicity of the sediments as determined
under controlled laboratory conditions, and the characteris-
tics of resident benthos under in situ conditions. The con-
cept, called the Sediment Quality Triad, has been used in
numerous assessments of urban embayments and prospective
dredge material. Case studies from Puget Sound and San
Francisco Bay and various uses of the data are described.
DESCRIPTION OF THE METHODOLOGY
r
The Sediment Quality Triad (the "triad") is a concept recently
developed (Long and Chapman, 1985; Chapman et al., 1987) for use in the
classification and evaluation of the relative quality of surficial
sediments. It consists of measures of sediment contamination quanti-
fied by chemical analyses, sediment toxicity determined with laboratory
bioassays and benthos community structure described through taxonomic
analyses of macrofauna. The chemical analyses provide information on
the mixtures and concentrations of contaminants in the sediments that
may be harmful to marine biota. The bioassays provide information on
the relative bioavailability and toxicity of sediment-sorbed contami-
nants under laboratory conditions where the effects of many "natural"
environmental factors are controlled. The benthos community data pro-
vide corroborating evidence from resident biota regarding major composi-
tional alterations to a component of the ecosystem under in situ condi-
=;~.~. lo..= ~~ _~v~ -:.~ three measures are complimentary and provide
a preponderance of empirical evidence of both contamination and effects
that can be used to classify the relative quality of sediments.
Portions or aliquots of the same sediment samples are usually test-
ed for contamination and toxicity. The macrobenthos are examined in
additional portions of the same samples or, more often, are collected
at the same sampling stations in separate grab samples. Chemical
analyses are performed for a variety of trace metals and organic com-
pounds. The physical/chemical characteristics of the sediments, such
as sediment texture and total organic carbon, are also determined.
78
OCR for page 78
79
Sediment toxicity is determined through bioassays in which mortality,
impairment of reproductive success, sublethal behavioral and/or muta-
genic effects are recorded. The taxonomic analyses of the benthos pro-
vide information on the species richness, total abundance, abundance of
individual species, and indices of community similarity. The relative
abundance of the bioassay species in the benthos also can be recorded,
providing a strong link between the bioassay results and benthos data.
The triad is a concept for measuring and classifying sediment qual-
ity; it is not an index per se. The data resulting from the three meas-
ures can be used in several ways to satisfy a variety of objectives.
First, they can be used in a descriptive mode, in which the preponder-
ance of evidence is used to evaluate and classify the relative quality
of sediments among sampling sites. The relationships among the contam-
inant, physical/chemical, and biological data may be interpreted in
descriptive ecological evaluations of the study sites. Second, site
ranks can be calculated independently for each of the triad components,
using a variety of techniques. Cumulative ranks, based upon the three
independent ranks, have also been determined. One technique that has
been used to rank sites has involved calculation of the ratios between
data from the more contaminated sites and from an apparently uncontam-
inated reference site. By calculating these ratios, data from all the
measures, which often have very different units, absolute values, and
ranges can be treated with similar weight on a common, unitless scale.
The independent ranks can be illustrated with biaxial plots to high-
light differences among sites. Classification of sites can be performed
to determine both geographic and temporal trends in sediment quality.
The triad data also can be used to determine the means and ranges
in contaminant concentrations associated with modes and ranges in the
biological effects data. In this type of evaluation the means and
ranges in contaminant concentrations associated with the highest re-
sponses in the biological analyses can be compared with those asso-
ciated with the intermediate and lowest ranges in those tests, using
data from a variety of sampling sites. This type of evaluation can
form the basis for predictive models in which the relationships between
synoptically collected biological and chemical data are used to esti-
mate the relative degree of contamination that is often associated with
biological effects. Finally, where a sufficient amount of data exist,
these types of predictive evaluations of the triad data can be used to
estimate the contaminant thresholds above which biological effects are
always observed. The Apparent Effects Threshold (AET) approach, one
method of using triad data in a predictive mode that has been used in
Puget Sound, is described by Barrick et al. in this volume.
EFFECTIVENES S AND RELEVANCE OF THE METHODOLOGY
Because the methodology provides a thorough assessment of the qual-
ity of the sediments, it is very effective at classifying sites based
upon the preponderance of evidence. The chemical data provide evidence
regarding whether the sites are contaminated or not and which chemicals
are present in the highest concentrations. The chemical data can
OCR for page 78
80
L ~
the chemical
.
sources of contaminants when
sediments match those in-nearby
Provide clues regarding the most likely
chemical ratios or "signals" in the
potential sources. The bioassay data provide direct evidence of
whether or not the sediments are toxic to selected test organisms. If
they are toxic, it can be assumed that the chemical contaminants were
bioavailable to the test organisms. They also can be useful in deter-
mining the degree of toxicity and the nature (lethal, mutagenic, sub-
lethal) of the toxicity. The benthic community data provide an in situ
confirmation or denial that the sediments are toxic to biota. These
data can serve as a measure of ecosystem structure and function. Evi-
dence of severely altered benthos coupled with evidence of sediment
~ e, ~ ~ ~ ~ ~ 1 _ 11 ~
toxicity provide a powerful argument that contaminated sediments are
biologically damaging. For example, Swartz et al. (1982) showed that
portions
and that the amphipod populations in resident benthos in
r
of the Commencement Bay waterways were very toxic to amphipods
the same areas
were severely depressed in abundance relative to other nearby areas.
Classification approaches that rely only upon chemical data provide
no empirical evidence that the contaminants are (1) bioavailable and
(2) biologically damaging. While predictive physical chemical models
may provide theoretical estimates of single contaminant concentrations
that are biologically damaging, they do not provide these estimates for
the complex and variable mixtures of contaminants that usually occur in
estuaries, ports, and harbors. Sediment toxicity tests are often per-
formed under worst-case laboratory conditions with test organisms that
have no chance of escape, may not be native to the sampling sites, and
have no time to acclimate to the properties of the sediments. There-
fore, classification approaches that rely upon bioassay data alone may
overestimate the poor quality of sediments or mav be received with
Bali Of - ~ - nor he m::n=`r='c:
J - ~ ~
~ ~ ~ ~___. Classification approaches that rely only
upon benthos data may be frustrated by the major alterations in benthic
communities that can be caused entirely or partly by differences among
sites in depth, sediment texture, near-bottom or interstitial salinity,
predation, bottom scouring, and other biotic and abiotic factors.
While the three types of data from the triad concept provide
complementary measures of sediment quality, the data from the three
components may not necessarily parallel each other. Each component
~~ ~ - ~ ~ ~ ~ For example, sites
measures ultterent properties or tne sediments.
that are relatively contaminated may not be the most toxic, or sites
with relatively altered benthic communities may not be most contami-
nated. If each of the components mimicked each other in the classi-
fication of sites, there would be no need to measure all three. The
strength of the triad approach is the use of both chemical and bio-
logical measures that can be used in an ecological evaluation of sedi
ment quality. The triad concept can provide the data needed by an
ecologist to interpret and use in characterizing sediment quality.
Simple before and after surveys can be performed to determine an
changes in sediment quality caused by a specific remedial action. Eco-
logical evaluations of the triad data can be performed to determine if
contaminant concentrations and toxicity have decreased and if measures
of benthos alteration have been alleviated. Also, any cumulative
indices calculated from the triad data collected before the remedial
-
OCR for page 78
81
action can be compared with those calculated from data generated after
the action.
FIELD VALIDATION OF THE METHODOLOGY
The utility of the triad approach has been verified in many field
surveys and experiments. The triad approach, per se, was first applied
in an evaluation of available data from sites in Puget Sound, Washing-
ton (Long and Chapman, 1985~. This study indicated that data from the
three components of the triad often showed gross parallel patterns in
sediment quality among sites, but that the agreement among the three
measures was not absolute. In a subsequent survey in San Francisco
Bay, Chapman et al. (1986, 1987) demonstrated the differences in sedi-
ment quality among three sites, based upon a preponderance of evidence
(see case study below). The "Urban Bay Approach" taken by a consortium
of the U.S. Environmental Protection Agency's (EPA) Region 10 and the
Washington Department of Ecology (WDOE) has used the triad as the basis
for ranking contaminated sites in the urban bays and waterways of Puget
Sound for remedial action. The quality of sites in Commencement Bay
(see Case Study below), Elliott Bay, Everett Harbor, and Eagle Harbor
has been assessed using this approach. The data from these Puget Sound
studies have been used to calculate Elevations Above Reference (EAR)
conditions to classify the relative quality of sites and to calculate
Apparent Effects Thresholds (AET). While all these studies have shown
generally good overall agreement in results among the triad components,
they also indicated that, as expected, the agreement on a station-to-
station basis was not perfect. Therefore, the results from any one or
two of the components, if measured alone, may have not accurately pre-
dicted the results from the other components).
Seattle METRO assessed the quality of sediments in a baseline study
of a prospective sewer discharge site in Puget Sound, using the triad
of measures and other tests. Many samples from the southern-portion of
the central basin of the Sound were collected and analyzed (Stober and
Chew, 1984~. Battelle Pacific Northwest Laboratories (1986) assessed
the quality of sediments in eight bays of Puget Sound for EPA Region 10
to determine the relative quality of rural and urban areas.
Off Southern California, Swartz et al . ( 1986 ~ described temporal
changes between 1980 and 1983 in contamination, toxicity, and benthos.
Chapman (1986) summarized sediment bioassay and bottomfish histopath-
ology data from Puget Sound and described the contaminant levels in
sediments associated with high and low incidences of these measures of
effects. Other uses of the triad concept are underway in studies being
conducted by the Southern California Coastal Water Research Project in
Southern California harbors (Karen Taberski, California State Water
Quality Control Board, personal communication); in the Gulf of Mexico
near oil production platforms (Peter Chapman, E.V.S. Consultants, per-
sonal communication); and in Lake Union near Seattle, Washington (Bill
Yake, Washington Department of Ecology, personal communication). The
biological effects of Black Rock Harbor sediments at a Long Island
Sound dump site have been investigated with the triad of measures by
OCR for page 78
82
the U.S. EPA and Army Corps of Engineers (Gentile et al., 1985; Roger-
son et al., 1985~. ~
Both the states of Washington and California are currently consider-
ing the possible development of effects-based sediment quality cri-
teria, using AET values based upon triad data. The Washington Depart-
ment of Ecology must adopt statewide sediment quality standards by
June 30, 1989 in response to Element P-2 of the Puget Sound Water
Quality Plan. The California State Water Quality Control Board must
adopt sediment criteria by 1991 in response to provisions of Assembly
Bill 3947 that would assure the protection of wildlife and humans from
sediment-associated contamination.
REQUIRED EXPERTISE AND COSTS
Since the triad approach provides a comprehensive assessment, fol-
lowup studies are seldom required to address unresolved questions. How-
ever, because the triad concept requires data from three scientific dis-
ciplines (analytical chemistry, toxicology , benthic ecology) , a study
team with broad expertise is required. It is possible that once the
relationships between contaminant levels and biological effects in sedi-
ments are established for a geographic region, one or two of the triad
components could be eliminated or reduced in scope. A variety of short-
cut measures of chemical contamination, toxicity, or benthos altera-
tions may help to reduce costs. For example, bacterial luminescence
bioassays may prove to be very inexpensive tests of sediment toxicity
(Schiewe et al., 1985~. Quantification of only selected chemicals
known to occur in the study area or known to be of highest toxico-
logical concern would reduce costs. Examination of small cores for,
say, presence of amphipods in the benthos in the grab samples used for
chemical and bioassay analyses may reduce costs of benthic community
analyses. The benthos could be examined inexpensively by a sediment
profiling camera to determine selected community properties.
The availability of these types of expertise is widespread in many
commercial, agency, and academic laboratories in the United States.
The specific expertise and equipment needed to develop triad data,
however, would vary among regions, depending upon region-specific
research needs and environmental variables. Also, costs would vary
among regions and among studies depending upon complexity and precision
of chemical analyses, types and number of bioassays, and the complexity
and density of the benthos.
In the triad case study in San Prancisco Bay described below, total
costs were about $100,000. For that total cost, data were collected
for 66 chemicals, many physical/chemical properties, four bioassays,
and complete taxonomic analyses of the benthos at nine stations. The
bioassays and benthos analyses were performed with quintuplicates at
each station. The cos ts also included thorough data analysis and
report preparation steps.
Two case studies, Puget Sound and San Francisco Bay, will be brief-
ly summarized to illustrate the use and results of the triad approach.
The references cited should be studied to determine details of methods
OCR for page 78
83
and results. In both case studies, most of the data have been pre-
sented as Ratio-to-Reference (RTR) values to facilitate comparisons of
conditions in study sites with those in an apparently uncontaminated
reference site and to place the three disparate types of data on the
same unitless scale (Chapman et al., 1987~. Since positive ratios
(i.e., greater than 1) could theoretically range to infinity and nega-
tive ratios could only range from 1 to 0, differences among sites in
mean RTR values may be slightly exaggerated. RTRs can be calculated
and transformed to logarithms, wherein both negative and positive
rati as can range from zero to negative infinity and to positive infin-
ity, respectively. In this approach, negative and positive values are
given equal weight in the calculation of means. Transformation of the
RTR values determined in the case studies to logarithms slightly
altered the mean RTR values, but did not change the relative ranks of
stations or sites.
CASE STUDIES
San Francisco Bay
Research was conducted by Chapman et al. (1986, 1987~. Sediment
samples were collected at three stations at each of three sites:
Islais Creek Waterway (IS), off Oakland (OA), and in San Pablo Bay
(SP). The former site was in an industrial waterway that receives
major discharges from combined sewer overflows and was expected to be
highly contaminated. The second s ite was located near the Oakland
Harbor maritime facilities and was expected to be moderately contami-
nated. The third site was located in the open waters of San Pablo Bay
in the northern part of the San Prancisco Bay estuary and was expected
to be the least contaminated, based upon studies of sediment and bottom-
fish contamination conducted at the site.
The samples were collected with a O.l-m2 van Veen grab sampler.
The upper 2 cm were collected for the chemical and toxicity analyses.
The contents of multiple grabs were composited at each station, homo-
genized, and aliquots taken for each of the chemical and bioassay
tests. Five separate replicate grab samples were taken for the benthos
evaluations at each station. The benthos samples were wet-sieved at
each station and the biota retained on a 1-mm screen were kept for
examination.
The chemical analyses were performed for 21 major and trace metals,
20 low- and high-molecular-weight aromatic hydrocarbons, 17 chlorinated
hydrocarbons, and 8 chlorination levels of polychlorinated biphenyls.
In addition, sediment texture, total organic carbon content, total vola-
tile solids content, sulfide content, and percent solids were deter-
mined for each station. Toxicity was determined with four bioassays:
1. solid-phase bioassays of acute lethality and avoidance of
sediments by the amphipod Rhepaxynius abronius;
2. elutriate bioassay of acute lethality and abnormal
morphological development of the embryos of the mussel
OCR for page 78
84
Mytil us edul is;
3. solid-phase bioassay of reburial rate by the clam Ma coma
teal thica; and
4. solid-phase bioassay of impairment of reproduction with the
copepod Tigriopus californicus.
Complete taxonomic analyses of the benthos were performed and indices
of total abundance, abundance of individual taxa, species richness,
species diversity, proportional contribution of major taxonomic groups
to total abundance, dominance, and equitability were calculated.
Mean percent silt + clay content was 69 percent at the SP site, 86
percent at the OA site, and 94 percent at the IS site. Mean total or-
ganic carbon content was 1.10 percent at the SP site, 1.22 percent at
the OA site, and 2.87 percent at the IS site. Mean sulfide content was
29.7 mg/kg at the SP site, 3.1 mg/kg at the OA site, and 540.0 mg/kg at
the IS site. From these data it was apparent that the IS site was
highly organically enriched compared to the other two sites and pos-
sibly anoxic.
Table 1 summarizes selected chemical data as RTR values. The data
have been normalized to total organic carbon content and each concentra-
tion divided by the mean values for the SP reference site. The IS site
was much more contaminated than the other two sites; primarily with
aromatic hydrocarbons, PCBs, DOTS, and silver. The coprostanol data
provide evidence that the site was contaminated with municipal sewage.
The OA site was only slightly more contaminated than the SP site. Some
trace metals there were less concentrated than at the SP site.
The data from the four bioassays are summarized in Table 2, also as
RTR values. The data from most of the bioassay endpoints indicate that
the IS samples were significantly more toxic (p < 0.05, one-tailed
l-test) than those from SP and OA (Chapman et al., 1987~. A mean of
10.4 amphipods out of 20 died in the IS site samples, compared to means
of 2.5 and 2.3 at the other sites. A mean of 55.2 percent of the mus-
sel embryos exposed to IS samples were abnormal, compared to 12.1 per-
cent and 19.3 percent at the other sites. Mean mortality was highest in
embryos exposed to the IS samples. Mean clam reburial time in IS
samples was roughly twice that in the SP samples. The number of young
copepods produced did not differ substantially among the three sites,
though it was lower at the OA site. Among the four types of bioassays,
those with amphipods and mussel larvae appeared to be most sensitive to
the sediments.
Results of the benthos analyses are summarized as RTR values in
Table 3. The benthos at SP and OA were dominated by tube-dwelling
amphipods (specifically Ampelisca abdita) and other crustaceans).
The benthos at IS was dominated by Capitella capitata, polychaeyes
and molluscs. Mean total abu~dance was 609 organisms per 0.1 m at
SP, 3,502 organisms per 0.1 m at OA, and 41 organisms per 0.1 m2
at IS. Mean number of taxa was 10.3, 14.5, and 4.2 at SP, OA, and IS,
respectively. Dominance was lower and species diversity higher at IS
than at the other sites, reflecting the dominance by A. abdita at
the SP and OA sites.
OCR for page 78
85
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