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NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments (2009)
National Cooperative Highway Research Program (NCHRP)

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Lam, Ignatius Po, Martin, Geoffrey R, Anderson, Donald G, Wang, Joseph N, Transportation Research Board. "8.5.3 Liquefaction Potential." NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments. Washington, DC: The National Academies Press, 2009.

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Page
103
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Page
103
Front Matter (R1-R10)
1.1 Overall Project Objectives, Approach, and Schedule (1-1)
1.2.1 Plans for Implementing the LRFD Design Methodology (2-3)
1.2.2 Overview of Conclusions from Initial Phase of Work (4-4)
1.2.3 Overview of Conclusions from Second Phase of Work (5-6)
1.2.4 Overview of Conclusions from Third Phase of Work (7-7)
1.3.1 Volume 1 - Final Project Report (8-8)
1.3.2 Volume 2 - Recommended Specifications, Commentaries, and Example Problems (9-9)
2.1 Earthquake Design Basis (10-10)
2.2 Literature Search (11-11)
2.2.1 Key References (12-13)
2.2.2 General Observations (14-14)
2.3 DOT, Vendor, and Consultant Contacts (15-16)
2.4 Conclusions (17-17)
3.1.1 Gravity and Semi-Gravity Walls (18-20)
3.1.2 MSE Retaining Walls (21-21)
3.2.1 Seismic Considerations for Soil Slopes (22-22)
3.2.2 Seismic Considerations for Rock Slopes (23-23)
3.3 Buried Structures (24-24)
3.4 Conclusions (25-25)
4.1 Developments for Seismic Ground Motions (26-27)
4.2.1 Generalized Limit Equilibrium Analyses (28-28)
4.2.2 Wall Height-Dependent Seismic Coefficient (29-29)
4.3 Developments for Slopes and Embankments (30-30)
4.4.1 Analysis Procedures for TGD (31-32)
4.5 Summary (33-34)
5.1.1 Update to AASHTO Seismic Ground Motion Criteria (35-37)
5.1.2 Range of Ground Shaking Levels in the United States for Referenced Soft Rock (38-38)
5.1.3 Variation in Spectral Shapes for Soil and Rock Sites in WUS versus CEUS (39-40)
5.2.2 Description of Ground Motion Database (41-41)
5.2.4 Microsoft Access Database (42-42)
5.2.7 Newmark Sliding Block Displacement Correlations (43-45)
5.2.8 Comparison Between Correlations (46-47)
5.2.9 Confidence Level (48-48)
5.3 Correlation of PGV with S1 (49-53)
5.4 Conclusions (54-54)
6.1.1 Scattering Analyses for a Slope (55-62)
6.1.2 Scattering Analyses for Retaining Walls (63-65)
6.2 Conclusions (66-67)
7.1 Current Design Practice (68-70)
7.2.1 Seismic Active Earth Pressures (71-72)
7.2.2 Seismic Passive Earth Pressures (73-73)
7.3.2 Results of M-O Analyses for Soils with Cohesion (74-74)
7.3.3 Implication to Design (75-75)
7.5 Height-Dependent Seismic Design Coefficients (76-76)
7.5.1 Evaluation of Impedance Contrasts and Soil Behavior (77-78)
7.5.2 Results of Impedance Contrast and Nonlinearity Evaluations (79-80)
7.6 Displacement-Based Design for Gravity, Semi Gravity, and MSE Walls (81-81)
7.7 Conventional Gravity and Semi-Gravity Walls - Recommended Design Method for External Stability (82-83)
7.8.2 MSE Walls - Design Method for External Stability (84-86)
7.8.3 MSE Walls - Design Method for Internal Stability (87-87)
7.9.1 Nongravity Cantilever Walls (88-90)
7.9.2 Anchored Walls (91-92)
7.9.3 Soil Nail Walls (93-93)
7.10 Conclusions (94-95)
8.1.1 Engineered Slopes and Embankments (96-96)
8.2.1 Limit Equilibrium Approach (97-98)
8.2.2 Displacement-Based Approach (99-99)
8.3 Proposed Design Methodology (100-100)
8.4.1 Problem Description (101-101)
8.5.1 Limit Equilibrium Design Methods (102-102)
8.5.3 Liquefaction Potential (103-103)
8.6 Conclusions (104-104)
9.2 Culvert/Pipe Characteristics (105-105)
9.3 General Effects of Earthquakes and Potential Failure Modes (106-106)
9.3.1 Ground Shaking (107-107)
9.4 Current Seismic Design Practice for Culverts or Other Buried Structures (108-108)
9.5.1 Ovaling of Circular Conduits (109-112)
9.5.2 Racking of Rectangular Conduits (113-114)
9.6.2 Model Assumptions and Results (115-128)
9.7 Conclusions and Recommendations (129-130)
10.2 Retaining Walls (131-131)
10.3 Slopes and Embankments (132-132)
10.5 Need for Confirming Methods (133-133)
References (134-136)
Appendices (137-137)
Abbreviations used without definitions in TRB publications (138-138)

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103 Table 8-2. Results of ground displacement estimates for example stability evaluation. Ground Motion Displacement (inches) Static C/D 10% in 50 2% in 50 Parameter Slope Angle Ratio kyield 7% in 75 Years Years Years Upper Bound Till ( = 42 degrees) Case 1 1H to 1V 0.9 NA NA NA NA Case 2 1.5H to 1V 1.3 0.13 6-9 3-5 14-18 Case 3 2H to 1V 1.7 0.25 <1 <1 3-4 Upper Bound Till ( = 38 degrees, c = 200 psf) Case 1 1H to 1V 1.2 0.09 12-19 7-11 26-32 Case 2 1.5H to 1V 1.6 0.26 <1 0 3 Case 3 2H to 1V 2.0 0.32 0 0 <1 Lower Bound Till ( = 36 degrees) Case 1 1H to 1V 0.8 NA NA NA NA Case 2 1.5H to 1V 1.2 0.07 18-27 11-17 36-44 Case 3 2H to 1V 1.5 0.17 3-5 1-2 8-11 Typically, if the site is nonliquefiable (that is, significant minimum C/D ratio is 1.5 or more, and for natural slopes the loss in strength does not occur during seismic loading), a seis- acceptable C/D ratio ranges from 1.3 to 1.5, depending on the mic coefficient of 50 percent of the site-adjusted PGA (after potential consequences of slope instability. adjustments for site soil effects and wave scattering) will re- The following results were developed to define combina- sult in ground displacements of less than 1 to 2 inches, as long tions of slope angles and the site-adjusted PGA values below as the resulting C/D ratio (that is, factor of safety) is greater which a seismic stability analysis did not appear warranted. than 1.0. In view of the simplifications associated with this This guidance must be used with some care. It works best method, common practice is to use a C/D ratio > 1.1 to de- when the slope is relatively homogeneous in consistency and fine acceptable slope conditions. It is a fairly simple task to there is no water table within the slope. As the slope becomes calibrate the reduction based on the typical site-adjusted PGA more complicated, particularly if there are thin, low-strength and PGV for the area, the shape of the normalized response bedding planes, then this screening criteria identified in spectrum, and the displacement that is acceptable. Newmark Table 8-3 should not be used and a detailed slope stability curves in Chapter 5 then can be used to "back out" the ky analysis performed, in which the strength in each soil layer is value. If the ky value is used in the slope stability computer modeled. program as the seismic coefficient, and the resulting factor of safety is greater than 1.0, acceptable slope displacements are 8.5.3 Liquefaction Potential predicted. No effort has been made within this Project to introduce liquefaction effects into the seismic stability analysis. This 8.5.2 No Analysis Cut-off topic has been specifically avoided due to the complexity of The same concept as described in the preceding subsection the issues involved and the on-going debate regarding the can be used to define a "no analysis" area. In this case, if the best approach for addressing liquefaction. C/D ratio for gravity loading is greater than a predetermined Several approaches are currently being used or proposed. value, then the slope will be inherently safe during seismic loading, as long as liquefaction does not occur. For engi- · The simplest are the empirical relationships suggested by neered slopes, most transportation agencies require that the Youd et al. (2002) for estimating displacement during lat- Table 8-3. Proposed screening levels for no-analysis cut-off. Slope Angle Fpga PGA 3H:1V 0.3 2H:1V 0.2