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NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments (2009)
National Cooperative Highway Research Program (NCHRP)

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Lam, Ignatius Po, Martin, Geoffrey R, Anderson, Donald G, Wang, Joseph N, Transportation Research Board. "9.3.1 Ground Shaking." NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments. Washington, DC: The National Academies Press, 2009.

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Page
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Page
107
Front Matter (R1-R10)
1.1 Overall Project Objectives, Approach, and Schedule (1-1)
1.2.1 Plans for Implementing the LRFD Design Methodology (2-3)
1.2.2 Overview of Conclusions from Initial Phase of Work (4-4)
1.2.3 Overview of Conclusions from Second Phase of Work (5-6)
1.2.4 Overview of Conclusions from Third Phase of Work (7-7)
1.3.1 Volume 1 - Final Project Report (8-8)
1.3.2 Volume 2 - Recommended Specifications, Commentaries, and Example Problems (9-9)
2.1 Earthquake Design Basis (10-10)
2.2 Literature Search (11-11)
2.2.1 Key References (12-13)
2.2.2 General Observations (14-14)
2.3 DOT, Vendor, and Consultant Contacts (15-16)
2.4 Conclusions (17-17)
3.1.1 Gravity and Semi-Gravity Walls (18-20)
3.1.2 MSE Retaining Walls (21-21)
3.2.1 Seismic Considerations for Soil Slopes (22-22)
3.2.2 Seismic Considerations for Rock Slopes (23-23)
3.3 Buried Structures (24-24)
3.4 Conclusions (25-25)
4.1 Developments for Seismic Ground Motions (26-27)
4.2.1 Generalized Limit Equilibrium Analyses (28-28)
4.2.2 Wall Height-Dependent Seismic Coefficient (29-29)
4.3 Developments for Slopes and Embankments (30-30)
4.4.1 Analysis Procedures for TGD (31-32)
4.5 Summary (33-34)
5.1.1 Update to AASHTO Seismic Ground Motion Criteria (35-37)
5.1.2 Range of Ground Shaking Levels in the United States for Referenced Soft Rock (38-38)
5.1.3 Variation in Spectral Shapes for Soil and Rock Sites in WUS versus CEUS (39-40)
5.2.2 Description of Ground Motion Database (41-41)
5.2.4 Microsoft Access Database (42-42)
5.2.7 Newmark Sliding Block Displacement Correlations (43-45)
5.2.8 Comparison Between Correlations (46-47)
5.2.9 Confidence Level (48-48)
5.3 Correlation of PGV with S1 (49-53)
5.4 Conclusions (54-54)
6.1.1 Scattering Analyses for a Slope (55-62)
6.1.2 Scattering Analyses for Retaining Walls (63-65)
6.2 Conclusions (66-67)
7.1 Current Design Practice (68-70)
7.2.1 Seismic Active Earth Pressures (71-72)
7.2.2 Seismic Passive Earth Pressures (73-73)
7.3.2 Results of M-O Analyses for Soils with Cohesion (74-74)
7.3.3 Implication to Design (75-75)
7.5 Height-Dependent Seismic Design Coefficients (76-76)
7.5.1 Evaluation of Impedance Contrasts and Soil Behavior (77-78)
7.5.2 Results of Impedance Contrast and Nonlinearity Evaluations (79-80)
7.6 Displacement-Based Design for Gravity, Semi Gravity, and MSE Walls (81-81)
7.7 Conventional Gravity and Semi-Gravity Walls - Recommended Design Method for External Stability (82-83)
7.8.2 MSE Walls - Design Method for External Stability (84-86)
7.8.3 MSE Walls - Design Method for Internal Stability (87-87)
7.9.1 Nongravity Cantilever Walls (88-90)
7.9.2 Anchored Walls (91-92)
7.9.3 Soil Nail Walls (93-93)
7.10 Conclusions (94-95)
8.1.1 Engineered Slopes and Embankments (96-96)
8.2.1 Limit Equilibrium Approach (97-98)
8.2.2 Displacement-Based Approach (99-99)
8.3 Proposed Design Methodology (100-100)
8.4.1 Problem Description (101-101)
8.5.1 Limit Equilibrium Design Methods (102-102)
8.5.3 Liquefaction Potential (103-103)
8.6 Conclusions (104-104)
9.2 Culvert/Pipe Characteristics (105-105)
9.3 General Effects of Earthquakes and Potential Failure Modes (106-106)
9.3.1 Ground Shaking (107-107)
9.4 Current Seismic Design Practice for Culverts or Other Buried Structures (108-108)
9.5.1 Ovaling of Circular Conduits (109-112)
9.5.2 Racking of Rectangular Conduits (113-114)
9.6.2 Model Assumptions and Results (115-128)
9.7 Conclusions and Recommendations (129-130)
10.2 Retaining Walls (131-131)
10.3 Slopes and Embankments (132-132)
10.5 Need for Confirming Methods (133-133)
References (134-136)
Appendices (137-137)
Abbreviations used without definitions in TRB publications (138-138)

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107 action plays a critical role in the evaluation of the effect of seis- mic loading for both flexible and rigid culverts and pipes. A unified evaluation procedure is developed in this chapter to provide a rational and reliable means for seismic evaluations as well as realistic design for buried culvert and pipe structures. 9.3.1 Ground Shaking Ground shaking refers to the vibration of the ground pro- duced by seismic waves propagating through the earth's crust. The area experiencing this shaking may cover hundreds of square miles in the vicinity of the fault rupture. The intensity of the shaking attenuates with distance from the fault rupture. Ground shaking motions are composed of two different types of seismic waves, each with two subtypes: · Body waves travel within the earth's material. They may be either longitudinal compressional (P-) waves or transverse shear (S-) waves, and they can travel in any direction in the ground. · Surface waves travel along the earth's surface. They may be Figure 9-2. Ovaling and racking deformations. either Rayleigh waves or Love waves. The axial and curvature deformations are induced by com- As stable ground is deformed by the traveling waves, any ponents of seismic waves that propagate along the culvert or culverts or pipelines in the ground also will be deformed. The pipeline axis. Figure 9-1 shows the idealized representations of shaking or wave traveling induced ground deformations are axial and curvature deformations. The general behavior of the called transient ground deformations. linear structure is similar to that of an elastic beam subject to When subject to transient ground deformations, the re- deformations or strains imposed by the surrounding ground. sponse of a buried linear culvert or pipe structure can be de- Current design and analysis methodologies for pipeline scribed in terms of three principal types of deformations: systems were developed typically for long, linear structures. (1) axial deformations, (2) curvature deformations (refers The principal failure modes for long, continuous pipeline struc- to Figure 9-1), and (3) ovaling (for circular cross section) or tures consist of (1) rupture due to axial tension (or pull out for racking (for rectangular cross section) deformations (refers jointed segmented pipelines), and (2) local bucking (wrinkling) to Figure 9-2). due to axial compression and flexural failure. If the pipelines are buried at shallow depth, continuous pipelines in com- pression also can exhibit beam-buckling behavior (that is, global bucking with upward buckling deflections). If the axial stiffness of the structures is large, such as that for a large sec- tional concrete pipe, then the buckling potential in the longi- tudinal direction is small for both local buckling and global buckling. The general failure criteria for the above-mentioned potential failure modes have been documented by previous studies (O'Rourke and Liu, 1996). It should be noted, however, that typical culvert structures for transportation applications are generally of limited length. For this condition, it is in general unlikely to develop signifi- cant transient axial/curvature deformations along the culvert structures. The potential failure modes mentioned above are not likely to take place during the earthquake. The main focus of this chapter will not be on the effects of axial/curvature de- formations. Instead, the scope of this chapter will concentrate Figure 9-1. Axial and curvature deformations. on transverse deformations of culverts and pipes.