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NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments (2009)
National Cooperative Highway Research Program (NCHRP)

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Lam, Ignatius Po, Martin, Geoffrey R, Anderson, Donald G, Wang, Joseph N, Transportation Research Board. "10.2 Retaining Walls." NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments. Washington, DC: The National Academies Press, 2009.

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Page
131
Front Matter (R1-R10)
1.1 Overall Project Objectives, Approach, and Schedule (1-1)
1.2.1 Plans for Implementing the LRFD Design Methodology (2-3)
1.2.2 Overview of Conclusions from Initial Phase of Work (4-4)
1.2.3 Overview of Conclusions from Second Phase of Work (5-6)
1.2.4 Overview of Conclusions from Third Phase of Work (7-7)
1.3.1 Volume 1 - Final Project Report (8-8)
1.3.2 Volume 2 - Recommended Specifications, Commentaries, and Example Problems (9-9)
2.1 Earthquake Design Basis (10-10)
2.2 Literature Search (11-11)
2.2.1 Key References (12-13)
2.2.2 General Observations (14-14)
2.3 DOT, Vendor, and Consultant Contacts (15-16)
2.4 Conclusions (17-17)
3.1.1 Gravity and Semi-Gravity Walls (18-20)
3.1.2 MSE Retaining Walls (21-21)
3.2.1 Seismic Considerations for Soil Slopes (22-22)
3.2.2 Seismic Considerations for Rock Slopes (23-23)
3.3 Buried Structures (24-24)
3.4 Conclusions (25-25)
4.1 Developments for Seismic Ground Motions (26-27)
4.2.1 Generalized Limit Equilibrium Analyses (28-28)
4.2.2 Wall Height-Dependent Seismic Coefficient (29-29)
4.3 Developments for Slopes and Embankments (30-30)
4.4.1 Analysis Procedures for TGD (31-32)
4.5 Summary (33-34)
5.1.1 Update to AASHTO Seismic Ground Motion Criteria (35-37)
5.1.2 Range of Ground Shaking Levels in the United States for Referenced Soft Rock (38-38)
5.1.3 Variation in Spectral Shapes for Soil and Rock Sites in WUS versus CEUS (39-40)
5.2.2 Description of Ground Motion Database (41-41)
5.2.4 Microsoft Access Database (42-42)
5.2.7 Newmark Sliding Block Displacement Correlations (43-45)
5.2.8 Comparison Between Correlations (46-47)
5.2.9 Confidence Level (48-48)
5.3 Correlation of PGV with S1 (49-53)
5.4 Conclusions (54-54)
6.1.1 Scattering Analyses for a Slope (55-62)
6.1.2 Scattering Analyses for Retaining Walls (63-65)
6.2 Conclusions (66-67)
7.1 Current Design Practice (68-70)
7.2.1 Seismic Active Earth Pressures (71-72)
7.2.2 Seismic Passive Earth Pressures (73-73)
7.3.2 Results of M-O Analyses for Soils with Cohesion (74-74)
7.3.3 Implication to Design (75-75)
7.5 Height-Dependent Seismic Design Coefficients (76-76)
7.5.1 Evaluation of Impedance Contrasts and Soil Behavior (77-78)
7.5.2 Results of Impedance Contrast and Nonlinearity Evaluations (79-80)
7.6 Displacement-Based Design for Gravity, Semi Gravity, and MSE Walls (81-81)
7.7 Conventional Gravity and Semi-Gravity Walls - Recommended Design Method for External Stability (82-83)
7.8.2 MSE Walls - Design Method for External Stability (84-86)
7.8.3 MSE Walls - Design Method for Internal Stability (87-87)
7.9.1 Nongravity Cantilever Walls (88-90)
7.9.2 Anchored Walls (91-92)
7.9.3 Soil Nail Walls (93-93)
7.10 Conclusions (94-95)
8.1.1 Engineered Slopes and Embankments (96-96)
8.2.1 Limit Equilibrium Approach (97-98)
8.2.2 Displacement-Based Approach (99-99)
8.3 Proposed Design Methodology (100-100)
8.4.1 Problem Description (101-101)
8.5.1 Limit Equilibrium Design Methods (102-102)
8.5.3 Liquefaction Potential (103-103)
8.6 Conclusions (104-104)
9.2 Culvert/Pipe Characteristics (105-105)
9.3 General Effects of Earthquakes and Potential Failure Modes (106-106)
9.3.1 Ground Shaking (107-107)
9.4 Current Seismic Design Practice for Culverts or Other Buried Structures (108-108)
9.5.1 Ovaling of Circular Conduits (109-112)
9.5.2 Racking of Rectangular Conduits (113-114)
9.6.2 Model Assumptions and Results (115-128)
9.7 Conclusions and Recommendations (129-130)
10.2 Retaining Walls (131-131)
10.3 Slopes and Embankments (132-132)
10.5 Need for Confirming Methods (133-133)
References (134-136)
Appendices (137-137)
Abbreviations used without definitions in TRB publications (138-138)

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131 CHAPTER 10 Recommendations for Future Work During completion of the NCHRP 12-70 Project, it be- · Simple but rational methods for estimating site factors at came apparent that additional work would be required to de- locations should be developed for locations where NEHRP velop simplified recommendations for the seismic design of site factors may not be appropriate. These locations in- retaining walls, slopes and embankments, and buried struc- clude deep soil sites located in CEUS, where the frequency tures. The required work generally occurs in two categories: characteristics of ground motions in combination with the (1) fundamental research into seismic performance related to depth and shear wave velocity of the soil profile make the specific issues, and (2) testing of recommended procedures NEHRP factors inaccurate in some situations. Likewise, lo- described in this Final Report and as set forth in the specifi- cations where thin soil layers (for example, less than 50 feet) cations and commentaries contained in Volume 2. The fol- occur over rock also may not be adequately modeled by the lowing discussions summarize some of the topics that will NEHRP site factors. require further research or evaluation. · An approach for introducing the effects of liquefaction into ground motion computations is needed. Although 10.1 Ground Motions one-dimensional, nonlinear effective stress computer pro- and Displacements grams are available, use of these methods is relatively lim- ited. Either simple ground motion adjustment procedures Applicable ground motion criteria have been established by that account for liquefaction should be developed, or easier- the AASHTO decision to adopt the 1,000-year ground motion to-use, commercially available, effective stress computer maps and the NEHRP-type site factors as a basis for seismic de- programs are needed. In the absence of these methods, it is sign. This decision on the part of AASHTO resolves many of difficult to properly account for changes in ground motion the uncertainties that existed during this Project and should above sites where liquefaction is predicted. provide a sufficient basis for the seismic design of retaining · Revised equations are needed for estimating the site-adjusted walls, slopes and embankments, and buried structures. The re- PGA in Equations (5-7) and (5-9) at a predetermined per- vised Newmark displacement charts given in this Final Report manent displacement. The current equations cannot be also provide an up-to-date method of estimating permanent ground displacements suitable for WUS and CEUS. Height- applied by a designer within a spreadsheet analysis procedure dependent coherency, or wave scattering, factors also were to estimate limiting PGA values if the displacement (d ) is introduced in this Final Report, and these will be useful for specified. · Additional evaluations should be conducted to confirm seismic design of walls over 20 to 30 feet in height. The following topics in the areas of ground motions and that the wave scattering factors described in Chapters 6 and displacement determination appear to warrant either future 7 are applicable for a variety of site, retaining wall, and slope consideration or development: conditions. · Maps are needed from the USGS that provide PGV for the 10.2 Retaining Walls 1,000 year return period. These maps would eliminate the need to use empirical equations based on the 1-second spec- A relatively simple methodology was identified during this tral ordinates for making the PGV determination and could work for the seismic evaluation of retaining walls. This method- contribute to simpler estimates of permanent ground ology was based on either M-O equations for cases where displacements. soil is homogenous behind the retaining structure, or a more