National Academy of Sciences | 150 Year Anniversary

Questions? Call 800-624-6242

| Items in cart [0]

The National Academies Press

Rights & Permissions

topleft topright

NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments (2009)
National Cooperative Highway Research Program (NCHRP)

Citation Manager

Lam, Ignatius Po, Martin, Geoffrey R, Anderson, Donald G, Wang, Joseph N, Transportation Research Board. "4.2.1 Generalized Limit Equilibrium Analyses." NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments. Washington, DC: The National Academies Press, 2009.

Please select a format:

BibTeX EndNote RefMan


Page
28
bottomleft bottomright
Page
28
Front Matter (R1-R10)
1.1 Overall Project Objectives, Approach, and Schedule (1-1)
1.2.1 Plans for Implementing the LRFD Design Methodology (2-3)
1.2.2 Overview of Conclusions from Initial Phase of Work (4-4)
1.2.3 Overview of Conclusions from Second Phase of Work (5-6)
1.2.4 Overview of Conclusions from Third Phase of Work (7-7)
1.3.1 Volume 1 - Final Project Report (8-8)
1.3.2 Volume 2 - Recommended Specifications, Commentaries, and Example Problems (9-9)
2.1 Earthquake Design Basis (10-10)
2.2 Literature Search (11-11)
2.2.1 Key References (12-13)
2.2.2 General Observations (14-14)
2.3 DOT, Vendor, and Consultant Contacts (15-16)
2.4 Conclusions (17-17)
3.1.1 Gravity and Semi-Gravity Walls (18-20)
3.1.2 MSE Retaining Walls (21-21)
3.2.1 Seismic Considerations for Soil Slopes (22-22)
3.2.2 Seismic Considerations for Rock Slopes (23-23)
3.3 Buried Structures (24-24)
3.4 Conclusions (25-25)
4.1 Developments for Seismic Ground Motions (26-27)
4.2.1 Generalized Limit Equilibrium Analyses (28-28)
4.2.2 Wall Height-Dependent Seismic Coefficient (29-29)
4.3 Developments for Slopes and Embankments (30-30)
4.4.1 Analysis Procedures for TGD (31-32)
4.5 Summary (33-34)
5.1.1 Update to AASHTO Seismic Ground Motion Criteria (35-37)
5.1.2 Range of Ground Shaking Levels in the United States for Referenced Soft Rock (38-38)
5.1.3 Variation in Spectral Shapes for Soil and Rock Sites in WUS versus CEUS (39-40)
5.2.2 Description of Ground Motion Database (41-41)
5.2.4 Microsoft Access Database (42-42)
5.2.7 Newmark Sliding Block Displacement Correlations (43-45)
5.2.8 Comparison Between Correlations (46-47)
5.2.9 Confidence Level (48-48)
5.3 Correlation of PGV with S1 (49-53)
5.4 Conclusions (54-54)
6.1.1 Scattering Analyses for a Slope (55-62)
6.1.2 Scattering Analyses for Retaining Walls (63-65)
6.2 Conclusions (66-67)
7.1 Current Design Practice (68-70)
7.2.1 Seismic Active Earth Pressures (71-72)
7.2.2 Seismic Passive Earth Pressures (73-73)
7.3.2 Results of M-O Analyses for Soils with Cohesion (74-74)
7.3.3 Implication to Design (75-75)
7.5 Height-Dependent Seismic Design Coefficients (76-76)
7.5.1 Evaluation of Impedance Contrasts and Soil Behavior (77-78)
7.5.2 Results of Impedance Contrast and Nonlinearity Evaluations (79-80)
7.6 Displacement-Based Design for Gravity, Semi Gravity, and MSE Walls (81-81)
7.7 Conventional Gravity and Semi-Gravity Walls - Recommended Design Method for External Stability (82-83)
7.8.2 MSE Walls - Design Method for External Stability (84-86)
7.8.3 MSE Walls - Design Method for Internal Stability (87-87)
7.9.1 Nongravity Cantilever Walls (88-90)
7.9.2 Anchored Walls (91-92)
7.9.3 Soil Nail Walls (93-93)
7.10 Conclusions (94-95)
8.1.1 Engineered Slopes and Embankments (96-96)
8.2.1 Limit Equilibrium Approach (97-98)
8.2.2 Displacement-Based Approach (99-99)
8.3 Proposed Design Methodology (100-100)
8.4.1 Problem Description (101-101)
8.5.1 Limit Equilibrium Design Methods (102-102)
8.5.3 Liquefaction Potential (103-103)
8.6 Conclusions (104-104)
9.2 Culvert/Pipe Characteristics (105-105)
9.3 General Effects of Earthquakes and Potential Failure Modes (106-106)
9.3.1 Ground Shaking (107-107)
9.4 Current Seismic Design Practice for Culverts or Other Buried Structures (108-108)
9.5.1 Ovaling of Circular Conduits (109-112)
9.5.2 Racking of Rectangular Conduits (113-114)
9.6.2 Model Assumptions and Results (115-128)
9.7 Conclusions and Recommendations (129-130)
10.2 Retaining Walls (131-131)
10.3 Slopes and Embankments (132-132)
10.5 Need for Confirming Methods (133-133)
References (134-136)
Appendices (137-137)
Abbreviations used without definitions in TRB publications (138-138)

Below are the first 10 and last 10 pages of uncorrected machine-read text (when available) of this chapter, followed by the top 30 algorithmically extracted key phrases from the chapter as a whole.
Intended to provide our own search engines and external engines with highly rich, chapter-representative searchable text on the opening pages of each chapter. Because it is UNCORRECTED material, please consider the following text as a useful but insufficient proxy for the authoritative book pages.

Do not use for reproduction, copying, pasting, or reading; exclusively for search engines.

OCR for page 28
28 Along with the difference in the PGA between WUS and high seismic coefficients. With a few exceptions, these problems CEUS sites, these figures show the drastic difference in the preclude practical modification of the M-O equations for shaking hazard as measured by the peak spectral acceleration general use. The problem for seismic active earth pressures at 1 second (S1) or PGV between a WUS and a CEUS site. Such can be overcome by the use of commercially available, limit- changes between the WUS and CEUS are also reflected in equilibrium computer programs--the same as used for the AASHTO 1,000-year maps. analysis of seismic slope stability. Current versions of many In view of the differences in ground motion characteris- of these programs have the versatility to analyze conventional tics, hence response spectra, between CEUS and WUS, as semi-gravity walls, as well as MSE, soil nail, or anchored walls. well as the NCHRP 20-07 Project recommendation to use These analyses can be performed for complex wall profiles, the spectral acceleration at a 1-second period as the parame- soil stratigraphy, surcharge loading, and pseudo-static lateral ter for defining the level and requirements for bridge design, earthquake loading. a focused ground motion study was conducted during the In the case of semi-gravity walls, values of earthquake- NCHRP 12-70 Project to establish a consistent approach for induced wall loads (PAE) induced by retained soils can be both projects. The NCHRP 12-70 ground motion study in- computed from a limit equilibrium stability analysis by cal- volved development of an analytical methodology that relates culating the maximum equivalent external load on a wall face PGV and spectral acceleration at 1-second period (S1) and (Figure 4-3) corresponding to a safety factor of 1.0. This con- between PGV and PGA for CEUS and WUS. Effects of local cept, referred to as the generalized limit equilibrium (GLE) soil conditions on the relationship between these ground method, can be calibrated back to an idealized M-O solution motion parameters were avoided by developing the rela- for uniform cohesionless backfill, and has been used in prac- tionships for NEHRP Site Class B conditions (that is, rock tice to replace M-O solutions for complex wall designs. The with a shear wave velocity between 2,500 and 5,000 feet per line of action of the external load can reasonably be assumed second), and then applying site coefficients to correct for at the mid-height of the wall acting at an appropriate friction soil conditions. This development was accomplished using angle. In the case of MSE or soil nail walls, internal and exter- an available ground motion database, including spectrum- nal stability evaluations may be undertaken using limit equi- compatible time history development reflecting differences in librium computer programs without the empiricism presently WUS and CEUS conditions. associated with AASHTO Specifications. Such an approach has been described by Ling et al. (1997). Potential computer programs for evaluating the GLE 4.2 Developments for methodology were reviewed. One of the most valuable docu- Retaining Walls ments for this review was a study by Pockoski and Duncan The next major area of development involved improved (2000) comparing 10 available computer programs for limit methods for estimating the forces on and the displacement equilibrium analysis. Programs included in the study were response of retaining walls. The approach for evaluating the UTEXAS4, SLOPE/W, SLIDE, XSTABLE, WINSTABL, RSS, seismic displacement response of retaining walls consisted of using a limit equilibrium stability analysis in combination with the results of the seismic demand (ground motion) stud- ies described above. Analytical developments were required in three areas, as discussed in the following subsections. The focus of these developments was on rational methods for es- timating forces on and deformation of retaining walls located in CEUS and WUS. 4.2.1 Generalized Limit Equilibrium Analyses The problems and knowledge gaps associated with existing AASHTO Specifications for seismic earth pressure determi- nation have been summarized in the Chapter 3 discussion. Many problems are associated with the M-O equations used to compute seismic active and passive earth pressures for wall design. These problems include the inability of the M-O equa- Figure 4-3. Limit equilibrium method for estimating tions to handle complex wall profiles, soil stratigraphies, and seismic active earth pressures.