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NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments (2009)
National Cooperative Highway Research Program (NCHRP)

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Lam, Ignatius Po, Martin, Geoffrey R, Anderson, Donald G, Wang, Joseph N, Transportation Research Board. "4.2.2 Wall Height-Dependent Seismic Coefficient." NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments. Washington, DC: The National Academies Press, 2009.

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Front Matter (R1-R10)
1.1 Overall Project Objectives, Approach, and Schedule (1-1)
1.2.1 Plans for Implementing the LRFD Design Methodology (2-3)
1.2.2 Overview of Conclusions from Initial Phase of Work (4-4)
1.2.3 Overview of Conclusions from Second Phase of Work (5-6)
1.2.4 Overview of Conclusions from Third Phase of Work (7-7)
1.3.1 Volume 1 - Final Project Report (8-8)
1.3.2 Volume 2 - Recommended Specifications, Commentaries, and Example Problems (9-9)
2.1 Earthquake Design Basis (10-10)
2.2 Literature Search (11-11)
2.2.1 Key References (12-13)
2.2.2 General Observations (14-14)
2.3 DOT, Vendor, and Consultant Contacts (15-16)
2.4 Conclusions (17-17)
3.1.1 Gravity and Semi-Gravity Walls (18-20)
3.1.2 MSE Retaining Walls (21-21)
3.2.1 Seismic Considerations for Soil Slopes (22-22)
3.2.2 Seismic Considerations for Rock Slopes (23-23)
3.3 Buried Structures (24-24)
3.4 Conclusions (25-25)
4.1 Developments for Seismic Ground Motions (26-27)
4.2.1 Generalized Limit Equilibrium Analyses (28-28)
4.2.2 Wall Height-Dependent Seismic Coefficient (29-29)
4.3 Developments for Slopes and Embankments (30-30)
4.4.1 Analysis Procedures for TGD (31-32)
4.5 Summary (33-34)
5.1.1 Update to AASHTO Seismic Ground Motion Criteria (35-37)
5.1.2 Range of Ground Shaking Levels in the United States for Referenced Soft Rock (38-38)
5.1.3 Variation in Spectral Shapes for Soil and Rock Sites in WUS versus CEUS (39-40)
5.2.2 Description of Ground Motion Database (41-41)
5.2.4 Microsoft Access Database (42-42)
5.2.7 Newmark Sliding Block Displacement Correlations (43-45)
5.2.8 Comparison Between Correlations (46-47)
5.2.9 Confidence Level (48-48)
5.3 Correlation of PGV with S1 (49-53)
5.4 Conclusions (54-54)
6.1.1 Scattering Analyses for a Slope (55-62)
6.1.2 Scattering Analyses for Retaining Walls (63-65)
6.2 Conclusions (66-67)
7.1 Current Design Practice (68-70)
7.2.1 Seismic Active Earth Pressures (71-72)
7.2.2 Seismic Passive Earth Pressures (73-73)
7.3.2 Results of M-O Analyses for Soils with Cohesion (74-74)
7.3.3 Implication to Design (75-75)
7.5 Height-Dependent Seismic Design Coefficients (76-76)
7.5.1 Evaluation of Impedance Contrasts and Soil Behavior (77-78)
7.5.2 Results of Impedance Contrast and Nonlinearity Evaluations (79-80)
7.6 Displacement-Based Design for Gravity, Semi Gravity, and MSE Walls (81-81)
7.7 Conventional Gravity and Semi-Gravity Walls - Recommended Design Method for External Stability (82-83)
7.8.2 MSE Walls - Design Method for External Stability (84-86)
7.8.3 MSE Walls - Design Method for Internal Stability (87-87)
7.9.1 Nongravity Cantilever Walls (88-90)
7.9.2 Anchored Walls (91-92)
7.9.3 Soil Nail Walls (93-93)
7.10 Conclusions (94-95)
8.1.1 Engineered Slopes and Embankments (96-96)
8.2.1 Limit Equilibrium Approach (97-98)
8.2.2 Displacement-Based Approach (99-99)
8.3 Proposed Design Methodology (100-100)
8.4.1 Problem Description (101-101)
8.5.1 Limit Equilibrium Design Methods (102-102)
8.5.3 Liquefaction Potential (103-103)
8.6 Conclusions (104-104)
9.2 Culvert/Pipe Characteristics (105-105)
9.3 General Effects of Earthquakes and Potential Failure Modes (106-106)
9.3.1 Ground Shaking (107-107)
9.4 Current Seismic Design Practice for Culverts or Other Buried Structures (108-108)
9.5.1 Ovaling of Circular Conduits (109-112)
9.5.2 Racking of Rectangular Conduits (113-114)
9.6.2 Model Assumptions and Results (115-128)
9.7 Conclusions and Recommendations (129-130)
10.2 Retaining Walls (131-131)
10.3 Slopes and Embankments (132-132)
10.5 Need for Confirming Methods (133-133)
References (134-136)
Appendices (137-137)
Abbreviations used without definitions in TRB publications (138-138)

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29 SNAIL, and GOLDNAIL. Example problems in the Pockoski and Duncan report addressed design and analysis of MSE, soil nail and anchored (tieback) walls, and examined issues such as ease of use, accuracy, and efficiency. However, the Pockoski and Duncan study considered only static loading conditions. The programs MSEW (based on AASHTO Specifications for MSE walls) and ReSSA (a limit equilibrium program for re- inforced soil slopes), both developed by ADAMA Engineer- ing Inc. (ADAMA, 2005a and b) and licensed to the FHWA, also were considered in this review. An application of the latest version of ReSSA has been illustrated in a paper by Leshchinsky and Han (2004) and compared to FLAC analyses. Based on the review of the above report by Pockoski and Duncan, information from some of the software suppliers, and discussions with various researchers and practitioners, the programs SLIDE, MSEW, and ReSSA (2.0) appeared to be Figure 4-4. Effects of spatially varying ground the best suited for use in the analytical methodology develop- motions on seismic coefficient. ment of the Project. Checks with an alternate program were also performed to confirm the flexibility of the methodology being recommended for development. Application examples The acceleration time history response at different points are further discussed in Chapter 7. in the soil mass will be different from each other. Total force In the case of semi-gravity walls validation of the GLE acting when normalized by the soil mass within the failure approach with the closed-form M-O solutions is discussed plane gives rise to an equivalent seismic coefficient for wall in Chapter 7. Parametric studies and examples of design design. As the retaining wall height and the lateral dimension applications to representative walls including wall-height of the mass increase, an increasing degree of the high fre- effects and deformation analyses (discussed in Sections 4.2.2 quency content of the ground motion will be eliminated. and 4.2.3, respectively), along with comparative examples Hence, the seismic coefficient for earth pressure determina- using existing AASHTO design methods, also are discussed tion should be a function of wall height, as well as a function in Chapter 5 and 6. of the frequency content of the ground motion record. High frequency-rich ground motions tend to be more incoherent and result in a lower seismic coefficient. This observation also 4.2.2 Wall Height-Dependent means that the seismic coefficient should decrease for the low, Seismic Coefficient long-period content of CEUS motion records as compared to The next area of analytical methodology development WUS, or for rock motion records as opposed to soft soil site involved a sound technical procedure for selecting the seis- records. mic coefficient to be used in the limit equilibrium approach. This analytical development to quantify the effects of The current practice in selecting the seismic coefficient as- incoherency (also referred to as scattering or wave scattering sumes rigid body soil backfill response where the seismic in this Final Report) involved use of a library of spectrum- coefficient is defined by the peak ground acceleration oc- compatible time histories representing a range of conditions, curring at a point in the free field. For wall heights in excess including earthquake magnitudes, soil versus rock sites, and of approximately 30 feet, this rigid-body assumption can be CEUS versus WUS locations. This information was used questioned. to evaluate the dependence of the seismic coefficient on Figure 4-4 presents two schematic diagrams illustrating the wall height. Coherency (wave-scattering) analyses were con- issues pertaining to the seismic coefficient used for wall pres- ducted, and then the acceleration time histories for various sure determination compared to the free-field motion at a failure mechanisms were integrated to evaluate the relation of point on the ground surface. For simplicity, a massless re- seismic coefficient versus the original reference PGA and taining wall is used to eliminate the inertial response of the spectral acceleration at 1 second (S1). The wave scattering retaining wall, thereby resulting in a relatively simple prob- analyses were conducted for multiple wall heights (for exam- lem involving inertial response of the retained fill acting on ple, 30-foot, 60-foot, and 100-foot heights). The variation in the wall. For this problem the soil mass behind the retaining seismic coefficient was established as a function of time, wall is governed by incoherency in the ground motion at dif- thereby defining "seismic coefficient time histories" for dif- ferent points of the soil mass. ferent locations behind the retaining wall.