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NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments (2009)
National Cooperative Highway Research Program (NCHRP)

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Lam, Ignatius Po, Martin, Geoffrey R, Anderson, Donald G, Wang, Joseph N, Transportation Research Board. "5.2.7 Newmark Sliding Block Displacement Correlations." NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments. Washington, DC: The National Academies Press, 2009.

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Front Matter (R1-R10)
1.1 Overall Project Objectives, Approach, and Schedule (1-1)
1.2.1 Plans for Implementing the LRFD Design Methodology (2-3)
1.2.2 Overview of Conclusions from Initial Phase of Work (4-4)
1.2.3 Overview of Conclusions from Second Phase of Work (5-6)
1.2.4 Overview of Conclusions from Third Phase of Work (7-7)
1.3.1 Volume 1 - Final Project Report (8-8)
1.3.2 Volume 2 - Recommended Specifications, Commentaries, and Example Problems (9-9)
2.1 Earthquake Design Basis (10-10)
2.2 Literature Search (11-11)
2.2.1 Key References (12-13)
2.2.2 General Observations (14-14)
2.3 DOT, Vendor, and Consultant Contacts (15-16)
2.4 Conclusions (17-17)
3.1.1 Gravity and Semi-Gravity Walls (18-20)
3.1.2 MSE Retaining Walls (21-21)
3.2.1 Seismic Considerations for Soil Slopes (22-22)
3.2.2 Seismic Considerations for Rock Slopes (23-23)
3.3 Buried Structures (24-24)
3.4 Conclusions (25-25)
4.1 Developments for Seismic Ground Motions (26-27)
4.2.1 Generalized Limit Equilibrium Analyses (28-28)
4.2.2 Wall Height-Dependent Seismic Coefficient (29-29)
4.3 Developments for Slopes and Embankments (30-30)
4.4.1 Analysis Procedures for TGD (31-32)
4.5 Summary (33-34)
5.1.1 Update to AASHTO Seismic Ground Motion Criteria (35-37)
5.1.2 Range of Ground Shaking Levels in the United States for Referenced Soft Rock (38-38)
5.1.3 Variation in Spectral Shapes for Soil and Rock Sites in WUS versus CEUS (39-40)
5.2.2 Description of Ground Motion Database (41-41)
5.2.4 Microsoft Access Database (42-42)
5.2.7 Newmark Sliding Block Displacement Correlations (43-45)
5.2.8 Comparison Between Correlations (46-47)
5.2.9 Confidence Level (48-48)
5.3 Correlation of PGV with S1 (49-53)
5.4 Conclusions (54-54)
6.1.1 Scattering Analyses for a Slope (55-62)
6.1.2 Scattering Analyses for Retaining Walls (63-65)
6.2 Conclusions (66-67)
7.1 Current Design Practice (68-70)
7.2.1 Seismic Active Earth Pressures (71-72)
7.2.2 Seismic Passive Earth Pressures (73-73)
7.3.2 Results of M-O Analyses for Soils with Cohesion (74-74)
7.3.3 Implication to Design (75-75)
7.5 Height-Dependent Seismic Design Coefficients (76-76)
7.5.1 Evaluation of Impedance Contrasts and Soil Behavior (77-78)
7.5.2 Results of Impedance Contrast and Nonlinearity Evaluations (79-80)
7.6 Displacement-Based Design for Gravity, Semi Gravity, and MSE Walls (81-81)
7.7 Conventional Gravity and Semi-Gravity Walls - Recommended Design Method for External Stability (82-83)
7.8.2 MSE Walls - Design Method for External Stability (84-86)
7.8.3 MSE Walls - Design Method for Internal Stability (87-87)
7.9.1 Nongravity Cantilever Walls (88-90)
7.9.2 Anchored Walls (91-92)
7.9.3 Soil Nail Walls (93-93)
7.10 Conclusions (94-95)
8.1.1 Engineered Slopes and Embankments (96-96)
8.2.1 Limit Equilibrium Approach (97-98)
8.2.2 Displacement-Based Approach (99-99)
8.3 Proposed Design Methodology (100-100)
8.4.1 Problem Description (101-101)
8.5.1 Limit Equilibrium Design Methods (102-102)
8.5.3 Liquefaction Potential (103-103)
8.6 Conclusions (104-104)
9.2 Culvert/Pipe Characteristics (105-105)
9.3 General Effects of Earthquakes and Potential Failure Modes (106-106)
9.3.1 Ground Shaking (107-107)
9.4 Current Seismic Design Practice for Culverts or Other Buried Structures (108-108)
9.5.1 Ovaling of Circular Conduits (109-112)
9.5.2 Racking of Rectangular Conduits (113-114)
9.6.2 Model Assumptions and Results (115-128)
9.7 Conclusions and Recommendations (129-130)
10.2 Retaining Walls (131-131)
10.3 Slopes and Embankments (132-132)
10.5 Need for Confirming Methods (133-133)
References (134-136)
Appendices (137-137)
Abbreviations used without definitions in TRB publications (138-138)

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43 records have higher amplitudes in high frequency (low- period) ranges. · The difference in spectral shape between WUS and CEUS records is more evident for the rock records. · Having larger amplitudes at long periods implies that for the same PGA, the earthquake records in WUS will have larger PGV, therefore inducing larger displacements in the structure. 5.2.6 Correlation between PGV and S1, PGA and M Several correlations between PGV and other ground mo- tion parameters such as S1, PGA, and M were developed dur- ing this study. After reviewing recent publications related to this subject, a revised form of a PGV correlation suggested by Abrahamson (2005) for the estimation of PGV from spectral acceleration at one second (S1) was selected for use, as dis- cussed in Section 5.3. It is expected that in the future, USGS will publish recom- mended PGV values for different locations nationwide. In that case the S1-PGV correlation will be replaced in favor of design PGV values, and the designers can use Newmark displace- ment correlations directly using the USGS-recommended PGV values. Figure 5-7. Strong motion information database 5.2.7 Newmark Sliding Block model. Displacement Correlations Various researchers have proposed different correlations information database, and Table 5-4 gives a description of each for predicting the permanent displacement of earth structures field in the Access database. The developed database can be used subjected to seismic loading. A summary and comparison of to efficiently explore correlations between different record char- some of these correlations can be found in a paper by Cai and acteristics. It also can be used to prepare data sets required for Bathurst (1996). The majority of these correlations are based various statistical analyses. on the results of direct Newmark sliding block analyses on a set of strong motion records. Martin and Qiu (1994) used the following general form for 5.2.5 Spectral Acceleration Characteristics estimation of Newmark displacement: To compare strong motion records from different re- d = C ( k y kmax ) (1 - ky kmax ) Aa 3V a 4 M a 5 a1 a2 gion, magnitude, and soil type bins, the normalized spec- (5-1) tral acceleration and normalized relative density graphs are plotted for each bin. The average spectrum for each region- Using a database of earthquake records with a magnitude site condition for different magnitude ranges was calcu- range between 6.0 and 7.5, published by Hynes and Franklin lated. The average normalized spectra are presented in (1984), Martin and Qiu concluded that the correlation with M Figures 5-8 and 5-9. (magnitude) is negligible. The following simplified equation Results in Figures 5-8 and 5-9 show the following trends: was proposed by Martin and Qiu and adopted in NCHRP 12-49 Project: · Records with higher magnitudes generally have higher am- d = 6.82 ( k y kmax ) (1 - ky kmax ) -0.55 5.08 A -0.86V -0.8 86 M 1.66 (5-2) plitude in the long-period range. · Records for WUS and CEUS generally have different spec- where tral shapes. WUS records have higher normalized ampli- d = permanent displacement in inches, tudes in lower frequency (long-period) ranges, while CEUS ky = yield acceleration,

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44 Table 5-4. Description of different fields in the access ground motion database. Table Field Description INFOTAB NO Earthquake event number INFOTAB EARTHQUAKE Earthquake event name INFOTAB YEAR Event year INFOTAB MODY Event date INFOTAB HRMN Event time INFOTAB MAG Earthquake magnitude INFOTAB OWN Station owner INFOTAB STNO Station number INFOTAB STATION Station name INFOTAB DIST Closest distance from source INFOTAB GEOM Geomatrix site classification code INFOTAB USGS USGS site classification code INFOTAB HP Filter corner frequency, high INFOTAB LP Filter corner frequency, low INFOTAB PGA Peak ground acceleration INFOTAB PGV Peak ground velocity INFOTAB PGD Peak ground displacement INFOTAB DUR Duration INFOTAB FILENAME Record file name INFOTAB PAA1S Pseudo spectral acceleration at 1 second INFOTAB PRV1S Pseudo relative velocity at 1 second INFOTAB RD1S Relative displacement at 1 second INFOTAB PAAMAX Peak pseudo spectral acceleration INFOTAB PRVMAX Peak pseudo relative velocity INFOTAB RDMAX Peak relative displacement INFOTAB DUR95 5%-95% Arias intensity duration INFOTAB REGION Region (WUS or CEUS) INFOTAB SITE Site type (Soil/Rock) NEWMARK FILENAME Record file name NEWMARK REGION Region (WUS or CEUS) NEWMARK SITE Site type (Soil/Rock) NEWMARK DIR Record direction (horizontal/vertical) NEWMARK MAG Earthquake magnitude NEWMARK PGA Peak ground acceleration NEWMARK KYMAX ky/kmax (ratio of yield acceleration to PGA) NEWMARK DISP Calculated permanent (Newmark) displacement Note: Rock/Soil Definitions A and B for rock, C, D and E for soil based on NEHRP classification. kmax = the maximum seismic acceleration in the sliding block, log ( d ) = b0 + b1 log ( k y kmax ) + b2 log (1 - k y kmax ) A = peak ground acceleration (in/sec2), and + b3 log ( kmax ) + b4 log ( PGV ) (5-3) V = peak ground velocity (in/sec). Using a logarithmic transformation of the data helped to A correlation based on Equation (5-2), but in logarithmic stabilize the variance of residuals and normalize the variables, form, was used for estimation of Newmark displacement hence improving the correlation in the entire range of the from peak ground acceleration and peak ground velocity. parameters. Writing Equation (5-2) in logarithmic form resulted in the The coefficients for Equation (5-3) were estimated using following equation: regression analysis. The permanent displacement data from

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45 Figure 5-8. Average normalized spectral acceleration for rock records. Figure 5-9. Average normalized spectral acceleration for soil records.