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NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments (2009)
National Cooperative Highway Research Program (NCHRP)

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Lam, Ignatius Po, Martin, Geoffrey R, Anderson, Donald G, Wang, Joseph N, Transportation Research Board. "5.4 Conclusions." NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments. Washington, DC: The National Academies Press, 2009.

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Page
54
Front Matter (R1-R10)
1.1 Overall Project Objectives, Approach, and Schedule (1-1)
1.2.1 Plans for Implementing the LRFD Design Methodology (2-3)
1.2.2 Overview of Conclusions from Initial Phase of Work (4-4)
1.2.3 Overview of Conclusions from Second Phase of Work (5-6)
1.2.4 Overview of Conclusions from Third Phase of Work (7-7)
1.3.1 Volume 1 - Final Project Report (8-8)
1.3.2 Volume 2 - Recommended Specifications, Commentaries, and Example Problems (9-9)
2.1 Earthquake Design Basis (10-10)
2.2 Literature Search (11-11)
2.2.1 Key References (12-13)
2.2.2 General Observations (14-14)
2.3 DOT, Vendor, and Consultant Contacts (15-16)
2.4 Conclusions (17-17)
3.1.1 Gravity and Semi-Gravity Walls (18-20)
3.1.2 MSE Retaining Walls (21-21)
3.2.1 Seismic Considerations for Soil Slopes (22-22)
3.2.2 Seismic Considerations for Rock Slopes (23-23)
3.3 Buried Structures (24-24)
3.4 Conclusions (25-25)
4.1 Developments for Seismic Ground Motions (26-27)
4.2.1 Generalized Limit Equilibrium Analyses (28-28)
4.2.2 Wall Height-Dependent Seismic Coefficient (29-29)
4.3 Developments for Slopes and Embankments (30-30)
4.4.1 Analysis Procedures for TGD (31-32)
4.5 Summary (33-34)
5.1.1 Update to AASHTO Seismic Ground Motion Criteria (35-37)
5.1.2 Range of Ground Shaking Levels in the United States for Referenced Soft Rock (38-38)
5.1.3 Variation in Spectral Shapes for Soil and Rock Sites in WUS versus CEUS (39-40)
5.2.2 Description of Ground Motion Database (41-41)
5.2.4 Microsoft Access Database (42-42)
5.2.7 Newmark Sliding Block Displacement Correlations (43-45)
5.2.8 Comparison Between Correlations (46-47)
5.2.9 Confidence Level (48-48)
5.3 Correlation of PGV with S1 (49-53)
5.4 Conclusions (54-54)
6.1.1 Scattering Analyses for a Slope (55-62)
6.1.2 Scattering Analyses for Retaining Walls (63-65)
6.2 Conclusions (66-67)
7.1 Current Design Practice (68-70)
7.2.1 Seismic Active Earth Pressures (71-72)
7.2.2 Seismic Passive Earth Pressures (73-73)
7.3.2 Results of M-O Analyses for Soils with Cohesion (74-74)
7.3.3 Implication to Design (75-75)
7.5 Height-Dependent Seismic Design Coefficients (76-76)
7.5.1 Evaluation of Impedance Contrasts and Soil Behavior (77-78)
7.5.2 Results of Impedance Contrast and Nonlinearity Evaluations (79-80)
7.6 Displacement-Based Design for Gravity, Semi Gravity, and MSE Walls (81-81)
7.7 Conventional Gravity and Semi-Gravity Walls - Recommended Design Method for External Stability (82-83)
7.8.2 MSE Walls - Design Method for External Stability (84-86)
7.8.3 MSE Walls - Design Method for Internal Stability (87-87)
7.9.1 Nongravity Cantilever Walls (88-90)
7.9.2 Anchored Walls (91-92)
7.9.3 Soil Nail Walls (93-93)
7.10 Conclusions (94-95)
8.1.1 Engineered Slopes and Embankments (96-96)
8.2.1 Limit Equilibrium Approach (97-98)
8.2.2 Displacement-Based Approach (99-99)
8.3 Proposed Design Methodology (100-100)
8.4.1 Problem Description (101-101)
8.5.1 Limit Equilibrium Design Methods (102-102)
8.5.3 Liquefaction Potential (103-103)
8.6 Conclusions (104-104)
9.2 Culvert/Pipe Characteristics (105-105)
9.3 General Effects of Earthquakes and Potential Failure Modes (106-106)
9.3.1 Ground Shaking (107-107)
9.4 Current Seismic Design Practice for Culverts or Other Buried Structures (108-108)
9.5.1 Ovaling of Circular Conduits (109-112)
9.5.2 Racking of Rectangular Conduits (113-114)
9.6.2 Model Assumptions and Results (115-128)
9.7 Conclusions and Recommendations (129-130)
10.2 Retaining Walls (131-131)
10.3 Slopes and Embankments (132-132)
10.5 Need for Confirming Methods (133-133)
References (134-136)
Appendices (137-137)
Abbreviations used without definitions in TRB publications (138-138)

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54 From these plots, the trend of increasing PGV with S1 is very Earthquake ground motion studies described in this chap- evident; however, there is no discernible trend for PGA. ter are based on an earthquake with a 7 percent probability of In addition to presenting the median PGV equation, Fig- exceedance in 75 years (that is, the 1,000-year return period), ures 5-20 through 5-24 show the mean-plus and the mean- consistent with the recommendations adopted by AASHTO minus one standard deviations. These lines use the standard in July of 2007. The 1,000-year earthquake ground motions deviation coefficient of 0.38 as suggested by the Abrahamson are available in maps and from an implementation CD de- PGV equation. The use of the standard deviation coefficient veloped by the USGS for AASHTO. As shown in this chapter, of 0.38 implies that the mean-plus one standard deviation the recommended 1,000-year return period is a significant and the mean-minus one standard deviation will be 1.46 and change from the existing AASHTO Specifications, in terms of 0.68 of the median PGV values. PGA and spectral shape for WUS and CEUS locations. These From the five figures presented in this section, the follow- differences need to be considered when conducting seismic ing relationship was selected for estimating PGV for design analysis and design for retaining walls, slopes and embank- analyses, with the equation reduced to the following expres- ments, and buried structures, and therefore these ground sion in log10 units rather than natural log basis: motion discussions form an important component of the overall NCHRP 12-70 Project. PGV = 0.3937 × 100.434C 1 (5-10) The information from ground motion review also was used to update Newmark displacement correlations, as also de- where scribed in this chapter. Newmark displacement correlations PGV = inches/sec and will be used for estimating the displacement of retaining walls, slopes and embankments, and buried structures, as discussed C1 = 4.82 + 2.16 log10 S1 + 0.013[ 2.30 log10 S1 + 2.93] 2 in later chapters. The update in the displacement correlations For design purposes Equation (5-10) was later simplified considered ground motions that will typically occur in CEUS to the following equation. as well as WUS. Again both the PGA and spectral shape were important considerations during the development of these PGV ( in sec ) = 55 Fv S1 (5-11) correlations. Results of the Newmark displacement studies led to two equations [Equation (5-6) for CEUS rock sites and Equation (5-10) was developed by using the mean-plus Equation (5-8) for WUS soil and rock sites and CEUS soil one standard deviation prediction (shown in heavy thick lines sites] and two charts (Figures 5-18 and 5-19) for use in design. in the five figures for an M = 7.5 event). As a final component of the ground motion studies, a cor- relation between PGV and spectral acceleration at 1 second (S1) was developed. This information is needed within the 5.4 Conclusions Newmark displacement correlations developed for this Proj- The work presented in this chapter forms the basis of the ect, as well as for evaluating the transient response of buried ground motion determination used during the seismic analy- structures. Equation (5-10) presents the correlation. Results sis and design of retaining walls, slopes and embankments, of the equation are compared with records from the USNRC and buried structures. The results of the ground motion stud- strong motion database to show the reasonableness of the rec- ies were developed by interpreting existing strong motion ommended equation. For design purposes Equation (5-10) data relative to recommendations that were made for the up- was later simplified to Equation (5-11). The simplified equa- date of the AASHTO LRFD Bridge Design Specifications. tion provided a reasonable approximation of the data.