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NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments (2009)
National Cooperative Highway Research Program (NCHRP)

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Lam, Ignatius Po, Martin, Geoffrey R, Anderson, Donald G, Wang, Joseph N, Transportation Research Board. "7.2.2 Seismic Passive Earth Pressures." NCHRP Report 611: Seismic Analysis and Design of Retaining Walls, Buried Structures, Slopes, and Embankments. Washington, DC: The National Academies Press, 2009.

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Page
73
Front Matter (R1-R10)
1.1 Overall Project Objectives, Approach, and Schedule (1-1)
1.2.1 Plans for Implementing the LRFD Design Methodology (2-3)
1.2.2 Overview of Conclusions from Initial Phase of Work (4-4)
1.2.3 Overview of Conclusions from Second Phase of Work (5-6)
1.2.4 Overview of Conclusions from Third Phase of Work (7-7)
1.3.1 Volume 1 - Final Project Report (8-8)
1.3.2 Volume 2 - Recommended Specifications, Commentaries, and Example Problems (9-9)
2.1 Earthquake Design Basis (10-10)
2.2 Literature Search (11-11)
2.2.1 Key References (12-13)
2.2.2 General Observations (14-14)
2.3 DOT, Vendor, and Consultant Contacts (15-16)
2.4 Conclusions (17-17)
3.1.1 Gravity and Semi-Gravity Walls (18-20)
3.1.2 MSE Retaining Walls (21-21)
3.2.1 Seismic Considerations for Soil Slopes (22-22)
3.2.2 Seismic Considerations for Rock Slopes (23-23)
3.3 Buried Structures (24-24)
3.4 Conclusions (25-25)
4.1 Developments for Seismic Ground Motions (26-27)
4.2.1 Generalized Limit Equilibrium Analyses (28-28)
4.2.2 Wall Height-Dependent Seismic Coefficient (29-29)
4.3 Developments for Slopes and Embankments (30-30)
4.4.1 Analysis Procedures for TGD (31-32)
4.5 Summary (33-34)
5.1.1 Update to AASHTO Seismic Ground Motion Criteria (35-37)
5.1.2 Range of Ground Shaking Levels in the United States for Referenced Soft Rock (38-38)
5.1.3 Variation in Spectral Shapes for Soil and Rock Sites in WUS versus CEUS (39-40)
5.2.2 Description of Ground Motion Database (41-41)
5.2.4 Microsoft Access Database (42-42)
5.2.7 Newmark Sliding Block Displacement Correlations (43-45)
5.2.8 Comparison Between Correlations (46-47)
5.2.9 Confidence Level (48-48)
5.3 Correlation of PGV with S1 (49-53)
5.4 Conclusions (54-54)
6.1.1 Scattering Analyses for a Slope (55-62)
6.1.2 Scattering Analyses for Retaining Walls (63-65)
6.2 Conclusions (66-67)
7.1 Current Design Practice (68-70)
7.2.1 Seismic Active Earth Pressures (71-72)
7.2.2 Seismic Passive Earth Pressures (73-73)
7.3.2 Results of M-O Analyses for Soils with Cohesion (74-74)
7.3.3 Implication to Design (75-75)
7.5 Height-Dependent Seismic Design Coefficients (76-76)
7.5.1 Evaluation of Impedance Contrasts and Soil Behavior (77-78)
7.5.2 Results of Impedance Contrast and Nonlinearity Evaluations (79-80)
7.6 Displacement-Based Design for Gravity, Semi Gravity, and MSE Walls (81-81)
7.7 Conventional Gravity and Semi-Gravity Walls - Recommended Design Method for External Stability (82-83)
7.8.2 MSE Walls - Design Method for External Stability (84-86)
7.8.3 MSE Walls - Design Method for Internal Stability (87-87)
7.9.1 Nongravity Cantilever Walls (88-90)
7.9.2 Anchored Walls (91-92)
7.9.3 Soil Nail Walls (93-93)
7.10 Conclusions (94-95)
8.1.1 Engineered Slopes and Embankments (96-96)
8.2.1 Limit Equilibrium Approach (97-98)
8.2.2 Displacement-Based Approach (99-99)
8.3 Proposed Design Methodology (100-100)
8.4.1 Problem Description (101-101)
8.5.1 Limit Equilibrium Design Methods (102-102)
8.5.3 Liquefaction Potential (103-103)
8.6 Conclusions (104-104)
9.2 Culvert/Pipe Characteristics (105-105)
9.3 General Effects of Earthquakes and Potential Failure Modes (106-106)
9.3.1 Ground Shaking (107-107)
9.4 Current Seismic Design Practice for Culverts or Other Buried Structures (108-108)
9.5.1 Ovaling of Circular Conduits (109-112)
9.5.2 Racking of Rectangular Conduits (113-114)
9.6.2 Model Assumptions and Results (115-128)
9.7 Conclusions and Recommendations (129-130)
10.2 Retaining Walls (131-131)
10.3 Slopes and Embankments (132-132)
10.5 Need for Confirming Methods (133-133)
References (134-136)
Appendices (137-137)
Abbreviations used without definitions in TRB publications (138-138)

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73 Figure 7-9. Active failure plane angle based on M-O equation. 1. Calculate the active pressure PAE1 and active failure plane M-O method may be used, such as the well-known, graphical angle (AE1) for the backfill material. Graphs such as Fig- Culmann method illustrated in Figure 3-1. The principles of ures 7-8 and 7-9 may be used for simple cases. the Culmann wedge method have been incorporated in the 2. If AE1< 1/2, the solution stands and PAE1 gives the correct Caltrans' computer program CT-FLEX (Shamsabadi, 2006). seismic active pressure on the wall. This program will search for the critical failure surface corre- 3. If AE1 > 1/2, calculate the active pressure (PAE2) and active sponding to the maximum value of PAE for nonuniform slopes failure plane angle (AE2) for the native soil material. For and backfills, including surcharge pressures. cohesive (c-) soils, solutions described in Section 7.3 may For uniform cohesive backfill soils with c and strength be used. Also, calculate the active pressure (PAEi) for the parameters, solutions using M-O analysis assumptions have given interface between two soils from limit equilibrium been developed, as discussed in Section 7.3. However, the equations. The larger of PAEi and PAE2 gives the seismic ac- most versatile approach for complex backfill and cut slope tive pressure on the wall. geometries is to utilize conventional slope stability programs, as described in Section 7.4. In most cases, the native soil cut will be stable, in which case it will be clear that the active pressure corresponding 7.2.2 Seismic Passive Earth Pressures to the cut angle 1/2 will govern. For more complex cases in- volving nonuniform backslope profiles and backfill/cut slope The M-O equation for passive earth pressures also is shown soils, numerical procedures using the same principles of the in Figure 7-6. The seismic passive pressure becomes impor- tant for some wall types that develop resistance from loading of the embedded portion of the wall. If the depth of embed- ment is limited, as in the case of many gravity, semi-gravity, and MSE walls, the importance of the passive earth pressure to overall equilibrium is small, and therefore, using the static passive earth pressure is often acceptable. In the case of nongravity cantilever walls and anchored walls the structural members below the excavation depth depend on the passive earth pressure for stability and therefore the effects of seismic loading on passive earth pressures can be an important contribution. Work by Davies et al. (1986) shows that the seismic passive earth pressure can decrease by 25 per- cent relative to the static passive earth pressure for a seismic Figure 7-10. Application of M-O method for coefficient of 0.4. This decrease is for a = 35 degree material nonhomogeneous soil. and no backslope or wall friction.