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TCRP Report 130: Shared Use of Railroad Infrastructure with Noncompliant Public Transit Rail Vehicles: A Practitioner's Guide (2009)
Transit Cooperative Research Program (TCRP)

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Transportation Research Board. "2) Regulatory and Practical Requirements." TCRP Report 130: Shared Use of Railroad Infrastructure with Noncompliant Public Transit Rail Vehicles: A Practitioner's Guide. Washington, DC: The National Academies Press, 2009.

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Page
36
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Page
36
Front Matter (R1-R12)
Research Objective (1-1)
Report Output (2-2)
Business Case (3-4)
Train Control Technology (5-5)
Grade Crossing Hazards (6-6)
Requirements for Concurrent Shared-Track Operations (7-7)
Practical Shortcuts (8-8)
Advancing the Shared-Track Concept (9-9)
Introduction (10-10)
Reader's Guide to the Final Report (11-11)
Scope of Work for Project A-27 (12-12)
Research Approach (13-13)
Characteristics of a Shared-Track Corridor (14-14)
Freight Operations Perspective (15-16)
Why Share Track? (17-17)
The Business Model (18-18)
Business Model Structure (19-19)
The Business Case (20-20)
Shared-Track - A Practical Business Case Structure (21-22)
Role of the Designated State Safety Organization (23-23)
Methods for Risk Analyses (24-24)
Equal Risks, Equivalent Safety (25-25)
Underpinning the Case for Shared-Track (26-26)
The Role of Command and Control Systems in Shared-Track (27-27)
1) Train Control System Functions (28-28)
2) Train Control System Design Parameters (29-29)
4) Train Control - Emerging Technology - PTC and CBTC (30-30)
System and Integration Testing - Vendor Role (31-31)
8) Issues Unique to Train Control for Shared-Track (32-32)
Auxiliary Safety Critical Systems (33-33)
9) Fail-Safe Train Separation (34-35)
2) Regulatory and Practical Requirements (36-37)
4) Functional Design of a Communications System (38-38)
2) Regulatory Mandates (39-39)
4) The Rulebook (40-40)
5) Rules and Procedures for Shared-Track (41-41)
Background (42-42)
2) Diesel Multiple Units and Electrical Multiple Units (43-43)
2) Crash Energy Management (CEM) (44-44)
3) Propulsion System (45-45)
5) Other Considerations (46-46)
Vehicles for Shared-Track Applications (47-47)
3) Standardization (48-48)
Applying Technology to Shared-Track Operations - A Brief Guide (49-50)
Shared-Track Operations - The North American Experience (51-51)
2) Former Private Freight Railroad Owner Becomes a Privileged Tenant (52-52)
4) Pressure to Commingle Is Heaviest on Lines with Higher Freight Densities* - A Review of Different Solutions (53-53)
6) Transit Operators Choosing to Avoid Commingling Sacrificed Service Quality and Efficiency (54-54)
Business Case Template (55-55)
Alternatives Analysis (56-56)
Reasons to Consider Noncompliant Equipment (57-57)
Service Characteristics to Justify the Choice of a Light Rail System (58-58)
Structures Considerations (59-59)
Cost and Ridership Analyses (60-60)
Cost Analysis for Signal System Alternatives (61-62)
System Capital Cost Assessment (63-63)
System Operating Cost Assessment (64-65)
Alternatives Evaluation (66-66)
Introduction (67-67)
Risk Analysis and Modeling Methodology (68-70)
Results and Risk Analysis Findings (71-72)
Safety Case Findings (73-73)
San Diego Trolley (74-74)
Achievable Incremental Steps (75-75)
Practical Shortcuts For Shared-Track (76-76)
Demonstration Project (77-77)
Application of Risk Analyses Methodology to the Demonstration Project (78-78)
Data Collection Plan (79-79)
San Diego Trolley, Inc. (80-80)
Barriers to Implementation (81-81)
Shared Track - The Potential Market (82-82)
Shared-Track Operation - An Evolving Concept (83-84)
Bibliography (85-86)
Appendix 1 - Abbreviations (87-87)
Appendix 2 - Glossary of Shared-Track Definitions (88-92)
Appendix 3 - TCRP A-27 Research Task Descriptions (93-97)
Appendix 4 - Relative Cost Comparison of Train Control Systems (98-99)
Appendix 5 - Sample Operating Rulebook Table of Contents (100-100)
Appendix 6 - Vehicle Cost Drivers (101-101)
Appendix 7 - Some Examples of Current Production LRV and MU Vehicle Types (102-105)
Appendix 8 - Shared-Track System Status (106-106)
Appendix 9 - Shared-Track Configuration and Operational Alternatives (107-109)
Abbreviations used without definitions in TRB publications (110-110)

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OCR for page 36
36 Shared Use of Railroad Infrastructure with Noncompliant Public Transit Rail Vehicles: A Practitioner's Guide The audio frequency track-circuits provide both train detection and transmission signal aspects. The vehicle borne equipment reads the code and interacts with the train control system to alert the operator and/or reduce train speed as necessary. There is ample domestic light rail experience, and the system can be designed to comply with federal regulations. The cost is likely lower than power frequency cab signal systems, but thus far has not been applied in the U.S. mainline rail- road environment. Table 5 provides an overview of the capability of train control systems in hierarchical order, lists primary components, and notes the extent of safety hazard protection each affords. Appendix 4 provides relative cost comparisons of various train control systems for planning purposes. Command and Control: Communications 1) Communications--Information Processing Railroad communication systems allow operating personnel to capture operational and other essential status information; transmit it to various locations, devices or persons that require this information; enable the systems to process or users to view the various condi- tions; and issue commands to control, alter or otherwise acknowledge the status. The con- stituent pieces that effect this capture and transmission of information and serve both verbal and data content include: · Command & control information--voice, data (i.e., the information content to be monitored or transmitted); · Carrier technology--medium of transmission via wire, wireless radio, fiber optic, land line or cell phone; · Carrier frequency--VHF, UHF, SHF, spread spectrum (i.e., the format of the data transmitted); · Communication system components--hard wired or portable radio, landline or cell phone, CRT display, mimic board, data transmitters/receivers, compatibly linked via interface devices to the transmission and frequency carriers. 2) Regulatory and Practical Requirements For shared-track operations, an entirely new communications system will be required for the passenger service, and must, by regulation, incorporate direct interconnection with the freight carrier. On a shared-track system, the transit control center should be the exclusive hub for all freight and transit communications related to safety and train movement. The system component design and functionality must be based on a combination of published standards and regulations. · Onboard equipment has to comply with the APTA Manual of Standards and Recommended Practices, for Rail Passenger Equipment, Volume VI, Standard for Passenger Railroad Emergency Communications and American Railway Engineering and Maintenance of Way Association (AREMA) Communications & Signal Manual of Recommended Practices Volume V, 2006. This contains railroad frequency and channel information for radio transmission systems. · FCC requirements. Operator needs to apply for license for base stations (antenna height, broadcast range, and frequency license for transmission) for all wireless communications networks. · FRA requirements. Operator must comply with relevant FRA regulations for railroad com- munication. The FRA regulations and policies for shared-track operations appear in the Code of Federal Regulations (CFR), in 49 CFR Parts 209 and 211. Other Federal Regulations includ- ing 49 CFR Parts 217, 218, and 220 also influence the control of rail operations. Requirements

OCR for page 37
Table 5. Overviews of capacity of train control systems. 37