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TCRP Report 130: Shared Use of Railroad Infrastructure with Noncompliant Public Transit Rail Vehicles: A Practitioner's Guide (2009)
Transit Cooperative Research Program (TCRP)

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Transportation Research Board. "Train Control Technology." TCRP Report 130: Shared Use of Railroad Infrastructure with Noncompliant Public Transit Rail Vehicles: A Practitioner's Guide. Washington, DC: The National Academies Press, 2009.

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Page
5
Front Matter (R1-R12)
Research Objective (1-1)
Report Output (2-2)
Business Case (3-4)
Train Control Technology (5-5)
Grade Crossing Hazards (6-6)
Requirements for Concurrent Shared-Track Operations (7-7)
Practical Shortcuts (8-8)
Advancing the Shared-Track Concept (9-9)
Introduction (10-10)
Reader's Guide to the Final Report (11-11)
Scope of Work for Project A-27 (12-12)
Research Approach (13-13)
Characteristics of a Shared-Track Corridor (14-14)
Freight Operations Perspective (15-16)
Why Share Track? (17-17)
The Business Model (18-18)
Business Model Structure (19-19)
The Business Case (20-20)
Shared-Track - A Practical Business Case Structure (21-22)
Role of the Designated State Safety Organization (23-23)
Methods for Risk Analyses (24-24)
Equal Risks, Equivalent Safety (25-25)
Underpinning the Case for Shared-Track (26-26)
The Role of Command and Control Systems in Shared-Track (27-27)
1) Train Control System Functions (28-28)
2) Train Control System Design Parameters (29-29)
4) Train Control - Emerging Technology - PTC and CBTC (30-30)
System and Integration Testing - Vendor Role (31-31)
8) Issues Unique to Train Control for Shared-Track (32-32)
Auxiliary Safety Critical Systems (33-33)
9) Fail-Safe Train Separation (34-35)
2) Regulatory and Practical Requirements (36-37)
4) Functional Design of a Communications System (38-38)
2) Regulatory Mandates (39-39)
4) The Rulebook (40-40)
5) Rules and Procedures for Shared-Track (41-41)
Background (42-42)
2) Diesel Multiple Units and Electrical Multiple Units (43-43)
2) Crash Energy Management (CEM) (44-44)
3) Propulsion System (45-45)
5) Other Considerations (46-46)
Vehicles for Shared-Track Applications (47-47)
3) Standardization (48-48)
Applying Technology to Shared-Track Operations - A Brief Guide (49-50)
Shared-Track Operations - The North American Experience (51-51)
2) Former Private Freight Railroad Owner Becomes a Privileged Tenant (52-52)
4) Pressure to Commingle Is Heaviest on Lines with Higher Freight Densities* - A Review of Different Solutions (53-53)
6) Transit Operators Choosing to Avoid Commingling Sacrificed Service Quality and Efficiency (54-54)
Business Case Template (55-55)
Alternatives Analysis (56-56)
Reasons to Consider Noncompliant Equipment (57-57)
Service Characteristics to Justify the Choice of a Light Rail System (58-58)
Structures Considerations (59-59)
Cost and Ridership Analyses (60-60)
Cost Analysis for Signal System Alternatives (61-62)
System Capital Cost Assessment (63-63)
System Operating Cost Assessment (64-65)
Alternatives Evaluation (66-66)
Introduction (67-67)
Risk Analysis and Modeling Methodology (68-70)
Results and Risk Analysis Findings (71-72)
Safety Case Findings (73-73)
San Diego Trolley (74-74)
Achievable Incremental Steps (75-75)
Practical Shortcuts For Shared-Track (76-76)
Demonstration Project (77-77)
Application of Risk Analyses Methodology to the Demonstration Project (78-78)
Data Collection Plan (79-79)
San Diego Trolley, Inc. (80-80)
Barriers to Implementation (81-81)
Shared Track - The Potential Market (82-82)
Shared-Track Operation - An Evolving Concept (83-84)
Bibliography (85-86)
Appendix 1 - Abbreviations (87-87)
Appendix 2 - Glossary of Shared-Track Definitions (88-92)
Appendix 3 - TCRP A-27 Research Task Descriptions (93-97)
Appendix 4 - Relative Cost Comparison of Train Control Systems (98-99)
Appendix 5 - Sample Operating Rulebook Table of Contents (100-100)
Appendix 6 - Vehicle Cost Drivers (101-101)
Appendix 7 - Some Examples of Current Production LRV and MU Vehicle Types (102-105)
Appendix 8 - Shared-Track System Status (106-106)
Appendix 9 - Shared-Track Configuration and Operational Alternatives (107-109)
Abbreviations used without definitions in TRB publications (110-110)

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Summary 5 to a new and entirely separate system. Concurrent shared-track light rail operations provide a mechanism to offer a higher frequency of service than commuter rail, while keeping the capital costs affordable and enhancing urban passenger and freight rail service. Where shared-track is the preferred option, the business case should consider: 1. The main reason to consider noncompliant equipment is the improved flexibility it offers. Constraints in curvature radius, grades, clearance envelopes, limits of acceleration and deceleration make a lighter rail vehicle a superior choice for a regional service that traverses both urban and suburban environments. 2. A willing freight partner is essential. 3. Temporal separation while adequate, limits both using parties, and can be unaccept- able for freight customers, and restrict special events services for transit. It is also more difficult to schedule maintenance-of-way (MOW) windows on a temporally-separated system. 4. A strong oversight function and negotiation skill is essential. 5. Local governments should deal with the railroads as peers in negotiations and in business transactions. However, state or local authorities may have the right of first refusal if the freight operator proposes abandonment. 6. All planned improvements should benefit both the freight and passenger operation. A business case for improved technology is more easily made where risk to passengers can be significantly reduced. A freight operation also receives benefits, but the business case for the use of state-of-the-art technologies on a freight branch line is not particularly strong. Train Control Technology Systems to back up the operator have existed for over 100 years. The rapid development of new processor and communications technologies has vastly increased enforcement options, and more importantly, safety capabilities. Conventional signal systems rely on train opera- tors correctly observing and conforming to wayside signals, plus applicable radio messages and written operating rules, timetables and bulletins for safe train separation. Modern signal systems, standard to many high-density transit systems, employ different ways in which sig- nal aspects and other instructions can be transmitted to the train and enforced, even if the operator fails to observe these instructions. The most important factor in choosing a train control system is to ensure an adequate level of collision safety. However a shared-track train control system that permits progress beyond "rigid temporal separation" and allows a true concurrent train operation should incorporate other desirable features and capabilities: · Short block lengths; · Multiple signal aspects; · Automatic train stop to override operator error and prevent rail vehicle collisions; · Prevent/protect track to track crossing conflicts and siding roll outs; · Accommodate different performance characteristics of passenger and freight equipment; · Provide for operator alerts and a visual transition zone when going from signaled track to street running territory; · Provide hazard warning and avoidance systems; and · Accommodate equipment that may not be recognized by the train control system on the line. A shared-track operation requires no advanced or exotic technology to provide adequate safety when the preceding guidelines are applied. The benefits and advantages of the latest