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ACRP Report 1b: Safety Management Systems for Airports, Volume 2: Guidebook (2009)
Airport Cooperative Research Program (ACRP)

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Shirazi, Hamid, Speir, Richard, Hall, Jim, Ayres, Manuel, Selezneva, Olga I, Puzin, Tara, Cardoso, Samuel, Brown, Jeffrey, Lafortune, Jeff, Caparroz, Fernando, Ryan, Robert, McCall, Edward, Transportation Research Board. "Annex D - List of Applicable Regulations for Certificated Airports." ACRP Report 1b: Safety Management Systems for Airports, Volume 2: Guidebook. Washington, DC: The National Academies Press, 2009.

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Page
163
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Page
163
Front Matter (R1-R10)
1.2 How to Use This Guidebook (1-2)
1.3 Definitions (3-5)
1.4 Abbreviations and Acronyms (6-6)
Chapter 2 - Airport Safety Management Systems (7-7)
2.1 What Is SMS? (8-8)
2.2 Pillars and Elements of an SMS (9-25)
2.3 Example of an Airport SMS in Practice (26-27)
2.4 Objectives of SMS (28-28)
2.5 Origins of SMS (29-29)
2.7 Do I Need an SMS? (30-30)
2.8 What Will I Get Out of It? (31-32)
3.1 Management Commitment (33-33)
3.2 Appoint an SMS Champion (34-34)
3.4 Build on What You Have (35-37)
3.5 Conduct a Gap Analysis (38-40)
3.6 Documenting Your SMS (41-44)
4.1 Develop an Implementation Plan (45-46)
4.2 Obtain Approval of Your Safety Policy and Objectives (47-54)
4.3 Appoint the SMS Manager (55-55)
4.6 Proven Practices (56-58)
4.7 Common Challenges (59-61)
5.1 The SRM Process (62-63)
5.2 Describe the System (64-64)
5.3 Identify Hazards (65-68)
5.4 Determine Risk (69-73)
5.5 Assess and Analyze Risk (74-79)
5.6 Treat and Monitor Risk (80-81)
5.7 Example of SRM (82-88)
6.2 Safety Culture and Promotion (89-101)
6.3 Cascading Meetings (102-103)
6.4 Safety Reporting (104-106)
6.5 Accident and Incident Investigation (107-112)
6.6 SMS and Internal Safety Assessments (113-127)
6.7 Measuring SMS Performance - Trend Analysis (128-135)
6.8 Safety Training and Education (136-141)
End Notes (142-143)
Annex A - Gap Analysis and SMS Assessment Tables (144-158)
Annex B - Using Assessment Tables (159-160)
Annex C - Scoring Table for SMS Assessment (161-162)
Annex D - List of Applicable Regulations for Certificated Airports (163-163)
Annex E - Hazard Identification Tools (164-166)
Abbreviations used without definitions in TRB publications (167-167)

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OCR for page 163
ANNEX D List of Applicable Regulations for Certificated Airports · Statutory Materials--United States Code, Title 49: · Chapters 401 (General Provisions), 417 (Operations of Carriers), 449 (Security), 461 (Investi- gations and Proceedings), 471 (Airport Development), 475 (Noise). · Regulations--Code of Federal Regulations (C.F.R.), Title 14 and Title 49 Aviation Laws: · 14 C.F.R. Part 139 (Certification of airports); · 14 C.F.R. Part 1 (Definitions and abbreviations); · 14 C.F.R. Part 13 (Investigative and enforcement procedures); · 14 C.F.R. Part 16 (Rules of practice for federally assisted airport enforcement proceedings); · 14 C.F.R. Part 21 (Certification procedures for products and parts); · 14 C.F.R. Part 36 (Noise standards: Aircraft type and airworthiness certification); · 14 C.F.R. Part 71 (Designation of class A, B, C, D, and E airspace areas: air traffic service routes; and reporting points); · 14 C.F.R. Part 77 (Objects affecting navigable airspace); · 14 C.F.R. Part 91 (General operating and flight rules); · 14 C.F.R. Part 150 (Airport noise compatibility planning); · 14 C.F.R. Part 157 (Notice of construction, alteration, activation, and deactivation of airports); · 14 C.F.R. Part 161 (Notice and approval of airport noise and access restrictions); · 14 C.F.R. Part 300 (Rules of conduct in DOT proceedings under this chapter); · 14 C.F.R. Part 302 (Rules of practice in proceedings); · 49 C.F.R. Part 18 (Uniform Administrative Requirements for Grants and Cooperative Agreement to State and Local Governments); · 49 C.F.R. Part 1520 (Protection of sensitive security information); · 49 C.F.R. Part 1540 (Civil aviation security: general rules); · 49 C.F.R. Part 1542 (Airport security); · FAA Regulations and Policies; · FAA Orders and Notices; · FAA Advisory Circulars; · FAA Policy and Guidance; · FAA Environmental Records of Decision; · FAA Airport Noise and Land Use Information; · State-specific airport regulations and statutes. · Other FAA documents: · Certalerts; · Engineering Briefs (EBs); · Signs and Marking Supplement (SAMS). · TSA Security Directives. 163