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Suggested Citation:"References." National Academies of Sciences, Engineering, and Medicine. 2010. Guidelines for Conducting a Disparity and Availability Study for the Federal DBE Program. Washington, DC: The National Academies Press. doi: 10.17226/14346.
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Suggested Citation:"References." National Academies of Sciences, Engineering, and Medicine. 2010. Guidelines for Conducting a Disparity and Availability Study for the Federal DBE Program. Washington, DC: The National Academies Press. doi: 10.17226/14346.
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Suggested Citation:"References." National Academies of Sciences, Engineering, and Medicine. 2010. Guidelines for Conducting a Disparity and Availability Study for the Federal DBE Program. Washington, DC: The National Academies Press. doi: 10.17226/14346.
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Suggested Citation:"References." National Academies of Sciences, Engineering, and Medicine. 2010. Guidelines for Conducting a Disparity and Availability Study for the Federal DBE Program. Washington, DC: The National Academies Press. doi: 10.17226/14346.
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Suggested Citation:"References." National Academies of Sciences, Engineering, and Medicine. 2010. Guidelines for Conducting a Disparity and Availability Study for the Federal DBE Program. Washington, DC: The National Academies Press. doi: 10.17226/14346.
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99 Cases (Alphabetical) Adarand Constructors, Inc. v. Peña, 515 U.S. 200 (1995) (Adarand III). Adarand Constructors, Inc. v. Peña, 965 F. Supp. 1556 (D. Colo. 1997), rev’d, 228 F.3d 1147 (2000) (Adarand IV). Adarand Constructors, Inc. v. Slater, 228 F.3d 1147 (10th Cir. 2000), cert. granted, 532 U.S. 941, then dismissed as improvidently granted, 534 U.S. 103 (2001) (Adarand VII). Association for Fairness in Business, Inc. v. New Jersey, 82 F.Supp.2d 353 (D. N.J. 2000). Associated General Contractors of America v. City of Columbus, 936 F. Supp. 1363 (S.D. Ohio 1996). Associated General Contractors of California, Inc. v. Coalition for Economic Equity, 950 F.2d 1401 (9th Cir. 1991). Associated General Contractors of Connecticut v. City of New Haven, 791 F.Supp. 941 (D. Conn. 1992). Associated General Contractors of Ohio, Inc. v. Drabik, 50 F.Supp.2d 741 (S.D. Ohio 1999) (Drabik I). Associated General Contractors of Ohio v. Drabik, 214 F.3d 730 (6th Cir. 2000) (Drabik II). Associated Utility Contractors of Maryland, Inc. v. Mayor and City Coun- cil of Baltimore, 83 F.Supp.2d 613 (D. Md. 2000) (Baltimore I). Associated Utility Contractors of Maryland, Inc. v. Mayor and City Coun- cil of Baltimore 218 F.Supp.2d 749 (D. Md. 2002) (Baltimore II). Brunet v. City of Columbus, 1 F.3d 390 (6th Cir. 1993), cert. denied sub nom Brunet v. Tucker, 510 U.S. 1164 (1994). Builders Association of Greater Chicago v. City of Chicago, 298 F. Supp.2d 725 (N.D. Ill. 2003). Builders Association of Greater Chicago v. County of Cook, 123 F.Supp.2d 1087 (N.D. Ill. 2000) (Cook I). Builders Association of Greater Chicago v. County of Cook, 256 F.3d 642 (7th Cir. 2001) (Cook II). City of Richmond v. J. A. Croson Co., 488 U.S. 469 (1989). Concrete Works of Colorado, Inc. v. City and County of Denver, 823 F.Supp. 821 (D. Colo. 1993) (Concrete Works I). Concrete Works of Colorado, Inc. v. City and County of Denver, 36 F.3d 1513 (10th Cir. 1994) (Concrete Works II). Concrete Works of Colorado, Inc. v. City and County of Denver, 86 F.Supp.2d 1042 (D. Colo. 2000) (Concrete Works III). Concrete Works of Colorado, Inc. v. City and County of Denver, 321 F.3d 950 (10th Cir. 2003) (Concrete Works IV), cert. denied, 540 U.S. 1027 (2003). Cone Corporation v. Hillsborough County, 908 F.2d 909 (11th Cir. 1990), cert. denied, 498 U.S. 983 (1990). Contractors Association of Eastern Pennsylvania v. City of Philadelphia, 6 F.3d 990 (3rd Cir. 1993) (Philadelphia II). Contractors Association of Eastern Pennsylvania v. City of Philadelphia, 91 F.3d 586 (3rd Cir. 1996) (Philadelphia III). Coral Construction Co. v. King County, 941 F.2d. 910 (9th Cir. 1991). Engineering Contractors Assoc. of South Florida, Inc. v. Metropolitan Dade County, 943 F.Supp. 1546 (S.D. Fla. 1996) (Engineering Contractors I). Engineering Contractors Association of South Florida, Inc. v. Metro- politan Dade County, 122 F.3d 895 (11th Cir. 1997) (Engineering Contractors II). F. Buddie Contracting Ltd., v. Cuyahoga Community College District, 31 F.Supp.2d. 571 (N.D. Oh. 1998). Fullilove v. Klutznick, 448 U.S. 448 (1980). Grutter v. Bollinger, 539 U.S. 306 (2003). Harrison & Burrowes Bridge Constructors, Inc. v. Cuomo, 981 F.2d 50 (2nd Cir. 1992). H. B. Rowe, Inc. v. Tippett, 2008 U.S. Dist. LEXIS 100569 (E.D. N.C. 2008). Hershell Gill Consulting Engineers, Inc. v. Miami-Dade County, Florida, 333 F.Supp.2d 1305 (S.D. Fla. 2004). Main Line Paving Co., Inc. v. Board of Education, 725 F.Supp. 1349 (E.D. Penn. 1989). Maryland Troopers Association, Inc. v. Evans, 993 F.2d 1072, 1076–77 (4th Cir. 1993). Milwaukee County Pavers Ass’n v. Fiedler, 922 F.2d 419, 424 (7th Cir. 1991), cert. denied, 500 U.S. 954 (1991). North Shore Concrete and Associates, Inc. v. City of New York, 1998 U.S. Dist. LEXIS 6785 (E.D. N.Y. 1998). Northeastern Florida Chapter of the AGC v. Jacksonville, 508 U.S. 656 (1993). Northern Contracting, Inc. v. Illinois Department of Transportation, 2004 U.S. Dist. LEXIS, 3226 (N.D. Ill., Mar. 3, 2004) (Northern Contracting I). Northern Contracting, Inc. v. Illinois Department of Transportation, 2005 U.S. Dist. LEXIS 19868 (Sept. 8, 2005) (Northern Contracting II). Northern Contracting, Inc. v. Illinois Department of Transportation, 473 F.3d 715 (7th Cir. 2007) (Northern Contracting III). O’Donnell Construction Co., Inc, v. District of Columbia, 963 F.2d 420 (D.C. Cir. 1992). Phillips & Jordan, Inc. v. Watts, 13 F.Supp.2d 1308 (N.D. Fla. 1998). Rothe Development Corporation v. U.S. Department of Defense, 262 F.3d 1306 (Fed. Cir. 2001) (Rothe V). Rothe Development Corporation v. U.S. Department of Defense, 545 F.3d 1023 (Fed. Cir. 2008) (Rothe VII). References

Sherbrooke Turf, Inc. v. Minnesota Department of Transportation, 345 F.3d. 964 (8th Cir. 2003), cert. denied, 541 U.S. 1041 (2004). Thompson Building Wrecking Co., Inc. v. City of Augusta, Georgia, 2007 U.S. Dist. LEXIS 27127 (S.D. Geo. March 14, 2007). United States v. Paradise, 480 U.S. 149 (1987). United States v. Virginia, 518 U.S. 515 (1996). Virdi v. DeKalb County School District, 2005 U.S. App. LEXIS 11203 (11th Cir. June 13, 2005). W.H. Scott Construction Co., Inc. v. City of Jackson, Mississippi, 199 F.3d 206 (5th Cir. 1999). Webster v. Fulton County, Georgia, 51 F.Supp.2d 1354 (N.D. Ga. 1999). Western States Paving Co., Inc. v. Washington Department of Transporta- tion, 407 F.3d 983 (9th Cir. 2005), cert. denied, 546 U.S. 1170 (2006). West Tennessee Chapter of Associated Builders and Contractors, Inc. v. City of Memphis, 302 F.Supp.2d 860 (W.D. Tenn. 2004). Wygant v. Jackson Board of Education, 476 U.S. 267 (1986). Cases (By Circuit) United States Supreme Court Adarand Constructors, Inc. v. Peña, 515 U.S. 200 (1995) (Adarand III). City of Richmond v. J. A. Croson Co., 488 U.S. 469 (1989). Fullilove v. Klutznick, 448 U.S. 448 (1980). Grutter v. Bollinger, 539 U.S. 306 (2003). United States v. Paradise, 480 U.S. 149 (1987). United States v. Virginia, 518 U.S. 515 (1996). Wygant v. Jackson Board of Education, 476 U.S. 267 (1986). Second Circuit Court of Appeals Associated General Contractors of Connecticut v. City of New Haven, 791 F.Supp. 941 (D. Conn. 1992). Harrison & Burrowes Bridge Constructors, Inc. v. Cuomo, 981 F.2d 50 (2nd Cir. 1992). North Shore Concrete and Associates, Inc. v. City of New York, 1998 U.S. Dist. Lexis 6785 (E.D. N.Y. 1998). Third Circuit Court of Appeals Association for Fairness in Business, Inc. v. New Jersey, 82 F.Supp.2d 353 (D. N.J. 2000). Contractors Association of Eastern Pennsylvania v. City of Philadelphia, 6 F.3d 990 (3rd Cir. 1993) (Philadelphia II). Contractors Association of Eastern Pennsylvania v. City of Philadelphia, 91 F.3d 586 (3rd Cir. 1996) (Philadelphia III). Main Line Paving Co., Inc. v. Board of Education, 725 F.Supp. 1349 (E.D. Penn. 1989). Fourth Circuit Court of Appeals Associated Utility Contractors of Maryland, Inc. v. Mayor and City Coun- cil of Baltimore, 83 F.Supp.2d 613 (D. Md. 2000) (Baltimore I). Associated Utility Contractors of Maryland, Inc. v. Mayor and City Council of Baltimore 218 F.Supp.2d 749 (D. Md. 2002) (Baltimore II). H. B. Rowe, Inc. v. Tippett, 2008 U.S. Dist. LEXIS 100569 (E.D. N.C. 2008). Maryland Troopers Association, Inc. v. Evans, 993 F.2d 1072, 1076–77 (4th Cir. 1993). Fifth Circuit Court of Appeals W. H. Scott Construction Co., Inc. v. City of Jackson, Mississippi, 199 F.3d 206 (5th Cir. 1999). Sixth Circuit Court of Appeals Associated General Contractors of America v. City of Columbus, 936 F. Supp. 1363 (S.D. Ohio 1996). Associated General Contractors of Ohio, Inc. v. Drabik, 50 F.Supp.2d 741 (S.D. Ohio 1999) (Drabik I). Associated General Contractors of Ohio v. Drabik, 214 F.3d 730 (6th Cir. 2000) (Drabik II). Brunet v. City of Columbus, 1 F.3d 390 (6th Cir. 1993), cert. denied sub nom Brunet v. Tucker, 510 U.S. 1164 (1994). F. Buddie Contracting Ltd., v. Cuyahoga Community College District, 31 F.Supp.2d. 571 (N.D. Oh. 1998). West Tennessee Chapter of Associated Builders and Contractors, Inc. v. City of Memphis, 302 F.Supp.2d 860 (W.D. Tenn. 2004). Seventh Circuit Court of Appeals Builders Association of Greater Chicago v. City of Chicago, 298 F. Supp.2d 725 (N.D. Ill. 2003). Builders Association of Greater Chicago v. County of Cook, 123 F.Supp.2d 1087 (N.D. Ill. 2000) (Cook I). Builders Association of Greater Chicago v. County of Cook, 256 F.3d 642 (7th Cir. 2001) (Cook II). Milwaukee County Pavers Ass’n v. Fiedler, 922 F.2d 419, 424 (7th Cir. 1991), cert. denied, 500 U.S. 954 (1991). Northern Contracting, Inc. v. Illinois Department of Transportation, 2004 U.S. Dist. LEXIS, 3226 (N.D. Ill., Mar. 3, 2004) (Northern Contracting I). Northern Contracting, Inc. v. Illinois Department of Transportation, 2005 U.S. Dist. LEXIS 19868 (Sept. 8, 2005) (Northern Contracting II). Northern Contracting, Inc. v. Illinois Department of Transportation, 473 F.3d 715 (7th Cir. 2007) (Northern Contracting III). Eighth Circuit Court of Appeals Sherbrooke Turf, Inc. v. Minnesota Department of Transportation, 345 F.3d. 964 (8th Cir. 2003), cert. denied, 541 U.S. 1041 (2004). Ninth Circuit Court of Appeals Associated General Contractors of California, Inc. v. Coalition for Economic Equity, 950 F.2d 1401 (9th Cir. 1991). Coral Construction Co. v. King County, 941 F.2d. 910 (9th Cir. 1991). Western States Paving Co., Inc. v. Washington Department of Transporta- tion, 407 F.3d 983 (9th Cir. 2005), cert. denied, 546 U.S. 1170 (2006). Tenth Circuit Court of Appeals Adarand Constructors, Inc. v. Peña, 965 F. Supp. 1556 (D. Colo. 1997), rev’d, 228 F.3d 1147 (2000) (Adarand IV). Adarand Constructors, Inc. v. Slater, 228 F.3d 1147 (10th Cir. 2000), cert. granted, 532 U.S. 941, then dismissed as improvidently granted, 534 U.S. 103 (2001) (Adarand VII). 100

Concrete Works of Colorado, Inc. v. City and County of Denver, 823 F.Supp. 821 (D. Colo. 1993) (Concrete Works I). Concrete Works of Colorado, Inc. v. City and County of Denver, 36 F.3d 1513 (10th Cir. 1994) (Concrete Works II). Concrete Works of Colorado, Inc. v. City and County of Denver, 86 F.Supp.2d 1042 (D. Colo. 2000) (Concrete Works III). Concrete Works of Colorado, Inc. v. City and County of Denver, 321 F.3d 950 (10th Cir. 2003) (Concrete Works IV), cert. denied, 540 U.S. 1027 (2003). Eleventh Circuit Court of Appeals Cone Corporation v. Hillsborough County, 908 F.2d 909 (11th Cir. 1990), cert. denied, 498 U.S. 983 (1990). Engineering Contractors Assoc. of South Florida, Inc. v. Metropolitan Dade County, 943 F.Supp. 1546 (S.D. Fla. 1996) (Engineering Contractors I). Engineering Contractors Association of South Florida, Inc. v. Metropol- itan Dade County, 122 F.3d 895 (11th Cir. 1997) (Engineering Contractors II). Hershell Gill Consulting Engineers, Inc. v. Miami-Dade County, Florida, 333 F.Supp.2d 1305 (S.D. Fla. 2004). Northeastern Florida Chapter of the AGC v. Jacksonville, 508 U.S. 656 (1993). Phillips & Jordan, Inc. v. Watts, 13 F.Supp.2d 1308 (N.D. Fla. 1998). Thompson Building Wrecking Co., Inc. v. City of Augusta, Georgia, 2007 U.S. Dist. LEXIS 27127 (S.D. Geo. March 14, 2007). Virdi v. DeKalb County School District, 2005 U.S. App. LEXIS 11203 (11th Cir. June 13, 2005). Webster v. Fulton County, Georgia, 51 F.Supp.2d 1354 (N.D. Ga. 1999). District of Columbia Court of Appeals O’Donnell Construction Co., Inc, v. District of Columbia, 963 F.2d 420 (D.C. Cir. 1992). Federal Circuit Court of Appeals Rothe Development Corporation v. U.S. Department of Defense, 262 F.3d 1306 (Fed. Cir. 2001) (Rothe V). Rothe Development Corporation v. U.S. Department of Defense, 545 F.3d 1023 (Fed. Cir. 2008) (Rothe VII). Statutes Transportation Equity Act for the 21st Century (TEA-21), Pub. L. 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Connolly, Use of Statis- tics in Equal Employment Opportunity Litigation (Release 16), New York: Law Journal Press, 2001. Dowall, D. E. and L. C. Barone, “Improving Construction Industry Performance: Issues and Opportunities,” U.C. Berkeley, prepared for the United Nations Industrial Development Organization, May 1993. Eccles, R. G., “Bureaucratic versus Craft Administration: The Relation- ship of Market Structure to the Construction Firm.” Administra- tive Science Quarterly. Vol. 26, 1981. Enchautegui, M. E., M. Fix, P. Loprest, S. von der Lippe, and D. Wis- soker, Do minority-owned businesses get a fair share of government contracts? Washington, D.C.: The Urban Institute, 1996. Fairlie, R. and B. Meyer, The ethnic and racial character of self- employment. NBER Working Paper Series. No. 4791, 1994. ———. “Trends in self-employment among white and black men during the twentieth century,” Journal of Human Resources 35(4), 2000. 643–669. Gastwirth, J. L., Statistical reasoning in law and public policy, Volume 1: Statistical concepts and issues of fairness. Boston: Academic Press, Inc., 1988. Gould, F. E., Investigation in Construction Entrepreneurship. Masters The- sis, Massachusetts Institute of Technology, Cambridge, May 1980. Greene, W. H., Econometric Analysis, 3rd ed., Upper Saddle River, New Jersey: Prentice Hall, 1997. Holt, C. and J. Wainwright, “Western States Paving Company v. Washing- ton State Department of Transportation: Ninth Circuit Upholds Fed- eral Disadvantaged Business Enterprise Program for Transportation Contracts But Strikes Down State’s Implementation of Program Regulations,” American Bar Association, Section of Antitrust Law, The Transportation Antitrust Update, No. 16 (Spring), 2007, 9–14. La Noue, G. R., “Standards for the second generation of Croson- inspired disparity studies,” The Urban Lawyer 26 (Summer), 1994, 485–540. ———. “Report of Plaintiff ’s Expert,” Concrete Works of Colorado, Inc. v. 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Myrdal, G., An American dilemma, the negro problem and modern democracy, Volume 1, New York, Harper & Row, 1944. Oaxaca, R. L., “Male-female wage differences in urban labor markets,” International Economic Review, 14(3), October 1973, 693–709. Richardson Engineering Services, Inc., Process Plant Construction Esti- mating Standards. Mesa, Arizona, 2000. Texas Building and Procurement Commission, Analysis of the 2007 Mason Tillman Draft Disparity Study. Austin, Texas, 2007. U.S. Census Bureau. Wealth and Asset Ownership, 2008. http://www. census.gov/hhes/www/wealth/2002_tables.html. Accessed May 5, 2008. ———. 2002 Survey of Business Owners, 2006. http://www.census.gov/ csd/sbo/company2002.htm. Accessed May 3, 2008. ———. “1992 economic censuses: Survey of minority-owned business enterprises: Table 2. Statistics for All U.S. Firms by Industry Divi- sion for Metropolitan Areas: 1992,” Photocopy [n.p.], 1996. ———. “1987 economic censuses: Survey of minority-owned business enterprises: Table 4. Statistics for All U.S. Firms by Industry Divi- sion for Metropolitan Statistical Areas,” Photocopy [n.p.], 1991. U.S. Department of Justice. “Proposed Reforms to Affirmative Action in Federal Procurement,” 61 Federal Register 101, 26042–26063, 1996. U.S. Department of Labor, Bureau of Labor Statistics. 2008. “Consumer Price Index, All Urban Consumers—(CPI-U), U.S. City Average, All Items, 1982–84=100,” ftp://ftp.bls.gov/pub/special.requests/ cpi/cpiai.txt. Accessed May 17, 2008. U.S. Department of Transportation, Federal Highway Administration. 2008. Highway Statistics Series: Highway Finance, FFY 1995–FFY2007, http://www.fhwa.dot.gov/policy/ohpi/qffinance.cfm. Accessed May 17, 2008. ———. 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 Guidelines for Conducting a Disparity and Availability Study for the Federal DBE Program
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TRB’s National Cooperative Highway Research Program (NCHRP) Report 644: Guidelines for Conducting a Disparity and Availability Study for the Federal DBE Program explores guidelines for state departments of transportation (DOTs) on how to conduct effective and legally defensible disparity and availability studies to meet the requirements of the Disadvantaged Business Enterprise (DBE) program for federally funded projects. The report includes guidance designed to assist DOTs in determining when and if a disparity or availability study is recommended, a model scope of work that may be used in a request for proposals, and detailed recommendations on how to design and implement disparity and availability studies.

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