National Academy of Sciences | 150 Year Anniversary

Questions? Call 800-624-6242

| Items in cart [0]

The National Academies Press

Rights & Permissions

topleft topright

NCHRP Report 657: Guidebook for Implementing Passenger Rail Service on Shared Passenger and Freight Corridors (2010)
National Cooperative Highway Research Program (NCHRP)

Citation Manager

Bing, Alan J, Beshers, Eric W, Chavez, Megan, Simpson, David P, Horowitz, Emmanuel S, Zullig, Walter E, Transportation Research Board. "2.4 Substantive Negotiations." NCHRP Report 657: Guidebook for Implementing Passenger Rail Service on Shared Passenger and Freight Corridors. Washington, DC: The National Academies Press, 2010.

Please select a format:

BibTeX EndNote RefMan


Page
22
bottomleft bottomright
Page
22
Front Matter (R1-R11)
1.1 Introduction (1-1)
1.2.1 Historical Background (2-3)
1.2.2 The Present Situation (4-4)
1.3.1 Scope (5-5)
1.3.2 Purpose (6-6)
1.3.3 Content (7-8)
2.1.1 Content of Section (9-9)
2.1.2 Passenger Rail Development Timeline (10-10)
2.2.2 Understanding the Railroad Industry (11-11)
2.2.4 Role of Long-Term Planning (12-12)
2.2.5 Is the Proposed Service Amtrak Intercity or Commuter? (13-15)
2.2.6 Educating Public Officials (16-17)
2.3.1 Introduction (18-19)
2.3.2 The Feasibility Study (20-21)
2.4 Substantive Negotiations (22-22)
2.4.1 Defining What the Passenger Agency Needs (23-24)
2.4.2 The Access Agreement and Infrastructure Improvements (25-27)
2.4.3 Capital and Operations and Maintenance Costs (28-28)
2.5.1 The National Liability Situation and Amtrak (29-29)
2.5.2 Non-Amtrak Passenger Rail Service Operators and Agencies (30-32)
3.2.1 Simulation and Modeling Overview (33-35)
3.2.2 Choice and Availability of Models (36-36)
3.2.3 Using Simulation and Modeling in Rail Corridor Planning and Negotiations (37-39)
3.3.1 Right-of-Way Access or Acquisition (40-40)
3.3.2 Estimating Capital Costs (41-41)
3.3.3 Sharing Infrastructure Capital Costs (42-42)
3.3.4 Rolling Stock Capital Costs (43-43)
3.3.5 Signaling and Train Control Capital Costs (44-44)
3.4.1 Overview (45-45)
3.4.2 Railroad Operations and Maintenance Cost Categories (46-47)
3.4.3 Cost-Sharing and Allocation Approaches (48-48)
3.4.4 Operations and Maintenance Cost Analysis (49-49)
3.4.5 Application to Intercity and Commuter Operations (50-51)
4.1 Introduction (52-52)
4.2 Types of Agreements Needed to Implement Passenger Rail Service (53-55)
4.2.2 Introduction to Commuter Service (56-56)
4.3.1 Introduction (57-57)
4.3.2 Inputs to and Preparations for Finalizing the Agreements (58-59)
4.3.3 Agreements between Amtrak and the Freight Railroad (60-60)
4.3.4 An Agreement between the Passenger Rail Agency and Amtrak (61-61)
4.3.5 Agreement between the Passenger Rail Agency and the Host Railroad(s) (62-63)
4.4.1 Basic Structure of a Commuter Rail Service on Shared Track (64-64)
4.4.2 Inputs to and Preparations for Finalizing Commuter Rail Operating Agreements (65-66)
4.4.3 Access Alternatives (67-68)
4.4.4 Agreement with the Host Freight Railroad (69-69)
4.4.5 Operations and Maintenance Services Agreements (70-71)
4.5.2 Minor Agreement Revisions to Provide a Limited Service Addition or Performance Improvement (72-72)
4.5.4 Managing Change with a Passenger Railroad Host and Freight Tenant (73-73)
5.1 Introduction (74-74)
5.2.1 PRIIA Requirements and FRA, STB, and Amtrak Actions on Intercity Passenger Service Quality (75-75)
5.2.3 Agreement Revisions and Updates (76-76)
5.3 Specific Approaches to Managing Amtrak Intercity Services (77-78)
5.4 Specific Approaches to Managing Commuter Services (79-79)
5.5 Case Studies in Service Management (80-82)
Acts of Congress (reverse chronological order) (83-83)
Federal Government Regulations and Industry Technical Standards (84-84)
Capacity and Cost Analysis (85-85)
Other Shared-Use Issues, Including Liability and Safety (86-86)
Miscellaneous (87-88)
Acronyms (89-91)
Appendix A - The U.S. Railroad Industry (92-108)
Appendix B - U.S. Railroad Legal and Institutional Arrangements (109-126)
Appendix C - Railroad Safety Regulations (127-137)
Appendix D - Case Studies of Passenger Rail Service Developments and Processes (138-169)
Abbreviations used without definitions in TRB publications (170-170)

Below are the first 10 and last 10 pages of uncorrected machine-read text (when available) of this chapter, followed by the top 30 algorithmically extracted key phrases from the chapter as a whole.
Intended to provide our own search engines and external engines with highly rich, chapter-representative searchable text on the opening pages of each chapter. Because it is UNCORRECTED material, please consider the following text as a useful but insufficient proxy for the authoritative book pages.

Do not use for reproduction, copying, pasting, or reading; exclusively for search engines.

OCR for page 22
22 Guidebook for Implementing Passenger Rail Service on Shared Passenger and Freight Corridors reduce the chance that further analyses will be required to address points raised by the railroad that were not fully covered in the feasibility study. · The operations analysis is likely to be the critical step in the analysis, as it will define what is and is not possible on the corridor and the capital cost of achieving service goals. Capacity and operations analyses generally use models that simulate train operations (see Section 3.2) to determine what infrastructure improvements are needed to accommodate defined passenger and freight service. The process usually starts with a professional estimate of what is needed for the initial service, then progressively adds investments to increase speeds in slow areas and elim- inate bottlenecks. The process ends when desired journey times are achieved and total delays are at acceptable levels for both passenger and freight operations. The analysis is repeated for each stage in proposed service development. Although capacity analysis can be costly and time con- suming on a busy and complex corridor, this need not be the case on simpler corridors. For example, the analyses for the Downeaster service were accomplished with simple train perform- ance calculations (for journey time and scheduling) and manual string chart analysis (for capac- ity). The string charts were used to determine the placement of additional passing sidings. · It is essential to consider rolling stock needs in the feasibility study. The host railroad will want to know what is proposed in case there are operations and safety issues, and train power-to- weight ratio and traction characteristics affect performance. If an operation exceeding 79 mph or the use of non-FRA-compliant equipment is under consideration, both the FRA Office of Safety and the host railroad will need to agree to the proposed operation, including the required PTC capabilities. Also, unless Amtrak can confirm the availability of equipment for when initial service starts, the passenger agency may have to acquire new or second-hand equipment, which can be a lengthy process. · Under RSIA of 2008, and currently proposed FRA regulations for its implementation, most intercity and commuter passenger corridors must be equipped with PTC or its equivalent. If the corridor is not already in the host railroad's PTC program, it will have to be added in most cases, and the railroad's installation plans modified accordingly. These plans and presumably any subsequent modifications must be approved by the FRA. The FRA is still finalizing PTC requirements and procedures, and those involved with a passenger rail initiative must track developments and be ready to incorporate the requirements into investment plans, cost esti- mates, and implementation schedules. The FRA may impose additional train control, opera- tions, and safety requirements (for example, at grade crossings) if the use of non-compliant equipment is proposed or speeds are in excess of 79 mph. 2.4 Substantive Negotiations Substantive negotiations regarding shared corridor access, operations, and costs can begin when the feasibility study is complete, preferably with buy-in from the host railroad, or at least an indi- cation that proposed infrastructure upgrades will be sufficient to allow the planned initial service as well as to meet legitimate freight railroad service requirements. As always, negotiations for intercity service that makes use of Amtrak's access rights must involve Amtrak. Because several of the issues that have to be negotiated are likely to be already covered by existing Amtrak­host railroad agreements, and others can follow established Amtrak practice, negotiations for a new intercity service are usually much simpler than for commuter service. With commuter service, the passenger rail agency, with its professional advisors, must conduct negoti- ations directly with the host railroad. Before individual technical issues that are likely to be factors in the negotiations are discussed, the following general points about the approach to negotiations should be considered: · Keep negotiations focused on thorough analyses of capacity, operations, and costs to find prac- tical solutions that meet all parties' needs. As far as possible, avoid being drawn into arguments