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12 A Manual for Design of Hot Mix Asphalt with Commentary
Another type of HMA mixture is open-graded friction course (OGFC). OGFC mixtures
contain very large amounts of coarse aggregate, with very little fine aggregate or mineral filler.
The air void content is much higher than in conventional HMA, typically 15 to 20%. A large amount
of high-performance binder is needed to provide adequate stability in these mixtures. OGFC
mixtures are usually used as thin overlays, where they can help control noise and limit spray on
wet pavements. OGFC mixtures are discussed in detail in Chapter 11 of this manual.
HMA Mix Design Methods
When HMA pavements first began to be constructed, mixture composition was determined
based on the judgment and experience of the contractor or used proprietary mix designs. Some of
these pavements performed well, others did not. In the 1930s, Bruce Marshall, an engineer working
for the Mississippi Highway Department, developed a more rational system for designing HMA
mixtures, which became known as the Marshall mix design method. This method of mix design
became common by the 1950s and continued to be widely used through the 1980s. It was adopted
for use by the U.S. Army Corps of Engineers (USACE) during World War II and was modified by
that agency and by the many state highway departments that eventually chose the Marshall method
of HMA mix design. Briefly, the Marshall mix design procedure relies on compacting specimens
using a standard drop hammer over a range of asphalt binder contents. The binder content is
selected to produce proper air void content and voids in the mineral aggregate (VMA). An essential
part of the Marshall design method is the stability and flow test, which is an empirical procedure
used to evaluate the strength and flexibility of the HMA mixture. Figure 2-7 shows a mechanical
Marshall drop hammer and several Marshall specimens prepared in the laboratory.
Francis Hveem, an engineer working for the California Division of Highways at about the same
time Bruce Marshall was developing his procedure, developed an HMA mix design method adopted
Figure 2-7. Marshall compactor and
laboratory specimens for use in the
Marshall mix design method.
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Background 13
by many agencies in the western United States. The Hveem method of mix design is unique in its
use of the centrifuge kerosene equivalent (CKE) test to determine an initial estimate of the asphalt
binder content for a given aggregate. Laboratory specimens are prepared using a kneading com-
pactor and then evaluated using a stabilometer test and a swell test. At one time, a cohesiometer test
was also used to evaluate HMA properties in the Hveem method. As with the Marshall mix design
method, evaluation of mixture volumetrics was an important part of the Hveem procedure.
In the late 1980s and early 1990s, the Strategic Highway Research Program (SHRP) was con-
ducted by engineers and researchers at various universities and research organizations throughout
the United States. The SHRP Asphalt Research Program was a 5-year, $50 million-dollar research
program to develop improved test methods and specifications for asphalt binder and aggregates and
an improved procedure for HMA mixture design and analysis. The performance grading system
now used to specify binders in the United States and other countries was one of the products of
SHRP. Another SHRP product was the Superpave system of mix design and analysis, often simply
referred to as Superpave. This method is similar to the Marshall system in its use of volumetrics,
but laboratory specimens are prepared using a gyratory compactor rather than a drop hammer.
Superpave also includes a comprehensive set of requirements for aggregate gradations and property
requirements. The Superpave method of mix design was meant to include mixture test methods
and an associated computer program that would predict the performance of HMA pavements,
as an aid in the design and analysis of mixtures. However, this computer program never produced
reliably accurate predictions of rutting and fatigue cracking, and this aspect of Superpave was
never implemented, although the Mechanistic-Empirical Pavement Design Guide (MEPDG) is
in many ways a continuation of the SHRP efforts for flexible pavements. Figure 2-8 shows the
Superpave gyratory compactor (SGC).
In many ways, the Superpave system was a success. The performance grading system appears
to do a better job of ensuring that asphalt binders have adequate stiffness at high temperature
Figure 2-8. Superpave gyratory
compactor (Courtesy of Pine
Equipment Company).
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14 A Manual for Design of Hot Mix Asphalt with Commentary
while remaining flexible at low temperatures for a wide range of applications, helping to provide
resistance to both rutting and low-temperature cracking in HMA pavements. Very few pavements
using mixtures designed using the Superpave system have exhibited excessive rutting. However,
recently some highway agencies have expressed concern over surface cracking and high perme-
ability in pavements using HMA designed using the Superpave system. Many highway agencies
have modified the Superpave system to address these problems and others associated with local
materials and conditions. A major research effort, continued since the implementation of SHRP,
is under way to refine various aspects of this system, including volumetric requirements, com-
paction levels, and specifications for aggregate properties and gradation and finally implement
practical mixture performance tests and methods of analysis. This mix design manual is largely
based on the Superpave system of mixture design and analysis, but an attempt has been made
to address the perceived performance problems associated with some mixtures designed using
this system. Also, the results and recommendations of some recent research projects have
been adopted where such results have been published and presented to the paving technology
community and favorably received. Because local conditions and materials vary significantly
throughout the United States and Canada, an attempt has been made to provide more flexibility
in the procedure used to design dense-graded HMA mixtures, compared to the Superpave sys-
tem. This manual is also much more comprehensive than the procedures given in the original Su-
perpave system; it includes design procedures not just for dense-graded HMA, but also for gap-
graded or SMA-like mixtures and OGFC types. Because of these changes, the term "Superpave"
is not used to describe the procedure, tests, and requirements used in the mix design methods
presented in this manual.
Bibliography
Referenced AASHTO Standards
T 283, Resistance of Compacted Asphalt Mixture to Moisture-Induced Damage
Other Publications
The Asphalt Institute (2007) The Asphalt Handbook (MS-4A), 7th Ed., 832 pp.
The Asphalt Institute (2001) Introduction to Asphalt (MS-5), 8th Ed., 74 pp.
The Asphalt Institute (2001) Superpave Mix Design (SP-2), 128 pp.
The Asphalt Institute (1997) Mix Design Methods for Asphalt Concrete and Other Hot-Mix Types (MS-2), 6th Ed.,
141 pp.
Brown, E. R., et al., (2004) NCHRP Report 531: Relationship of Air Voids, Lift Thickness, and Permeability in Hot-
Mix Asphalt Pavements, Washington, DC, Transportation Research Board, National Research Council, 37 pp.
Hot-Mix Asphalt Paving Handbook (1991) AASHTO, FAA, FHWA, NAPA, USACE, American Public Works
Association, National Association of County Engineers, James Sherocman (Consultant), USACE Publication
UN-13 (CEMP-ET), July.
McNichol, D. (2005) Paving the Way: Asphalt in America, NCAT, Auburn, AL, 304 pp.
NCAT (1996) Hot-Mix Asphalt Materials, Mixture Design and Construction, NAPA, Lanham, MD, 585 pp.