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Science and Technology in the Academic Enterprise: Status, Trends, and Issues (1989)
Government-University-Industry Research Roundtable (GUIRR)

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79
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Page
79

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ACADEMIC PERSONNEL 245

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Total Academic Faculty With rapid increases in student enrollments during the 1960s and 1970s, the total number of academic faculty increased from 270,000 in 1958 to a peak of 750,000 in 1983, then declined to 720~000 by 1988. For the past three decades, the distribution of faculty among types of institutions has remained nearly constant, with 35 percent in doctoral institutions, 40 percent in comprehensive institutions, and 25 percent in 2-year institutions. Figure 2-64: Academic Faculty by Institution Type Boo 600 400 Thousands 800 1 00 600 400 200 O ~!~ ~ ://////////////~:0 1958 1963 1968 1973 1978 1983 1988 1' i=3 Doctoral ~ Comprehensive 1~3 Two-Year NOTE: Data series within the figures are not Overlapped; top line represents total. Flours 2-65: Dlstrlbutlon of Academic Faculty by Instit~dlon Type Perceni and ~ 1007. ]80x 60% 40x ~ Ant. ; iD/D/~////////////////////~ ; 1958 1963 1968 1973 1978 1983 1988 1= Doctoral HI Comprehensive =3 Two-Year DEFINITION OF TERMS: Faculty include all instructional members of the instruction or research staff whose major regular assignment is instruction, including those with release time for research. Doctoral institutions are higher education institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades; they include 116 public and 69 private institutions. Comprehensive institutions are those that grant at least half of their degrees for courses of study that normally require 4 or more years to complete; they include 370 public and 854 private institutions. Two-year institutions award primarily 2-year associate or technician degrees; they include 902 public and 486 private institutions. SOURCE: National Science Foundation, Division of Polipy Research and Analysis. Database: CASPAR. Some of the data within this database are estimates, incorporated where there are discontinuities within data series or gaps in data collection. Primary data source: American Council on Education; U.S. Department of Education, National Center for Education Statistics; National Association of State Universities and Land Grant Colleges. 246

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Academic Scientists and Engineers Scientists and engineers employed by universities and colleges in faculty and non-faculty positions have increased steadily from 120,000 in 1958 to 330,000 in 1988 (full-time equivalent). For the past three decades, doctoral institutions have consistently employed 60 percent of all academic scientists and engineers. Figure 2-66: Academic Scientists and Engineers (FTE) by Institutlon Type and Governance loo r 350 300 250 200 150L 4 ^^ ~,,,, ~ ~ V V I I I I I ~. L __ ~ O ~ 1958 1963 1968 1973 1978 1983 1988 1~3 Doctoral 3 Other Thousands 400 3sO NOTE: Data series within the figures are not overlapped; top line represents total. Figure 2~67: Dlatrib~dion of Academic Sclentists and Engineers (FTE) by Institutlon Type and Governance ~ ooz Red 607. 40% 2 %~///////////////////////~/K/~ 0' 1958 1~163 lS'ff8 1973 1978 1983 1988 Bn~ 60 !40% =3 Doctoral ~ Other DEFINITION OF TERMS: Scientists and engineers (F-lE) include all professional employees~faculty and non-faculty personnel and post-doctorates~employed full-time by higher education institutions, plus a full-time equivalent for part-time employees, within the broad fields of physical sciences, engineering, environmental sciences, life and health sciences, mathematics and computer sciences, and social and behavioral sciences. Doctoral institutions are higher education institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades; they include 116 public and 69 private institutions. Other institutions include 1,124 comprehensive institutions that grant at least half of their degrees for courses of study that normally require 4 or more years to complete, and 1,3~ 2-year institutions that primarily award 2-year associate or technician degrees. SOURCE: National Science Foundation, Division of Polipy Research and Analysis. Database: CASPAR. Some of the data within this database are estimates, incorporated where there are discontinuities within data series or gaps in data collection. Primal data source: National Science Foundation, Division of Science Resource Studies, Survey of Scientific and Engineering Personnel Employed at Universities and Colleges. 247

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Doctoral Institution Faculty Doctoral institutions employed 255,000 faculty members in 1988, roughly stable since the mid- 1970s. Over the past three decades, the public doctoral institution share of faculty members has slowly increased from 70 percent in 1958 to over 75 percent in 1988. Flours 2~68: Doctoral Institution Faculty by Institution Governance Thousands 300 my. ~ _ 250 200 _ 150 C_ _ T T . I I I I I 1~'~ ~ ~ . 50 : Tr ~ ' . ~ ' , . . . ' . . : : ~ c ;z~' . ~ ~ . .' .i, . ~ 7 ~ , ~ ~ ~ O CAL 1 9S8 1963 1968 1973 1978 ~ Priva1e ~' Public 300 C,~1~'rrr l ~ 250 hi I rI 11 T~ ~ ~..... . 1 r, ~ . 12 Rae r ~ l e ~ ~ . T I ~ ~ ......... 1 .... - ........ I ., .., ..,, ., .. : T I~TITI~ ~! ~ ! T 11 i I · · · · · · · · · ~ · · _ 1 ... 1 200 150 .00 so -2 ;- 1 983 1 988 NOTE: Data series within the figures are not overlapped; top line represents total. Figure 2~69: Dlstrlb~dlon of Doctoral Institution Faculty by Institution Governance R0~ and 40% 20~: . 1007. 807. 60~: `07. 20 Cal r ~ ~ ~ ~ ~ ~ ~ ~ ~ v ~ ~ ~ ~ I, ~ ~ ~¢ ~ 9S8 ~ 963 ~ 968 ~ 973 ~ 978 ~ 983 ~ 988 =3 Private HI Public DEFINITION OF TERMS: Faculty include all instructional members of the instruction or research staff whose major regular assignment is instruction, including those with release time for research. Private doctoral institutions are institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades, and are under the control offer affiliated with--non-profit, independent organizations with or without religious affiliation; they include 69 institutions. Public doctoral institutions are institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades, and are under the control of-or affiliated with-- federal, state, local, state and local, or state-related agencies; they include 116 institutions. SOURCE: National Science Foundation, Division of Polipy Research and Analysis. Database: CASPAR. Some of the data within this database are estimates, incorporated where there are discontinuities within data series or gaps in data collection. Primary data source: U.S. Department of Education, National Center for Education Statistics, Higher Education General Information Survey (HEGIS): Salaries, Tenure, and Fringe Benefits of Full-time Instructional Faculty; American Council on Education; National Association of Universities and Land Grant Colleges. 2~8

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Doctoral Institution Faculty: Per Student and Degree In the late 1970s, the student-to-faculty ratio within doctoral institutions returned to 1950s levels, where it remained stable throughout the l980s. During the 1950s, the growth rate in student enrollments exceeded the growth rate in numbers of faculty, raising the over-all student- to-faculty ratio. While enrollment growth slowed in the early 1970s, doctoral institutions, as a whole, continued to employ additional faculty. By 197S, the student-to-faculty ratio returned to the 1958 level. The ratio of total degrees awarded per faculty member followed a similar pattern and has remained stable for the past decade. Figure 2~70: Student-to-Faculty Ratio in Doctoral Institutions 20 10 , _ 5 o Figure 2~71: Degrees Awarded-per-Faculty Ratio In Doctoral Institutions WN/\ Students/Faculty ldember , 20 10 10 Degr~s/Feculty Member 8 6t 4 or \~N 10 8 6 _ 4 ) '''1''''1''''1''''1''''1'''' o O ''''1''''1''''1 ° 1958 1963 1968 1973 1978 1983 1988 1958 1963 1968 1973 1978 1983 1 9B8 DEFINITION OF TERMS: Smdent-t - Facula Ratio is derived for each year by dividing total number of students (F-l ~) by total number of faculty. Degrees Awarded-per-Facul~ Ratio is derived for each year by dividing the total number of degrees awarded by doctoral institutions by the total number of faculty. Students (~-lt;) include all full-time students plus a full-time equivalent of part-time students as reported by doctoral institutions. Degrees include all degrees awarded by doctoral institutions in all academic disciplines, both undergraduate and graduate. Faculty include all instructional members of the instruction or research staff of doctoral institutions whose major regular assignment is instruction, including those with release time for research. Doctoral institutions are higher education institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades; they include 116 public and 69 private institutions. SOURCE: National Science Foundation, Division of Policy Research and Analysis. Database: CASPAR. Some of the data within this data base are estimates, incorporated where there are discontinuities within data series or gaps in data collection. Primary data source: U.S. Department of Education, National Center for Education Statistics, Higher Education General Information Survey (HEGIS): Fall Enrollment in Institutions of Higher Education; Degrees and Other Formal Awards Conferred, Salaries, Tenure, and Fringe Benefits of Full-time Instructional Faculty; American Council on Education; National Association of State Universities and Land Grant Colleges. 2~9

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Doctoral Institution Scientists and Engineers The number of scientists and engineers (FTE) employed by doctoral institutions, in both faculty and non-faculty positions, has increased steadily from 66,000 in 1958 to nearly 200,000 in 1988. For the past two decades, public doctoral institutions have employed nearly 70 percent of all doctoral institution scientists and engineers. Figure 2~72: Scientists and Engineers (FTE} In Doctoral Institutions by Institution Governance Thousands 250 ~ ~ ~ ~ -~ -~ ~ -~ 200 150 1 100 _ ~ ................................. Ott ;m ~ ~/.//~/~///,~/~//,//~/~ . 1 9S8 1963 1968 1973 1978 l~3 Private ~ Public 1983 1988 250 1 ones 200 80X 60% 100 50 20 0 07e NOTE: Data series within the figures are not overlapped; top line represents total. Figure 2~73: Distrlb~nlon of Sclentists and Engineers (FTE) In Doctoral Instit~dlons by Institution Governance 958 ~ 963 ~ 968 ~ 973 1~3 Private ~ Public ~ 00 80X 60% Ins ^ one J~ o% 1 978 1 983 1 988 DEFINITION OF TERMS: Scientists and engineers include all professional emplc~yees--faculty, non-faculty, and post-doctorate personnel~empl~yed by higher education institutions (plus a full-time equivalent for part-time employees), within the broad fields of physical sciences, engineering, environmental sciences, life and health sciences, mathematics and computer sciences, and social and behavioral sciences. Pavane doctoral institutions are institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades, and are under the control offer affiliated with--non-profit, independent organizations with or without religious affiliation; they include 69 institutions. Public doctoral institutions are institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades, and are under the control of--or affiliated with--federal, state, local, state and local, or state-related agencies; they include 116 institutions. SOURCE: National Science Foundation, Division of Policy Research and Analysis. Database: CASPAR. Some of the data within this database are estimates, incorporated where there are discontinuities within data series or gaps in data collection. Primary data source: National Science Foundation, Division of Science Resource Studies, Survey of Scientific and Engineering Personnel Employed at Universities and Colleges. 2-50

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Doctoral Institution Research Personnel The number of investigators (FTE)--faculty and non-faculty--has increased from 25,000 in 1958 to 63,000 by 1988. The public doctoral institutions share of investigators (FTE) rose from 50 percent in 1958 to 65 percent in 1988. Figure 2~74: Investigators (FTE) In Doctoral Institutions by Instit~nlon Governance The 70 ., ~ 60 _ 50 _ an 70 60 l 11111 It 11,.... FIRE , , , , , , ~ ~1 1 [T1 1 ....... ~mill,lilill : I,l,l,;50 ~1 ·1 111 ~1Tll Ye. ~.. , .,, /' 111 1111~1 1111 1~ ~ ~ ~ 1 1 1 V aim. ~lrlli` i i i ilk////, ~ // 10 ~ O Cot 40 30 20 10 o 1958 1963 1968 1973 1978 1983 1988 1~3 Private ~ Public NOTE: Data series within the figures are not overlapped; top line represents total. Figure 2-75: DIstrlbutlon of Investigators (FTE) In Doctoral Instit~nlone by Instit~nlon Governance Into 60% 401%: 20:~//////////////////D//////~20~ 1958 1963 1968 1973 1978 1983 1988 1 00x and and And 1~3 Private ~ Public DEFINITION OF TERMS: Investigators (Few) include scientists and engineers (in the physical sciences, engineering, environmental sciences, life and health sciences, mathematics and computer sciences, and social and behavioral sciences) conducting separately budgeted academic R&D; their numbers are estimated by the fraction of faculty time spent in research activities, non-faculty scientists and engineers employed to conduct research in campus facilities (except tiRDCs), postdoctoral researchers working in academic institutions. Private doctoral institutions are higher education institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades, and are under the control offer affiliated with~non-profit, independent organizations with or without religious affiliation; they include 69 institutions. Public doctoral institutions are higher education institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades, and are under the control offer affiliated with--federal, state, local, state and local, or state-related agencies; they include 116 institutions. SOURCE: National Science Foundation, Division of Policy Research and Analysis. Database: CASPAR. Some of the data within this database are estimates, incorporated where there are discontinuities within data series or gaps in data collection. Primary data source: National Science Foundation, Division of Science Resource Studies, Survey of Scientific and Engineering Personnel Employed at Universities and Colleges. 2-51

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Doctoral Institution S&E Personnel Ratios Within doctoral institutions, the over-all ratio of scientists and engineers (FTE) to total faculty (FTE) has slowly increased during the l980s; for private doctoral institutions, the number of scientists and engineers employed (faculty and non-faculty) exceeds the total number of faculty members in all academic disciplines. The ratio of investigators (FTE) to an scientists and engineers (FTE) has been stable for the past decade. Figure 2-76: Ratio of FTE Scientists and Engineers to All Faculty in Doctoral Institutions ROliO 2 . _ 1.5 _ 1 .5 ~\ / ; I'm ~ ~' ~__ ~JO 1 -N ~ o ~'''1''''1''''1''''1''''1'''' o 1 9S8 1963 t 968 1973 1978 1983 1988 ~~~ Doctoral Private Doctoral Public ~ 5 Figure 2-77: Ratio of FTE Investigators to FTE Scientists and Engineers in Doctoral Institutions Ratio 0.8 0.6 0.4 0 2 ~ Fax 1968 ~ 978 1983 ~~~ Doctoral Private -Doctoral Public ~08 _ _ 0.6 0.4 0.2 988 DEFINITION OF TERMS: Faculty include all instructional members of the instruction or research staff whose major regular assignment is instruction, including those with release time for research. P-1E scientists and engineers include all professional emplc~yees~faculty, non-faculty, and post-doctorate personnel~employed by higher education institutions (plus a full-time equivalent for part-time employees), within the broad fields of physical sciences, engineering, environmental sciences, life and health sciences, mathematics and computer sciences, and social and behavioral sciences. [-Liz; investigators include those scientists and engineers (within the physical sciences, engineering, environmental sciences, life and health sciences, mathematics and computer sciences, and social and behavioral sciences) conducting separately budgeted academic R&D; an estimate derived from the fraction of faculty time spent in research activities, non-faculty scientists and engineers employed to conduct research in campus facilities (except [~HDCs), and post-doctoral researchers working in academic institutions. Doctoral Public institutions are higher education institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades, and are under the control odor affiliated with~federal, state, local, state and local, or state-related agencies; they include 116 institutions. Doctoral Private institutions are higher education institutions that have granted an average of 10 or more Ph.D. degrees per year in the natural sciences or engineering over the past two decades, and are under the control of--or affiliated with~non-profit, independent organizations with or without religious affiliation; they include 69 institutions. SOURCE: National Science Foundation, Division of Policy Research and Analysis. Database: CASPAR. Some of the data within this database are estimates, incorporated where there are discontinuities within data series or gaps in data collection. Primary data source: National Science Foundation, Division of Science Resource Studies, Survey of Scientific and Engineering Personnel Employed at Universities and Colleges; American Council on Education; National Association of State Universities and Land Grant Colleges. 2-52

Representative terms from entire chapter:

education institutions