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F RON ECOLOGIC CORRELATIONS TO METABOLIC EPIDEMIOLOGY:
THE LINK WITH NUTRITION
Laurence N. Kolonel
The strengths of epidemiology for the study of the
etiology of human disease are increasingly being
recognized in the scientific community. Epidemiology not
only focuses on humans, the species of interest, but also
examines the effects of human exposures in their natural
context. This means that epidemiologic analyses are
necessarily based on the actual routes and levels of
exposure occurring among the individuals at risk, can
consider the impact of other interacting variables, and
usually, encompass a sufficiently wide range of exposures
to permit dose-response assessments. With regard to diet
and disease relationships specifically, the epidemiologic
approach has certain salient advantages:
.
Epidemiologic studies can take into consideration
some of the complexities of the human diet, including
food sources, varieties, combinations, methods of
preparation and preservation, temperatures, and additions
(e.g., spices) that are unique to human populations and
that may influence disease risk. These patterns are not
easily reproduced in animal models.
· Dietary factors may interact among themselves or
with other variables (e.g., exercise, medications,
smoking, and other social habits). Epidemiologic studies
have the potential to uncover such relationships, which
would not likely be identified in animal studies.
~ Because epidemiologic studies deal with actual
levels of exposure, they can indicate the true magnitude
of the effect of the dietary behavior and, therefore, its
real public health significance. Thus, they are the
primary basis for meaningful risk assessments among
individuals.
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· Since epidemiologic studies are carried out in
free-living populations, they can identify the particular
behavioral and sociocultural characteristics associated
with diet-related illnesses, and thus can suggest
practical and appropriate approaches to primary
prevention. These approaches can be tested in
well-controlled intervention trials before being
implemented in the general population.
Although epidemiologic studies provide the essential
information on etiology, they are very limited in their
ability to elucidate the mechanisms involved in
pathologic changes. It is this latter aspect of the
study of disease that is best carried out under
controlled conditions in the laboratory with animal or
human subjects. However, it is worth noting that precise
knowledge about mechanisms is not essential to identify
causal factors or to implement control measures that will
prevent disease.
IMPORTANCE OF DIET IN CHRONIC DISEASE ETIOLOGY
Diet and nutrition are major factors in the risk of
several chronic diseases. The two leading causes of
death in the United States today, making up about 60% of
all deaths, are chronic conditions: heart disease and
cancer (Table 1) (Silverberg and Garfinkel, 1987~.
TABLE 1 Ten Leading Causes of Death in the United
States, 1984
Mortality
Rate/100,000 % of Total
Cause of Death Population Deaths
Heart disease 269.9 37.3
Cancer 170.7 22.2
Cerebrovascular disease 52.8 7.6
Accidents 36.3 4.6
Pneumonia/influenza 19.8 2.9
Chronic obstructive 17.4 2.4
lung disease ~
Diabetes mellitus 13.0 1.8
Suicide 11.3 1.4
Hepatic cirrhosis 11.0 1.3
Arteriosclerosis 7.8 1.2
SOURCE: Data from Silverberg and Garfinkel (1987)
96
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~-
Through its influence on at least two primary risk
factors for myocardial infarction, serum cholesterol
level and obesity, diet makes a major contribution to the
nigh incidence of coronary heart disease. Scientific
data also suggest, although the evidence is less firm at
present, that diet plays a significant role in the
etiology of several leading cancers in the United States,
including cancers of the large bowel, breast, and
prostate, as well as several less frequent cancers, such
as the stomach and pancreas (National Research Council,-
Committee on Diet, Nutrition, and Cancer, 1982~. In
addition, diet is a significant contributing factor to
several other important chronic diseases in the United
States, including hypertension, osteoporosis, diabetes
mellitus, and dental caries. Thus, diet or nutrition is
likely to be the major life-style factor affecting
morbidity from chronic disease in the United States
today, although the overall impact of cigarette smoking
is better established at present.
DEVELOPMENT OF NUTRITIONAL EPIDEMIOLOGY WITH RESPECT TO
CHRONIC DISEASE ETIOLOGY
The conclusion given above indicates that adequate
assessment of dietary patterns and individual intakes is
an essential part of much epidemiologic research into the
causes of the major chronic diseases. Methods for
conducting this research have been evolving continuously,
but, as the following discussion shows, refinements are
still needed.
Ecologic Correlations
Some of the earliest leads in the nutritional
epidemiology of chronic disease came from simple
correlations of food disappearance data with disease
mortality rates. For example, researchers showed that
mortality from heart disease in various countries was
highly correlated with per capita consumption of dietary
fat (Figure 1) (Jolliffe and Archer, 1959; McGandy et
al., 1967~. More recently, attention has been turned to
cancer, and a similar high correlation has been seen for
per capita fat consumption and cancers of the breast and
large bowel (Carroll, 1975; Knox, 1977~.
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Such correlations suffer from the imprecision of food
disappearance data as measures of food intake by
individuals, not only because these data fail to account
for such variables as storage and household waste, but
also because they do not usually distinguish among even
such heterogeneous groups as men and women or adults and
children. Some investigators have attempted to overcome
certain of these limitations in their ecologic studies.
For example, Kato et al. (1987) used data from actual
household surveys in Japan to correlate food and nutrient
consumption with mortality from stomach and large bowel
cancers in 12 geographic areas. Among their findings
were positive associations in both sexes of stomach
cancer with vitamin A intake, colon cancer with cheese
intake, and rectal cancer with protein intake. In
Hawaii, Kolonel and colleagues (1981) obtained diet
histories on representative samples of the population and
overcame several limitations of ecologic analyses by
correlating nutrient intakes by sex, age, and ethnicity
with corresponding cancer incidence rates. They found
strong associations between dietary fat, especially
saturated fat, and cancers of the breast, prostate, and
endometrium (Table 2 and Figure 1) (Kolonel et al.,
TABLE 2 Significant Correlations of Mean Daily Lipid
Intake and Cancer Incidence among Age-, Sex-, and
Ethnic-Specific Groups in Hawaii
Cancer Total
Site Fat
Correlation Coefficients
Saturated Unsaturated
Fat Fat Cholesterol
Breast 0.94
0.98
Corpus
uteri
Prostate
Lung
Larynx
0.95 0.90
1.00 0.95
0.87
0.94
0.76
aPartial correlation coefficent, adjusted for sex where
appropriate.
98
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OCR for page 95
1981~. Because of the availability of a population-based
tumor registry in Hawaii, they had the added advantage of
working with morbidity rather than mortality data, which
eliminated any concern that differences in survival,
influenced by treatment and other factors, may have
accounted for the observed correlations.
While ecologic studies based on individually collected
intake data, wish'' attention given"to "sex, age, a'''nd other'
possible confounding variables, represent an improvement
of the per capita estimates from food disappearance data,
the problem remains that the exposure and outcome groups
are separately identified and may not overlap (ecologic
fallacy). Thus, these studies have generally been
thought of as hypothesis-generating only, needing
confirmation with more analytic study designs. However,
because of methodology limitations in the assessment of
individual diets (discussed below), there may be good
reason to place greater confidence in the results of
ecologic than of more analytic types of studies.
_
Case-Control and Cohort Studies
Studies based on diet histories. To explore particular
dietary hypotheses, many epidemiologists have carried out
case-control studies in which subjects were asked for
their past intake of selected food items or of the total
diet. These studies often relied on frequency data only
(how often an item was eaten), and if nutrients needed to
be estimated, standard portion sizes were assumed. For
example, Lubin~et al. (1981) compared the dietary habits
of breast cancer cases and controls in western Canada
based on a brief food-frequency questionnaire. They
reported higher intakes of beef and pork and, using fixed
portion sizes, of animal fat by the cases, in support of
the hypothesis that fat is a risk factor for breast
cancer.
In order to refine this method, other investigators
have used certain props, such as geometric or plastic
food models and colored photographs (Hankin, 1986; Morgan
et al. and Jain, 1978'), to estimate portion sizes. We ''
prefer this approach, because it allows for greater
variability in estimates and because usual portion sizes
can differ substantially in heterogeneous groups such as
the multiethnic population of Hawaii. For example,
100
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typical portion sizes of meat are much smaller for
Filipinos than for Caucasians living in Hawaii, leading
to greater differences in actual meat intake between
these groups than would be estimated from frequency data
alone. Nonetheless, at least in some other settings,
there appears to be little difference in the findings
regarding diet-disease associations whether frequency-or
frequency plus portion size is used. For example Humble
et al. (1987) found similar odds ratios for the
association of vitamin A intake with lung cancer among
whites in New Mexico, a relatively homogeneous group,
whether they used frequency data alone or frequency
modified by portion size.
There are a number of additional limitations to the
diet history method as applied in epidemiologic research.
A major concern is the ability of individuals to recall
accurately their food intakes in epidemiologic inquiries.
Although several attempts have been made to assess the
validity of such recall, with generally encouraging
results (Block, 1982; Byers et al., 1987a,b;
McKeown-Eyssen et al, 1986; Rohan and Potter, 1984), many
investigators nevertheless remain skeptical about the
reliability of such information. At best, one assumes
that such recall data must reflect substantial
measurement error (systematic as well as random), such
that the diet-disease relationships are attenuated, in
some instances, to the extent that true associations of
modest magnitude may be missed altogether (Prentice, in
press).
Errors of recall are made more likely by the fact that
the diet in such developed countries as the United States
is extremely varied in the number and nature of the foods
eaten. Thus, the within-subject variability can actually
exceed that between individuals. It has been reported,
for example, that because of such variation in intake,
one would need more than 6 weeks of daily food
consumption records in order to classify 80% of
individuals into only their appropriate fertile of intake
of vitamin A (James et al., 1982~. This observation
points out one of the potential strengths of the diet
history method, however. When subjects recall their
usual intake of particular foods (for diet history, in
contrast to a 24-hour recall or a 7-day food record, for
example), they are actually accounting for this -
day-to-day variability in consumption by providing an
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average or representative intake. Such a diet history
also permits the investigator to cover a wider spectrum
of foods, thus providing a better reflection of intake
than can be achieved from only a few days' records.
Although the more quantitative approach to the dietary
or ~
history, that is, using variable portion size estimates,
would seem to be desirable, this additional recall
information may also add to the error in measurement,
thereby lessening somewhat the gain in accuracy. This
could be a reason for the failure of the New Mexico study
(Humble et al., 1987) to find any significant difference
in the nature and magnitude of the effect of vitamin A on
lung cancer risk, whether variable portion sizes were
included or excluded from the analysis. While this is
only speculation at present, if confirmed, it would
provide additional evidence that improved methods of
quantification need to be developed.
In most instances, cohort studies are considered to be
preferable to case-control studies, because they are less
subject to bias (Lilienfeld and Lilienfeld, 1980~. In
dietary research, however, they often lack the
representativeness of the case-control study, in that the
intake information is usually based on consumption over a
brief period surrounding the time of initial data
collection (in some studies only 24 hours), which may not
be even the most relevant period of life in terms of
subsequent disease incidence. Furthermore, secular
changes in the diet are usually not obtained in such
groups, because of the considerable costs entailed in
efforts to make repeated contact with the subjects to
obtain additional information.
Despite the hazards of the diet history method, it has
proven to be a successful tool in epidemiologic research.
For example, as estimated from a diet history, saturated
fat intake showed a significant association with serum
cholesterol level in middle-aged American men, and
unsaturated fat and dietary cholesterol showed
significant associations (the former inverse) with
coronary heart disease mortality (Shekelle et al.,
1981b). Similarly, several studies using the diet
history method have shown that the consumption of dietary
sources of carotenes is inversely associated with the
risk of lung cancer, especially among smokers (Table 3)
(Bond et al., 1987; Byers et al., 1987; Hinds et al.,
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TABLE 3 Epidemiologic Studies in the United States
Showing an Inverse Association between Lung Cancer and
Dietary or Serum Carotene
Year of No. of
Study Subjects
(Principal Location Type of (Cases/ Sex of
Author) of Study Study Controls) Subjects
1981(a,b) Illinois Cohort 33/1,9548 Male
(Shekelle)
1984 Hawaii Case- 364/627 Male and
(Hinds) control female
1985 New Mexico Case- 447/759 Male and
(Samet) control female
1985 California Case- 220/220 Female
(flu) control
1985 Hawaii Cohortb 74/302C Male
(Nomura)
1986 New~Jersey Case- 763/900 Male
(Ziegler) control
1986 Maryland Cohortb 99/196C Male and
(Menkes) female
1987(a,b) New York Case- 450/902 Male and
(Byers) control female
1987 Texas Case- 308/308 Male
(Bond) control
aNumber of cases/n~mber of subjects in cohort.
bBased on serum measurements.
CNumber of cases/number of controls analyzed from the
cohort.
1984; Menkes et al., 1986; Nomura et al., 1985; Samet et
al., 1985; Shekelle et al., 1981a; Wu et al., 1985;
Ziegler et al., 1986~.
On the other hand, certain diet-disease associations
have been more difficult to establish with any
consistency. For example, despite impressive ecologic
correlations (shown earlier) and strong animal evidence,
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an association between dietary fiat and breast cancer has
been reproduced inconsistently and only weakly in
case-control and cohort studies by diet history methods
(National Research Council, Committee on Diet, Nutrition,
and Cancer, 1982; Rohan and Bain, 1987~. For many
investigators, this has raised questions about the value
of these methods, particularly in situations in which the
true relative risks may be modest in magnitude. This
concern has served as a major stimulus in recent years
for efforts to find meaningful biochemical measures of
dietary intake for use in epidemiologic research.
Studies based on biochemical measures. Suitable
biochemical markers of dietary intake have not been easy
to identify. To be useful, a marker (1) should be
sensitive to (and relatively specific for) the particular
nutrient (or other dietary constituent) of interest, (2)
should vary in a definable manner in response to changes
in dietary intake, (3) should achieve an integration of
highly variable intakes, (4) should reflect the relevant
period of exposure, and (S) should be easily and reliably
measured. Such requirements are not readily met. For
example, it has not yet been possible to find a marker of
total fat intake that can satisfy all of these criteria.
One can use biopsies of adipose tissue to provide
information on fatty acid distributions, although not
total fat intake. But even this procedure cannot be
contemplated for the large numbers of subjects involved
in most epidemiologic studies, especially healthy
volunteers. Furthermore, in case-control studies, the
marker levels may be influenced by the disease process
itself, so that one is measuring a consequence, not a
precursor, of the disease.
_
~ ~ ~ e _ ~ e
Nevertheless, some epidemiologic studies have used
biochemical measurements. For example, at a group level,
serum cholesterol has been positively associated with
coronary heart disease mortality (Keys, 1980~. However.
since the serum cholesterol level is not greatly
influenced by dietary cholesterol (Keys, 1984), this
biochemical measure is not really a good marker for
dietary cholesterol intake. Similarly, serum retinal has
been examined relative to cancer risk. Since this
parameter is under homeostatic control and only varies at
the extreme ranges of intake, it does not satisfy any of
the criteria for a marker noted above. Thus, as one
104
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would have expected, most studies have found no
association between serum retinal levels and cancer risk
(Bertr~m et al., 1987~.
Willett et al. (1983) examined selenium levels in blood
as a marker for dietary intake of this trace element.
They found that low levels in serum, especially when
combined with low levels of vitamins A and E, were
associated with a higher risk for cancer. Since all
three of these nutrients have antioxidant properties,
this observation suggests that greater power in defining
risk groups for a particular disease might be achieved if
a single index for several factors that share a common
mechanism of action could be developed.
There is yet another complexity to the study of dietary
or nutritional factors in relation to human disease.
This is the question of individual susceptibility. Even
a biological marker that can be measured with
considerable precision and does reflect usual intake
might still not serve to distinguish high- from low-risk
groups if individuals vary substantially in their
susceptibilities to the effects of exposure. Such
differences in susceptibility could be genetic in origin
or could result from other environmental exposures.
Thus, two individuals with similar exposures to a dietary
risk factor of interest could have different rates of
metabolism of the agent, which, in the case of a
carcinogen precursor (procarcinogen), could result in the
greater or lesser formation of an active carcinogen.
This could be entirely hereditary, or it could result
from another exogenous exposure that induces enzymes in
the same metabolic pathway.
Intervention trials. Recently, diet has been the focus
of intervention trials involving cancer and coronary
heart disease (Greenwald et al., 1987; Multiple Risk
Factor Intervention Trial Research Group, 1982~. Such
investigations are costly, require considerable
nutritional expertise, and for ethical reasons, can only
assess the effects of presumed beneficial dietary
modifications. Unfortunately, incomplete knowledge or
control of such factors as optimal levels of intake to
achieve the desired effect, individual variation in
susceptibility, compliance in the intervention groups,
and dietary drift in the nonintervention groups all can
easily undermine these research efforts.
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FUTURE NEEDS AND DIRECTIONS
From this brief review of the interest in nutrition and
the evolving use of nutritional methods in epidemiologic
research, it is obvious that further methodologic
developments must occur. No single investigative
approach seems to be without its limitations with regard
to nutritional assessment. For this reason, efforts in
all areas of epidemiologic research, including ecologic
analyses as well as case-control, cohort, and
intervention studies, should be encouraged. A
convergence of findings from many sources by a variety of
approaches continues to offer the best hope for
identifying meaningful etiologic relationships. Beyond
this general statement, however, certain specific needs
related to nutrition can be highlighted:
· Improvements in our ability to obtain accurate diet
history information are very much needed. Although
further validation of current methods can be one part of
this effort, there is a need to develop techniques that
can better distinguish among individuals with meaningful
differences in their intake levels. Since the true
relative risks for many diet-disease relationships that
have not yet been established may be small, even moderate
degrees of misclassification of consumption may be
sufficient to result in false-negative results. The fact
that such relative risks may not be impressive in
magnitude should not lead to the conclusion that these
relationships are of no public health importance,
however. Since the combined incidence of diet-related
illnesses is extremely high and the consumption of
suboptimal diets is widespread, the number of individuals
at risk is substantial; thus, even small relative risks
can have very significant population impacts.
.
As part of a total effort to advance this area of
research, we should continue to seek biological markers
of dietary intake. Such markers do not necessarily have
to be direct tissue or serum analogs of the food
components of interest. For example, a tissue enzyme
that is influenced by changes in intake of a particular
food constituent may serve as a better marker than the
serum or target tissue level of the constituent itself
(or even one of its metabolites). Similarly, the dietary
factor that best reflects a biochemical measure of
interest may not be the most obvious one. This is well
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illustrated by cholesterol, the serum level of which is
more clearly influenced by saturated fat than by
cholesterol in the diet. Furthermore, other indices, not
necessarily biochemical, such as central to peripheral
ratios to adipose tissue or other anthropometric
measurements, can be useful adjuncts in the evaluation of
dietary exposures.
· Greater attention should be given to assessing
individual differences in susceptibility to the effects
of dietary exposures. This emphasis should include both
genetic and nongenetic factors. Such a refinement in
classification could offset a significant portion of the
dietary measurement error, which probably will never be
completely eliminated.
Since different food components or nutrients may act
in the same way to promote or prevent illness,
consideration should be given to the development of
indices that combine the separate effects of several
agents. For example, vitamins A and E, selenium, and
certain nonnutritive constituents in foods all have
antioxidant properties. A single measure of the combined
effect of all antioxidants in reducing cancer risk (using
either a biochemical measurement or a computed value from
dietary histories) might better account for differences
among individuals than could any component alone.
Other needs related to data analysis should also be
addressed, such as better means for assessing
interactions among nutrients, more attention to eating
patterns and food temperature, and greater accuracy of
data in food composition tables.
· More nutritionists are needed to support this area
of research. This is a special category of nutritionists
who should have a basic understanding of the principles
of epidemiology and biostatistics, since the focus in
such studies is quite different from that in dietary
counseling or in laboratory-based nutritional research.
For example, such nutritionists must recognize certain
limitations inherent in the conduct of field research on
relatively large numbers of subjects or in designing
practical methods of dietary assessment when individuals
need to be classified precisely in a relative but not
necessarily absolute sense.
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CONCLUSION
Nutrition is receiving increasing attention by
epidemiologic researchers, since many of the major
diseases of public health importance today are ones that
are likely to have a strong basis in dietary behavior.
Research efforts to date have identified certain
significant associations, such as that between saturated
fat intake and coronary heart disease, between simple
sugars and dental caries, or somewhat less definitively,
between dietary fat intake and some cancers. Further
advances are being constrained by methodologic
limitations, however, including substantial errors of
measurement in the diet history as these measurements are
currently implemented, the lack of functional biological
markers of specific dietary intakes, an inability to
classify subjects into risk groups with sufficient
refinement, and unmet needs related to data analysis.
Nutritionists who are well trained for this area of
research are rare and are very much needed. They could
have a significant impact on the elucidation of important
diet-disease relationships, leading to meaningful public
health measures that could greatly reduce chronic disease
morbidity in the future.
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