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Motives and-Models of Cooperation:
A Soviet View of American Contributions
VLADIMIR P. AVERCHEV AND PAVEL B. PARSHIN
The topic of our review is the American presentations at the two
Soviet-American workshops, both dedicated to the broad interdisciplinary
problem of international interdependence. From the outset, we would like
to emphasize that the aim of this review is by no means to compare levels
of work on the problem by the scholars of the two countries. Strictly
speaking, mature research on this subject has not existed in the USSR
because, until recently, the very concept of interdependence when applied
to Soviet-American relations was considered illegitimate. The situation
in the United States has been somewhat different, although, judging by
publications, interest in the problem has declined since the second half of
the 1970s.
The decision of scientists from both countries to make the study
of interdependence a basic component of the study of the problem of
preventing nuclear war was based on a number of different reasons. On
the political plane, there is evidence not only of the increased complexity
in the structure of interdependency relations in the modern world, but also
of the promotion of the concept of interdependence in political thought
and rhetoric hence the timeliness of research on interdependence. On a
strictly academic plane, the breadth and multifaceted nature of the problem
of interdependence provide a welcome basis for productive interdisciplinary
synthesis and the comparison and interaction of various research methods,
as evidenced in the two workshops.
The papers presented can be considered in two possible contexts.
First, they can be analyzed in the context of American political science.
Following such an approach, we would evaluate the contribution of every
paper to research methodology and to the study of the problem, analyze
the degree to which it was successful in attracting researchers to the study
22
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OVERVIEWS
23
of the structure and dynamics of international interdependence, and, as far
as possible, outline the most promising directions of further research.
If one looks carefully at the peculiarities of the broader context in
which the workshops were organized, however, the task of the review
appears to be different. This is the case if we look upon the situation
as an experiment in interaction between scientists of two countries who
want to make a contribution to the prevention of nuclear war through
strictly professional means, that is, through demonstrating the possibility of
broadening cooperation. In this process, topics and methods of research
may change, as may the composition of the group of participants itself. The
experiment is aimed at drawing into its orbit representatives of various social
and behavioral sciences, contributing to overcoming prejudices and false
stereotypes, forming the elements of a transnational scientific-academic
community, and modifying something in those areas of science that have
the most direct influence on social consciousness and on the process by
which countries create images of one another. What can be learned from
this experiment? The most obvious thing is that Soviet scientists can use
methods and results from American research in their own work and thus
foster cooperation.
Another aspect of the interaction between Soviet and American schol-
ars is the institutional environment in which the interaction develops. The
question is whether it is possible to develop sustained cooperation and thus
to develop common frameworks for inquiry and discourse.
An important difference between Soviet and American approaches
stems from the fact that the methodology of American social science
presupposes the analysis of open debates in which every side fully articulates
its argument; that is, American social science methodology is designed to
be applied to a "transparent" system. In the USSR, we have frequently
had to deal with a situation in which the real positions and opinions of the
participants in political or other processes can be discovered only through
indirect analysis.
Another difference lies in the fact that American science has tradi-
tionally used symbolic modeling to analyze complex theoretical problems.
Let us give the most salient example: the description of much or even
most social interaction in terms of game theory can be thought of as part
of American political culture. In the USSR, this trend never gained wide
currency, except for a brief period of fascination with game-theoretic mod-
eling from the 1960s through the beginning of the 1970s. In fact, during the
period of tight ideological control (from the 1930s to the mid-1980s, with a
short and inconsistent, albeit inspiring break in the 1960s), we lost the basic
elements of and the taste for constructive theorizing in social research.
In light of this, Estes's paper [1989] had special importance for the
development of the methodology of Soviet political research. First, it
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SOVIET-AMERICAN L)tALOGUE IN THE SOCIAL SCIENCES
demonstrates the possibility of fairly precise and realistic analysis of the
complex situation of interaction among states with the aid of a compact
two-level game model. Second, it is an example of the effective transfer of
a concept from one area of science to another, in this case from cognitive
and social psychology to international relations. Acquaintance with the
game-theoretic research tradition in American political science and the
demonstration of its possibilities may foster the formation of similar lines
of scientific research in the USSR.
At the same time, we should note that even purely theoretical ap-
proaches to modeling international relations presuppose the existence of
somewhat elaborate empirical data. For example, we can easily envisage
serious problems in investigating the processes of foreign policy decision
making without access to the participants and their records. Thus, one
should not overestimate the prospects at least for the time being—of re-
search on Soviet politics parallel to Putnam's study [1989] of a "game on
two tables," which examines the influence of the domestic political situation
on the strategy and tactics of foreign policy negotiations.
Putnam's idea of a two-level game may be considered an interpreta-
tion of essential features of bureaucratic policymaking that are especially
important for negotiation modeling. A very interesting problem related to
this idea is how to include reflective processes in the analysis: two-level
representations may exist in the consciousness of the participants and fur-
ther complicate their interactions. Nevertheless, the idea of a two-level
game seems very important, both for theoretical studies and for applied
research on international relations.
American social scientists should be aware of an important difference
between the two countries in the intellectual and political environments
for academic research in political science. It was really in 1988 that
the final destruction of the iron curtain began; with it began a rather
complicated process, both psychologically and intellectually, of liberation
from under the rocks of ideological dogma and scholastic schemes that
had hobbled theoretical thought. Also, and this is particularly important,
the opportunities for empirical research in the study of Soviet society
and politics are expanding rapidly now. This is occurring, for the most
part, because many important problems, such as ecology, military spending,
ethnic conflicts, interference in regional conflicts, and the like, are becoming
subject to public debate and personal opinion under glasnost. Empirical
research on public opinion, for example, is already a basis for academic
discussion as well as political debate.Cooperation with American scientists
in social research will be especially important in facilitating the adoption
of internationally recognized research methods for producing reliable and
trustworthy empirical data.
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25
The radical changes taking place on all levels and in all functional
spheres of our society call for such "tectonic" breaks and shifts that the
most fundamental structures of values, belief systems, cultural stereotypes,
and doctrines, and ideology, as well as foreign policy, have been deemed
problematic. It is not easy to find appropriate methodological instruments
for analyzing such fundamental change, especially since Western science
has generally not dealt with problems of a similar nature, except, perhaps,
some divisions of comparative cultural studies.
Discussions of the unity of science and the universal nature of its values
and methods generally refer to the "hard" sciences of physics and mathe-
matics as paradigmatic cases, which provide a regulatory principle for the
development of science. Behavioral and social sciences, however, because
they are concerned with human behavior and society, cannot avoid carrying
the imprint of a particular culture in their methodologies. These sciences
are addressed to the same people, to the same societies they study. The
system of argumentation and the conditions of dialogue are argumentation
and dialogue within a given culture. For example, the adherence of Ameri-
can scientists and theoreticians to game-theoretic modeling and descriptive
language is not only stylistic, but also representative of a tradition in which
an argument is only considered worthy of discussion if it is presented in
the accepted language. Hence, persuasiveness is not a matter of substance,
but of form acceptable in the culture of a given research community.
The interaction of scientists from the two countries is also a dialogue
of cultures in which they mutually enrich one another, get to know them-
selves better, and, more than anything else, receive an impetus for further
development. What we see is not the elimination of differences between
the two sides in some sort of synthesis, but a dialogue of two cultures,
each irreducible to the other but inseparable. Modern sociology of science
shows us that any science, like any culture, supports conflicting systems of
values, as well as conflicting but coexisting research programs. This variety
expands horizons of thought. We may well think that what is true of science
as an institution is also true of international cooperative ventures such as
ours.
Our survey of the American presentations follows an ideology proposed
by Hintikka and Eco, which we may call a logic of questioning. This
logic is a hybrid of descriptive and generative logics of metascientific
investigation. That is, we identify key questions addressed in the workshops
and then discuss the answers proposed by the American participants and the
methods they use for producing those answers. Like descriptive (inductive,
taxonomic) logic, the logic of questioning confines the survey strictly to
the corpus of reported results; like generative (deductive) logic, adopted
by our American colleagues in their review of the Soviet contributions
to the workshops, it follows the structure of the object investigated, but
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SOVIET-AMERICAN DIALOGUE IN THE SOCIAL SCIENCES
only insofar as that structure is transformed by research questions into the
structure of interconnected problems.
We have already followed the logic of questioning in a slightly indirect
manner when discussing the contribution made to the study of interdepen-
dence by Estes and Putnam. Below, we explicitly refer to an unfolding
scroll of research questions. Because some of the American papers are
summarized in this volume and others were presented only in very general
outline, we confine ourselves in this review to discussing the papers that
are most fully elaborated or most closely related to our personal scientific
interests, or both.
The first research question that was addressed in a number of American
papers was How does interaction develop where there exists the possibility of
affecting one another's interests? A good example is the paper of Axelrod and
Dion [1988], which contains a summary of results and prospects for game-
theoretic research applied to interdependence and cooperation, based on
work initiated by Axelrod in the first half of the 1980s. Axelrod has worked
out a concept of the evolution and development of cooperation between
two actors whose interaction was modeled with an iterative Prisoner's
Dilemma game, with a large but finite number of moves. As shown in
the paper, a wide range of political and ethological situations may be
subjected to such an analysis. The paper also includes a discussion of
the theoretical-methodological presumptions behind the model, the basic
premises, and the consequences of changing them. In Axelrod's original
research, a computer simulation was carried out (as a round-robin computer
tournament of programs) and used to compare the effectiveness of various
game strategies (TIT FOR TAT, TIT FOR TWO TATS, ALL DEFECTS,
ALL COOPERATES, PERMANENT RETALIATION, "SUSPICIOUS"
TIT FOR TAT) for the achievement of cooperation "in a world of egoists."
TIT FOR TAT was the winner in this tournament, a simple strategy that
turned out to be the most effective.
The structure of the simulation and the results obtained may be sum-
marized as follows:
1. The game is conducted between two players;
The choice of action is between cooperation and conflict;
The structure of the payoffs is that of the Prisoner's Dilemma
game;
4. The shadow of the future must be long a game typically lasts
hundreds of plays in Axelrod's studies and its point of termina-
tion must not be known in advance to the participants;
Each player knows the history of the game- that is, every previous
move is presumed to have been accurately perceived;
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27
In the so-called ecological tournament, the prevalence of each
strategy was dependent upon its effectiveness in past rounds
("survival" of the strategy); no analogues of change of genetic
characteristics (as a result of mutations and sexual reproduction)
were taken into consideration;
7. Once established strategies maintain their prevalence in the "pop-
ulation" only if they are collectively stable (when there is a long
shadow of the future, TIT FOR TAT is a collectively stable strat-
egy); and
8. Cooperative strategies can become established in a "population"
of noncooperative strategies only in a cluster (cooperative strate-
gies are able to avoid extinction only when they have more than
random associations with each other, since only in such cases do
the payoffs from cooperation outweigh the initial losses inflicted
by noncooperators).
All of these premises were analyzed in detail both by Axelrod in his
follow-up works and by other researchers (see Axelrod and Dion's 1988
paper). It was thus possible to elaborate substantially on the results. It
was shown that increasing the number of players increases the difficult
of achieving cooperation, and that Axelrod's basic conception could be
expanded to include games with payoff matrices other than Prisoner's
Dilemma and games with more than two choices of action. Time consider-
ations, the role of noise (that is, the difficult of interpreting correctly an
opponent's move), and the difficulty of correctly identifying and labeling a
move were also examined.
The game-theoretic approach, as presented in Axelrod and Dion's
paper, holds various prospects for cooperative research. For example, one
area of cooperation might be an analysis of the model's presuppositions
and the stability and variability of the results. The validity of the eight
premises and the extent to which they (and hence the model itself) contain
abstractions from reality also deserve further discussion. The authors of
the paper recognize the necessity of developing a mathematical apparatus
based on a game-theoretic model of cooperation. Discussion of the method
and results of Axelrod and Dion, as well as other world; in the same
tradition, can facilitate the development of similar lines of research in Soviet
political science and thus the integration of Soviet scholarship into the
international research community. Although the game-theoretic tradition
is alien to Russian-language culture (not just to Russian science), Soviet
researchers and Soviet society are now showing an interest in game-theoretic
explanations of social phenomena.
The problems raised by Axelrod and Dion, such as noise, metanorma-
tive games (those including more than two players and in which there is an
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SOY7ET-AMERICAN DL'4LOGUE IN THE SOCIAL SCIENCES
opportunity to punish others who have failed to punish those who made a
noncooperative move), and the broadening repertoire of moves, lead us to
Stern's paper [1989~. Stern sought to answer the following question, How
do the interacting subjects perceive and interpret the actions of their partners?
His paper examines the existence of standards of nation-state behavior in
the international arena that are based on a shared understanding of a cat-
ego~y of legitimate state interests, as well as parameters of and variations
in such an understanding. One can find similarities between this paper and
some Soviet contributions dealing with concept analysis. In our view, Stern
is absolutely right when he posits that through detailed and thorough anal-
ysis of the concepts used to interpret political reality, it becomes possible
to establish productive interaction between rather sophisticated methods
of international law, philosophy, logic, and even linguistic semantics, on
the one hand, and traditional, informal historical-political research, on the
other.
An analysis of the category of legitimate national interests, conducted
in the context of such notions as "community beyond the state" and "world
polity," includes a discussion of the difference between laws, norms, and
"rules of the game" as applied to international affairs and a discussion
of the functions of an appeal to legitimate interests. Stern enumerates
a number of hypotheses relating to perceptions of state actions in the
international arena. The aggregation of these hypotheses leads to the
proposition that reinforcing a specific international action by a convincing
appeal to legitimate interests decreases the potential of that action for
conflict and makes a nonconflictual response more feasible (because it is
less likely that the response will entail a loss of face or appear to be an
expression of weakness). A conflictual answer to a legitimate demand, on
the other hand, is fraught with the dangers of escalating a conflict.
One might consider Stern's analysis in terms of a metanormative game;
however, the recognition that a category of legitimate interests functions in
international relations does more than simply reinterpret these relations.
In contrast to a game-theoretic account, in which players' moves are given
as conflictual or cooperative, Stern's analysis implies that the moves are
interpreted as such and that players take legitimate interests into account
when doing so. Interpreting a move as conflict or cooperation (along
with defining the degree of conflict, since the choice in political games
is most often not binary) depends upon the perceived legitimacy of the
move. However, interpretations of the legitimacy of a move are themselves
open to conflict. Consider the 1982 Falklands conflict, in which both sides
appealed to legitimate interests in defense of the policies that led them
into war.
The prospects for academic cooperation on the problems raised in
Stern's paper are vast. The pragmatic stimulus to cooperation is brought
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29
about by the fact that the study of such categories as justice and-legitimate
national interests permits a working out of civilized forms of international
relations and construction of a nonviolent world. Insofar as theoretical
and methodological prospects are concerned, they have been enumerated
by Stern himself in an extensive list of questions. To this list we would
add only cooperation in the working out of a formal metalanguage for
describing categories of justice, legitimacy, and so on. Work of this nature
has a rather long tradition in Soviet science and continues to develop, with
some of the Soviet contributors to the workshops engaged in such work.
Finally, with respect to further applications, the paper brings out
some new areas that might be investigated, among them reexamination
of international negotiations and studies of relations between nationalities
from the viewpoint of legitimate interests. These studies would be especially
interesting and important in the present-day USSR, where the necessity
of improving legal conditions is now widely recognized and where debate
about the nationalities problem is beginning to include appeals to legitimate
interests.
Justice, legitimacy, and so on, are categories belonging not to the
process of interaction per se, but to the cognitive structures of its partici-
pants. It is thus a natural step to the third and fourth research questions,
associated with the papers by Tetlock [1988, 1989] and Gamson [19893.
The questions are What are the structures of the belief systems of interacting
actors? How do these structures change because of the interdependence of the
actors?
Tetlock's 1989 paper is an immediate development of the 1988 one,
and the two can be taken as a whole. Because this collection contains
a summary of the 1989 paper made by the author himself, we can move
directly to a general evaluation.
We believe Tetlock's papers occupy an important place in the structure
of the workshops. They are interesting in an empirical respect, but they are
most important for their originality on the theoretical and methodological
planes. In essence, Tetlock has proposed a new research method, worked
out in some detail, that adds much to traditional methods of content analy-
sis. The evolution of Tetlock's text-analytic method followed the same path
that 10 years earlier led to the creation of the cognitive mapping technique.
Techniques from a-psycholinguistic experiment designed to measure the
conceptual complexity of an individual's thinking under laboratory condi-
tions were adapted to measure complexity using "natural" texts drawn from
the media, press releases, speeches, and other political documents. Finally,
political interpretations were made of the results.
In his presentations, Tetlock dwells in detail on the concrete results
of research on the dynamics of the integrative complexity (a measure of
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SOVIET-AMERICAN DIALOGUE IN THE SOCLi4L SCIENCES
the conscious connections made among the components of a political situ-
ation) of political leaders in the U.S. and the USSR in the postwar period.
However, we consider here mostly Tetlock's basic theoretical results. In
our opinion, his achievement lies in the fact that he has succeeded in re-
vealing a correlation between specified textual parameters and competitive
versus coordinated foreign policy, mediated by integrative complexity as a
characteristic of the political actors' cognitive structures.
To be more concrete, there is a correlation between political impression-
management variables observed in a text, actions observed in political
affairs, and nonobservable (hypothetical) perceptual-cognitive variables:
namely, greater cognitive complexity corresponds more with coordinative
policy and less with competitive policy. Additional variables influence the
correlation, namely, the identity of the side involved (the United States or
the USSR) and the temporal relationship of language to policy: changes in
Soviet cognitive complexity tend to precede changes in Soviet policy, while
changes in American complexity tend to coincide temporarily with policy
changes.
In addition, the covariation of political impression-management vari-
ables, actions, and perceptual-cognitive variables depends on the ideological
preferences of the political leadership, on changes of leadership (even if
ideology does not change substantially), and on changes in corresponding
variables of the other side. The last circumstance seines as a convincing
example of interdependence in the political and ideological spheres.
In brief, Tetlock has uncovered evidence that the distance between
words and deeds in foreign policy is not as great as is often assumed.
This recognition opens up new possibilities for the coordination of research
into the verbal and action components of political processes. In part,
Tetlock's results make it possible to set a task of game-theory modeling
of Soviet-American relations based on changes in integrative complexity,
since decreases in integrative complexity may be interpreted as conflictual,
and increases as cooperative. Inking into consideration that for the Soviet
side, according to Tetlock, a change in political actions is usually preceded
by changes in rhetoric, we see that Tetlock's approach allows researchers to
include rhetorical events along with actions in the set of analyzed events,
thereby making the event chain longer and contributing to the reliability of
the analysis.
Among the lines of cooperation opened up by Tetlock's work, the
following seem to have the best prospects. On the theoretical and method-
ological planes, it would be interesting to clarify the extent to which the
text-based assessment of integrative complexity can be represented by an al-
gorithm (at present, texts are processed by specially trained human coders).
In particular, do there exist more or less unambiguous identifiable linguistic
correlates of integrative, or at least differentiated, complexity? In the latter
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31
instance the answer would probably be positive; in the former it is far from
obvious. Traditional content analysis and cognitive mapping yield algo-
rithms with great difficulty. In any case, it is obvious that a comparison of
Tetlock's methodology with other methods of politically-oriented text anal-
ysis would be of interest and of independent value. As to applying these
methods to novel research objects, the task of constructing a typology of the
dynamics of and influences on integrative complexity appears promising.
To obtain a typology, one may study the texts and actions of countries other
than the United States and the USSR, perhaps Third World countries. It is
reasonable to surmise that this process would reveal topological distinctions
not already found between the USSR and the United States.
Gamson in his paper [1989] proposes a descriptive framework and
empirical research on the historical evolution ("careers," in his wording) of
"packages." Packages are complex structures used for interpreting reality
and "constructing meaning." They contain a central organizing idea, or
frame, defining an issue; a range of variations within the frame; and a
number of framing and reasoning devices that provide for the functioning of
packages. Gamson's technique is less formal than Tetlock's, but rather more
flexible. This difference is due to the fact that the very object of Gamson's
research, namely, the social construction of meaning, is obviously more
vague and overarching than the highly structured category of integrative
complexity. Concrete examples analyzed by Gamson (the packages of
PROGRESS, RUNAWAY TECHNOLOGY, and DEVIL'S BARGAIN)
are taken from public discussions about prospects for the development of
nuclear energy; however, the proposed conceptual apparatus has broad
utility and may be used for research not only on careers, but also on
"migrations" of various packages. Packages undoubtedly participate in
processes of cultural-ideological and scientific-intellectual interaction; by
virtue of their capability for influencing the consciousness of many persons,
they can promote or discredit opinions and viewpoints and, by doing this
across national borders, can be significant in the realm of interdependence.
Gamson's paper is the only one at the workshops to present a theoIy
of mass communication, a field highly developed in the United States
but embryonic in the Soviet Union. As part of cooperation within the
workshop framework, such a possibility indicates the great potential for
conducting comparative metascientific research. Concepts set forth by
Gamson have equivalents in other disciplines that are more familiar to the
Soviet participants, however. For example, "frame" is a category not only
of sociology and the theory of mass communication, but also of artificial
intelligence and cognitive science; framing devices such as metaphors,
examples, catch phrases, depictions, and visual examples,- are well-known
to semiotic and literal theory; the reasoning devices are, in essence, logical
mechanisms. The treatment of framing devices in these disciplines and in
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SOVIET-AMERICAN DIALOGUE IN THE SOCIAL SCIENCES
Gamson's model could be composed within the framework of theoretical
and methodological cooperation.
The development of glasnost in the Soviet Union, and the rebirth there
of what Gamson called "the challenger discourse," also makes possible the
application of a model like Gamson's to an analysis of Soviet mass media.
For instance, it would be interesting to examine whether the environmental
discourse in the USSR is in some sense dependent upon an analogous
debate in the United States and, if so, what the concrete mechanisms
of the dependence are. We can also consider the adoption by Soviet
mass communication theorists of sampling and empirical data-gathering
standards developed in the United States. The corresponding standards in
the Soviet Union are, for well-known reasons, substantially lower.
The ecological problems that Gamson touches on are central to
Mitchell's paper [1989~; however, its place in our review does not fol-
low from this, but from its attempt to answer one more research question,
In what way do beliefs about the world, interacting with value systems, become
a stimulus to act and participate in goal fornication? Since Mitchell's paper
is summarized in this report, we limit ourselves to simply noting that the
problem of collective mobilization studied by Mitchell looks rather peculiar
when seen from the angle of game theory.
Interdependence in the ecological sphere is an undeniable fact, al-
though its structure is very different from interdependence in, say, the
military sphere. Ecological interdependence, no matter on what level it
functions (Mitchell himself examines the domestic level), is characterized
by an inherent multiplicity of subjects, among which cooperation is hin-
dered, according to Mitchell, by three barriers: Why should I contribute if
I will get the benefits anyhow? Why should I contribute if my contribution
will not really make a difference? Why should I contribute since there is
such a slight chance of success? In order to explain how mobilization occurs
under such conditions, the author sets forth a "Projective Loss Hypothesis"
based on the premise that the future is valued in relative terms (gains and
losses) and not in absolute ones and that, consequently, the most effective
stimulus to action is the recognition that the future will be worse. This
hypothesis was generally confirmed by the reanalysis of survey research
data.
Aside from the value of advanced methods such as Mitchell's to so-
ciological research, the prospective value of Mitchell's work to scientific
cooperation is clear, especially if one takes into consideration the author's
expressed hope that his analysis would be succeeded by analogous research
in the USSR. In a situation of rapid growth of ecological consciousness in
the Soviet Union, such an inquiry would be extremely interesting for its
revelation of correlations among ecological, social, and especially national-
ities issues. Moreover, the problems of collective mobilization and stimuli
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33
to it are vital under perestroika from the political point of view; hence the
importance of Mitchell's study to the USSR.
Tilly's research [1989; stands apart from the other American contri-
butions. The author's emphasis is not so much on principles and general
prerequisites for the functioning of an interdependent system as on par-
ticular features of the participants in interdependent relations. In Tilly's
paper, the participants under investigation are states, and the topic of his
study relates to the problem of interdependence only indirectly. The re-
search question toward which the author has directed his paper completes
a logical chain in which the problem of interdependence is present only at
the beginning. Tilly is interested in the structures of interdependence in
the "North-South" system. These structures are undeniably distinguished
by great peculiarities; the peculiarities to a significant degree follow from a
considerable difference in the "institutionalization of violence" in the North
versus the South (a much greater difference than in the case of "East-West"
relations). In part the difference is due to the role of the army in the life
of society. Thus, What are the differences? Do they exist? To what extent
are they stipulated by the present system of relations between the North and
the South and to what extent are they capable, in turn, Of influencing these
relations?
The mam difference, in Tilly's account, lies in the fact that in the North
the apparatus of violence is institutionalized in an army under state control
and is directed mostly outward, whereas the use of violence internally
is rather limited. ("A Cartoon History of Europe," he remarks, "must
reflect the movement from the king wearing armor, carrying a sword, and
commanding his own army, to a president or prime minister in a civilian
costume, negotiating with representative organs.") On the other hand,
in the South the distance between civil society (if there is one) and the
apparatus of violence is much smaller.
This state of affairs is explained historically, in the context of the
military build-up in Third World countries and the political role of the
military in those countries. In the example of African states, factors
causing the army to interfere in political life were examined in some detail.
The identification of such factors put the author in a position to question
the responsibility of the North for the violence of many regimes in the
South. The contemporary situation, according to Tilly, was for the most
part caused by the rivalry of East and West for influence in the Third
World. This rivalry is also related to the reverse dependence of the North
on the South, for raw materials and for profits from the sale of weapons.
If Third World countries are to develop civil societies more or less of a
Western type, they should no longer be objects of East-West rivalry in
the bipolar world. Tilly's research stands out from the other American
research presented in the workshops and demonstrates at least stylistically
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SOY7ET-AMERICAN DIALOGUE IN THE SOCL,4L SCIENCES
an unexpected closeness to Soviet research on the problems of developing
countries. Thus, it opens a variety of prospects for comparison and possible
cooperation.
ACKNOWLEDGMENT
We are greatly indebted to Paul Stern, who gave us so much pa-
tience and contributed considerably to transforming the draft into more or
less plain English. Of course, we take responsibility for any mistakes or
deficiencies of the survey.