National Academies Press: OpenBook

Evaluation of PEPFAR (2013)

Chapter: 10 Progress Toward Transitioning to a Sustainable Response in Partner Countries-Main Messages

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Suggested Citation:"10 Progress Toward Transitioning to a Sustainable Response in Partner Countries-Main Messages." Institute of Medicine. 2013. Evaluation of PEPFAR. Washington, DC: The National Academies Press. doi: 10.17226/18256.
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10

Progress Toward Transitioning to a Sustainable Response in Partner Countries

MAIN MESSAGES

•    PEPFAR is actively engaging in activities and processes to transition to a more sustainable response in partner countries.

•    Country ownership has not always had an agreed-upon definition once it was adopted from the development assistance lexicon and applied to PEPFAR. Recent efforts by the Office of the U.S. Global AIDS Coordinator (OGAC) have provided clarity for its definition and how partner countries should assess their achievement of its critical components.

•    OGAC sees country ownership as a fundamental element of progress toward more sustainable management of the HIV/AIDS response by partner country governments and other relevant and engaged stakeholders in the country. In the transition to increasing country ownership, by necessity, PEPFAR will gradually cede control as partner countries adopt more dominant roles in setting strategic priorities for investments in their HIV response and in accounting for their results.

•    The transition to a more country-led and -sustained response will take time; it cannot be achieved on a prescribed generic timeline for all PEPFAR countries. It will be affected by many criteria and decisions, which will vary by country, including where the country falls when it is evaluated across all four domains of political ownership and stewardship, institutional and community ownership, capabilities, and mutual accountability including finance in the OGAC-generated country ownership spectrum. Along the way, major dilemmas, such as differences in how to prioritize services and target populations will require mutual resolution. Inherent risks during the transition period may be reaching smaller targets, reduced service access, or the diminishing of the quality of services, programs, and data. At the same time, greater embedding of HIV services in national health systems may offer opportunities for better integration of care, greater efficiencies, and broader health benefits.

Suggested Citation:"10 Progress Toward Transitioning to a Sustainable Response in Partner Countries-Main Messages." Institute of Medicine. 2013. Evaluation of PEPFAR. Washington, DC: The National Academies Press. doi: 10.17226/18256.
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•    PEPFAR has focused efforts on capacity building for all levels of stakeholders and attempts to bring many stakeholders to participate in the planning and oversight processes for Partnership Framework Implementation Plans for country-led response and leadership but with multisectoral participation. It will be a serious impediment to country ownership if the stakeholders expected to be involved in a country’s HIV response do not all build their capacity.

•    The over-reliance on external donor funding in partner countries creates funding fragility and the possibility that the HIV response would be critically disrupted if funding were to be discontinued or severely reduced. It is not realistic to expect that partner countries would be able to independently finance the entirety of HIV programming as it is currently implemented. Yet, this does not abate the importance of partner country governments finding ways to reduce the fragility and dependence of their response by increasing their funding contributions, diversifying the sources of external funding that they receive, and making efficient, albeit difficult, strategic decisions about the use of available resources. Even when countries are not able to substantially increase their own funding for HIV/AIDS or health, it is critically important that they demonstrate the leadership to understand their current and future needs by developing their own resources plan, including the responsibility they will undertake to mobilize the needed resources.

Recommendations Discussed in This Chapter

Recommendation 10-1: To contribute to a country-owned and sustainable HIV response, the Office of the U.S. Global AIDS Coordinator should develop a comprehensive plan for long-term capacity building in partner countries. The plan should target four key areas: service delivery, financial management, program management, and knowledge management.

Further considerations for implementation of this recommendation:

•    In all four key areas, OGAC should invest more resources in initiatives for long-term capacity building and infrastructure development such as strengthening in-country academic institutions, degree programs, and long-course trainings, to improve in-country capacity and to accelerate progress toward country ownership and sustainability. These investments should foster the placement and retention of trained personnel in partner countries.

•    These initiatives should be monitored routinely at the country level to assess progress and identify necessary modifications. Special periodic multi-country studies could be used to evaluate the outcome and impact of the PEPFAR capacity building initiative. To achieve this, OGAC should, using input from country programs, identify milestones toward achieving specified goals, define core metrics to assess capac-

Suggested Citation:"10 Progress Toward Transitioning to a Sustainable Response in Partner Countries-Main Messages." Institute of Medicine. 2013. Evaluation of PEPFAR. Washington, DC: The National Academies Press. doi: 10.17226/18256.
×

ity building efforts, encourage innovative approaches through pilot initiatives, and develop tools to help country programs monitor and evaluate these efforts.

Recommendation 10-2: Building on the Partnership Framework implementation process, PEPFAR should continue to work with partner country governments and other stakeholders to plan for sustainable management of the response to HIV. PEPFAR should support and participate in comprehensive country-specific planning that includes the following:

•   Ascertain the trajectory of the epidemic and the need for prevention, care and treatment, and other services.

•   Identify gaps, unmet needs, and fragilities in the current response.

•   Estimate costs of the current response and project resource needs for different future response scenarios.

•   Develop plans for resource mobilization to increase and diversify funding, including internal country-level funding sources.

•   Encourage and participate in country-led, transparent stakeholder coordination and sharing of information related to funding, activities, and data collection and use.

•   Establish and clearly articulate priorities, goals, and benchmarks for pro gress.

Further considerations for implementing this recommendation:

•    PEPFAR is not alone in trying to achieve locally-led, sustainable health and development objectives. Contributing stakeholders, including partner countries, will need mutually-agreed, principle-based resource allocation to achieve a strategic and ethical balance among the priorities of maintaining current coverage, expanding to meet existing unmet needs, and increasing coverage eligibility. Having processes in place to support this arduous decision making is a critical part of achieving sustainable HIV programs and sustainable management of the HIV epidemic in partner countries.

•    Partners in developing resource mobilization plans and potential sources for more diverse funding and other resources could include national and subnational governments other bilateral donors, multilateral agencies, global and regional development banks, and private sector consultants.

•    There may be learning opportunities at both headquarters and country level for PEPFAR and other U.S. government entities involved in development assistance to exchange strategies, best practices, and lessons learned for sustaining development objectives.

Suggested Citation:"10 Progress Toward Transitioning to a Sustainable Response in Partner Countries-Main Messages." Institute of Medicine. 2013. Evaluation of PEPFAR. Washington, DC: The National Academies Press. doi: 10.17226/18256.
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Suggested Citation:"10 Progress Toward Transitioning to a Sustainable Response in Partner Countries-Main Messages." Institute of Medicine. 2013. Evaluation of PEPFAR. Washington, DC: The National Academies Press. doi: 10.17226/18256.
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Suggested Citation:"10 Progress Toward Transitioning to a Sustainable Response in Partner Countries-Main Messages." Institute of Medicine. 2013. Evaluation of PEPFAR. Washington, DC: The National Academies Press. doi: 10.17226/18256.
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Suggested Citation:"10 Progress Toward Transitioning to a Sustainable Response in Partner Countries-Main Messages." Institute of Medicine. 2013. Evaluation of PEPFAR. Washington, DC: The National Academies Press. doi: 10.17226/18256.
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Suggested Citation:"10 Progress Toward Transitioning to a Sustainable Response in Partner Countries-Main Messages." Institute of Medicine. 2013. Evaluation of PEPFAR. Washington, DC: The National Academies Press. doi: 10.17226/18256.
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The U.S. government supports programs to combat global HIV/AIDS through an initiative that is known as the President's Emergency Plan for AIDS Relief (PEPFAR). This initiative was originally authorized in the U.S. Leadership Against HIV/AIDS, Tuberculosis, and Malaria Act of 2003 and focused on an emergency response to the HIV/AIDS pandemic to deliver lifesaving care and treatment in low- and middle-income countries (LMICs) with the highest burdens of disease. It was subsequently reauthorized in the Tom Lantos and Henry J. Hyde U.S. Global Leadership Against HIV/AIDS, Tuberculosis, and Malaria Reauthorization Act of 2008 (the Lantos-Hyde Act).

Evaluation of PEPFAR makes recommendations for improving the U.S. government's bilateral programs as part of the U.S. response to global HIV/AIDS. The overall aim of this evaluation is a forward-looking approach to track and anticipate the evolution of the U.S. response to global HIV to be positioned to inform the ability of the U.S. government to address key issues under consideration at the time of the report release.

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