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An Assessment of the Prospects for Inertial Fusion Energy (2013)
Board on Energy and Environmental Systems (BEES)
Board on Physics and Astronomy (BPA)

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. "Appendix J: Detailed Discussion of Technology Applications Event Profiles." An Assessment of the Prospects for Inertial Fusion Energy. Washington, DC: The National Academies Press, 2013.

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PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 7249 7250 Appendix J 7251 7252 Detailed Discussion of Technology Applications Event Profiles 7253 7254 The following narratives will indicate the steps required for each TA to reach the starting 7255 point of the DEMO conceptual design. Conceptual design of DEMO reactors will depend 7256 upon one or more TAs successfully achieving TRLs of 6 for each component of that TA 7257 “package.” The specific steps are meant to be illustrative of the conditional requirements 7258 that DOE should set down in its planning process—requirements that should be regularly 7259 updated based on scientific and technological progress. 7260 7261 Laser IFE Events-Based Roadmap to DEMO (TA-1) 7262 7263 In addition to the target gain and laser efficiency demonstrations required before 7264 operation of an FTF or design of a DEMO reactor, additional detailed pre-conditions 7265 are required for each of three main laser IFE candidate technology applications 7266 (TA's). 7267 7268 Indirect Drive Target with Diode-Pumped Laser: Pre-conditions for FTF or 7269 DEMO 7270 7271 1a. In the present National Ignition Facility (NIF) indirect drive campaign, if 7272 110, before commitment to an 7282 FTF or DEMO, the following achievements will be necessary simultaneously in one 7283 laser IRE device, for instance: 7284 - Energy in the 5 kJ range in the ultraviolet as planned 7285 - Efficiency >10 percent with 15% goal in UV 7286 - Repetition frequency > 5Hz, with clear technical extension to >15Hz 7287 - Life test to >107 pulses with clear technical extension to >109 pulses using 7288 the same medium. 7289 7290 1d. A chamber design with life expectancy >108 pulses must exist for the indirect 7291 drive threat spectrum, the chamber design to include final optical elements. 7292 7293 1e. Target fabrication must project to the precision and economy required of 7294 reactor operation. A-58

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PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 7295 7296 Direct Drive Target with Diode-Pumped Laser: Pre-conditions for FTF or 7297 DEMO 7298 7299 As with indirect drive, the diode-pumped laser will be optically very similar to the 7300 flashlamp-pumped NIF laser, and so laser performance on NIF will define future 7301 expectations in direct drive with a diode-pumped laser. 7302 7303 Regardless of the outcome on indirect drive, even in the case that reactor-scale gain is 7304 achieved (1a above), the NIF laser should be used to study direct drive targets as 7305 planned. 7306 7307 Polar direct drive (PDD) is an interim approach to spherical direct drive that employs 7308 the existing NIF beam ports. However, ignition with PDD is uncertain due to likely 7309 laser plasma instability (LPI) differences between the "equatorial" and more polar 7310 beams. Polar direct drive may be a valid test-bed for a preview of spherical direct 7311 drive interactions on the NIF laser. 7312 7313 2a. In event 1b above, with G<1 in indirect drive at the end of the ignition 7314 campaign, NIF should be upgraded as planned for polar direct drive studies (2017) 7315 with beam smoothing (estimated $30M for materials) and employed in a study of 7316 polar direct drive physics at reactor plasma scale size. If modeling of the results with 7317 validated codes points to likely G>1 with spherical direct drive, NIF should be re- 7318 configured at the earliest opportunity to a true SDD configuration (estimated $300M). 7319 7320 2b. If 110 is achieved, all of the following 7326 achievements are needed simultaneously in one DPSSL laser IFE beam line: 7327 - Energy in the 5 kJ range in the ultraviolet as planned 7328 - Efficiency >10 percent with 15% goal in the UV as planned 7329 - Repetition frequency > 5Hz, with clear technical extension to >15Hz 7330 - Life test to >107 pulses with clear technical extension to >109 pulses using the same 7331 medium. 7332 7333 2d. A chamber design with life expectancy >108 pulses must exist for the direct 7334 drive threat spectrum, the chamber design to include final optical elements. 7335 7336 2e. Target fabrication must project to the precision and economy required of 7337 reactor operation. 7338 7339 Direct Drive Target with KrF Laser: Preconditions for FTF or DEMO 7340 A-59

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PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 7341 There is not an ignition-level facility available at the KrF wavelength of 248nm with 7342 bandwidth of 3THz. However, calculations presented to the committee based upon 7343 spherical direct drive predict the lowest energy threshold for ignition to occur with 7344 KrF. These calculations are plausible because of the higher LPI threshold of KrF by a 7345 factor of 2 compared to 3ω thresholds at 351nm. This potential benefit of KrF 7346 suggests that, if reactor-scale gain of 140 is achieved under heading 2b above, cost 7347 effective power generation could be possible with KrF-driven IFE. 7348 7349 Prior to construction and operation of a 400-500kJ KrF laser FTF for the exploration 7350 of spherical direct drive physics with reactor-scale targets at 248nm, the committee 7351 suggests the following list of pre-conditions to maximize the chance that power 7352 generation by KrF-driven, direct-drive IFE will be cost competitive. 7353 7354 3a. A single shot 15-25kJ KrF beamline operates at 0.01Hz with the desired pulse 7355 shape, focal uniformity and zooming (~20 copies of this beamline would drive the 7356 facility). 7357 7358 3b. The NRL Electra repetitive test of a 500J KrF laser at 5Hz runs for >107 7359 pulses with efficiency of >6 percent and a clear projection of the same technology to 7360 the 15-25kJ module at >109 pulses. 7361 7362 3c. Experimental evidence validates some aspects of high gain (>140) in 2D(+) 7363 calculations that include the most advanced validated models of laser plasma 7364 interaction at 248nm, and incorporate learning from SDD experiments on NIF. 7365 7366 3d. A chamber design exists that projects to >108 pulses with the threat spectrum 7367 of direct drive targets, to include a plausible final optics design, and that direct drive 7368 targets can be injected into the chamber and engaged by the laser at >5 Hz rate. 7369 7370 3e. Target manufacture projects to mass production at the quality desired for 7371 direct drive and within the cost required for power production. 7372 7373 3f. KrF direct drive laser IFE is estimated to be cost-competitive with other IFE 7374 or MFE plant designs. 7375 7376 Note: NIF can also be upgraded to operate at 4ω in the deep UV if such operation is 7377 necessary for testing LPI at the deep UV vs 351nm. 7378 7379 Heavy-Ion IFE Events-Based Roadmap to DEMO (TA-2) 7380 7381 There are several technical approaches to heavy-ion inertial fusion. Each approach 7382 uses a particular kind of accelerator, a particular kind of target, and a particular kind 7383 of chamber. The two principal types of accelerators are radio-frequency (RF) 7384 accelerators and induction linear accelerators (linacs). Unlike laser fusion, there is 7385 nearly a continuum of targets ranging from targets that are fully directly driven to 7386 targets that are indirectly driven. Ultimately, the program must determine the optimal A-60

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PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 7387 point in this continuum but, in this section, we will simply distinguish between direct 7388 drive and indirect drive. As is the case for lasers, the target ignition modes include 7389 hot-spot ignition, shock ignition, and fast ignition. Heavy-ion fusion appears to be 7390 compatible with several types of chambers, but most power plant studies have 7391 adopted chambers with thick liquid walls to minimize radiation-damage materials 7392 issues. 7393 7394 In order to make progress on limited funds there has, for many years, been an 7395 informal agreement that the United States would pursue induction linacs while the 7396 foreign programs would pursue RF accelerators. In the near-term it is not necessary 7397 to choose between direct drive and indirect drive. The accelerator requirements for 7398 the two cases are similar. The accelerator requirements for fast ignition are quite 7399 different. Fast ignition targets require high kinetic energy ions compared to other 7400 types of targets. The large RF heavy ion accelerators in Germany and Russia are 7401 designed to produce high kinetic energies. Fast ignition is an important part of some 7402 of these foreign programs. Although large future machines such as the Facility for 7403 Antiproton and Ion Research (FAIR) in Germany may be able to do some preliminary 7404 experiments on fast ignition, they will likely fall short of the required ignition 7405 temperature by more than two orders of magnitude. Consequently it appears difficult 7406 to validate ion fast ignition physics. In the remainder of this section we will consider 7407 only the US program—induction linacs and direct or indirect drive. 7408 7409 Pre-conditions for FTF or DEMO. 7410 7411 Much of the target information for heavy-ion fusion is based on computer simulations 7412 using the codes that are also used for laser and pulsed power fusion. There is also 7413 limited experimental information on ion-driven fusion, including heavy-ion energy 7414 deposition experiments in cold and laser-heated matter and light-ion-beam-driven 7415 hohlraum data up to about 60 eV 1,2. For information on inertial confinement fusion 7416 physics, it is currently necessary to rely on classified data and the laser fusion 7417 programs, particularly the NIF program. Given this situation, we now turn to the pre- 7418 conditions needed for a heavy-ion fusion FTF or DEMO: 7419 7420 1a. Laboratory-scale ignition on NIF or elsewhere is necessary. These ignition 7421 experiments must be convincingly connected, using state-of-the-art computer 7422 simulations and existing ion target data, to the achievement of high gain (G > 30) ion- 7423 driven targets. Since the fuel capsules for indirectly driven ion-beam fusion are 7424 similar or identical to those for indirectly driven laser fusion, and since ions have 7425 driven hohlraums to approximately 60 eV, it is much easier to make a convincing 7426 connection for indirect drive than for direct drive. 1 Intense Ion Beams For Inertial Confinement Fusion, Mehlhorn TA, IEEE Transactions On Plasma Science , V. 25(#6) pp. 1336-1356 Dec 1997 2 M. S. Derzon, G. A. Chandler, R. J. Dukart, D. J. Johnson, R. J.Leeper, M. K. Matzen, E. J. McGuire, T. A. Mehlhorn, A. R. Moats, R. E. Olson, and C. L. Ruiz, ³Li-beam-heated hohlraum experiments at particle-beam-fusion-accelerator-II,² Phys. Rev. Lett., vol. 76, pp. 435438, 1996 A-61

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PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 7427 7428 1b. In addition to the current uncertainties in target physics, there are also 7429 uncertainties in accelerator physics, at least for the high current beams needed for 7430 fusion. To address these uncertainties it is necessary to show that NDCX-II, the ion 7431 induction linac currently coming on line at the Lawrence Berkeley National 7432 Laboratory, meets its designs goals and that its performance matches theory and 7433 simulation. A result of these experiments should be a validation of the accelerator 7434 and beam physics codes at increasing intensity. 7435 7436 1c. Transport of driver-scale beam charge density in magnetic quadrupoles without 7437 serious degradation of beam quality (ability to be focused) must be demonstrated and 7438 provide further validation for beam transport codes. This can be done by restarting 7439 and upgrading the existing HCX accelerator at LBNL. 7440 7441 1d. Ion sources, magnetic quadrupole arrays, high-gradient insulators, high-voltage 7442 pulsers (similar to those needed for the KrF and PP approaches to IFE), and magnetic 7443 materials for induction cores must be further developed to demonstrate adequate cost, 7444 reliability, durability, voltage gradient, and efficiency. These components must be 7445 assembled into induction acceleration units in an IRE. Pulsing these units at 10 Hz 7446 for 3 years will give a total of approximately 109 shots of reliability and durability 7447 testing. 7448 7449 1e. It is necessary to produce a complete design of a final focusing system that 7450 rigorously meets all known requirements associated with beam physics and shielding. 7451 This focusing system must be integrated with a credible chamber design. 7452 7453 1f. The successful completion of items a through e leads to a major decision point, 7454 the decision to proceed with the construction of a 10 kJ to 100 kJ accelerator, the 7455 initial step of an FTF. This accelerator must validate the performance of scaled 7456 hohlraums and/or adequate hydrodynamic stability for directly driven ion targets. If 7457 the estimated cost of this facility is greater than a few hundred million dollars, item d 7458 has failed to demonstrate adequate cost since the cost of this facility would not 7459 extrapolate to acceptable cost for a full-scale driver. 7460 7461 1g. If the intermediate accelerator described in f successfully validates the target 7462 physics for direct and/or indirect drive, and if credible target fabrication techniques 7463 and a credible chamber have been successfully demonstrated, there is enough 7464 information to make a decision to construct a full-scale accelerator driver. This driver 7465 must demonstrate an efficiency-gain product ≥ 10. At this point, enough information 7466 would be available to proceed to an FTF. To minimize the cost of performing the 7467 demonstration of efficiency and gain, the driver would be built initially without all the 7468 power supplies necessary for high repetition rate. It would be upgraded to drive an 7469 FTF by adding more power supplies. 7470 7471 7472 Pulsed Power IFE Events-Based Roadmap to DEMO (TA-3) A-62

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PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 7473 7474 There are two Technology Applications (TAs) to pulsed power (PP) inertial fusion 7475 energy (IFE) at present. One involves magnetic implosion of magnetized, laser- 7476 preheated fusion fuel on a ~100 nanosecond time scale and goes by the name of 7477 Magnetized Liner Inertial Fusion, or MagLIF. Other unpublished approaches that 7478 would use ~100 ns pulsed power to implode fusion fuel are also under consideration. 7479 The other TA, called Magnetized Target Fusion, or MTF, is related to MagLIF 7480 through the use of pulsed power technology and magnetic implosion as the driver 7481 approach, but is otherwise quite distinct—the implosion time scale is more than 10 7482 times longer, the length scale is more than 10 times larger, the magnetic configuration 7483 is different (MTF seeks to compress a field reversed configuration because of the 7484 longer time scale) and the plasma density is 100−1000 times lower. In a broad IFE 7485 program including PP IFE, there would be one down-select based upon physics and 7486 technology between the shorter and longer pulse PP IFE TAs. 7487 7488 Although the power-plant ideas presented by the proponents of MagLIF and MTF 7489 differ, the challenges are the same: high yield per pulse in a liquid wall chamber at a 7490 repetition rate of order 0.1 HZ, and the chamber must be commercially viable and 7491 long-lived; and delivery of the current to the target must be accomplished reliably 7492 with standoff. Generically, the latter challenge is addressed with Recyclable 7493 Transmission Lines (RTLs), and the chamber is assumed to be a thick liquid wall 7494 chamber that must recover “completely” to its undisturbed state in the ~10 seconds 7495 between pulses. 7496 7497 MagLIF: Pre-conditions for FTF or DEMO. 7498 7499 Up to now, all “data” on MagLIF is from computer simulations. A substantial 7500 systematic experimental campaign is planned each year for 5 years to validate the 7501 computer simulations and to determine if the goal of scientific breakeven can be 7502 achieved on the existing 27 MA Z-machine at Sandia. Scientific breakeven is defined 7503 as fusion energy out (using D-T fuel) equals energy delivered to the fuel. 7504 7505 1a. If scientific breakeven is achieved and predictive validity of the design code(s) is 7506 demonstrated, results should be compared with other existing results. If one is clearly 7507 making more progress than the other, a down-select might be made by the end of the 7508 5-year period based upon code predictions of which will be the most favorable 7509 approach for IFE. Here we must assume that it is unnecessary to take into account 7510 differences in reactor technology to do this down-selection. However, if there are 7511 significant differences, the necessary engineering design tasks should be carried out 7512 during the 5-year period. The conceptual design of a gain > 1 facility should be 7513 developed. If possible, that facility should be designed to be upgradeable to a high 7514 gain facility (FTF) rather than requiring a completely new facility. 7515 7516 1b. If scientific breakeven is achieved but predictive capability is not achieved, 7517 experiments and theoretical research must continue before any decision is made to go A-63

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PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 7518 for an IFE ignition facility. However, NNSA may decide to initiate preparations for a 7519 single-shot ignition and high gain facility depending upon mission requirements. 7520 7521 1c. If scientific breakeven is not achieved and the reasons are not understood, 7522 MagLIF’s place in the broad IFE program should be reconsidered in light of progress 7523 on other TAs. 7524 7525 1d. Pulsed power technology must have favorable long life-time and high efficiency 7526 projections as well as low maintenance and repair cost expectations for MagLIF to go 7527 on to an FTF although a single shot high gain facility may still be of interest to 7528 NNSA. 7529 7530 1e. A conceptual chamber design with life expectancy >107 pulses must exist for the 7531 0.1Hz, 10 GJ yields presently favored by PP IFE proponents or the approach must be 7532 re-optimized at a different rep-rate and yield per pulse; and engineering projections 7533 for use of RTL’s must be favorable and proof of principle experiments for their use in 7534 a pulsed power system must be successful before an FTF design is undertaken. 7535 7536 MTF approach to PP IFE: Preconditions for FTF or DEMO. 7537 7538 Laboratory experiments on the Shiva Star (operating at 4.5 MJ) capacitor bank 7539 deliver up to 12 MA of current to a 10 cm diameter, 30 cm long, 1 mm thick 7540 aluminum (Al) cylinder. Assuming success of integrated experiments in which field 7541 reversed configuration plasmas are injected into the Al cylinder and then imploded, 7542 explosively driven experiments are to follow. Computer simulations are carried out 7543 using the Mach2 MHD code. 7544 7545 2a. The Shiva Star experiments are expected to achieve >1019/cm3, 3-5 keV ~ 1-cm- 7546 diameter plasmas confined in a 300-500 T (peak field) field-reversed plasma 7547 configuration in ~3 years. Success here would lead to the explosively driven 7548 implosion experiments, which could achieve breakeven. The success of the 7549 explosively driven experiments together with demonstrated predictive capability 7550 would make MTF a competitor at the time of PP IFE down select in about 5 years. 7551 Predictive capability must mean that the enhancement of yield due to the presence of 7552 magnetic field in the initial plasma should be understood in detail in spite of poor 7553 diagnostic access. 7554 7555 2b. If scientific breakeven is achieved but predictive capability is not achieved, 7556 experiments and theoretical research must continue before any decision is made to go 7557 for an IFE ignition facility. 7558 7559 2c. If scientific breakeven is not achieved and reasons are not understood, MTF’s 7560 place in the broad IFE program should be reconsidered in light of progress on other 7561 TAs. 7562 A-64

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PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 7563 2d. Pulsed power technology must have favorable long life-time and high efficiency 7564 projections as well as low maintenance and repair cost expectations for MTF to go on 7565 to an FTF, although a single shot high gain facility may still be of interest to NNSA. 7566 7567 2e. A conceptual chamber design with life expectancy >107 pulses must exist for the 7568 0.1Hz, 5 GJ yields presently favored by MTF proponents; and engineering 7569 projections for use of RTL’s must be favorable and proof of principle experiments for 7570 their use in a pulsed power system must be successful before an FTF design is 7571 undertaken. 7572 7573 A-65