National Academy of Sciences | 150 Year Anniversary

Questions? Call 800-624-6242

| Items in cart [0]

The National Academies Press

PAPERBACK
price:$48.00
add to cart

Rights & Permissions

topleft topright

An Assessment of the Prospects for Inertial Fusion Energy (2013)
Board on Energy and Environmental Systems (BEES)
Board on Physics and Astronomy (BPA)

Citation Manager

. "3 INERTIAL FUSION ENERGY TECHNOLOGIES." An Assessment of the Prospects for Inertial Fusion Energy. Washington, DC: The National Academies Press, 2013.

Please select a format:

BibTeX EndNote RefMan


Page
82
bottomleft bottomright
Page
82

Below are the first 10 and last 10 pages of uncorrected machine-read text (when available) of this chapter, followed by the top 30 algorithmically extracted key phrases from the chapter as a whole.
Intended to provide our own search engines and external engines with highly rich, chapter-representative searchable text on the opening pages of each chapter. Because it is UNCORRECTED material, please consider the following text as a useful but insufficient proxy for the authoritative book pages.

Do not use for reproduction, copying, pasting, or reading; exclusively for search engines.

OCR for page 82
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3007 3 INERTIAL FUSION ENERGY TECHNOLOGIES 3008 3009 This chapter deals with those technologies, other than the driver technologies covered 3010 in Chapter 2, that are required to produce and utilize the energy from fusion nuclear 3011 reactions in an inertial fusion energy (IFE) system. The first subsections in this 3012 chapter cover the targets, chambers, related materials issues, as well as tritium 3013 production and recovery. Additional subsections cover the crosscutting issues of 3014 environment, health, and safety issues, the balance-of-plant, and economic 3015 considerations. 3016 3017 In addition to target science, there are challenging science issues for inertial fusion 3018 energy (IFE) embedded in what is usually labeled "technology" (e.g., chambers) 3019 involving a broad range of scientific disciplines including nuclear and atomic physics, 3020 materials and surface science, and many aspects of engineering science. In the next 3021 several years, IFE research will not be involved in engineering developments, but 3022 rather in science and engineering research aimed at determining whether feasible 3023 solutions exist to very challenging "technology" problems. 3024 3025 An effort is needed to determine whether there is any IFE concept (where concept 3026 means some combination of target type, driver and chamber) that appears to be 3027 feasible. Only certain combinations of targets, drivers and chambers seem to be 3028 possible. While the emphasis today and in the near future should be on target 3029 performance issues, working exclusively on these problems could easily lead to 3030 solutions that are not compatible with practical driver and chamber options. Such a 3031 serial approach can lead to dead ends and will also extend the time scale to possible 3032 practical applications of IFE. For each technological approach, the committee 3033 identifies a series of critical R&D objectives that must be met for that approach to be 3034 viable. If these objectives cannot be met, then other approaches will need to be 3035 considered. 3036 3037 The approach used in the High Average Power Laser (HAPL) program (see Chapter 3038 1) was one in which all the potential feasibility issues of the entire IFE system were 3039 studied, and then the most important ones were addressed to try to find basic 3040 solutions. This is a good example of how a national IFE program might be 3041 structured. 3042 3043 HIGH-LEVEL CONCLUSIONS AND RECOMMENDATIONS 3044 3045 The main high-level conclusions and recommendations from this chapter are given 3046 below. 3047 3048 Conclusions 3049 3050 Conclusion 3-1: Technology issues—e.g., chamber materials damage, target 3051 fabrication and injection, etc.—can have major impacts on the basic feasibility 3052 and attractiveness of IFE and thus on the direction of IFE development. 3-1

OCR for page 83
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3053 3054 Conclusion 3-2: At this time, there appear to be no insurmountable IFE fusion 3055 technology barriers to the realization of the components of an IFE system, 3056 although knowledge gaps and large performance uncertainties remain, including 3057 for the performance of the system as a whole. 3058 3059 3060 Conclusion 3-3: Significant IFE technology research and engineering efforts are 3061 required to identify and develop solutions for critical technology issues and 3062 systems, such as: targets and target systems; reaction chambers (first 3063 wall/blanket/shield); materials development; tritium production, recovery and 3064 management systems; environment and safety protection systems; and 3065 economics analysis. 3066 3067 Recommendations 3068 3069 Recommendation 3-1: Fusion technology development should be an important 3070 part of a national IFE program to supplement research in IFE science and 3071 engineering. 3072 3073 Recommendation 3-2: The national inertial fusion energy technology effort 3074 should leverage magnetic fusion energy materials and technology development 3075 in the United States and abroad. Examples include: the ITER test blanket 3076 module R&D program, materials development, plasma-facing components, 3077 tritium fuel cycle, remote handling, and fusion safety analysis tools. 3078 3079 3080 TARGET FABRICATION AND HANDLING FOR INERTIAL FUSION 3081 ENERGY 3082 3083 Fabrication of targets at the rate per day required and that meet the exacting 3084 specifications needed to achieve high gain and an acceptable cost has long been 3085 recognized as a key requirement of practical energy application of inertial fusion. 3086 Each of the prior three National Academy of Sciences Inertial Fusion Energy (IFE) 3087 studies has commented on the importance of target fabrication to the success of 3088 inertial fusion for energy applications, and has noted that the prospects for success 3089 appear favorable, but that much work remains to be done. 1 Most of the many IFE 3090 power plant design studies have given serious consideration to how the target 3091 fabrication requirements could be achieved. 2 The consensus of these studies is that 1 E.E. Boyd, “Summary of the Findings and Recommendations of the 1986, 1990, and 1997 National Research Council's Reviews of the Department of Energy's Inertial Confinement Fusion Program,” NRC staff document provided to the committee, 24 March 2011. 2 For example, see the following: Goodin, D.T., et. al., “Demonstrating a target supply for inertial fusion energy”, Fusion Science and Technology, 47 (2005) 1131-1138; Frey, D.T., et al., “Mass production methods for fabrication of inertial fusion targets”, Fusion Science and Technology, 51 (2007) 786-790; Forman, L.R., “Hohlraum manufacture for inertial 3-2

OCR for page 84
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3092 with adoption of a limited number of target designs, the selection of mass fabrication 3093 techniques, and a development program, the required accuracy and cost goals may be 3094 achieved. The R&D needed to make these projections a reality has begun with efforts 3095 at General Atomics, the Lawrence Livermore National Laboratory and the University 3096 of Rochester. This recent work has focused primarily on laser driven targets, both 3097 direct and indirect drive. Earlier work on ion-beam-driven targets indicates that 3098 similar conclusions are expected to hold. Pulsed-power target development is at an 3099 early stage, but the slower rep rate (~0.1 Hz vs. 10 Hz) and the simple target design 3100 should ease the challenges of target fabrication for pulsed power. However, much 3101 remains to be done for IFE target development for all drivers. 3102 The committee concurs with the conclusion that suitable target fabrication is possible 3103 at acceptable cost, so that target fabrication does not represent an obvious 3104 insurmountable obstacle for IFE. However, the committee does not endorse the 3105 projected target cost numbers, any more than it endorses estimates of future costs for 3106 any component of IFE technology in the early development stage. The costs could be 3107 much higher or lower than estimated in the conceptual studies that have been done. 3108 Only a substantial national development effort will provide the validation needed. 3109 When and if ignition is reached, it will be necessary to turn more attention to, and 3110 place greater resources on, target fabrication development. Concepts for producing 3111 targets at a rate 100,000 times the rate at which targets are produced today have been 3112 developed; therefore, if ignition is reached, it would be timely to determine if the 3113 target factory components can be validated with real equipment, and if a small, 3114 complete factory operating at modest production rates can be built and operated 3115 successfully. Such a facility should be accompanied by continued development, 3116 begun under the Inertial Confinement Fusion program, of physics models of the 3117 formation of small hollow spheres, subsequent DT layering, and other fabrication 3118 processes. 3119 Background and Status 3 3120 For direct drive, an inertial fusion target consists of a spherical capsule that contains a 3121 smooth layer of deuterium-tritium (DT) fuel. For indirect drive, the capsule is 3122 contained within a metal “hohlraum” that converts the driver energy into X-rays to 3123 drive the capsule. These concepts are shown schematically in Fig. 3.1. For pulsed- confinement fusion”, Fusion Technology, 26 (1994) 696-701; Monsler, M.J., et al., “Automated target production for inertial fusion energy”, Fusion Technology, 26 (1994) 873- 880; Wise, K.D., et al, “A method for the mass production of ICF targets”, J. of Nuclear Materials, 85 and 86 (1979) 103-106; Vermillion, B.A., et. al, “Development of a new horizontal rotary GDP coater enabling increased production”, Fusion Science and Technology, 51 (2007) 791-794; Bousquet, J.T., et al, “Advancements in glow discharge polymer coatings for mass production”, Fusion Science and Technology, 55 (2009) 446-449; Rickman, W.S., et. al, “Cost Modeling for fabrication of direct drive inertial fusion energy targets”, Fusion Science and Technology, 43 (2003) 353-358; Schultz, K.R., “Cost effective steps to fusion power: IFE target fabrication, injection and tracking”, J. of Fusion Energy, 17 (1998) 237-247. 3 Portions of this discussion are taken from Appendix C of the 1999 FESAC report “Summary of Opportunities in the Fusion Energy Sciences Program.” 3-3

OCR for page 85
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3124 power, target designs vary from those similar to indirect drive, to cylindrical metal 3125 shells containing DT. Several examples of IFE targets are shown in Fig. 3.2. 3126 3127 3128 3129 FIGURE 3.1: Indirect-drive and direct-drive IFE target concepts. SOURCE: 3130 Lawrence Livermore National Laboratory. 3131 3132 3133 FIGURE 3.2: Examples of IFE targets used with various driver schemes. SOURCE: 3134 General Atomics. 3135 3-4

OCR for page 86
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3136 Fusion fuel targets must be delivered in a form that meets the stringent requirements 3137 of the particular inertial fusion energy scheme, in sufficient quantity and with low 3138 enough cost to supply affordable electricity to the grid. A fusion power plant will 3139 consume as many as one million targets per day. The allowable target cost will 3140 depend on the maximum marketable cost of electricity and the target yield, with 3141 estimates for laser and heavy ion beam systems of 20−40 cents each, based on 3142 conceptual modeling studies. For higher-yield, pulsed-power systems, the cost could 3143 be proportionately higher. The cost of raw materials is at the few-cents-per-target 3144 level. Mass manufacturing experience in other industries suggests that these 3145 production cost goals are possible, but a development program is required to validate 3146 the conceptual modeling studies. Current target production costs and rates are not 3147 useful for estimating the costs of mass-produced targets, although the gap between 3148 what can be done today and what is needed indicates that target fabrication for IFE 3149 plants is a challenge. 3150 The fabrication techniques currently used for inertial confinement fusion (ICF) 3151 research targets must meet exacting specifications, have maximum flexibility to 3152 accommodate changes in target designs, and provide thorough characterization for 3153 each target. Current ICF target fabrication techniques for research targets may not be 3154 well suited to economical mass production of inertial fusion energy targets. Because 3155 of the large number of designs and the thorough characterization required for each 3156 target, an ICF research target can currently cost thousands of dollars apiece. 3157 However, IFE target mass-fabrication studies are encouraging. Fabrication techniques 3158 are proposed that are well suited for economic mass production and promise the 3159 precision, reliability, and economy needed. However, work has just begun to actually 3160 develop these techniques. 3161 • Fuel capsules. The capsules must meet stringent specifications including out- 3162 of-round (dmax – dmin < 1 µm), wall thickness uniformity (∆w < 0.5 µm), and 3163 surface smoothness (<200 Å RMS). 4 The micro-encapsulation process, by 3164 which tiny particles or droplets are surrounded by a coating, appears well- 3165 suited to IFE target production if sphericity and uniformity can be maintained 3166 as the capsules size is increased from current 0.5- to 2-mm capsules to the ~5- 3167 mm-diam capsule needed for IFE. Microencapsulation also appears to be 3168 suited to production of foam shells, which are needed for several IFE target 3169 designs. Capsule designs for OMEGA experiments and direct drive IFE 3170 power plants are shown in Fig. 3.3. 3171 4 D. Goodin, General Atomics, presentation to the Committee on April 26, 2011. 3-5

OCR for page 87
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3172 3173 FIGURE 3.3 Direct-drive target capsules. SOURCE: The University of Rochester. 3174 3175 • Hohlraums. Inertial Confinement Fusion (ICF) hohlraums are currently made 3176 by electroplating the hohlraum material, generally gold, onto a mandrel that is 3177 then dissolved, leaving the empty hohlraum shell. This technique does not 3178 extrapolate to mass production. Stamping, die-casting, and injection molding, 3179 however, do hold promise for IFE hohlraum production. 5 3180 • Target assembly. ICF research targets are currently assembled manually 3181 using micromanipulators under a microscope. Placement of the capsule at the 3182 center of the hohlraum must be accurate to within 25 µm. For IFE, this 3183 process must be fully automated, which appears possible. Initial efforts with 3184 robotic target assembly and “snap-together” alignment techniques have shown 3185 promising results. 6 3186 • Target characterization. Precise target characterization of every research 3187 target is needed to prepare the complete “pedigree” required by the ICF 3188 experimentalists. Characterization for current research targets is largely done 3189 manually and is laborious. For IFE the target production processes must be 3190 sufficiently repeatable and accurate that characterization can be fully 3191 automated and used only with statistical sampling of key parameters for 3192 process control. 3193 • D-T filling and layering. Targets for ICF experiments are filled by 3194 permeation, and a uniform D-T ice layer is formed by “beta layering.” Using 3195 very precise temperature control, excellent layer thickness uniformity and 3196 surface smoothness of about 1-µm RMS can be achieved. 7 These processes 3197 are suited to IFE although the long fill and layering times needed may result in 3198 large (up to ~10 kg) tritium inventories. Advanced techniques, such as liquid 3199 wicking into a foam shell, could greatly reduce this amount. These processes 5 A. Nikroo, General Atomics, in a presentation to the committee on July 7, 2011. 6 A. Nikroo, in a site visit to General Atomics on Feb. 22, 2012. 7 D.T. Goodin, op. cit. 3-6

OCR for page 88
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3200 are improving but remain far short of the level of reproducibility that a reactor 3201 would require. If IFE targets need D-T ice smoothness better than ~1 µm to 3202 achieve high gain, new layering techniques will be needed. 3203 • Target handling and injection. IFE targets will be injected into the target 3204 chamber at rates as high as ~10−20 Hz. The targets must have adequate 3205 thermal and mechanical robustness and protection, such as hohlraums or 3206 sabots, to survive the injection and in-chamber flight. This solution must also 3207 be compatible with the chamber protection and energy recovery schemes (see 3208 next section). 3209 In small quantities, ICF research targets that meet all current specifications for both 3210 laser direct and indirect drive have been fabricated and fielded, including the uniform, 3211 smooth DT ice layer. ICF research targets currently cost thousands of dollars apiece 3212 on average but the costs vary widely; simple production targets can cost many times 3213 less and targets requiring significant development effort could cost many times more 3214 than that amount. For a power plant, a significant transition needs to be undertaken 3215 using low-cost, high-throughput manufacturing techniques, along with large batch 3216 sizes for any chemical processes, as well as likely use of statistical characterization. 3217 Many of the processes used for current target fabrication do not scale well to mass 3218 production and will need to be replaced. Examples are die-casting arrays of hohlraum 3219 parts instead of diamond turning a mandrel for gold plating, and the use of large- 3220 batch chemical vapor deposition (CVD) diamond coaters for the ablators and 3221 membranes instead of the small size bounce-pan coaters now used. Both the HAPL 3222 program, led by the Naval Research Laboratory, which went well beyond laser 3223 drivers to consider all aspects of IFE power by laser direct drive, and the Laser 3224 Inertial Fusion Energy (LIFE) program, led by Lawrence Livermore National 3225 Laboratory (LLNL), which focused on IFE by laser indirect drive, have begun 3226 evaluation and selection of mass production methods that can meet IFE requirements. 3227 The demise of the HAPL program has slowed this effort. 3228 There have been successful efforts on the development of several IFE target mass 3229 production techniques. To make thick-walled polymer capsules, a poly-alpha-methyl- 3230 styrene (PAMS) mandrel is made by microencapsulation, then the PAMS mandrel is 3231 coated with glow discharge polymer (GDP). A rotary kiln version of the GDP coater 3232 has been made that is capable of mass production, but it has not be used enough to 3233 demonstrate that it can meet the surface roughness specification. 8 In the HAPL 3234 program, 9 foam shells were made that met the HAPL target specification with 3235 appreciable yield using micro-encapsulation droplet generators. Applying a smooth 3236 gas-tight overcoat to these foam shells was the focus of development at the time that 3237 the HAPL program ended. A cryogenic fluidized bed for layering deuterium in direct- 3238 drive targets was built in the HAPL program. It was successfully operated at 3239 cryogenic temperatures using empty capsules, but has yet to be operated with 8 A. Nikroo, op. cit., July, 2011. 9 J.D. Sethian et al., "The Science and Technologies for Fusion Energy with Lasers and Direct Drive Targets," IEEE Transactions on Plasma Science, Vol. 38, No. 4, April 2010 pp. 690- 703. 3-7

OCR for page 89
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3240 deuterium-filled capsules. General Atomics has built a robotic target assembly station 3241 based on commercially available industrial robots. This station has glued together 3242 cone-in-shell targets suitable for fast ignition experiments 10 such that the virtual cone 3243 tip co-insides with the capsule center to within the specification of 10 µm. LLNL is 3244 developing target assembly techniques for the National Ignition Facility (NIF) 3245 National Ignition Campaign (NIC) that facilitate target component self-alignment 3246 (“snap together” assembly), which will be useful for IFE target assembly. 3247 Development of lead-hohlraum part manufacture by cold forging (or stamping) has 3248 recently started. Some development of die-casting hohlraum parts is also expected to 3249 begin soon. 11 Innovative concepts such as the University of Rochester’s use of 3250 electric-field mediated microfluidics (“lab-on-a-chip”), 12 shown in Fig. 3.4, may offer 3251 the possibility to achieve higher quality at lower cost. In summary, progress has been 3252 made on IFE target fabrication, and there are many opportunities for improved 3253 materials and technologies, but much remains to be done. 3254 3255 FIGURE 3.4 Electric-field-mediated microfluidics (“lab-on-a-chip”) wicking of 3256 cryogenic D2 into a foam capsule target. SOURCE: The University of Rochester. 3257 To estimate possible costs, factory models have been constructed utilizing experience 3258 from the chemical batch processing industry combined with in-house expertise at GA 3259 and LLNL. These models considered likely manufacturing and assembly equipment 3260 types, factory build costs, personnel and operational costs, in-process volumes (etc.) 3261 and amortized the integrated costs over the volume of targets produced. Predictions 10 A. Nikroo, op. cit., Feb. 22, 2012. 11 A. Nikroo, op. cit., July 7, 2011. 12 D.R. Harding, T.B. Jones, Z.Bei, W.Wang, S.H. Chen, R.Q. Gram, M. Moynihan, and G. Randall, “Microfluidic Methods for Producing Millimeter-Size Fuel Capsules for Inertial Fusion,” Materials Research Society Fall Meeting, Boston, MA, 2010. 3-8

OCR for page 90
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3262 ranged from 17 to 35 cents per target. 13 A breakout of projected target costs based on 3263 a target factory economics model is shown in Figure 3.5. 3264 3265 3266 FIGURE 3.5 Cost breakout for target mass manufacture, based on a representative 3267 factory model (example shown for LIFE targets). SOURCE: R. Miles et al., Lawrence 3268 Livermore National Laboratory, LLNL-TR-408722. 3269 3270 Conclusion 3-4: Target fabrication at the quality and production rate needed 3271 appears possible with continued development. 3272 3273 Scientific and Engineering Challenges and R&D Priorities 3274 3275 Target Fabrication 3276 3277 The scientific challenges to IFE target fabrication lie primarily in understanding the 3278 physics behind the specifications for inertial fusion target requirements: sphericity, 3279 uniformity and smoothness (How good is good enough?), and understanding the 3280 physics and chemistry behind the ability to achieve those requirements (What 3281 physical processes control sphericity, uniformity and smoothness?) Experiments with 13 See, for example: D.T. Goodin et al., “Addressing The Issues of Target Fabrication and Injection of Inertial Fusion Energy,” Fusion Engineering and Design, Vol. 69, 2003, pp. 803- 806; R. Miles et. al., ”LIFE Target Fabrication Costs,” LLNL-TR-416932; and R. Miles et al., “LIFE Target Fabrication Research Plan Sept. 2008,” LLNL-TR-408722. 3-9

OCR for page 91
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3282 IFE targets on the National Ignition Facility can help provide the physics 3283 understanding. The engineering challenges lie in selecting and developing materials 3284 that can achieve these requirements and in developing the processes and equipment 3285 needed to do so reliably and repeatedly with very high yield at reasonable cost. 3286 3287 The specific requirements appear at present to include: 3288 3289 • The ability to fabricate IFE targets that meet specifications such as: 3290 Indirect drive: 3291 o Capsules with 4-mm diameter, <1 µm sphericity, ~100 µm wall with 3292 <0.5 µm Δw, and <200 Å RMS surface smoothness, and a surface 3293 power spectrum below the NIF capsule profile. 3294 o Hohlraums fabricated to ≤10 µm accuracy. Targets assembled to ≤10 3295 µm accuracy. 3296 Direct drive: 3297 o Foam shell capsules with thickness ~150 µm with < 0.5 µm Δw, and 3298 ~4-mm diameter with <1 µm sphericity. Foam density ≤100mg/cc 3299 with cell size <1 µm. A seal coat 14 on top of the capsule with a 1-5 µm 3300 wall with <0.5 µm Δw, <200 Å RMS surface smoothness, and surface 3301 power spectrum meeting the NIF-NIC required profile. 3302 • A projected cost of IFE target mass production for a power plant of ≤ $0.50 3303 each. 3304 The objectives of IFE target fabrication R&D must be to understand the 3305 physics behind the specifications for inertial fusion target requirements and 3306 understand the physics behind the ability to achieve those requirements to such a 3307 depth that target materials can be selected and/or developed that can meet target 3308 specifications, and processes and equipment can be developed to do so reliably and 3309 repeatedly with very high yield at reasonable cost. 3310 3311 Target Injection at High Repetition Rates 3312 3313 After the targets have been fabricated they must be injected into the chamber. For 3314 laser drivers and accelerators, several methods of ballistic injection have been 3315 suggested, including gas guns and electromagnetic accelerators. For present pulsed- 3316 power fusion system designs, the targets are attached directly to the end of a 3317 transmission line. In this case, the targets and a replaceable transmission line are 3318 inserted into the chamber mechanically. In this section we consider only ballistic 3319 injection. 3320 3321 Gas guns have been built at Lawrence Berkeley National Laboratory and at General 3322 Atomics (shown in Fig. 3.6). These have been used to accelerate surrogate targets to 3323 high velocity (>100 m/s). In the case of direct drive, the targets must be carried by 14 The seal coat surface for the direct drive capsule both seals the capsule and facilitates its injection into the target chamber without going out of specifications by the time it reaches the center. 3-10

OCR for page 92
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 3324 some kind of sabot to protect the target as it is accelerated in the gun barrel and 3325 injected into the chamber. The sabot is removed either mechanically (with a spring) 3326 or magnetically. The gas-gun experiments have demonstrated high-repetition-rate 3327 injection, including separation of the sabots from the targets, in a burst mode. 15 In 3328 these experiments, the placement accuracy at a distance of 20 m was about 10 mm. 3329 This 10 mm includes the contributions from the accuracy of the gun and from the 3330 separation of the target from the sabot. Estimates of the placement accuracy for 3331 indirectly driven targets (no sabots required) are much better than 10 mm. This is 3332 adequate for subsequent target tracking and beam steering, as discussed in the next 3333 section. 3334 3335 3336 FIGURE 3.6 Inertial fusion energy target gas-gun injection experiment. SOURCE: 3337 General Atomics. 3338 3339 In summary, one can unquestionably build devices to inject the targets at adequate 3340 velocities and repetition rates. The remaining challenges are associated with wear 3341 and long-term reliability and durability—particularly in a fusion environment. 3342 3343 Conclusion 3-5: Target injection techniques have been developed in the 3344 laboratory that are adequate for subsequent target tracking and steering and 3345 that appear to be scalable to meet the inertial fusion energy requirements for 3346 speed and accuracy. 3347 3348 Target Tracking and Driver Pointing 3349 15 D.T. Goodin, op. cit. 3-11

OCR for page 125
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4463 development, and would likely be in place before deployment of the first commercial 4464 fusion plant. 4465 4466 Conclusion 3-19: Design studies of IFE power plants indicate that, with the use 4467 of low-activation materials, it will be possible to meet the goal of minimizing 4468 high-level waste. However, the amount of waste that requires disposal, albeit 4469 near-surface, may be very large. Low-level waste disposal in the United States is 4470 becoming increasingly difficult. 4471 4472 Recommendation 3-8: There have been studies that examine the potential for 4473 recycling and reuse of radioactive materials within the fusion system to reduce 4474 the amount of material that must be disposed; the committee encourages the 4475 continuation of these studies. 4476 4477 Licensing and Regulatory Considerations 4478 4479 The United States Nuclear Regulatory Commission (NRC) is a conservative body. 4480 This is appropriate given its role in the oversight of U.S. commercial nuclear 4481 facilities. The vast majority of the NRC’s licensing experience has been with Light 4482 Water Reactors (LWRs), and their regulations, for the most part, have grown out of 4483 their LWR experience. Licensing a fusion power plant will require blazing new 4484 trails, and it will be important for the fusion community to work with the NRC to help 4485 them to understand the hazards (which are much different from the hazards in an 4486 LWR) and the mitigation of hazards in a fusion power plant. Communication early in 4487 the process is important to a successful outcome. 64 4488 4489 Some licensing/regulatory-related work has been done for the ITER program, and 4490 much of that work provides insights into IFE licensing processes and issues. The 4491 LIFE program has considered licensing issues more than any other IFE program; 4492 however, much more effort would be needed if IFE were to seriously pursue an NRC 4493 license. The Next Generation Nuclear Plant (NGNP) fission reactor project plans to 4494 license and build a high-temperature gas fission reactor. Gas reactors have been built 4495 and operated previously in the United States and Europe, although at lower operating 4496 temperatures than are envisioned for the NGNP. The licensing strategy developed for 4497 the NGNP provides a good picture of the challenges associated with licensing a 4498 relatively standard technology. 65 4499 4500 Licensing fission power plants is moving towards a risk-informed approach, where in 4501 the past it has been primarily a deterministic approach. The LIFE program is 4502 developing a similar approach. 66 The favorable safety characteristics of the IFE and 64 R. Meserve, “Licensing a Commercial Inertial Confinement Fusion Energy Facility,” Presentation to the Committee, October 31, 2011, Washington, D.C. 65 Next Generation Nuclear Plant Licensing Strategy – A Report to Congress, www.ne.doe.gov/pdfFiles/NGNP_report toCongress.pdf, August 2008. 66 M. Dunne, et al, “Timely Delivery Of Laser Inertial Fusion Energy (LIFE)”; accepted for publication in Fusion Science and Technology. 3-44

OCR for page 126
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4503 MFE fusion plant should simplify the licensing process; however, the burden of proof 4504 for IFE plants will be no different than for fission plants. One of the safety-related 4505 goals for fusion is to demonstrate that there is no need for public evacuation under 4506 any event. This is a clear example of the favorable safety characteristics of a fusion 4507 plant. 4508 4509 Conclusion 3-20: Some licensing/regulatory-related research has been carried 4510 out for the ITER (magnetic fusion energy) program, and much of that work 4511 provides insights into the licensing process and issues for inertial fusion energy. 4512 The Laser Inertial Fusion Energy (LIFE) program at Lawrence Livermore 4513 National Laboratory has considered licensing issues more than any other IFE 4514 approach; however, much more effort would be required when a Nuclear 4515 Regulatory Commission license is pursued for inertial fusion energy. 4516 4517 Safety analysis has been an important part of the IFE design studies cited earlier. 4518 Early analyses were relatively simple, often looking at total inventories of radioactive 4519 material and determining how much material could be released based on total system 4520 energy. These analyses have given way to more sophisticated analyses, sometimes 4521 employing tools originally developed for the fission industry and adapted to fusion.67 4522 Tritium inventory and release mitigation is an important part of the fusion safety case. 4523 Tritium can be highly mobile under certain conditions, so minimizing tritium 4524 inventory in fusion facilities is a first step (see the section on tritium management 4525 above). Other radioactive material present in the IFE plant must also be considered, 4526 together with possible release scenarios. Overall, the IFE source term is significantly 4527 smaller than its fission counterpart, which should benefit the licensing process. 4528 Analysis done for systems studies shows acceptable safety performance; however, in 4529 the absence of experimental results to validate models, the actual performance 4530 remains highly uncertain. Validation and verification of models is extremely 4531 important to the Nuclear Regulatory Commission, and will be an important factor in 4532 the licensing process. 4533 4534 Recommendation 3-9: Validation and verification of models is extremely 4535 important to the Nuclear Regulatory Commission (NRC), and will be an 4536 important factor in the licensing process. Development of models, including 4537 validation and verification, should be pursued early. Working with the NRC 4538 early and often will be important, as well as looking to other programs (e.g., 4539 ITER and fission) for successful licensing strategies. 4540 4541 4542 Scientific and Engineering Challenges and Future R&D Objectives 4543 4544 The environmental, safety and health aspects of the IFE facilities should continue to 4545 be an important point of discussion in any program. The IFE community should 4546 continue to analyze and bring attention to the favorable characteristics of these plants. 67 B.J. Merrill, “A Lithium-Air Reaction Model for the MELCOR Code for Analyzing Lithium Fires in Fusion Reactors,” Fusion Engineering and Design, Vol. 54, pages 485-493. 3-45

OCR for page 127
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4547 Continued development of sophisticated models, together with data for validation of 4548 the models, are important for preparation for licensing an IFE plant. The IFE program 4549 should continue to keep abreast of NRC licensing activities, and keep the lines of 4550 communication with the NRC open. 4551 4552 Path Forward 4553 Near Term (<5 years) 4554 4555 Needed R&D activities include systems studies with a focus on realistic assumptions 4556 and schedules. Radioactive waste management should be an area of particular focus 4557 given recent activities by the Blue Ribbon Commission on America’s Nuclear Future. 4558 Safety model development (with an eye towards future licensing) and development of 4559 experiments to validate models will be critical. 4560 4561 Medium Term (5-15 years) 4562 4563 Experimental studies of IFE target and chamber materials recycling concepts 4564 (possibly using only non-radioactive elements) need to be done. Experiments would 4565 be done to benchmark accident analysis codes with materials and configurations 4566 typical of fusion power plant designs. Success would be experimental validation of 4567 safety models. 4568 4569 Long Term (>15 years) 4570 4571 The long-term objective would be to begin development of the licensing case for an 4572 IFE demonstration plant. 4573 4574 BALANCE-OF-PLANT CONSIDERATIONS 4575 4576 The purpose of an inertial fusion energy power plant is to produce useful energy in 4577 the form of electricity, or high-temperature process heat, or stored chemical energy in 4578 the form of hydrogen. To do this, the power plant must convert the energetic 4579 products of fusion reactions—high-energy neutrons and charged particles—into the 4580 desired useful forms. To become a practical source of energy, IFE must produce and 4581 convert the fusion energy in a manner that is technically feasible, environmentally 4582 acceptable, and economically attractive compared to other long-term, sustainable 4583 sources of energy. 4584 4585 The high-energy neutrons and charged particles from the fusion reactions deposit 4586 their energy on the walls of the reaction chamber and in the tritium-breeding blanket 4587 surrounding the chamber in the form of thermal energy. Everything outside the 4588 chamber and blanket, excluding the laser or particle beam drivers or the pulsed power 4589 system, is considered the “balance of plant” (BOP). The BOP includes the systems 4590 for conversion of thermal energy to electricity, the buildings and structures for the 4591 power plant and all the conventional services. While schemes have been proposed to 4592 convert some of the charged-particle energy directly into electricity by electrostatic or 3-46

OCR for page 128
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4593 magnetohydrodynamic processes, first-generation IFE power plants will most likely 4594 utilize fairly conventional thermal power conversion systems to convert the energy 4595 contained in the hot coolant from the chamber wall and blanket into electricity. 4596 Similar “heat engine” thermal power conversion systems are widely used on nuclear 4597 fission power plants and on fossil-fired power plants around the world. The Rankine 4598 Cycle, or steam cycle, and the Brayton cycle, or gas-turbine cycle, are widely used 4599 heat engines that appear well suited for application to the conversion of thermal 4600 energy from fusion into electricity. There appears to be little need for power 4601 conversion system development that would be unique to fusion or IFE, although IFE- 4602 specific BOP designs will need to be developed, and opportunities for innovation 4603 should always be welcome. 4604 4605 Conclusion 3-21: Existing balance-of-plant technologies should be suitable for 4606 IFE power plants. 4607 4608 The thermal conditions—inlet and outlet coolant temperatures—proposed for IFE 4609 power plants are similar to those used by fission and fossil power plants today. As a 4610 consequence, the BOP for an IFE power plant should be very similar to those used 4611 today. An area of concern is that of system interfaces and the possibility of hazardous 4612 material transport across those interfaces. The IFE reaction chamber will contain 4613 quantities of radioactive tritium, radioactive target debris, and some radioactive 4614 material sputtered from the first wall. In addition, it will operate at elevated 4615 temperatures. Tritium may migrate through the chamber walls and into the primary 4616 coolant stream. The coolant will pass through heat exchangers and tritium may 4617 migrate through the heat exchangers into the secondary coolant and eventually into 4618 the rest of the power plant and even into the environment. These issues are part of the 4619 larger tritium control issue discussed in the tritium management section above. These 4620 interface concerns may require R&D to develop tritium permeation-resistant coatings 4621 for BOP components and heat exchangers, and tritium removal systems for the 4622 various chamber, blanket and power conversion system coolants. 4623 4624 Path Forward 4625 4626 Near Term (<5 years). 4627 4628 The design and analysis of BOP systems will continue to be included in IFE system 4629 studies and design studies, with emphasis on identification and evaluation of critical 4630 issues. 4631 4632 Medium Term (5 - 15 years) 4633 4634 As favored design concepts begin to emerge, R&D into critical issues that have been 4635 identified—such as tritium permeation and control—will need to be carried out to 4636 resolve these issues. 4637 4638 Long Term (>15 years) 3-47

OCR for page 129
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4639 4640 IFE BOP systems will need to be developed and deployed as part of demonstration 4641 IFE systems. 4642 4643 ECONOMIC CONSIDERATIONS 4644 4645 An essential requirement for any new energy system to compete in future markets is 4646 to offer a product at a competitive price. For an IFE power plant, the main measure is 4647 the cost of electricity (COE). The formula for the COE is typically given by: 4648 4649 COE = (Ccap x FCR + Cfuel + COM)/(Penet x 8760 (hrs) x Fcap) + Decom 4650 4651 where 4652 4653 Ccap = Construction costs including interest charges during construction, 4654 FCR = Fixed charge rate, 4655 Cfuel = Fuel costs including targets, 4656 COM = Operations and maintenance, 4657 Penet = Net electric power, 4658 Fcap = Capacity factor, and 4659 Decom = Annual decommissioning charge in mills/kwh or $/MWh, which can be 4660 calculated as the cost of decommissioning, times the appropriate annual sinking fund 4661 factor to accumulate those funds, divided by the amount of electricity produced per 4662 year (Penet x 8760 (hrs) x Fcap). 4663 4664 Conclusion 3-22: An essential requirement for any new energy system to 4665 compete in future markets is to offer a product at a competitive price. For an 4666 IFE power plant, the main measures are the cost of electricity generation and, in 4667 particular, the capital cost. 4668 4669 4670 The capacity (or sometimes called the availability) factor (Fcap) has a large 4671 influence on the COE. It is the crucial number in converting capital costs to 4672 COE. IFE power systems will be very capital-intensive systems with perhaps 4673 relatively modest fuel costs, provided the goals of low-cost targets can be met 4674 (discussed further below). Such plants will likely operate as base-load power 4675 plants where a premium is placed on operating at the maximum capacity 4676 factor. Most IFE power plant studies assign a value of typically 70 percent to 4677 80 percent to Fcap. These values cannot be achieved today given the early 4678 stages of IFE technology development, so really they represent a goal. By way 4679 of comparison, the current fleet of fission power plants in the United States 4680 routinely achieves an average capacity factor of about 90 percent. 4681 4682 Achieving high capacity factors requires two basic features of the system: 4683 high component reliability (usually measured by the mean-time-to-failure for 4684 each component) and acceptable maintenance or down-times (usually 3-48

OCR for page 130
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4685 measured by the mean-time-to-repair for each component). There is a strong, 4686 relationship between the allowed values of the mean-time-to failure and the 4687 mean-time-to-repair for a given component. The longer mean-time-to-repair, 4688 the longer must be the mean-time-to-failure. In other words, the harder it will 4689 be to replace the component, the higher must be the degree of reliability. 4690 Defining the acceptable values for the mean-time-to-failure and mean-time-to- 4691 repair for all the components in a complex IFE power plant will require a 4692 comprehensive systems engineering approach. 4693 4694 Achieving high levels of component reliability requires substantial testing and 4695 qualification of fusion components, far beyond what is available today. For 4696 example, no fusion reaction chamber has ever been built and certainly none 4697 tested to the extent needed to establish failure modes and a reliability 4698 database. Given the large number of components and systems in an IFE 4699 power plant (and an MFE power plant), a substantial investment in time and 4700 money will be required. The time required to do this will have a major impact 4701 on the overall timescale to develop commercial IFE systems. At some time, 4702 testing in an actual fusion environment will be needed, although much useful 4703 testing can and will be done in simulation facilities. Achieving fusion 4704 conditions for testing requires very large investments with long timescales and 4705 will thus have a profound impact on the roadmap for realizing fusion power 4706 systems. While ITER and a future IFE DEMO plant are very different, it 4707 should be possible to take advantage of some of the experience with ITER— 4708 e.g., the hardware and procedures developed for remote maintenance—to 4709 reduce the implementation time for an IFE DEMO plant. 4710 4711 Achieving the necessary replacement times for an IFE system’s components is 4712 an equally challenging task. Some of these components will require using 4713 remote handling systems. While the technology and experience in other fields 4714 (e.g., fission reactors and space systems) can be adapted to fusion needs, there 4715 exists today very limited experience with remote maintenance in actual fusion 4716 systems. ITER is one very important source of such information. Developing 4717 the maintenance systems for an IFE power plant will be a significant effort. 4718 Unfortunately there is very little work underway today in the United States on 4719 this topic. 4720 4721 For these reasons, the capacity factor probably represents the greatest 4722 uncertainty among all the factors that affect the COE. This applies to all 4723 fusion concepts, both IFE and MFE. 4724 4725 Conclusion 3-23: As presently understood, an inertial fusion energy power plant 4726 would have a high capital cost. Such plants would have to operate with a high 4727 availability. Achieving high availabilities is a major challenge for fusion energy 4728 systems. This would involve substantial testing of IFE plant components and 4729 the development of sophisticated remote maintenance approaches. 4730 3-49

OCR for page 131
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4731 Of special concern for the economics of IFE is the cost of the targets. The feasibility 4732 of developing successful fabrication and injection methodologies at the low cost 4733 required for energy production—about $0.25 to $0.30/target, 68 or about a factor of 4734 10,000 less than current costs, and at a production rate per day that is 100,000 times 4735 greater than current rates—is a critical issue for inertial fusion. The IFE researchers 4736 working on target capsule costs argue that between increased yields and batch-size 4737 increases, two orders-of-magnitude cost reductions are possible with significant 4738 development programs. 69 It appears that the target-cost numbers may be possible, 4739 although challenging, considering the number of assumptions and judgments that are 4740 needed to get to the desired reduction of a factor of 10,000. 4741 4742 Conclusion 3-24: The cost of targets has a major impact on the economics of 4743 inertial fusion energy power plants. Very large extrapolations are required from 4744 the current state-of-the-art for fabricating targets for inertial confinement fusion 4745 research to the ability to mass-produce inexpensive targets for inertial fusion 4746 energy systems. 4747 4748 Construction or capital costs are typically divided into fusion-specific 4749 components (e.g. laser or particle-beam drivers, chambers, and target 4750 fabrication and injection) and the balance of plant (BOP). The BOP was 4751 discussed in the previous section and will likely rely on existing concepts with 4752 cost estimates that are relatively well known. Cost estimates for the fusion 4753 components necessarily have a larger uncertainty because in some instances 4754 (e.g., chambers and high-capacity target fabrication) they are still in the earlier 4755 stages of development. Nevertheless, the construction costs have less 4756 uncertainty than the capacity factor. 4757 4758 Standard project costs (e.g., owner’s cost and engineering during construction) are 4759 typically taken as a percentage of the basic capital cost based on fission electricity 4760 experience. Escalation/inflation factors may also be incorporated. 4761 4762 The IFE COE has been estimated in various studies, giving a range of 5 to 10 4763 cents/kWh in current dollars. 70 These estimated COE costs for IFE power plants are 68 Rickman, W.S., Goodin, D.T. “Cost Modeling for Fabrication of Direct Drive Inertial Fusion Energy Targets”, Fusion Sci Tech 43(3): 353-358. 2003. 69 Goodin, D.T., Alexander, N.B., Brown, L.C., Frey, D.T., Gallix, R., Gibson, C.R., et al., “A cost-effective target supply for inertial fusion energy”. Nucl Fusion 44(12): S254-265. 2004. 70 Meier, W., et al. "OSIRIS and SOMBRERO Inertial Confinement Fusion Power Plant Designs," Volume 1. Executive Summary and Overview. WJSA-92-01, DOE/ER/54100-1, 1992; Anklam, T., "Life Delivery Plan", Presentation to National Research Council’s review on “Prospects for Inertial Confinement Fusion Energy Systems”, 2011; Badger, B., et al., "LIBRA-SP, A Light Ion Fusion Power Reactor Design Study Utilizing a Self-Pinched Mode of Ion Propagation" – Report for the Period Ending June 30, 1995. UWFDM-982.University of Wisconsin Fusion Technology Institute, 1995; Cook J.T., Rochau G.E., Cipiti B.B., Morrow C.W., Rodriguez S.B., Farnum C.O., et al. "Z-Inertial Fusion Energy: Power Plant", SAND2006-7148, Sandia, 2006; Dunne M., "Overview of the LIFE Power Plant", 3-50

OCR for page 132
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4764 in the same general range as other energy options, but because of the relatively early 4765 phase of the development of IFE components and systems, there is much uncertainty 4766 in these cost estimates. It appears that the COE numbers obtained in past studies are 4767 possible, but they contain uncertain components due to the untested assumptions that 4768 must be made when making estimates for new technology. 4769 4770 Financing and business considerations, such as the fixed charge rate (capital charge 4771 rate), will have an important influence of the COE. Usually this is made up of two 4772 parts: a charge rate for the share held by equity investors; and a (lower) charge rate 4773 for the debt-investor share. These terms can vary based on the confidence investors 4774 have in the readiness and cost-effectiveness of the technology and the extent to which 4775 the investment is protected. Investment can be protected in some states by a decision 4776 of the public utility commission. Debt investment can be protected by federal loan 4777 guarantees or by direct federal assumption of the debt. The charge rate for IFE will 4778 be determined by the entire history of the technology. The more complex the 4779 technology, the more prone it is to a history of delays and bumps along the road to 4780 development and the bigger the effect on investor and guarantor psychology. 4781 4782 For example, most past IFE cost of electricity studies did not carry individual 4783 uncertainty ranges. Some of the difficulties in using estimates of electricity costs for 4784 IFE in comparisons with other energy technologies or among IFE options could be 4785 overcome, in part, if uncertainty ranges were a required component of cost estimates. 4786 4787 It is not clear to what extent the COE studies for IFE are “forward” estimates (made 4788 without looking at a cost goal) or “backward” estimates (made with an eye on a cost 4789 goal), or a mixture of the two. Certainly, the BOP estimates can be based on 4790 conventional databases of cost elements and qualify as forward cost estimates. They 4791 can be compared to cost estimates made for other, traditional energy technologies, 4792 with the caveat that future estimates for all technologies may be low when compared 4793 to actual as-built and as-operated facilities. Hence, cost estimates for fusion, even 4794 were they to be based totally on forward calculations, should be compared to 4795 estimates of future COEs for other technologies, not current day market prices. 4796 4797 Cost estimates for the purely fusion components of the COE may have been, to some 4798 degree, backward estimates, starting from values based on views of future prices of 4799 alternatives. Analysts taking this approach would determine if it was possible to 4800 reach such targets for the fusion components of the COE and then use those possible 4801 numbers to compute a total COE. In such cases, the fusion COEs might be better 4802 labeled as possible values rather than COE estimates. 4803 4804 In addition to calculating potential COE values, cost analysis provides a very 4805 useful tool for identifying where R&D dollars should be targeted. The Presentation to National Research Council’s review on “Prospects for Inertial Confinement Fusion Energy Systems”, LLNL, 2011; Sviatoslavsky I.N., et al., "SIRIUS-P, An Inertially Confined Direct Drive Laser Fusion Power Reactor", UWFDM-950. University of Wisconsin Fusion Technology Institute, 1993. 3-51

OCR for page 133
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4806 sensitivity of total cost-to-cost variations in system components helps to 4807 identify where reduction in cost (via R&D, for example) would have the 4808 greatest impact. The effectiveness of such analyses depends critically on 4809 having a well-developed system engineering capability. 4810 4811 Similarly, the Technology Readiness Level (TRL) process is another useful 4812 tool that can be used. 71 The use of TRLs is also discussed in Chapter 4. In 4813 dealing with uncertainty ranges, the use of TRLs for each component, with 4814 separate uncertainty ranges on the component COE appropriate for different 4815 TRLs, could help planners decide on where to allocate resources to lower 4816 costs. Such a methodology would help to standardize cost and uncertainty 4817 estimates across different fusion technologies and is discussed further in 4818 Chapter 4. 4819 4820 Use of TRLs and other readiness concepts, such as, "integration readiness 4821 levels,” 72 also provide structure useful for keeping costs under control. There 4822 have been problems historically with cost escalation in government/industry 4823 partnerships from which useful lessons for IFE can be drawn. For instance, 4824 there have been a number of large DOE programs/projects that did not 4825 proceed as planned. Although there are many reasons why projects may fail 4826 technically or not meet their cost objectives, two stand out and are worth 4827 special consideration given the charge to this committee: the breakdown of 4828 large, multi-owner projects; and significant cost increases in large, first-of-a- 4829 kind demonstration/prototype plants. The committee believes that the TRL 4830 methodology should be required to be followed for all major components of 4831 the IFE program. 4832 4833 It is important to note that the COE for IFE may not be the most immediate obstacle 4834 to successful development. At the size currently envisioned in most studies, the total 4835 cost of an IFE plant may be the biggest obstacle to IFE development, when looked at 4836 through the prism of current-day electricity company concerns. Given the rapid 4837 escalation in capital costs in the last decade, projected costs of gigawatt facilities for 4838 all capital-intensive electricity plants have reached the sticker-shock point, where they 4839 represent a significant fraction of company capitalizations, making investments a 4840 “bet-the-company” decision. Efforts are underway to downsize electricity plants to 4841 reduce the sticker shock. A national IFE program should explore a range of plant 4842 sizes given the uncertain market and financial situation in the US in the coming 4843 decades. In particular, it is very important to understand what is the lower bound of 4844 an IFE plant output in terms of key physics constraints (e.g., target energy gain) and 71 DOE, "Technology Readiness Assessment Guide", DOE G 413.3-4. Washington:Department of Energy. 2009. 72 See Mankins J.C., "Approaches to strategic research and technology (R&T) analysis and road mapping." Acta Astronautica 51(1-9): 3-21. 2002, and Sauser B., Ramirez-Marquez J.E., Magnaye R., Tan W., "A Systems Approach to Expanding the Technology Readiness Level within Defense Acquisition", Int J of Defense Acquisition Manage 1: 39-58. 2008. 3-52

OCR for page 134
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4845 engineering constraints. 4846 Conclusion 3-25: The financing of large, capital-intensive energy options such as 4847 an IFE power plant is a major challenge. 4848 4849 R&D can attempt to address the two major economic obstacles confronting IFE, 4850 namely skepticism about reaching cost/kWh targets and the high cost-per-plant 4851 numbers. R&D can also attempt to reduce investor risk, whether for government or 4852 private investors, by encouraging innovation in IFE components and designs, 4853 improving technical readiness levels through engineering advances, and by laying the 4854 ground for spinoffs of private companies. 4855 4856 Systems analysis is an important tool in the development of any complex system.73 4857 Systems analysis, as used in this context, is the purely technical quantitative 4858 assessment of the expected performance of various interconnected technologies. 4859 Also, system analyses define the consequences of various implementation scenarios 4860 based on various assumptions. Systems analysis is primarily concerned with the 4861 performance of various technologies and does not address the path and non-technical 4862 constraints in achieving the implementation of those technologies. However, it does 4863 provide a tool for assessing the sensitivity of the system to non-technical constraints 4864 translated into system impacts. Cost assessment is one of the outcomes of a systems 4865 analysis, as discussed earlier. 4866 4867 As already mentioned, the per-plant cost of 1 GW or greater generating stations 4868 represents a considerable percentage of the book value of U.S. companies likely to 4869 build fusion reactors, which represents a barrier to entry. There is another problem 4870 specific to those high-capitalization facilities that might be built in the many states in 4871 the United States in which competitive, short-term electricity markets have been 4872 established. A fusion facility, like a nuclear fission facility, will not pay off its 4873 investors for a long period of time. In the absence of long-term contracts, these 4874 facilities would endure an extended period of vulnerability to market prices dropping, 4875 forcing bankruptcy and massive losses. Possibly, the establishment of long-term 4876 contracts in competitive markets will take place in the years ahead, but until that time, 4877 investments in expensive, capital intense projects are risky in competitive markets, 4878 implying that investors would be looking for a high rate of return before entering the 4879 market, driving up costs/kWh. 4880 4881 As stated earlier, the fission field is working to modularize and down-size electricity 4882 plants to reduce the sticker shock and impact in the grid. Fusion R&D might want to 4883 follow that example. A possible goal of R&D could be to design, or improve existing 4884 designs, of IFE power plants that are naturally smaller in size or radically cheaper. 4885 Designers might explore modular systems in which relatively small fusion engines— 4886 built in sequence as finances allow—share common driver facilities. The assignment 4887 of an “investor readiness level,” to a design, including differentiated levels of 73 McCarthy K.A., Pasamehmetoglu K.O., "Using Systems Analysis to Guide Fuel Cycle Development" (Paper 9477, INL/CON-09-15764). In: Global 2009. Paris. 2009. 3-53

OCR for page 135
PREPUBLICATION COPY--SUBJECT TO FURTHER EDITORIAL CORRECTION 4888 readiness to venture capitalists, equity investors, and debt investors, could prove a 4889 useful discipline for planning. Even though the COE might be higher, the smaller 4890 plant design might be more viable in the United States, because its total cost falls into 4891 a range that is marketable. 4892 4893 Because it is not possible to anticipate the most viable business model that may exist 4894 decades from now, the development of a long-range technology should have an eye to 4895 supporting multiple business models. These models range from those in which the 4896 U.S. government stands behind the technology and maintains a high percentage of the 4897 ownership of the construction and possibly acting as an operating company, to a 4898 venture capital model in which venture capitalists support small companies and 4899 obtain key patents on IFE components, to government construction of a few facilities 4900 with the idea that private companies will step in afterward to improve and market the 4901 by then proven technology 4902 4903 Government R&D support of innovation, as part of, and in addition to, systematic 4904 engineering approaches, could greatly benefit IFE under all of these business models. 4905 Rewarding innovation as part of engineering could provide a stronger base from 4906 which spinoff companies could arise. Encouraging ideas from a community broader 4907 than currently involved could provide knowledge benefits freely available to all and 4908 could also increase the number of patents likely to be developed, which is a necessary 4909 precursor to the venture capital model. 4910 4911 Based on the information in this section and its conclusions, the committee makes 4912 three recommendations: 4913 4914 Recommendation 3-10: Economic analyses of inertial fusion energy power 4915 systems should be an integral part of national program planning efforts, 4916 particularly as more cost data become available. 4917 4918 Recommendation 3-11 A comprehensive, systems engineering approach should 4919 be used to assess the performance of IFE systems. Such analyses should also 4920 include the use of a Technology Readiness Levels (TRL) methodology to help 4921 guide the allocation of R&D funds. 4922 4923 Recommendation 3-12: Further efforts are needed to explore how best to 4924 minimize the capital cost of IFE power plants even if this means some increase in 4925 the cost of electricity. Innovation will be a critical aspect of this effort. These 4926 options include use of a smaller fusion module even at higher specific capital cost 4927 per MWe, and also use of a fusion module for which capital cost is reduced by 4928 the acceptance of higher operating cost. 4929 4930 4931 3-54