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OCR for page 99
The Funding of Young Investigators in the Biological and Biomedical Sciences
APPENDIX: ADDITIONAL DATA
Chapter 2 presents data on R01 and R23/29 applications and awards. This appendix provides additional detail.
The following tables show the complete series of data for R01, R23, R29, and R37 awards. These award types are described in Chapter 2. All support individual investigators, but they differ in important respects. R23/R29 awards are intended for investigators at an early stage of their careers. As the figures here indicate, almost all applicants are in the younger age cohorts. R37 awards recognize persons at a more advanced stage of their careers who are invited to apply for the awards. The applicants are mainly in the middle to older age groups. The success rate for R37s is almost 100%. This committee considers R01 grants to be the best medium for comparison among different age groups because R01s may be applied for by persons of any age or degree of experience. Thus, Figure 2-6 uses R01 data only. Readers who wish to examine the influence of adding R23/29 or R37 grants or both to the R01 data are provided with the basic information here.
For each age group, a column has been added to show the percentage of all applications submitted by the persons in that age group. The added figures show, for example, that persons 36 and under constituted 17.2% of all R01 grant applicants in 1985 and 7.2% in 1993.
Totals of applications submitted and awards made and overall success rates for all age groups are included in this appendix.
The data presented here are for all competing applications in the series shown and for all of the National Institutes of Health (NIH), including the research programs of the Alcohol, Drug Abuse, and Mental Health Administration and related institutes that were transferred to NIH in 1992. Data on persons of unknown age are excluded.
We are indebted to Robert Moore and James Tucker of the National Institutes of Health, Division of Research Grants, Information Systems Branch, Statistical Analysis and Evaluation Section, for their patient responses to frequent requests for data and special analyses and for confirmation of the data we have presented on NIH grants.
OCR for page 100
The Funding of Young Investigators in the Biological and Biomedical Sciences
Age
≤ 36
37–40
41–45
46–50
Fiscal Year
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
R01 Applications by Age
1985
3,040
17.2
33.0
1,002
3,547
20.1
34.4
1,221
4,061
23.0
32.9
1,338
2,637
14.9
32.0
843
1986
2,823
16.4
32.8
927
3,556
20.7
32.3
1,150
4,019
23.3
31.9
1,281
2,514
14.6
30.2
759
1987
2,160
13.6
36.3
784
3,132
19.8
35.9
1,123
3,804
24.0
35.8
1,362
2,592
16.4
34.5
893
1988
2,059
12.2
32.2
662
3,207
19.1
31.5
1,011
4,155
24.7
31.3
1,299
3,092
18.4
29.3
906
1989
1,945
11.3
26.5
516
3,316
19.2
27.5
913
4,137
24.0
27.9
1,153
3,259
18.9
26.7
871
1990
1,621
9.1
20.4
330
2,910
16.3
22.7
661
3,792
21.2
23.0
872
3,050
17.0
24.1
736
1991
1,458
8.5
27.0
393
3,112
18.1
28.0
872
4,275
24.9
28.8
1,231
3,355
19.5
29.4
986
1992
1,393
7.9
29.4
410
3,054
17.4
28.3
863
4,448
25.3
27.7
1,230
3,542
20.1
28.6
1,014
1993
1,389
7.2
21.7
302
3,231
16.7
21.9
708
4,983
25.8
21.4
1,066
4,003
20.7
22.4
895
R23 Applications by Age
1985
786
69.4
38.9
306
214
18.9
28.5
61
73
6.4
23.3
17
17
1.5
17.6
3
1986
682
68.4
35.0
239
186
18.7
26.3
49
65
6.5
27.7
18
18
1.8
11.1
2
1987
144
54.3
31.9
46
67
25.3
20.9
14
29
10.9
24.1
7
9
3.4
22.2
2
R29 Applications by Age
1985
1986
29
82.9
96.6
28
4
11.4
100.0
4
1
2.9
100.0
1
1987
1,090
59.5
27.0
294
452
24.7
21.5
97
173
9.4
17.9
31
40
2.2
7.5
3
1988
1,207
55.3
34.2
413
594
27.2
29.5
175
245
11.2
24.5
60
55
2.5
16.4
9
1989
957
52.6
34.1
326
563
30.9
29.7
167
182
10.0
22.0
40
41
2.3
14.6
6
1990
803
47.2
27.1
218
473
27.8
30.0
142
166
9.7
19.9
33
40
2.3
7.5
3
1991
760
46.6
33.9
258
508
31.1
28.7
146
187
11.5
22.5
42
47
2.9
25.5
12
1992
791
45.5
35.8
283
620
35.7
31.1
193
226
13.0
26.5
60
50
2.9
20.0
10
1993
787
42.2
28.6
225
669
35.9
28.3
189
307
16.5
21.2
65
68
3.6
23.5
16
R37 Applications by Age
1985
1986
3
1.8
100.0
3
7
4.1
100.0
7
27
16.0
100.0
27
48
28.4
97.9
47
1987
16
8.2
100.0
16
34
17.3
100.0
34
41
20.9
100.0
41
1988
2
0.9
100.0
2
11
4.9
100.0
11
44
19.7
97.7
43
48
21.5
95.8
46
1989
2
1.0
100.0
2
11
5.5
90.9
10
45
22.6
100.0
45
48
24.1
97.9
47
1990
5
3.3
100.0
5
14
9.2
100.0
14
39
25.5
94.9
37
1991
2
0.7
100.0
2
38
13.9
92.1
35
60
22.0
96.7
58
1992
2
0.6
100.0
2
3
0.9
100.0
3
41
11.8
97.6
40
69
19.9
91.3
63
1993
1
0.3
0.0
0
6
1.8
100.0
6
34
10.4
97.1
33
76
23.2
92.1
70
OCR for page 101
The Funding of Young Investigators in the Biological and Biomedical Sciences
Age
51–55
56–60
>60
Totals
Fiscal Year
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
Total Apps Rec'd
Total Awards
Overall Rate
R01 Applications by Age
1985
1,660
9.4
29.0
482
1,225
6.9
30.0
367
1,021
5.8
26.2
267
17,670
5751
32.5
1986
1,641
9.5
28.3
465
1,144
6.6
23.6
270
989
5.7
27.4
271
17,212
5408
31.4
1987
1,559
9.9
30.8
480
1,141
7.2
33.0
376
928
5.9
30.6
284
15,825
5608
35.4
1988
1,662
9.9
28.0
465
1,213
7.2
26.3
319
1,039
6.2
28.1
292
16,814
5170
30.7
1989
1,894
11.0
23.2
439
1,175
6.8
22.3
262
1,105
6.4
22.7
251
17,257
4607
26.7
1990
1,825
10.2
20.9
382
1,051
5.9
20.3
213
1,048
5.9
19.7
206
17,898
4112
23.0
1991
2,033
11.8
25.4
516
1,153
6.7
25.5
294
1,168
6.8
22.3
260
17,203
4709
27.4
1992
2,316
13.2
24.3
562
1,271
7.2
23.4
297
1,258
7.2
23.2
292
17,579
4769
27.1
1993
2,722
14.1
20.3
553
1,361
7.0
20.6
281
1,469
7.6
17.5
257
19,314
4121
21.3
R23 Applications by Age
1985
4
0.4
25.0
1
1
0.1
0.0
0
1,133
409
36.1
1986
4
0.4
0.0
0
4
0.4
25.0
1
3
0.3
0.0
0
997
332
33.3
1987
3
1.1
33.3
1
2
0.8
0.0
0
265
79
29.8
R29 Applications by Age
1985
1986
35
34
97.1
1987
10
0.5
10.0
1
4
0.2
0.0
0
1
0.1
0.0
0
1,831
468
25.6
1988
15
0.7
0.0
0
5
0.2
0.0
0
5
0.2
20.0
1
2,181
695
31.9
1989
12
0.7
25.0
3
2
0.1
0.0
0
2
0.1
0.0
0
1,820
576
31.6
1990
15
0.9
13.3
2
4
0.2
0.0
0
1
0.1
0.0
0
1,703
486
28.5
1991
13
0.8
15.4
2
4
0.2
75.0
3
2
0.1
0.0
0
1,631
505
31.0
1992
9
0.5
55.6
5
1
0.1
0.0
0
1
0.1
0.0
0
1,739
574
33.0
1993
18
1.0
11.1
2
3
0.2
0.0
0
1,865
505
27.1
R37 Applications by Age
1985
1986
33
19.5
100.0
33
26
15.4
100.0
26
21
12.4
100.0
21
169
168
99.4
1987
38
19.4
100.0
38
31
15.8
100.0
31
19
9.7
100.0
19
196
196
100.0
1988
42
18.8
100.0
42
31
13.9
100.0
31
37
16.6
100.0
37
223
220
98.7
1989
38
19.1
97.4
37
22
11.1
100.0
22
28
14.1
100.0
28
199
196
98.5
1990
25
16.3
96.0
24
23
15.0
91.3
21
23
15.0
95.7
22
153
138
90.2
1991
70
25.6
90.0
63
40
14.7
95.0
38
57
20.9
96.5
55
273
257
94.1
1992
96
27.7
91.7
88
55
15.9
85.5
47
74
21.4
86.5
64
346
312
90.2
1993
76
23.2
92.1
70
51
15.6
92.2
47
79
24.2
91.1
72
327
302
92.4
OCR for page 102
The Funding of Young Investigators in the Biological and Biomedical Sciences
Age
≤ 36
37–40
41–45
46–50
Fiscal Year
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
R01 and R23/ R29 Applications by Age
1985
3,826
20.3
34.2
1,308
3,761
20.0
34.1
1,282
4,134
22.0
32.8
1,355
2,654
14.1
31.9
846
1986
3,534
19.4
33.8
1,194
3,746
20.5
32.1
1,203
4,085
22.4
31.8
1,300
2,532
13.9
30.1
761
1987
3,394
18.9
33.1
1,124
3,651
20.4
33.8
1,234
4,006
22.4
34.9
1,400
2,641
14.7
34.0
898
1988
3,266
17.2
32.9
1,075
3,801
20.0
31.2
1,186
4,400
23.2
30.9
1,359
3,147
16.6
29.1
915
1989
2,902
15.2
29.0
842
3,879
20.3
27.8
1,080
4,319
22.6
27.6
1,193
3,300
17.3
26.6
877
1990
2,424
12.4
22.6
548
3,383
17.3
23.7
803
3,958
20.2
22.9
905
3,090
15.8
23.9
739
1991
2,218
11.8
29.4
651
3,620
19.2
28.1
1,018
4,462
23.7
28.5
1,273
3,402
18.1
29.3
998
1992
2,184
11.3
31.7
693
3,674
19.0
28.7
1,056
4,674
24.2
27.6
1,290
3,592
18.6
28.5
1,024
1993
2,176
10.3
24.2
527
3,900
18.4
23.0
897
5,290
25.0
21.4
1,131
4,071
19.2
22.4
911
R01, R37, and R23/ R29 Applications by Age
1985
3,826
20.3
34.2
1,308
3,761
20.0
34.09
1,282
4,134
22.0
32.78
1,355
2,654
14.1
31.88
846
1986
3,537
19.2
33.8
1,197
3,753
20.4
32.24
1,210
4,112
22.3
32.27
1,327
2,580
14.0
31.32
808
1987
3,394
18.7
33.1
1,124
3,667
20.2
34.09
1,250
4,040
22.3
35.5
1,434
2,682
14.8
35.0
939
1988
3,268
17.0
33.0
1,077
3,812
19.8
31.4
1,197
4,444
23.1
31.55
1,402
3,195
16.6
30.08
961
1989
2,904
15.1
29.1
844
3,890
20.2
28.0
1,090
4,364
22.6
28.37
1,238
3,348
17.4
27.6
924
1990
2,424
12.3
22.6
548
3,388
17.2
23.85
808
3,972
20.1
23.14
919
3,129
15.8
24.8
776
1991
2,218
11.6
29.4
651
3,622
19.0
28.16
1,020
4,500
23.6
29.07
1,308
3,462
18.1
30.5
1,056
1992
2,186
11.1
31.8
695
3,677
18.7
28.8
1,059
4,715
24.0
28.21
1,330
3,661
18.6
29.69
1,087
1993
2,177
10.1
24.2
527
3,906
18.2
23.12
903
5,324
24.8
21.86
1,164
4,147
19.3
23.66
981
OCR for page 103
The Funding of Young Investigators in the Biological and Biomedical Sciences
Age
51–55
56–60
>60
Totals
Fiscal Year
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
No. of Apps.
Percent of All Apps.
Success Rate
No. Supported
Total Apps Rec'd
Total Awards
Overall Rate
R01 and R23/ R29 Applications by Age
1985
1,664
8.8
29.0
483
1,226
6.5
29.9
367
1,021
5.4
26.2
267
18,803
5908
31.4
1986
1,645
9.0
28.3
465
1,148
6.3
23.6
271
992
5.4
27.3
271
18,244
5465
30.0
1987
1,572
8.8
30.7
482
1,147
6.4
32.8
376
929
5.2
30.6
284
17,921
5798
32.4
1988
1,677
8.8
27.7
465
1,218
6.4
26.2
319
1,044
5.5
28.1
293
18,995
5612
29.5
1989
1,906
10.0
23.2
442
1,177
6.2
22.3
262
1,107
5.8
22.7
251
19,077
4947
25.9
1990
1,840
9.4
20.9
384
1,055
5.4
20.2
213
1,049
5.4
19.6
206
19,601
3798
19.4
1991
2,046
10.9
25.3
518
1,157
6.1
25.7
297
1,170
6.2
22.2
260
18,834
5015
26.6
1992
2,325
12.0
24.4
567
1,272
6.6
23.3
297
1,259
6.5
23.2
292
19,318
5219
27.0
1993
2,740
12.9
20.3
555
1,364
6.4
20.6
281
1,469
6.9
17.5
257
21,179
4559
21.5
R01, R37, and R23/ R29 Applications by Age
1985
1,664
8.8
29
483
1,226
6.5
29.9
367
1,021
5.4
26.15
267
18,803
5908
31.4
1986
1,678
9.1
29.7
498
1,174
6.4
25.3
297
1,013
5.5
28.83
292
18,413
5629
30.6
1987
1,610
8.9
32.3
520
1,178
6.5
34.6
407
948
5.2
32.0
303
18,117
5977
33.0
1988
1,719
8.9
29.5
507
1,249
6.5
28.0
350
1,081
5.6
30.53
330
19,218
5824
30.3
1989
1,944
10.1
24.6
479
1,199
6.2
23.7
284
1,135
5.9
24.58
279
19,276
5138
26.7
1990
1,865
9.4
21.9
408
1,078
5.5
21.7
234
1,072
5.4
21.27
228
19,754
3921
19.8
1991
2,116
11.1
27.5
581
1,197
6.3
28.0
335
1,227
6.4
25.67
315
19,107
5266
27.6
1992
2,421
12.3
27.1
655
1,327
6.7
25.9
344
1,333
6.8
26.71
356
19,664
5526
28.1
1993
2,816
13.1
22.2
625
1,415
6.6
23.2
328
1,548
7.2
21.25
329
21,506
4857
22.6
OCR for page 104
The Funding of Young Investigators in the Biological and Biomedical Sciences
This page in the original is blank.
Representative terms from entire chapter:
applications submitted