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Promoting the National Spatial Data Infrastructure Through Partnerships
Promoting the National Spatial Data Infrastructure Through Partnerships
Mapping Science Committee
Board on Earth Sciences and Resources
Commission on Geosciences, Environment, and Resources
National Research Council
NATIONAL ACADEMY PRESS
Washington, D.C.
1994
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Promoting the National Spatial Data Infrastructure Through Partnerships
NOTICE: The project that is the subject of this report was approved by the Governing Board of the National Research Council, whose members are drawn from the councils of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine. The members of the committee responsible for the report were chosen for their special competences and with regard for appropriate balance.
This report has been reviewed by a group other than the authors according to procedures approved by a Report Review Committee consisting of members of the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine.
Support for this study by the Mapping Science Committee was provided by the Defense Mapping Agency, the United States Geological Survey, the Bureau of Land Management, and the Bureau of the Census.
Library of Congress Catalog Card No. 94-66772
International Standard Book Number 0-309-05141-X
Additional copies of this report are available from
National Academy Press
2101 Constitution Avenue Box 285 Washington, D.C. 20418 800-624-6242 202-334-3313 (in Washington Metropolitan Area)
B-499
COVER: An early North American partnership—an etching of the marriage of Pocahontas and John Rolfe at Jamestown, Virginia, April 5, 1614. SOURCE: Library, Richmond (VA) Newspapers, Inc.
Copyright 1994 by the National Academy of Sciences. All rights reserved.
Printed in the United States of America
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Promoting the National Spatial Data Infrastructure Through Partnerships
MAPPING SCIENCE COMMITTEE
LARRY J. SUGARBAKER,
Washington State Department of Natural Resources, Olympia,
Chairman
LAWRENCE F. AYERS,
Intergraph Corporation, Reston, VA,
Vice-Chairman
HUGH N. ARCHER,
Plan Graphics, Inc., Frankfort, KY
WILLIAM M. BROWN,
Environmental Research Institute of Michigan, Ann Arbor
BARBARA P. BUTTENFIELD,
State University of New York, Buffalo
MICHAEL W. DOBSON,
Rand McNally and Company, Skokie, IL
FREDERICK J. DOYLE, McLean, VA (retired, U.S. Geological Survey)
MICHAEL J. FOLK,
University of Illinois, Urbana
LEE C. GERHARD,
Kansas Geological Survey, Lawrence
MICHAEL F. GOODCHILD,
University of California, Santa Barbara
STANLEY K. HONEY,
The News Corporation, Ltd., Los Angeles
TERRENCE J. KEATING,
Autometrics, Inc., Bangor, ME
MICHAEL D. MARVIN,
Map Info Corporation, Troy, NY
SARA L. McLAFFERTY,
Hunter College, New York, NY
KAREN C. SIDERELIS,
North Carolina Center for Geographic Information and Analysis, Raleigh
ROBERT TUFTS,
TASC, Reston, VA
NANCY VON MEYER,
Fairview Industries, Middleton, WI
Staff
THOMAS M. USSELMAN, Senior Staff Officer
JUDITH L. ESTEP, Administrative Assistant
Members Who Completed Their Terms on December 31, 1993
JOHN D. BOSSLER,
The Ohio State University, Columbus,
Chairman
ROBERT LEE CHARTRAND,
Naples, Florida (retired, Congressional Research Service)
DONALD F. COOKE,
Geographic Data Technology, Inc., Lyme, NH
GIULIO MAFFINI,
SHL Systemhouse, Inc., Toronto, Canada
JOHN D. McLAUGHLIN,
University of New Brunswick, Fredericton
BERNARD J. NIEMANN, JR.,
University of Wisconsin, Madison
GERARD RUSHTON,
University of Iowa, Iowa City
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Promoting the National Spatial Data Infrastructure Through Partnerships
BOARD ON EARTH SCIENCES AND RESOURCES
FREEMAN GILBERT, Chair,
Scripps Institution of Oceanography, La Jolla, CA
GAIL M. ASHLEY,
Rutgers University, Piscataway, NJ
THURE CERLING,
University of Utah, Salt Lake City
MARK P. CLOOS,
University of Texas at Austin
NEVILLE G.W. COOK,
University of California, Berkeley
JOEL DARMSTADTER,
Resources for the Future, Washington, DC
DONALD J. DEPAOLO,
University of California, Berkeley
MARCO EINAUDI,
Stanford University, Stanford, CA
NORMAN H. FOSTER,
Independent Petroleum Geologist, Denver, CO
CHARLES G. GROAT,
Louisiana State University, Baton Rouge
DONALD C. HANEY,
Kentucky Geological Survey, Lexington
ANDREW H. KNOLL,
Harvard University, Cambridge, MA
PHILIP E. LAMOREAUX,
P.E. LaMoreaux and Associates, Inc., Tuscaloosa, AL
SUSAN LANDON,
Thomasson Partner Associates, Denver, CO
MARCIA K. MCNUTT,
Massachusetts Institute of Technology, Cambridge
J. BERNARD MINSTER,
University of California, San Diego
JILL D. PASTERIS,
Washington University, St. Louis, MO
EDWARD C. ROY, JR.,
Trinity University, San Antonio, TX
Staff
JONATHAN G. PRICE, Staff Director
THOMAS M. USSELMAN, Associate Staff Director
WILLIAM E. BENSON, Senior Program Officer
KEVIN CROWLEY, Program Officer
BRUCE B. HANSHAW, Program Officer
ANNE LINN, Program Officer
LALLY A. ANDERSON, Staff Assistant
CHARLENE ANDERSON, Administrative Assistant
JUDITH L. ESTEP, Administrative Assistant
SHELLEY MYERS, Project Assistant
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Promoting the National Spatial Data Infrastructure Through Partnerships
COMMISSION ON GEOSCIENCES, ENVIRONMENT, AND RESOURCES
M. GORDON WOLMAN,
The Johns Hopkins University,
Chairman,
Baltimore, MD
PATRICK R. ATKINS,
Aluminum Company of America, Pittsburgh, PA
EDITH BROWN WEISS,
Georgetown University Law Center, Washington, DC
JAMES P. BRUCE,
Canadian Climate Program Board, Ontario
WILLIAM L. FISHER,
The University of Texas at Austin
EDWARD A. FRIEMAN,
Scripps Institution of Oceanography, La Jolla, CA
GEORGE M. HORNBERGER,
University of Virginia, Charlottesville
W. BARCLAY KAMB,
California Institute of Technology, Pasadena
PERRY L. McCARTY,
Stanford University, Stanford, CA
JUDY L. MEYER,
University of Georgia, Athens
RAYMOND A. PRICE,
Queen's University at Kingston, Ontario, Canada
THOMAS C. SCHELLING,
University of Maryland, College Park
ELLEN K. SILBERGELD,
Environmental Defense Fund, Washington, DC
STEVEN M. STANLEY,
The Johns Hopkins University, Baltimore, MD
VICTORIA J. TSCHINKEL,
Landers and Parson, Tallahassee, FL
WARREN WASHINGTON,
National Center for Atmospheric Research, Boulder, CO
Staff
STEPHEN RATTIEN, Executive Director
STEPHEN D. PARKER, Associate Executive Director
MORGAN GOPNIK, Assistant Executive Director
JEANETTE SPOON, Administrative Officer
SANDI FITZPATRICK, Administrative Associate
ROBIN ALLEN, Senior Project Assistant
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Promoting the National Spatial Data Infrastructure Through Partnerships
The National Academy of Sciences is a private, nonprofit, self-perpetuating society of distinguished scholars engaged in scientific and engineering research, dedicated to the furtherance of science and technology and to their use for the general welfare. Upon the authority of the charter granted to it by the Congress in 1863, the Academy has a mandate that requires it to advise the federal government on scientific and technical matters. Dr. Bruce Alberts is president of the National Academy of Sciences.
The National Academy of Engineering was established in 1964, under the charter of the National Academy of Sciences, as a parallel organization of outstanding engineers. It is autonomous in its administration and in the selection of its members, sharing with the National Academy of Sciences the responsibility for advising the federal government. The National Academy of Engineering also sponsors engineering programs aimed at meeting national needs, encourages education and research, and recognizes the superior achievements of engineers. Dr. Robert M. White is president of the National Academy of Engineering.
The Institute of Medicine was established in 1970 by the National Academy of Sciences to secure the services of eminent members of appropriate professions in the examination of policy matters pertaining to the health of the public. The Institute acts under the responsibility given to the National Academy of Sciences by its congressional charter to be an adviser to the federal government and, upon its own initiative, to identify issues of medical care, research, and education. Dr. Kenneth I. Shine is president of the Institute of Medicine.
The National Research Council was organized by the National Academy of Sciences in 1916 to associate the broad community of science and technology with the Academy's purposes of furthering knowledge and of advising the federal government. Functioning in accordance with general policies determined by the Academy, the Council has become the principal operating agency of both the National Academy of Sciences and the National Academy of Engineering in providing services to the government, the public, and the scientific and engineering communities. The Council is administered jointly by both Academies and the Institute of Medicine. Dr. Bruce Alberts and Dr. Robert M. White are chairman and vice chairman, respectively, of the National Research Council.
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Promoting the National Spatial Data Infrastructure Through Partnerships
PREFACE
The Mapping Science Committee serves as a focus for external advice to the federal agencies on scientific and technical matters related to spatial data handling and analysis. The purpose of the committee is to provide advice on the development of a robust national spatial data infrastructure for making informed decisions at all levels of government and throughout society in general.
Within the context of the above mission statement, the committee issued a report in the Spring of 1993, Toward a Coordinated Spatial Data Infrastructure for the Nation, which articulated its vision on how spatial information handling might best be approached from an organizational perspective. There are, of course, many specific issues that are raised when one examines what a National Spatial Data Infrastructure (NSDI) encompasses. The committee is undertaking a series of focused studies to examine individual components of the NSDI. This study on partnerships within the NSDI was verbally requested by the Federal Geographic Data Committee (operating under the aegis of the Office of Management and Budget) at a joint meeting with the Mapping Science Committee on February 2, 1993.
A study which addresses the criteria for determining priority geographic data is companion to this study on partnerships. Together, they set the stage for the NSDI which will take our nation into the twenty-first century.
The committee wishes to thank Lisa Warnecke for the compilation of state legislation and authorities concerning spatial data and of the coordination mechanisms within each state.
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Promoting the National Spatial Data Infrastructure Through Partnerships
CONTENTS
1
EXECUTIVE SUMMARY
1
RECOMMENDATIONS
3
NOTE
4
2
THE NATIONAL SPATIAL DATA INFRASTRUCTURE
5
BACKGROUND
5
PREVIOUS REPORTS
8
Spatial Data Needs: The Future of the National Mapping Program
8
Toward a Coordinated Spatial Data Infrastructure for the Nation
8
DISCUSSION
9
NOTES
11
3
THE CONCEPTS OF FEDERAL/STATE PARTNERSHIPS
12
CREATION AND MAINTENANCE OF SPATIAL DATA SETS
12
SPATIAL DATA STEWARDSHIP PRINCIPLES
13
ECONOMICS OF THE NSDI
14
The Costs of NSDI
15
Minimizing Costs Through Partnerships
16
NOTES
18
4
THE PARTNERSHIP MODEL
19
KEY ELEMENTS OF PARTNERSHIPS
19
IMPEDIMENTS TO PARTNERSHIPS
22
Formulae for Cost Sharing
22
Compromised Standards
22
Cost Recovery
23
Federal Procurement
23
Focused Coordination
24
ROLES IN PARTNERSHIPS
24
NOTES
26
5
RECOMMENDATIONS AND CONCLUSION
27
KEY ELEMENTS OF A PARTNERSHIP
27
RECOMMENDATIONS
27
CONCLUSION
28
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Promoting the National Spatial Data Infrastructure Through Partnerships
APPENDICES
APPENDIX A RELATED ACTIVITIES AND DEVELOPMENT OF PARTNERSHIPS
33
NOTES
35
APPENDIX B: COOPERATION/PARTNERSHIP MODELS IN EXISTENCE TODAY
37
BUREAU OF THE CENSUS—STATE DATA PROGRAM
37
NATIONAL GEODETIC SURVEY
38
SOUTH CAROLINA WATER RESOURCES COMMISSION
39
MARYLAND DIGITAL ORTHOPHOTO PROGRAM
41
APPENDIX C:EXAMPLE MEMORANDUM OF UNDERSTANDING
43
APPENDIX D:STATE GEOGRAPHIC INFORMATION AUTHORIZATIONS AND COORDINATION—SUMMARY
47
STATE STATUTES
47
EXECUTIVE ORDERS
48
MEMORANDA OF UNDERSTANDING
48
DISCUSSION
49
STATE COMPILATION
52
ACRONYMS
113
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